Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2018 Filed Feb 6, 2018 22:53 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 14,600 | $3.24 | $47,238.30 |
DisclosureSEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 5 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Credit Opportunities Master Fund LP Disclosed balance after: 5,655,068 F5 · ownership.nature: The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:53 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 25,800 | $3.24 | $83,475.90 |
DisclosureSEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 4 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Overseas Partners Ltd Disclosed balance after: 1,403,666 F4 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:53 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 20,500 | $3.24 | $66,327.75 |
DisclosureSEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 3 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Capital Investors LP Disclosed balance after: 770,480 F3 · ownership.nature: The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:53 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 43,698 | $3.24 | $141,384.88 |
DisclosureSEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 2 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Equity Investors LP Disclosed balance after: 1,713,624 F2 · ownership.nature: The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:53 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 73,600 | $3.24 | $238,132.80 |
DisclosureSEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 1 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Capital Partners LP Disclosed balance after: 2,940,833 F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 1,100 | $3.15 | $3,465.00 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 10 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Credit Opportunities Master Fund LP Disclosed balance after: 5,640,468 F5 · ownership.nature: The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 2,800 | $3.15 | $8,820.00 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 9 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Overseas Partners Ltd Disclosed balance after: 1,377,866 F4 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 1,100 | $3.15 | $3,465.00 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 8 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Capital Investors LP Disclosed balance after: 749,980 F3 · ownership.nature: The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 4,800 | $3.15 | $15,120.00 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 7 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Equity Investors LP Disclosed balance after: 1,669,926 F2 · ownership.nature: The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 3,759 | $3.15 | $11,840.85 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 6 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Capital Partners LP Disclosed balance after: 2,867,233 F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 40,600 | $3.16 | $128,222.92 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 5 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Credit Opportunities Master Fund LP Disclosed balance after: 5,639,368 F5 · ownership.nature: The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 34,300 | $3.16 | $108,326.26 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 4 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Overseas Partners Ltd Disclosed balance after: 1,375,006 F4 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 57,400 | $3.16 | $181,280.68 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 3 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Capital Investors LP Disclosed balance after: 748,880 F3 · ownership.nature: The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 129,400 | $3.16 | $408,671.08 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 2 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Equity Investors LP Disclosed balance after: 1,665,126 F2 · ownership.nature: The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 18:05 UTC |
COOPERMAN LEON G10% owner
|
PurchaseCommon Stock | 219,200 | $3.16 | $692,277.44 |
DisclosureSEC source: 0001140361-18-003043 · doc1.xml · nonDerivative · entry 1 COOPERMAN LEON G · CIK 0000898382 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Omega Capital Partners LP Disclosed balance after: 2,863,474 F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC |
ERBEY WILLIAM C10% owner
|
OtherCall Options (obligation to sell) · Derivative | 10,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · derivative · entry 8 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2018-01-19 F3 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership expired out of the money. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC |
ERBEY WILLIAM C10% owner
|
OtherCall Options (obligation to sell) · Derivative | 39,552 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · derivative · entry 7 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 3,955,200 shares Expires 2018-01-19 F2 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC |
ERBEY WILLIAM C10% owner
|
OtherCall Options (obligation to sell) · Derivative | 40,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · derivative · entry 6 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 4,000,000 shares Expires 2018-01-19 F2 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC |
ERBEY WILLIAM C10% owner
|
OtherCall Options (obligation to sell) · Derivative | 20,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · derivative · entry 5 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires 2018-01-19 F1 · security: On January 19, 2018, call options previously written by Munus, L.P. were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC |
ERBEY WILLIAM C10% owner
|
OtherCommon Stock | 3,955,200 | $2.50 | $9,888,000.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · nonDerivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 1,020,852 F2 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC |
ERBEY WILLIAM C10% owner
|
OtherCommon Stock | 4,000,000 | $3.00 | $12,000,000.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · nonDerivative · entry 3 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 4,976,052 F2 · security: On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:54 UTC |
