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ONT

Onterris, Inc.

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Tapewire entity
5360
SEC CIK
0001643615
Parsed reports
176

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 18, 2021 00:12 UTC
Dicks AllanChief Financial Officer
SaleCommon Stock 2,434 $59.72 $145,358.48
Disclosure

SEC source: 0000899243-21-036485 · doc4.xml · nonDerivative · entry 3

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $59.60 to $59.99, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:12 UTC
Dicks AllanChief Financial Officer
SaleCommon Stock 17,566 $59.08 $1,037,799.28
Disclosure

SEC source: 0000899243-21-036485 · doc4.xml · nonDerivative · entry 2

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,434

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $58.60 to $59.59, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:12 UTC
Dicks AllanChief Financial Officer
Exercise / conversionCommon Stock 20,000 $8.58 $171,600.00
Disclosure

SEC source: 0000899243-21-036485 · doc4.xml · nonDerivative · entry 1

Dicks Allan · CIK 0001817846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 19:28 UTC SaleCommon Stock 20,000 $58.76 $1,175,200.00
Disclosure

SEC source: 0000899243-21-036471 · doc4.xml · nonDerivative · entry 2

Fernandez de Castro Jose Miguel · CIK 0001414853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,072

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $58.50 to $59.13, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 18:14 UTC SaleCommon Stock 27,091 $57.95 $1,569,923.45
Disclosure

SEC source: 0000899243-21-035718 · doc4.xml · nonDerivative · entry 2

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,783

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $57.68 to $58.29, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 18:14 UTC SaleCommon Stock 37,584 $57.37 $2,156,194.08
Disclosure

SEC source: 0000899243-21-035718 · doc4.xml · nonDerivative · entry 1

PERLMAN RICHARD E · CIK 0001079972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,874

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $56.65 to $57.63, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 10, 2021 Filed Sep 17, 2021 19:28 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-036471 · doc4.xml · nonDerivative · entry 1

Fernandez de Castro Jose Miguel · CIK 0001414853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,072

F1 · kind: This transaction involved a bona fide gift not for value of securities by the reporting person to a non-profit organization.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 19,090 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · derivative · entry 10

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,090 shares

Expires 2024-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 50% of the shares subject to the option vested on September 9, 2016 and the remaining 50% vested on September 9, 2018.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 10,360 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · derivative · entry 9

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,625

Underlying: Common Stock · 10,360 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 4,860 $56.48 $274,492.80
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · nonDerivative · entry 8

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

F6 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $56.14 to $56.92, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 5,500 $55.54 $305,470.00
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · nonDerivative · entry 7

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,610

F5 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.14 to $56.12, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionCommon Stock 10,360 $6.03 $62,470.80
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · nonDerivative · entry 6

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 8,420 $56.46 $475,393.20
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · nonDerivative · entry 5

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $56.06 to $57.00, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 10,670 $55.54 $592,611.80
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · nonDerivative · entry 4

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,170

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.06 to $56.05, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionCommon Stock 19,090 $5.72 $109,194.80
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · nonDerivative · entry 3

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 1,218 $56.49 $68,804.82
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · nonDerivative · entry 2

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $56.16 to $56.88, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:07 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 1,600 $55.60 $88,960.00
Disclosure

SEC source: 0000899243-21-035714 · doc4.xml · nonDerivative · entry 1

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,968

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.15 to $56.14, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 16:46 UTC PurchaseCommon Stock 11,406 $44.19 $504,031.14
Disclosure

SEC source: 0000899243-21-033919 · doc4.xml · nonDerivative · entry 1

PRICE JAMES K · CIK 0000909527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,333

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were purchased in multiple transactions by the Reporting Person at prices ranging from $43.78 to $44.64, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock acquired at each separate price within the range.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 19:50 UTC
LeMaire Joshua W.Chief Operating Officer
PurchaseCommon Stock 2,000 $44.53 $89,060.00
Disclosure

SEC source: 0000899243-21-033703 · doc4.xml · nonDerivative · entry 1

LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were purchased in multiple transactions by the Reporting Person at prices ranging from $44.38 to $44.61, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock acquired at each separate price within the range.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 19:10 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 1,532 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0000899243-21-031662 · doc4.xml · derivative · entry 7

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,090

Underlying: Common Stock · 1,532 shares

Expires 2024-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the shares subject to the option vested on September 9, 2016 and the remaining 50% vested on September 9, 2018.

