Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Altisource Asset Management CorpAAMC · Entity 111602 | 10% owner | July 21, 2022 | July 29, 2022 |
| ONITY GROUP INC.OCN · Entity 6025 | 10% owner | January 19, 2018 | January 23, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Altisource Asset Management Corp
Report date July 21, 2022 · Filed July 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 805,749 |
Reported balance
Holding disclosure · report date 2022-07-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 805,749 F1: This Form 4 reflects a change in the Reporting Person's indirect beneficial ownership of the Issuer's common stock exempt under Rule 16a-13 under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reflects a change in the Reporting Person's indirect beneficial ownership of the Issuer's common stock exempt under Rule 16a-13 under the Securities Exchange Act of 1934.
ONITY GROUP INC.
Report date January 19, 2018 · Filed January 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Munus, L.P. | 5,849,704 |
Reported balance
After 2018-01-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-01-19 · Other · Disposed 2,000,000 · Balance 5,849,704 F1: On January 19, 2018, call options previously written by Munus, L.P. were exercised. |
| Common StockSEC Table I · non-derivative | IndirectBy Tribue Limited Partnership | 1,020,852 |
Last balance in matching sequence
After 2018-01-19 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2018-01-19 · Other · Disposed 4,000,000 · Balance 4,976,052 F2: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. Row 4 · 2018-01-19 · Other · Disposed 3,955,200 · Balance 1,020,852 F2: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. |
| Call Options (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2018-01-19 | IndirectBy Munus, L.P. | 0 |
Reported balance
After 2018-01-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-01-19 · Other · Disposed 20,000 · Balance 0 F1: On January 19, 2018, call options previously written by Munus, L.P. were exercised. |
| Call Options (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2018-01-19 | IndirectBy Tribue Limited Partnership | 0 |
Reported balance
After 2018-01-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-01-19 · Other · Disposed 40,000 · Balance 0 F2: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. |
| Call Options (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2018-01-19 | IndirectBy Tribue Limited Partnership | 0 |
Reported balance
After 2018-01-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-01-19 · Other · Disposed 39,552 · Balance 0 F2: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. |
| Call Options (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2018-01-19 | IndirectBy Tribue Limited Partnership | 0 |
Reported balance
After 2018-01-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-01-19 · Other · Disposed 10,000 · Balance 0 F3: On January 19, 2018, call options previously written by Tribue Limited Partnership expired out of the money. |
| Common StockSEC Table I · non-derivative | Direct | 69,805 |
Reported balance
Holding disclosure · report date 2018-01-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 69,805 |
Filing footnotes · ownership attribution and instrument terms
F1: On January 19, 2018, call options previously written by Munus, L.P. were exercised.
F2: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised.
F3: On January 19, 2018, call options previously written by Tribue Limited Partnership expired out of the money.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2019 Filed Jun 3, 2019 17:06 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | PurchaseCommon Stock | 691 | $16.00 | $11,056.00 |
DisclosureSEC source: 0000891836-19-000029 · form4.xml · nonDerivative · entry 2 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Salt Pond Holdings, LLC Disclosed balance after: 696,029 Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 17:06 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | PurchaseCommon Stock | 5,919 | $18.37 | $108,720.19 |
DisclosureSEC source: 0000891836-19-000029 · form4.xml · nonDerivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Salt Pond Holdings, LLC Disclosed balance after: 695,338 Read SEC document |
| May 30, 2019 Filed May 31, 2019 16:55 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | PurchaseCommon Stock | 1,343 | $15.85 | $21,279.84 |
DisclosureSEC source: 0000891836-19-000027 · form4.xml · nonDerivative · entry 3 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Salt Pond Holdings, LLC Disclosed balance after: 689,419 Read SEC document |
| May 30, 2019 Filed May 31, 2019 16:55 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | PurchaseCommon Stock | 4,649 | $14.89 | $69,223.61 |
DisclosureSEC source: 0000891836-19-000027 · form4.xml · nonDerivative · entry 2 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Salt Pond Holdings, LLC Disclosed balance after: 688,076 Read SEC document |
| May 29, 2019 Filed May 31, 2019 16:55 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | PurchaseCommon Stock | 2,398 | $13.88 | $33,284.24 |
DisclosureSEC source: 0000891836-19-000027 · form4.xml · nonDerivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Salt Pond Holdings, LLC Disclosed balance after: 683,427 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:06 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | PurchaseCommon Stock | 57,226 | $37.17 | $2,127,090.42 |
