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ONIT

ONITY GROUP INC.

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6025
SEC CIK
0000873860
Parsed reports
419

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2020 Filed Aug 17, 2021 20:15 UTC
Grunenwald FrancoisChief Accounting Officer
Disposition to issuerCommon Stock 1,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-020443 · ownership.xml · nonDerivative · entry 2

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: On August 12, 2019, the reporting person was granted 3,401 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 1,134 restricted stock units that vested pursuant to the award on August 12, 2020 and were not previously reported. On August 12, 2020, the closing price of OCN common stock was $22.35.

Read SEC document
August 12, 2020 Filed Aug 17, 2021 20:15 UTC
Grunenwald FrancoisChief Accounting Officer
Exercise / conversionCommon Stock 1,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-020443 · ownership.xml · nonDerivative · entry 1

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On August 12, 2019, the reporting person was granted 3,401 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 1,134 restricted stock units that vested pursuant to the award on August 12, 2020 and were not previously reported. On August 12, 2020, the closing price of OCN common stock was $22.35.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:24 UTC
Long Joseph BEVP, Capital Markets
PurchaseCommon Stock 15,200 $1.67 $25,384.00
Disclosure

SEC source: 0001493152-20-015250 · ownership.xml · nonDerivative · entry 1

Long Joseph B · CIK 0001548602 · EVP, Capital Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

F1 · ownership.direct: Shares held jointly with spouse.

Read SEC document
July 31, 2020 Filed Aug 3, 2021 20:16 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Exercise / conversionRestricted Stock Units · Derivative 2,193 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018438 · ownership.xml · derivative · entry 5

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,386

Underlying: Common Stock · 2,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 31, 2019, the reporting person was granted 6,579 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · derivative.exercise_date: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 2,193 restricted stock units that vested pursuant to the award on July 31, 2020 and were not previously reported. On July 31, 2020, the closing price of OCN common stock was $17.85.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
July 31, 2020 Filed Aug 3, 2021 20:16 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Disposition to issuerCommon Stock 2,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-018438 · ownership.xml · nonDerivative · entry 2

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

F1 · security: On July 31, 2019, the reporting person was granted 6,579 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 2,193 restricted stock units that vested pursuant to the award on July 31, 2020 and were not previously reported. On July 31, 2020, the closing price of OCN common stock was $17.85.

Read SEC document
July 31, 2020 Filed Aug 3, 2021 20:16 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Exercise / conversionCommon Stock 2,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-018438 · ownership.xml · nonDerivative · entry 1

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On July 31, 2019, the reporting person was granted 6,579 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 2,193 restricted stock units that vested pursuant to the award on July 31, 2020 and were not previously reported. On July 31, 2020, the closing price of OCN common stock was $17.85.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:15 UTC PurchaseCommon Stock 10,000 $0.76 $7,550.00
Disclosure

SEC source: 0001493152-20-010466 · ownership.xml · nonDerivative · entry 1

Busquet Jacques J · CIK 0001665042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,352

F1 · balance_after: Includes 135,135 restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 27, 2021. Also includes 62,500 shares underlying previously vested RSUs which will be delivered on June 1, 2022.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:17 UTC
STEIN KEVINDirector
GrantCommon Stock 135,135 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010151 · ownership.xml · nonDerivative · entry 1

STEIN KEVIN · CIK 0001710919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,635

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 27, 2021.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:17 UTC GrantCommon Stock 135,135 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010150 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,786

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 27, 2021.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:16 UTC GrantCommon Stock 135,135 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010148 · ownership.xml · nonDerivative · entry 1

Busquet Jacques J · CIK 0001665042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,352

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 27, 2021.

F2 · balance_after: Also includes 62,500 shares underlying RSUs vesting May 30, 2020 which will be delivered on June 1, 2022.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:16 UTC GrantCommon Stock 135,135 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010149 · ownership.xml · nonDerivative · entry 1

Soaries DeForest B. Jr. · CIK 0001583929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,223

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 27, 2021.

F2 · balance_after: Also includes 12,240 shares underlying previously vested RSUs, and 62,500 shares underlying RSUs vesting May 30, 2020, that in each case will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates, and 19,901 shares underlying previously vested RSUs that will be delivered on January 1, 2023.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:16 UTC GrantCommon Stock 135,135 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010146 · ownership.xml · nonDerivative · entry 1

BRITELL JENNE K · CIK 0001142318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,413

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 27, 2021.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:15 UTC GrantCommon Stock 135,135 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010145 · ownership.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,850

F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 27, 2021.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:44 UTC
STEIN KEVINDirector
PurchaseCommon Stock 10,000 $0.61 $6,100.00
Disclosure

SEC source: 0001493152-20-009160 · ownership.xml · nonDerivative · entry 2

STEIN KEVIN · CIK 0001710919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

F1 · security: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer.

