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ONTO

ONTO INNOVATION INC.

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3340
SEC CIK
0000704532
Parsed reports
554

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2020 Filed Feb 11, 2020 23:14 UTC Amendment
ROTH STEVEN RSenior Vice President & CFO
Tax withholdingCommon Stock 657 $41.47 $27,245.79
Disclosure

SEC source: 0001407682-20-000046 · edgardoc.xml · nonDerivative · entry 2

ROTH STEVEN R · CIK 0001132849 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,228

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 23:14 UTC Amendment
ROTH STEVEN RSenior Vice President & CFO
Tax withholdingCommon Stock 559 $41.47 $23,181.73
Disclosure

SEC source: 0001407682-20-000046 · edgardoc.xml · nonDerivative · entry 1

ROTH STEVEN R · CIK 0001132849 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,885

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 23:13 UTC Amendment
Plisinski Michael PDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,466 $41.47 $60,795.02
Disclosure

SEC source: 0001407682-20-000045 · edgardoc.xml · nonDerivative · entry 2

Plisinski Michael P · CIK 0001325550 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,388

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 23:13 UTC Amendment
Plisinski Michael PDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,391 $41.47 $57,684.77
Disclosure

SEC source: 0001407682-20-000045 · edgardoc.xml · nonDerivative · entry 1

Plisinski Michael P · CIK 0001325550 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,854

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 23:12 UTC Amendment
KOCH ROBERT ALANVP & General Counsel
Tax withholdingCommon Stock 308 $41.47 $12,772.76
Disclosure

SEC source: 0001407682-20-000044 · edgardoc.xml · nonDerivative · entry 2

KOCH ROBERT ALAN · CIK 0001244761 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,063

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 23:12 UTC Amendment
KOCH ROBERT ALANVP & General Counsel
Tax withholdingCommon Stock 264 $41.47 $10,948.08
Disclosure

SEC source: 0001407682-20-000044 · edgardoc.xml · nonDerivative · entry 1

KOCH ROBERT ALAN · CIK 0001244761 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,371

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
February 06, 2020 Filed Oct 16, 2020 17:56 UTC Amendment
Plisinski Michael PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,910 $41.47 $120,677.70
Disclosure

SEC source: 0001407682-20-000102 · edgardoc.xml · nonDerivative · entry 2

Plisinski Michael P · CIK 0001325550 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,575

F1 · shares: The purpose of this amendment is to correct an administrative error in the previously reported amount of shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs). This amendment supersedes the amendment filed on February 11, 2020.

Read SEC document
February 06, 2020 Filed Oct 16, 2020 17:56 UTC Amendment
Plisinski Michael PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,760 $41.47 $114,457.20
Disclosure

SEC source: 0001407682-20-000102 · edgardoc.xml · nonDerivative · entry 1

Plisinski Michael P · CIK 0001325550 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,485

F1 · shares: The purpose of this amendment is to correct an administrative error in the previously reported amount of shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs). This amendment supersedes the amendment filed on February 11, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 21:43 UTC
KOCH ROBERT ALANVP & General Counsel
Disposition to issuerCommon Stock 269 $38.63 $10,391.47
Disclosure

SEC source: 0001407682-20-000028 · edgardoc.xml · nonDerivative · entry 4

KOCH ROBERT ALAN · CIK 0001244761 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,635

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 21:43 UTC
KOCH ROBERT ALANVP & General Counsel
Disposition to issuerCommon Stock 298 $38.63 $11,511.74
Disclosure

SEC source: 0001407682-20-000028 · edgardoc.xml · nonDerivative · entry 3

KOCH ROBERT ALAN · CIK 0001244761 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,904

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 21:42 UTC
ROTH STEVEN RSenior Vice President & CFO
Disposition to issuerCommon Stock 329 $38.63 $12,709.27
Disclosure

SEC source: 0001407682-20-000026 · edgardoc.xml · nonDerivative · entry 4

ROTH STEVEN R · CIK 0001132849 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,444

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 21:42 UTC
ROTH STEVEN RSenior Vice President & CFO
Disposition to issuerCommon Stock 389 $38.63 $15,027.07
Disclosure

SEC source: 0001407682-20-000026 · edgardoc.xml · nonDerivative · entry 3

ROTH STEVEN R · CIK 0001132849 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,773

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 21:41 UTC
Plisinski Michael PDirector · Chief Executive Officer
Disposition to issuerCommon Stock 897 $38.63 $34,651.11
Disclosure

SEC source: 0001407682-20-000024 · edgardoc.xml · nonDerivative · entry 4

Plisinski Michael P · CIK 0001325550 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,245

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 21:41 UTC
Plisinski Michael PDirector · Chief Executive Officer
Disposition to issuerCommon Stock 1,076 $38.63 $41,565.88
Disclosure

SEC source: 0001407682-20-000024 · edgardoc.xml · nonDerivative · entry 3

Plisinski Michael P · CIK 0001325550 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,142