F5 · balance_after: Form 4 filed by the Reporting Person on June 28, 2021 incorrectly reflected the number of options remaining following the exercise reported thereon. The correct number of options that should have been reflected thereon was 20,622.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 19:10 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-031662 · doc4.xml · derivative · entry 6

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,985

Underlying: Common Stock · 800 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 19:10 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 200 $55.16 $11,032.00
Disclosure

SEC source: 0000899243-21-031662 · doc4.xml · nonDerivative · entry 5

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,568

Read SEC document
August 02, 2021 Filed Aug 4, 2021 19:10 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 800 $55.12 $44,096.00
Disclosure

SEC source: 0000899243-21-031662 · doc4.xml · nonDerivative · entry 4

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.00 to $55.20, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 19:10 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionCommon Stock 800 $6.03 $4,824.00
Disclosure

SEC source: 0000899243-21-031662 · doc4.xml · nonDerivative · entry 3

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 19:10 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 1,532 $55.16 $84,505.12
Disclosure

SEC source: 0000899243-21-031662 · doc4.xml · nonDerivative · entry 2

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.13 to $55.31, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 19:10 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionCommon Stock 1,532 $5.72 $8,763.04
Disclosure

SEC source: 0000899243-21-031662 · doc4.xml · nonDerivative · entry 1

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:53 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 18,578 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-027389 · doc4.xml · derivative · entry 3

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,785

Underlying: Common Stock · 18,578 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019.

F2 · balance_after: Form 4 filed by the Reporting Person on June 28, 2021 incorrectly reflected the number of options remaining following the exercise reported thereon. The correct number of options that should have been reflected thereon was 156,363.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:53 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 18,578 $55.00 $1,021,790.00
Disclosure

SEC source: 0000899243-21-027389 · doc4.xml · nonDerivative · entry 2

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:53 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionCommon Stock 18,578 $6.03 $112,025.34
Disclosure

SEC source: 0000899243-21-027389 · doc4.xml · nonDerivative · entry 1

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:22 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 128 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0000899243-21-026350 · doc4.xml · derivative · entry 7

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,872

Underlying: Common Stock · 128 shares

Expires 2024-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 50% of the shares subject to the option vested on September 9, 2016 and the remaining 50% vested on September 9, 2018.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:22 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 262 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-026350 · doc4.xml · derivative · entry 6

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,613

Underlying: Common Stock · 262 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:22 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 127 $55.00 $6,985.00
Disclosure

SEC source: 0000899243-21-026350 · doc4.xml · nonDerivative · entry 5

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:22 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 128 $55.00 $7,040.00
Disclosure

SEC source: 0000899243-21-026350 · doc4.xml · nonDerivative · entry 4

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,925

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:22 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionCommon Stock 128 $5.72 $732.16
Disclosure

SEC source: 0000899243-21-026350 · doc4.xml · nonDerivative · entry 3

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:22 UTC
Afsari NasymGeneral Counsel and Secretary
SaleCommon Stock 262 $55.00 $14,410.00
Disclosure

SEC source: 0000899243-21-026350 · doc4.xml · nonDerivative · entry 2

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,925

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:22 UTC
Afsari NasymGeneral Counsel and Secretary
Exercise / conversionCommon Stock 262 $6.03 $1,579.86
Disclosure

SEC source: 0000899243-21-026350 · doc4.xml · nonDerivative · entry 1

Afsari Nasym · CIK 0001817851 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 19, 2021 17:06 UTC SaleCommon Stock 10,146 $51.37 $521,200.02
Disclosure

SEC source: 0000899243-21-019946 · doc4.xml · nonDerivative · entry 3

PRESBY J THOMAS · CIK 0001192023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,794

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $51.17 to $51.865, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
May 18, 2021 Filed May 19, 2021 17:06 UTC SaleCommon Stock 21,067 $51.78 $1,090,849.26
Disclosure

SEC source: 0000899243-21-019946 · doc4.xml · nonDerivative · entry 2

PRESBY J THOMAS · CIK 0001192023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,940

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $50.17 to $51.165, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
May 17, 2021 Filed May 19, 2021 17:06 UTC SaleCommon Stock 18,787 $51.56 $968,657.72
Disclosure

SEC source: 0000899243-21-019946 · doc4.xml · nonDerivative · entry 1

PRESBY J THOMAS · CIK 0001192023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,007

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $51.50 to $52.05, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 62,903 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · derivative · entry 13

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,125

Underlying: Common Stock · 62,903 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019.

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March 31, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 25,397 $49.34 $1,253,037.19
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 11

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,928

F9 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $49.15 to $49.60, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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March 31, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 34,501 $48.79 $1,683,338.29
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 10

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,325

F8 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $48.15 to $49.14, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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March 31, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 1,700 $47.45 $80,656.50
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 9

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,826

F7 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $47.05 to $47.915, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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March 31, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 1,305 $46.71 $60,956.55
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 8

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,526

F6 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $46.05 to $47.04, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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March 31, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
Exercise / conversionCommon Stock 62,903 $6.03 $379,305.09
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 7

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 115,070 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · derivative · entry 12

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,028

Underlying: Common Stock · 115,070 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019.

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March 30, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 31,082 $47.22 $1,467,598.79
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 6

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,928

F5 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $46.93 to $47.66, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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March 30, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 15,840 $46.65 $738,856.80
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 5

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,010

F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $45.93 to $46.92, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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March 30, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 33,079 $45.36 $1,500,562.68
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 4

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,850

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $44.80 to $45.775, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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March 30, 2021 Filed Apr 1, 2021 19:56 UTC
Manthripragada VijayDirector · President and CEO
SaleCommon Stock 26,369 $44.31 $1,168,384.02
Disclosure

SEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 3

Manthripragada Vijay · CIK 0001817948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,929

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $43.785 to $44.77, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.