F2 · price: This represents the weighted average purchase price. Purchase prices range from $0.5966 to $0.6125. Upon request by the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
May 13, 2020 Filed May 15, 2020 20:44 UTC
STEIN KEVINDirector
PurchaseCommon Stock 5,000 $0.55 $2,750.00
Disclosure

SEC source: 0001493152-20-009160 · ownership.xml · nonDerivative · entry 1

STEIN KEVIN · CIK 0001710919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

F1 · security: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:16 UTC SaleCommon Stock 400,000 $0.44 $177,840.00
Disclosure

SEC source: 0000905148-20-000526 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,956,147

F3 · price: This price reflects the weighted average price for open-market sales of Shares made by the Reporting Persons on April 17, 2020 within a $1.00 range. The actual prices for these transactions range between $0.41 to $0.47. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 11, 2020 Filed Apr 14, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 188,442 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-006363 · ownership.xml · derivative · entry 3

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,884

Underlying: Common Stock · 188,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On April 11, 2019, the reporting person was granted 565,326 restricted stock units scheduled to vest in three equal annual installments on the first, second and third anniversaries of grant.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
April 11, 2020 Filed Apr 14, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
Tax withholdingCommon Stock 87,324 $0.54 $47,154.96
Disclosure

SEC source: 0001493152-20-006363 · ownership.xml · nonDerivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,246

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · balance_after: Includes 308,300 shares held jointly with spouse.

Read SEC document
April 11, 2020 Filed Apr 14, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionCommon Stock 188,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-006363 · ownership.xml · nonDerivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock on the applicable vesting date.

F2 · balance_after: Includes 308,300 shares held jointly with spouse.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 81,997 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005612 · ownership.xml · derivative · entry 2

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,997

Underlying: Common Stock · 81,997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 81,997 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 81,997 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005612 · ownership.xml · derivative · entry 1

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,997

Underlying: Common Stock · 81,997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 81,997 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Campbell June CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 190,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005619 · ownership.xml · derivative · entry 2

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 190,000 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Campbell June CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 190,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005619 · ownership.xml · derivative · entry 1

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 190,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Samarias Joseph JEVP & General Counsel
GrantRestricted Stock Units · Derivative 117,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005618 · ownership.xml · derivative · entry 2

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,000

Underlying: Common Stock · 117,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 117,000 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Samarias Joseph JEVP & General Counsel
GrantRestricted Stock Units · Derivative 117,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005618 · ownership.xml · derivative · entry 1

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,000

Underlying: Common Stock · 117,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 117,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
CELINI ALBERINO JChief Risk & Compliance
GrantRestricted Stock Units · Derivative 99,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005616 · ownership.xml · derivative · entry 2

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,000

Underlying: Common Stock · 99,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 99,000 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
CELINI ALBERINO JChief Risk & Compliance
GrantRestricted Stock Units · Derivative 99,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005616 · ownership.xml · derivative · entry 1

CELINI ALBERINO J · CIK 0001577836 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,000

Underlying: Common Stock · 99,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 99,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005617 · ownership.xml · derivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 150,000 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005617 · ownership.xml · derivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 150,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
GrantRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005615 · ownership.xml · derivative · entry 2

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 250,000 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
GrantRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005615 · ownership.xml · derivative · entry 1

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 250,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
GrantRestricted Stock Units · Derivative 1,575,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005614 · ownership.xml · derivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575,000

Underlying: Common Stock · 1,575,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 1,575,000 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Messina Glen A.Director · President & CEO
GrantRestricted Stock Units · Derivative 1,575,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005614 · ownership.xml · derivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575,000

Underlying: Common Stock · 1,575,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 1,575,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Britti John V.EVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 135,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005613 · ownership.xml · derivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 135,000 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
Britti John V.EVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 135,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005613 · ownership.xml · derivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 135,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
ZELENY DENNISEVP & Chief Admin. Officer
GrantRestricted Stock Units · Derivative 212,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005611 · ownership.xml · derivative · entry 2

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,500

Underlying: Common Stock · 212,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 212,500 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:15 UTC
ZELENY DENNISEVP & Chief Admin. Officer
GrantRestricted Stock Units · Derivative 212,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005611 · ownership.xml · derivative · entry 1

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,500

Underlying: Common Stock · 212,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 212,500 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 7, 2020 20:29 UTC Amendment
Messina Glen A.Director · President & CEO
GrantRestricted Stock Units · Derivative 1,125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005992 · ownership.xml · derivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,000

Underlying: Common Stock · 1,125,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the applicable vesting date.