ERBEY WILLIAM C10% owner
|
OtherCommon Stock | 2,000,000 | $3.00 | $6,000,000.00 |
DisclosureSEC source: 0000891836-18-000012 · form4.xml · nonDerivative · entry 2 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 5,849,704 F1 · security: On January 19, 2018, call options previously written by Munus, L.P. were exercised. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 21:50 UTC |
ERBEY WILLIAM C10% owner
|
OtherCall Options (obligation to sell) · Derivative | 30 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000891836-18-000010 · form4.xml · derivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 39,552 Underlying: Common Stock · 3,000 shares Expires 2018-01-19 F1 · security: On January 13, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 21:50 UTC |
ERBEY WILLIAM C10% owner
|
OtherCommon Stock | 3,000 | $2.50 | $7,500.00 |
DisclosureSEC source: 0000891836-18-000010 · form4.xml · nonDerivative · entry 3 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,976,052 F1 · security: On January 13, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 11, 2018 Filed Jan 11, 2018 22:21 UTC |
ERBEY WILLIAM C10% owner
|
OtherCall Options (obligation to sell) · Derivative | 50 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000891836-18-000008 · form4.xml · derivative · entry 6 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 39,582 Underlying: Common Stock · 5,000 shares Expires 2018-01-19 F2 · security: On January 11, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 11, 2018 Filed Jan 11, 2018 22:21 UTC |
ERBEY WILLIAM C10% owner
|
OtherCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0000891836-18-000008 · form4.xml · nonDerivative · entry 4 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,979,052 F2 · security: On January 11, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 22:21 UTC |
ERBEY WILLIAM C10% owner
|
OtherCall Options (obligation to sell) · Derivative | 363 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0000891836-18-000008 · form4.xml · derivative · entry 5 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 39,632 Underlying: Common Stock · 36,300 shares Expires 2018-01-19 F1 · security: On January 9, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 22:21 UTC |
ERBEY WILLIAM C10% owner
|
OtherCommon Stock | 36,300 | $2.50 | $90,750.00 |
DisclosureSEC source: 0000891836-18-000008 · form4.xml · nonDerivative · entry 3 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribue Limited Partnership Disclosed balance after: 8,984,052 F1 · security: On January 9, 2018, call options previously written by Tribue Limited Partnership were exercised. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:17 UTC |
Salcetti Robert ADirector
|
GrantRestricted Stock Units · Derivative | 37,175 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000519 · salcetti_4.xml · derivative · entry 1 Salcetti Robert A · CIK 0001509503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,175 Underlying: Common Stock · 37,175 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2018. Vested shares will be delivered to the reporting person on the six-month anniversary of the date the reporting person's service on the board of directors terminates. F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2018. Vested shares will be delivered to the reporting person on the six-month anniversary of the date the reporting person's service on the board of directors terminates. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:18 UTC |
Soaries DeForest B. Jr.Director
|
GrantCommon Stock | 37,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000520 · soaries_4.xml · nonDerivative · entry 1 Soaries DeForest B. Jr. · CIK 0001583929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,175 Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:16 UTC |
Lipstein Robert JDirector
|
GrantCommon Stock | 37,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000518 · lipstein_4.xml · nonDerivative · entry 1 Lipstein Robert J · CIK 0001701946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,175 Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:16 UTC |
Galante Carol JDirector
|
GrantRestricted Stock Units · Derivative | 37,175 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000517 · galante_4.xml · derivative · entry 1 Galante Carol J · CIK 0001668002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,175 Underlying: Common Stock · 37,175 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2018. Vested shares will be delivered to the reporting person on January 30, 2020. F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2018. Vested shares will be delivered to the reporting person on January 30, 2020. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:15 UTC |
CALDWELL PHYLLIS RDirector
|
GrantCommon Stock | 37,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000516 · caldwell_4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,316 Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:14 UTC |
Busquet Jacques JDirector
|
GrantCommon Stock | 37,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000515 · busquet_4.xml · nonDerivative · entry 1 Busquet Jacques J · CIK 0001665042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,445 Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:13 UTC |
Bowers Alan JDirector
|
GrantCommon Stock | 37,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000514 · bowers_4.xml · nonDerivative · entry 1 Bowers Alan J · CIK 0001503849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,943 Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:14 UTC |
ERBEY WILLIAM C10% owner
|
SaleCall Options (obligation to sell) · Derivative | 18,497 | $75.00 Strike: $3.00 | $1,387,275.00 |
DisclosureSEC source: 0001140361-17-021221 · doc1.xml · derivative · entry 2 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 58,497 Underlying: Common Stock · 1,849,700 shares Expires 2019-01-18 Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:14 UTC |
ERBEY WILLIAM C10% owner
|
SaleCall Options (obligation to sell) · Derivative | 20,000 | $45.00 Strike: $3.00 | $900,000.00 |
DisclosureSEC source: 0001140361-17-021221 · doc1.xml · derivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 20,000 Underlying: Common Stock · 2,000,000 shares Expires 2018-01-19 Read SEC document |
