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ONIT

ONITY GROUP INC.

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Tapewire entity
6025
SEC CIK
0000873860
Parsed reports
419

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2017 Filed Feb 28, 2017 21:25 UTC
Kumbar Otto JEVP, Lending
Exercise / conversionCommon Stock 2,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000254 · kumbar_4.xml · nonDerivative · entry 1

Kumbar Otto J · CIK 0001651796 · EVP, Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:24 UTC
Hayes Timothy M.EVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,113 $0.00 $0.00
Disclosure

SEC source: 0001019056-17-000252 · hayes_4.xml · derivative · entry 3

Hayes Timothy M. · CIK 0001574180 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224

Underlying: Common Stock · 5,113 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F4 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units that are scheduled to vest in three annual installments of 5,113, 5,112 and 5,112, respectively, commencing February 24, 2017.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:24 UTC
Hayes Timothy M.EVP & General Counsel
Tax withholdingCommon Stock 1,398 $4.23 $5,906.55
Disclosure

SEC source: 0001019056-17-000252 · hayes_4.xml · nonDerivative · entry 2

Hayes Timothy M. · CIK 0001574180 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,715

F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations.

F3 · balance_after: Includes 15,000 shares jointly held by Mr. and Mrs. Timothy M. Hayes.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:24 UTC
Hayes Timothy M.EVP & General Counsel
Exercise / conversionCommon Stock 5,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000252 · hayes_4.xml · nonDerivative · entry 1

Hayes Timothy M. · CIK 0001574180 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · balance_after: Includes 15,000 shares jointly held by Mr. and Mrs. Timothy M. Hayes.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:20 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 5,113 $0.00 $0.00
Disclosure

SEC source: 0001019056-17-000244 · anderson_4.xml · derivative · entry 3

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224

Underlying: Common Stock · 5,113 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units that are scheduled to vest in three annual installments of 5,113, 5,112 and 5,112, respectively, commencing February 24, 2017.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:20 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Tax withholdingCommon Stock 1,398 $4.23 $5,906.55
Disclosure

SEC source: 0001019056-17-000244 · anderson_4.xml · nonDerivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,277

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:20 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 5,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000244 · anderson_4.xml · nonDerivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:21 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,113 $0.00 $0.00
Disclosure

SEC source: 0001019056-17-000246 · bourque_4.xml · derivative · entry 3

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224

Underlying: Common Stock · 5,113 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units that are scheduled to vest in three annual installments of 5,113, 5,112 and 5,112, respectively, commencing February 24, 2017.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:21 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,398 $4.23 $5,906.55
Disclosure

SEC source: 0001019056-17-000246 · bourque_4.xml · nonDerivative · entry 2

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,715

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:21 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Exercise / conversionCommon Stock 5,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000246 · bourque_4.xml · nonDerivative · entry 1

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:03 UTC OtherCall Options (obligation to sell) · Derivative 4,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 12

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2017-01-20

F2 · security: On January 20, 2017, call options previously written by Tribue expired out of the money.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:03 UTC OtherCall Options (obligation to sell) · Derivative 2,496 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 11

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 249,600 shares

Expires 2017-01-20

F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:03 UTC OtherCall Options (obligation to sell) · Derivative 2,362 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 10

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 236,200 shares

Expires 2017-01-20

F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:03 UTC OtherCall Options (obligation to sell) · Derivative 2,495 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 9

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 249,500 shares

Expires 2017-01-20

F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:03 UTC OtherCall Options (obligation to sell) · Derivative 1,935 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 8

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 193,500 shares

Expires 2017-01-20

F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:03 UTC OtherCommon Stock 249,600 $4.00 $998,400.00
Disclosure

SEC source: 0001140361-17-002720 · doc1.xml · nonDerivative · entry 7

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 8,020,352

F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:03 UTC OtherCommon Stock 236,200 $3.50 $826,700.00
Disclosure

SEC source: 0001140361-17-002720 · doc1.xml · nonDerivative · entry 6

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 8,269,952

F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:03 UTC OtherCommon Stock 249,500 $3.00 $748,500.00
Disclosure

SEC source: 0001140361-17-002720 · doc1.xml · nonDerivative · entry 5

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 8,506,152

F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:03 UTC OtherCommon Stock 193,500 $2.50 $483,750.00
Disclosure

SEC source: 0001140361-17-002720 · doc1.xml · nonDerivative · entry 4

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 8,755,652

F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:00 UTC OtherCall Options (obligation to sell) · Derivative 4 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-17-002431 · doc1.xml · derivative · entry 9

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 2,496

Underlying: Common Stock · 400 shares

Expires 2017-01-20

F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:00 UTC OtherCall Options (obligation to sell) · Derivative 128 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001140361-17-002431 · doc1.xml · derivative · entry 8

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 2,362

Underlying: Common Stock · 12,800 shares

Expires 2017-01-20

F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:00 UTC OtherCall Options (obligation to sell) · Derivative 515 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001140361-17-002431 · doc1.xml · derivative · entry 7

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 1,935

Underlying: Common Stock · 51,500 shares

Expires 2017-01-20

F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:00 UTC OtherCommon Stock 400 $4.00 $1,600.00
Disclosure