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:43 UTC
KOCH ROBERT ALANVP & General Counsel
Disposition to issuerCommon Stock 229 $38.02 $8,706.58
Disclosure

SEC source: 0001407682-20-000028 · edgardoc.xml · nonDerivative · entry 2

KOCH ROBERT ALAN · CIK 0001244761 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,202

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:43 UTC
KOCH ROBERT ALANVP & General Counsel
Disposition to issuerCommon Stock 225 $38.02 $8,554.50
Disclosure

SEC source: 0001407682-20-000028 · edgardoc.xml · nonDerivative · entry 1

KOCH ROBERT ALAN · CIK 0001244761 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,431

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:42 UTC
ROTH STEVEN RSenior Vice President & CFO
Disposition to issuerCommon Stock 443 $38.02 $16,842.86
Disclosure

SEC source: 0001407682-20-000026 · edgardoc.xml · nonDerivative · entry 2

ROTH STEVEN R · CIK 0001132849 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,162

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:42 UTC
ROTH STEVEN RSenior Vice President & CFO
Disposition to issuerCommon Stock 433 $38.02 $16,462.66
Disclosure

SEC source: 0001407682-20-000026 · edgardoc.xml · nonDerivative · entry 1

ROTH STEVEN R · CIK 0001132849 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,605

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:41 UTC
Plisinski Michael PDirector · Chief Executive Officer
Disposition to issuerCommon Stock 1,331 $38.02 $50,604.62
Disclosure

SEC source: 0001407682-20-000024 · edgardoc.xml · nonDerivative · entry 2

Plisinski Michael P · CIK 0001325550 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,218

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:41 UTC
Plisinski Michael PDirector · Chief Executive Officer
Disposition to issuerCommon Stock 1,185 $38.02 $45,053.70
Disclosure

SEC source: 0001407682-20-000024 · edgardoc.xml · nonDerivative · entry 1

Plisinski Michael P · CIK 0001325550 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,549

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 19:21 UTC SaleCommon Stock 100 $40.04 $4,004.00
Disclosure

SEC source: 0001407682-20-000013 · edgardoc.xml · nonDerivative · entry 5

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,417

F1 · shares: The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 19:21 UTC SaleCommon Stock 500 $40.03 $20,015.00
Disclosure

SEC source: 0001407682-20-000013 · edgardoc.xml · nonDerivative · entry 4

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,517

F1 · shares: The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 19:21 UTC SaleCommon Stock 5,801 $40.02 $232,156.02
Disclosure

SEC source: 0001407682-20-000013 · edgardoc.xml · nonDerivative · entry 3

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,017

F1 · shares: The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 19:21 UTC SaleCommon Stock 36,569 $40.00 $1,462,760.00
Disclosure

SEC source: 0001407682-20-000013 · edgardoc.xml · nonDerivative · entry 2

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,818

F1 · shares: The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 19:21 UTC SaleCommon Stock 37,030 $40.01 $1,481,570.30
Disclosure

SEC source: 0001407682-20-000013 · edgardoc.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,387

F1 · shares: The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:40 UTC
Fiordalice RobertVP & GM, WBU
SaleCommon Stock 298 $36.54 $10,888.92
Disclosure

SEC source: 0001407682-20-000004 · edgardoc.xml · nonDerivative · entry 1

Fiordalice Robert · CIK 0001792618 · VP & GM, WBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,772

F1 · balance_after: Includes 298 shares purchased on December 31, 2019 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:43 UTC
Kocher RollinSenior VP, Field Operations
SaleCommon Stock 168 $36.54 $6,138.72
Disclosure

SEC source: 0001407682-20-000006 · edgardoc.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · Senior VP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,414

F1 · balance_after: Includes 168 shares purchased on December 31, 2019 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jan 7, 2020 13:49 UTC OtherCommon Stock 257 $29.98 $7,704.86
Disclosure

SEC source: 0001407682-20-000008 · edgardoc.xml · nonDerivative · entry 1

Vedula Srinivas · CIK 0001792564 · VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,144

F1 · kind: Shares were purchased pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jan 15, 2020 20:15 UTC
Heidrich KevinSr. Vice President, Marketing
OtherCommon Stock 210 $29.98 $6,295.80
Disclosure

SEC source: 0001407682-20-000011 · edgardoc.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Sr. Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,449

F1 · kind: Shares were purchased pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 23, 2019 Filed Jan 3, 2020 20:13 UTC GiftCommon Stock 290 $0.00 $0.00
Disclosure

SEC source: 0001407682-20-000002 · edgardoc.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,809

Read SEC document
December 17, 2019 Filed Dec 18, 2019 22:51 UTC GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001257815-19-000014 · edgardoc.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,417

Read SEC document
December 12, 2019 Filed Dec 16, 2019 23:41 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001257815-19-000012 · edgardoc.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,117