DisclosureSEC source: 0000891836-19-000014 · form4.xml · nonDerivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Salt Pond Holdings, LLC Disclosed balance after: 681,029 Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 10,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · derivative · entry 8 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2018-01-19 F3 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership expired out of the money. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 39,552 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · derivative · entry 7 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 3,955,200 shares Expires 2018-01-19 F2 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 40,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · derivative · entry 6 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 4,000,000 shares Expires 2018-01-19 F2 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 20,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · derivative · entry 5 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires 2018-01-19 F1 · security: On January 19, 2018, call options previously written by Munus, L.P. were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 3,955,200 | $2.50 | $9,888,000.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · nonDerivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 1,020,852 F2 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 4,000,000 | $3.00 | $12,000,000.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · nonDerivative · entry 3 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 4,976,052 F2 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 2,000,000 | $3.00 | $6,000,000.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · nonDerivative · entry 2 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 5,849,704 F1 · security: On January 19, 2018, call options previously written by Munus, L.P. were exercised. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 21:50 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 30 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000891836-18-000010 · form4.xml · derivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 39,552 Underlying: Common Stock · 3,000 shares Expires 2018-01-19 F1 · security: On January 13, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 21:50 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 3,000 | $2.50 | $7,500.00 |
DisclosureSEC source: 0000891836-18-000010 · form4.xml · nonDerivative · entry 3 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,976,052 F1 · security: On January 13, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 11, 2018 Filed Jan 11, 2018 22:21 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 50 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000891836-18-000008 · form4.xml · derivative · entry 6 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 39,582 Underlying: Common Stock · 5,000 shares Expires 2018-01-19 F2 · security: On January 11, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 11, 2018 Filed Jan 11, 2018 22:21 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0000891836-18-000008 · form4.xml · nonDerivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,979,052 F2 · security: On January 11, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 22:21 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 363 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000891836-18-000008 · form4.xml · derivative · entry 5 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 39,632 Underlying: Common Stock · 36,300 shares Expires 2018-01-19 F1 · security: On January 9, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 22:21 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 36,300 | $2.50 | $90,750.00 |
DisclosureSEC source: 0000891836-18-000008 · form4.xml · nonDerivative · entry 3 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,984,052 F1 · security: On January 9, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| November 17, 2017 Filed Jan 31, 2018 16:56 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | GiftCommon Stock | 26,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000891836-18-000014 · form5.xml · nonDerivative · entry 2 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Carisma Trust Disclosed balance after: 26,293 F1 · shares: Represents shares gifted by Mr. Erbey to Carisma Trust, a Nevada trust, the trustee of which is Venia, LLC, a Nevada limited liability company, for which Mr. Erbey has sole investment and voting control. This transaction resulted solely in a change in the form of beneficial ownership and thus was exempt under Rule 16a-13. This Form 5 is being voluntarily filed by Mr. Erbey. Read SEC document |
| November 17, 2017 Filed Jan 31, 2018 16:56 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | GiftCommon Stock | 26,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000891836-18-000014 · form5.xml · nonDerivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares gifted by Mr. Erbey to Carisma Trust, a Nevada trust, the trustee of which is Venia, LLC, a Nevada limited liability company, for which Mr. Erbey has sole investment and voting control. This transaction resulted solely in a change in the form of beneficial ownership and thus was exempt under Rule 16a-13. This Form 5 is being voluntarily filed by Mr. Erbey. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:14 UTC | ONITY GROUP INC. OCN · Entity 6025 | SaleCall Options (obligation to sell) · Derivative | 18,497 | $75.00 Strike: $3.00 | $1,387,275.00 |