SEC source: 0001140361-17-002431 · doc1.xml · nonDerivative · entry 6

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 8,949,152

F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:00 UTC OtherCommon Stock 12,800 $3.50 $44,800.00
Disclosure

SEC source: 0001140361-17-002431 · doc1.xml · nonDerivative · entry 5

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 8,949,552

F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:00 UTC OtherCommon Stock 51,500 $2.50 $128,750.00
Disclosure

SEC source: 0001140361-17-002431 · doc1.xml · nonDerivative · entry 4

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 8,962,352

F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 22:04 UTC OtherCall Options (obligation to sell) · Derivative 10 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001140361-17-001225 · doc1.xml · derivative · entry 5

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Parthership

Disclosed balance after: 2,490

Underlying: Common Stock · 1,000 shares

Expires 2017-01-20

F1 · security: On January 5, 2017, call options previously written by Tribue Limited Partnership were exercised.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 22:04 UTC OtherCommon Stock 1,000 $3.50 $3,500.00
Disclosure

SEC source: 0001140361-17-001225 · doc1.xml · nonDerivative · entry 4

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 9,013,852

F1 · security: On January 5, 2017, call options previously written by Tribue Limited Partnership were exercised.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:01 UTC OtherCall Options (obligation to sell) · Derivative 50 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001140361-16-089283 · doc1.xml · derivative · entry 5

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Parthership

Disclosed balance after: 2,450

Underlying: Common Stock · 5,000 shares

Expires 2017-01-20

F1 · security: On December 7, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:01 UTC OtherCommon Stock 5,000 $2.50 $12,500.00
Disclosure

SEC source: 0001140361-16-089283 · doc1.xml · nonDerivative · entry 4

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 9,014,852

F1 · security: On December 7, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 21:41 UTC OtherCall Options (obligation to sell) · Derivative 5 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001140361-16-089035 · doc1.xml · derivative · entry 9

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 2,495

Underlying: Common Stock · 500 shares

Expires 2017-01-20

F1 · security: On December 5, 2016 and December 6, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 21:41 UTC OtherCall Options (obligation to sell) · Derivative 3 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001140361-16-089035 · doc1.xml · derivative · entry 8

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 39,995

Underlying: Common Stock · 300 shares

Expires 2018-01-19

F1 · security: On December 5, 2016 and December 6, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 21:41 UTC OtherCommon Stock 500 $3.00 $1,500.00
Disclosure

SEC source: 0001140361-16-089035 · doc1.xml · nonDerivative · entry 6

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 9,019,852

F1 · security: On December 5, 2016 and December 6, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 21:41 UTC OtherCommon Stock 300 $2.50 $750.00
Disclosure

SEC source: 0001140361-16-089035 · doc1.xml · nonDerivative · entry 5

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 9,020,352

F1 · security: On December 5, 2016 and December 6, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 21:41 UTC OtherCall Options (obligation to sell) · Derivative 2 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001140361-16-089035 · doc1.xml · derivative · entry 7

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 39,998

Underlying: Common Stock · 200 shares

Expires 2018-01-19

F1 · security: On December 5, 2016 and December 6, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 21:41 UTC OtherCommon Stock 200 $2.50 $500.00
Disclosure

SEC source: 0001140361-16-089035 · doc1.xml · nonDerivative · entry 4

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribue Limited Partnership

Disclosed balance after: 9,020,652

F1 · security: On December 5, 2016 and December 6, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.

Read SEC document
October 27, 2016 Filed Dec 7, 2016 21:41 UTC GiftMembership Unit Interests · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089035 · doc1.xml · derivative · entry 11

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Christiansted Trust

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · shares: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · price: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · derivative.exercise_date: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · derivative.expiration_date: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · derivative.underlying: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · derivative.underlying_shares: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · balance_after: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

Read SEC document
October 27, 2016 Filed Dec 7, 2016 21:41 UTC GiftMembership Unit Interests · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089035 · doc1.xml · derivative · entry 10

ERBEY WILLIAM C · CIK 0001048105 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · shares: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · price: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · derivative.exercise_date: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · derivative.expiration_date: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · derivative.underlying: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · derivative.underlying_shares: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

F2 · balance_after: On October 27, 2016, Mr. Erbey gifted his 56.2% membership unit interests in Salt Pond Holdings, LLC to the Christiansted Trust, a U.S. Virgin Islands trust (the "Trust") in which Mr. Erbey has investment control and for which Mr. Erbey, Mr. and Mrs. Erbey's descendants and charitable organizations are the beneficiaries. No Ocwen shares were transferred as part of the gift and as a result, Mr. Erbey's beneficial ownership in the shares of Ocwen did not change.

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July 15, 2015 Filed Dec 28, 2018 22:05 UTC PurchaseCommon Stock 300 $10.83 $3,249.00
Disclosure

SEC source: 0001493152-18-018077 · ownership.xml · nonDerivative · entry 2

Soaries DeForest B. Jr. · CIK 0001583929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
February 06, 2015 Filed Dec 28, 2018 22:05 UTC PurchaseCommon Stock 700 $8.76 $6,132.00
Disclosure

SEC source: 0001493152-18-018077 · ownership.xml · nonDerivative · entry 1

Soaries DeForest B. Jr. · CIK 0001583929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.