| May 04, 2017 Filed May 8, 2017 20:23 UTC |
ERBEY WILLIAM C10% owner
|
SaleCall Options (obligation to sell) · Derivative | 40,000 | $65.06 Strike: $3.00 | $2,602,520.00 |
DisclosureSEC source: 0001140361-17-018841 · doc1.xml · derivative · entry 1 ERBEY WILLIAM C · CIK 0001048105 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Munus, L.P. Disclosed balance after: 40,000 Underlying: Common Stock · 4,000,000 shares Expires 2019-01-18 Read SEC document |
| April 24, 2017 Filed Apr 28, 2017 21:59 UTC Amendment |
Devaney John10% owner
|
SaleCommon Stock | 810,000 | $2.26 | $1,830,600.00 |
DisclosureSEC source: 0001104659-17-028029 · a4a.xml · nonDerivative · entry 26 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,373,755 F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F4 · ownership.nature: The reported securities are owned directly by Devaney, who purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F6 · ownership.nature: This amendment to the Form 4 filed by John Devaney on April 26, 2017 and dated April 25, 2017, is being filed to check the exit box to indicate that as of the last reported transaction, Mr. Devaney no longer beneficially owned more than 10% of the common stock of Ocwen Financial Corporation and to correct the date of the last reported transaction. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
SaleCommon Stock | 810,000 | $2.26 | $1,830,600.00 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 26 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,373,755 F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F4 · ownership.nature: The reported securities are owned directly by Devaney, who purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
OtherCommon Stock | 929,600 | $3.00 | $2,788,800.00 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 25 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,183,755 F5 · shares: Transaction occurred at a time when Mr. Devaney's beneficial ownership was under 10% of the outstanding class of common stock. F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F2 · ownership.nature: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
OtherCommon Stock | 153,100 | $3.50 | $535,850.00 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 24 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,254,155 F5 · shares: Transaction occurred at a time when Mr. Devaney's beneficial ownership was under 10% of the outstanding class of common stock. F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F3 · ownership.nature: The reported securities are owned indirectly by Devaney. Devaney controls UCMI, the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
OtherCommon Stock | 1,188,000 | $3.50 | $4,158,000.00 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 23 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,101,055 F5 · shares: Transaction occurred at a time when Mr. Devaney's beneficial ownership was under 10% of the outstanding class of common stock. F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F2 · ownership.nature: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
SaleCommon Stock | 574,482 | $2.41 | $1,384,501.62 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 22 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,913,055 F5 · shares: Transaction occurred at a time when Mr. Devaney's beneficial ownership was under 10% of the outstanding class of common stock. F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F3 · ownership.nature: The reported securities are owned indirectly by Devaney. Devaney controls UCMI, the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
SaleCommon Stock | 900,000 | $2.41 | $2,169,000.00 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 21 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,487,537 F5 · shares: Transaction occurred at a time when Mr. Devaney's beneficial ownership was under 10% of the outstanding class of common stock. F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F2 · ownership.nature: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
SaleCommon Stock | 125,518 | $2.39 | $299,988.02 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 20 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,387,537 F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F3 · ownership.nature: The reported securities are owned indirectly by Devaney. Devaney controls UCMI, the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
SaleCommon Stock | 50,000 | $2.37 | $118,500.00 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 19 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,513,055 F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F2 · ownership.nature: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
PurchaseCommon Stock | 165,220 | $2.59 | $427,919.80 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 18 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,563,055 F5 · shares: Transaction occurred at a time when Mr. Devaney's beneficial ownership was under 10% of the outstanding class of common stock. F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F4 · ownership.nature: The reported securities are owned directly by Devaney, who purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
PurchaseCommon Stock | 378,505 | $2.69 | $1,018,178.45 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 17 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,397,835 F5 · shares: Transaction occurred at a time when Mr. Devaney's beneficial ownership was under 10% of the outstanding class of common stock. F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F4 · ownership.nature: The reported securities are owned directly by Devaney, who purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
| April 21, 2017 Filed Apr 27, 2017 00:34 UTC |
Devaney John10% owner
|
SaleCommon Stock | 410,000 | $2.61 | $1,070,100.00 |
DisclosureSEC source: 0001104659-17-026506 · a4.xml · nonDerivative · entry 16 Devaney John · CIK 0001298648 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,019,330 F1 · price: The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. F3 · ownership.nature: The reported securities are owned indirectly by Devaney. Devaney controls UCMI, the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.