DisclosureSEC source: 0001140361-17-021221 · doc1.xml · derivative · entry 2 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 58,497 Underlying: Common Stock · 1,849,700 shares Expires 2019-01-18 Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:14 UTC | ONITY GROUP INC. OCN · Entity 6025 | SaleCall Options (obligation to sell) · Derivative | 20,000 | $45.00 Strike: $3.00 | $900,000.00 |
DisclosureSEC source: 0001140361-17-021221 · doc1.xml · derivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 20,000 Underlying: Common Stock · 2,000,000 shares Expires 2018-01-19 Read SEC document |
| May 04, 2017 Filed May 8, 2017 20:23 UTC | ONITY GROUP INC. OCN · Entity 6025 | SaleCall Options (obligation to sell) · Derivative | 40,000 | $65.06 Strike: $3.00 | $2,602,520.00 |
DisclosureSEC source: 0001140361-17-018841 · doc1.xml · derivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 40,000 Underlying: Common Stock · 4,000,000 shares Expires 2019-01-18 Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 20:32 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 10,000 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0001140361-17-017118 · doc1.xml · derivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Salt Pond Holdings, LLC Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2017-04-21 F2 · security: On April 21, 2017, call options previously written by Salt Pond expired out of the money. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:04 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | Exercise / conversionStock Options · Derivative | 3,427 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001140361-17-011031 · doc1.xml · derivative · entry 6 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2017-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These options were granted pursuant to a stock option award that expires on May 10, 2017. F5 · derivative.exercise_date: 20% of these stock options vested on May 20, 2007, while the remaining 80% vested annually on each December 31st from December 31, 2007 to December 31, 2010. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:04 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | Exercise / conversionStock Options · Derivative | 80,000 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001140361-17-011031 · doc1.xml · derivative · entry 5 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These options were granted pursuant to a stock option award that expires on July 14, 2018. F4 · derivative.exercise_date: 25% of these stock options vested annually over 4 years based on service, while the remaining 75% of these stock options vested annually based on performance until June 15, 2013. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:04 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | Exercise / conversionCommon Stock | 3,427 | $0.97 | $3,324.19 |
DisclosureSEC source: 0001140361-17-011031 · doc1.xml · nonDerivative · entry 2 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares gifted by Mr. Erbey to his spouse. This transaction resulted in a change in the form of beneficial ownership exempt under Rule 16a-13. As a result, Mr. Erbey directly beneficially owns 26,330 shares of common stock of Altisource Asset Management Corporation. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:04 UTC | Altisource Asset Management Corp AAMC · Entity 111602 | Exercise / conversionCommon Stock | 80,000 | $0.66 | $52,800.00 |
DisclosureSEC source: 0001140361-17-011031 · doc1.xml · nonDerivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares gifted by Mr. Erbey to his spouse. This transaction resulted in a change in the form of beneficial ownership exempt under Rule 16a-13. As a result, Mr. Erbey directly beneficially owns 26,330 shares of common stock of Altisource Asset Management Corporation. Read SEC document |
| March 06, 2017 Filed Dec 8, 2017 17:10 UTC Amendment | Altisource Asset Management Corp AAMC · Entity 111602 | Exercise / conversionCommon Stock | 3,427 | $0.97 | $3,324.19 |
DisclosureSEC source: 0001140361-17-045515 · doc1.xml · nonDerivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This amendment to Form 4 corrects Mr. Erbey's direct share ownership and an error in footnote (1), in each case, reflecting that Mr. Erbey directly beneficially owns 26,293 rather than 26,330 shares of common stock of Altisource Asset Management Corporation. As amended, footnote (1) reads in its entirety as follows: "Represents shares gifted by Mr. Erbey to his spouse. This transaction resulted in a change in the form of beneficial ownership exempt under Rule 16a-13. As a result, Mr. Erbey directly beneficially owns 26,293 shares of common stock of Altisource Asset Management Corporation." No other changes to the original Form 4 are made by this filing. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:03 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 4,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 12 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2017-01-20 F2 · security: On January 20, 2017, call options previously written by Tribue expired out of the money. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:03 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 2,496 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 11 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 249,600 shares Expires 2017-01-20 F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:03 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 2,362 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 10 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 236,200 shares Expires 2017-01-20 F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:03 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 2,495 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 9 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 249,500 shares Expires 2017-01-20 F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:03 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 1,935 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001140361-17-002720 · doc1.xml · derivative · entry 8 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 193,500 shares Expires 2017-01-20 F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:03 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 249,600 | $4.00 | $998,400.00 |