F2 · shares: This filing amends a Form 4 filed April 1, 2020 (the "Prior Form 4") reporting two grants of restricted stock units in the amount of 1,575,000 each. A proportion of the number of restricted stock units under each grant reported in the Prior Form 4 reflected a proposed increase to the reporting person's compensation arrangement which the reporting person declined to accept. This amendment to Form 4 reflects the number of restricted stock units actually granted to the reporting person after taking into account the reporting person's decision to decline the portion of the initially approved awards that corresponded to the declined compensation increase.

F5 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 1,125,000 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2020 Filed Apr 7, 2020 20:29 UTC Amendment
Messina Glen A.Director · President & CEO
GrantRestricted Stock Units · Derivative 1,125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005992 · ownership.xml · derivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,000

Underlying: Common Stock · 1,125,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the applicable vesting date.

F2 · shares: This filing amends a Form 4 filed April 1, 2020 (the "Prior Form 4") reporting two grants of restricted stock units in the amount of 1,575,000 each. A proportion of the number of restricted stock units under each grant reported in the Prior Form 4 reflected a proposed increase to the reporting person's compensation arrangement which the reporting person declined to accept. This amendment to Form 4 reflects the number of restricted stock units actually granted to the reporting person after taking into account the reporting person's decision to decline the portion of the initially approved awards that corresponded to the declined compensation increase.

F3 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 1,125,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Samarias Joseph JEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 18,315 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005471 · ownership.xml · derivative · entry 6

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,630

Underlying: Common Stock · 18,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 54,945 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 18,315 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F3 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 54,945 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 18,315 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Samarias Joseph JEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 8,625 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005471 · ownership.xml · derivative · entry 5

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 34,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award vested in four annual installments of 8,625 commencing March 29, 2017.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Samarias Joseph JEVP & General Counsel
Disposition to issuerCommon Stock 18,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005471 · ownership.xml · nonDerivative · entry 4

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,516

F3 · price: On March 29, 2019, the reporting person was granted 54,945 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 18,315 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Samarias Joseph JEVP & General Counsel
Exercise / conversionCommon Stock 18,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005471 · ownership.xml · nonDerivative · entry 3

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 29, 2019, the reporting person was granted 54,945 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 18,315 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Samarias Joseph JEVP & General Counsel
Tax withholdingCommon Stock 2,100 $0.57 $1,197.00
Disclosure

SEC source: 0001493152-20-005471 · ownership.xml · nonDerivative · entry 2

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,516

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Samarias Joseph JEVP & General Counsel
Exercise / conversionCommon Stock 8,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005471 · ownership.xml · nonDerivative · entry 1

Samarias Joseph J · CIK 0001772062 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
Exercise / conversionRestricted Stock Units · Derivative 45,787 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005470 · ownership.xml · derivative · entry 4

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,575

Underlying: Common Stock · 45,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 45,787 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F1 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 45,787 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
Disposition to issuerCommon Stock 45,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005470 · ownership.xml · nonDerivative · entry 2

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,399

F1 · price: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 45,787 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
Exercise / conversionCommon Stock 45,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005470 · ownership.xml · nonDerivative · entry 1

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 45,787 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
CELINI ALBERINO JChief Risk and Compliance
Exercise / conversionRestricted Stock Units · Derivative 13,736 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005469 · ownership.xml · derivative · entry 3

CELINI ALBERINO J · CIK 0001577836 · Chief Risk and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,472

Underlying: Common Stock · 13,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 41,208 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 13,736 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F1 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 41,208 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 13,736 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
CELINI ALBERINO JChief Risk and Compliance
Disposition to issuerCommon Stock 13,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005469 · ownership.xml · nonDerivative · entry 2

CELINI ALBERINO J · CIK 0001577836 · Chief Risk and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On March 29, 2019, the reporting person was granted 41,208 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 13,736 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.