Read SEC document
November 23, 2019 Filed Nov 26, 2019 17:53 UTC
Swyt GregVP, Finance
Disposition to issuerCommon Stock 947 $32.70 $30,966.90
Disclosure

SEC source: 0001257815-19-000008 · edgardoc.xml · nonDerivative · entry 1

Swyt Greg · CIK 0001723433 · VP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,680

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 18:39 UTC SaleCommon Stock 25,000 $34.66 $866,500.00
Disclosure

SEC source: 0001257815-19-000006 · edgardoc.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,117

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $34.57 to $34.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:49 UTC GrantCommon Stock 3,297 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026276 · doc4.xml · nonDerivative · entry 2

BERLINGHIERI LEO · CIK 0001202738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,576

F2 · shares: These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:49 UTC GrantCommon Stock 15,279 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026276 · doc4.xml · nonDerivative · entry 1

BERLINGHIERI LEO · CIK 0001202738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,279

F1 · shares: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:44 UTC
ROTH STEVEN RSEE REMARKS
GrantCommon Stock 21,212 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026269 · doc4.xml · nonDerivative · entry 2

ROTH STEVEN R · CIK 0001132849 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,038

F2 · shares: These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:44 UTC
ROTH STEVEN RSEE REMARKS
GrantCommon Stock 42,826 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026269 · doc4.xml · nonDerivative · entry 1

ROTH STEVEN R · CIK 0001132849 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,826

F1 · shares: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:32 UTC
Lehmann Erich JVP, Corporate Accounting
GrantCommon Stock 7,210 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026249 · doc4.xml · nonDerivative · entry 2

Lehmann Erich J · CIK 0001791748 · VP, Corporate Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,767

F2 · shares: These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:32 UTC
Lehmann Erich JVP, Corporate Accounting
GrantCommon Stock 9,557 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026249 · doc4.xml · nonDerivative · entry 1

Lehmann Erich J · CIK 0001791748 · VP, Corporate Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,557

F1 · shares: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

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October 25, 2019 Filed Oct 30, 2019 01:44 UTC GrantCommon Stock 3,297 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026268 · doc4.xml · nonDerivative · entry 2

WHITTEN JOHN R · CIK 0001370507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,618

F2 · shares: These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

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October 25, 2019 Filed Oct 30, 2019 01:44 UTC GrantCommon Stock 23,321 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026268 · doc4.xml · nonDerivative · entry 1

WHITTEN JOHN R · CIK 0001370507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,321

F1 · shares: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

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October 25, 2019 Filed Oct 30, 2019 01:48 UTC
LaBua Leonard AVP & GM, ESG
GrantCommon Stock 3,356 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026275 · doc4.xml · nonDerivative · entry 2

LaBua Leonard A · CIK 0001749051 · VP & GM, ESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

F2 · shares: These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:48 UTC
LaBua Leonard AVP & GM, ESG
GrantCommon Stock 1,473 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026275 · doc4.xml · nonDerivative · entry 1

LaBua Leonard A · CIK 0001749051 · VP & GM, ESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473

F1 · shares: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:47 UTC
Sheaffer MichaelSEE REMARKS
GrantCommon Stock 2,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026274 · doc4.xml · nonDerivative · entry 2

Sheaffer Michael · CIK 0001791809 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354

F2 · shares: These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:47 UTC
Sheaffer MichaelSEE REMARKS
GrantCommon Stock 514 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026274 · doc4.xml · nonDerivative · entry 1

Sheaffer Michael · CIK 0001791809 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

F1 · shares: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:44 UTC
Murray George CVP, Operations
GrantCommon Stock 1,253 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026270 · doc4.xml · nonDerivative · entry 2

Murray George C · CIK 0001762393 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131

F2 · shares: These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:44 UTC
Murray George CVP, Operations
GrantCommon Stock 878 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026270 · doc4.xml · nonDerivative · entry 1

Murray George C · CIK 0001762393 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

F1 · shares: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 00:41 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054369 · doc4.xml · derivative · entry 5

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comon Stock · 62,500 shares

Expires 2020-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of NANO common stock. The grant was made at 150% of target. The performance stock units vested at target, resulting in the issuance of 2/3 of the shares subject to the performance stock unit, and the remainder of the performance stock unit being cancelled.

F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of NANO common stock. The grant was made at 150% of target. The performance stock units vested at target, resulting in the issuance of 2/3 of the shares subject to the performance stock unit, and the remainder of the performance stock unit being cancelled.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 00:41 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 25,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054369 · doc4.xml · derivative · entry 4

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,662 shares

Expires 2021-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of NANO common stock. The grant was made at 150% of target. The performance stock units vested at target, resulting in the issuance of 2/3 of the shares subject to the performance stock unit, and the remainder of the performance stock unit being cancelled.

F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of NANO common stock. The grant was made at 150% of target. The performance stock units vested at target, resulting in the issuance of 2/3 of the shares subject to the performance stock unit, and the remainder of the performance stock unit being cancelled.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.