DisclosureSEC source: 0001140361-17-002720 · doc1.xml · nonDerivative · entry 7 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,020,352 F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:03 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 236,200 | $3.50 | $826,700.00 |
DisclosureSEC source: 0001140361-17-002720 · doc1.xml · nonDerivative · entry 6 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,269,952 F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:03 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 249,500 | $3.00 | $748,500.00 |
DisclosureSEC source: 0001140361-17-002720 · doc1.xml · nonDerivative · entry 5 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,506,152 F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:03 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 193,500 | $2.50 | $483,750.00 |
DisclosureSEC source: 0001140361-17-002720 · doc1.xml · nonDerivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,755,652 F1 · security: On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:00 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 4 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002431 · doc1.xml · derivative · entry 9 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 2,496 Underlying: Common Stock · 400 shares Expires 2017-01-20 F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:00 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 128 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001140361-17-002431 · doc1.xml · derivative · entry 8 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 2,362 Underlying: Common Stock · 12,800 shares Expires 2017-01-20 F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:00 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 515 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001140361-17-002431 · doc1.xml · derivative · entry 7 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 1,935 Underlying: Common Stock · 51,500 shares Expires 2017-01-20 F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:00 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 400 | $4.00 | $1,600.00 |
DisclosureSEC source: 0001140361-17-002431 · doc1.xml · nonDerivative · entry 6 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,949,152 F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:00 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 12,800 | $3.50 | $44,800.00 |
DisclosureSEC source: 0001140361-17-002431 · doc1.xml · nonDerivative · entry 5 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,949,552 F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:00 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 51,500 | $2.50 | $128,750.00 |
DisclosureSEC source: 0001140361-17-002431 · doc1.xml · nonDerivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,962,352 F1 · security: On January 18, 2017, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 22:04 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 10 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001140361-17-001225 · doc1.xml · derivative · entry 5 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Parthership Disclosed balance after: 2,490 Underlying: Common Stock · 1,000 shares Expires 2017-01-20 F1 · security: On January 5, 2017, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 22:04 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 1,000 | $3.50 | $3,500.00 |
DisclosureSEC source: 0001140361-17-001225 · doc1.xml · nonDerivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 9,013,852 F1 · security: On January 5, 2017, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:01 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 50 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001140361-16-089283 · doc1.xml · derivative · entry 5 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Parthership Disclosed balance after: 2,450 Underlying: Common Stock · 5,000 shares Expires 2017-01-20 F1 · security: On December 7, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:01 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001140361-16-089283 · doc1.xml · nonDerivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 9,014,852 F1 · security: On December 7, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | OtherCall Options (obligation to sell) · Derivative | 5 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089035 · doc1.xml · derivative · entry 9 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 2,495 Underlying: Common Stock · 500 shares Expires 2017-01-20 F1 · security: On December 5, 2016 and December 6, 2016, call options previously written by Tribue Limited Partnership ("Tribue") were exercised. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.