Tapewire

Nasdaq · USD

OCSL

Oaktree Specialty Lending Corp

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Tapewire entity
4863
SEC CIK
0001414932
Parsed reports
217

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2019 Filed Jun 20, 2019 22:26 UTC SaleCommon Stock 42,491 $5.40 $229,612.87
Disclosure

SEC source: 0001209191-19-038296 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,878,667

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.45; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 13:07 UTC SaleCommon Stock 22,917 $5.45 $124,877.02
Disclosure

SEC source: 0001209191-19-037903 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,921,158

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 13:07 UTC SaleCommon Stock 34,917 $5.44 $190,056.72
Disclosure

SEC source: 0001209191-19-037903 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,944,075

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 22:04 UTC SaleCommon Stock 27,332 $5.46 $149,342.05
Disclosure

SEC source: 0001209191-19-037475 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,978,992

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 22:04 UTC SaleCommon Stock 70,700 $5.41 $382,585.98
Disclosure

SEC source: 0001209191-19-037475 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,006,324

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.43; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:20 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $5.46 $10,910.00
Disclosure

SEC source: 0000899243-19-016806 · doc4.xml · nonDerivative · entry 1

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Read SEC document
June 06, 2019 Filed Jun 7, 2019 20:25 UTC PurchaseCommon Stock, par value $0.01 per share 3,000 $5.44 $16,320.00
Disclosure

SEC source: 0000899243-19-016011 · doc4.xml · nonDerivative · entry 1

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
May 24, 2019 Filed May 30, 2019 00:53 UTC SaleCommon Stock 19,420 $5.54 $107,670.31
Disclosure

SEC source: 0001209191-19-033370 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,077,024

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.52 to $5.58; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 23, 2019 Filed May 23, 2019 23:07 UTC SaleCommon Stock 52,464 $5.53 $290,372.50
Disclosure

SEC source: 0001209191-19-032490 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,096,444

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.47 to $5.61; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 22, 2019 Filed May 23, 2019 23:07 UTC SaleCommon Stock 12,608 $5.63 $70,989.34
Disclosure

SEC source: 0001209191-19-032490 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,148,908

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.61 to $5.69; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 21, 2019 Filed May 22, 2019 22:33 UTC SaleCommon Stock 19,800 $5.64 $111,638.34
Disclosure

SEC source: 0001209191-19-032164 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,161,516

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.62 to $5.69; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 20, 2019 Filed May 22, 2019 22:33 UTC SaleCommon Stock 28,900 $5.64 $163,105.82
Disclosure

SEC source: 0001209191-19-032164 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,181,316

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.62 to $5.69; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 17, 2019 Filed May 20, 2019 20:03 UTC SaleCommon Stock 77,945 $5.69 $443,779.86
Disclosure

SEC source: 0001209191-19-031319 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,210,216

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.65 to $5.73; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 16, 2019 Filed May 20, 2019 20:03 UTC SaleCommon Stock 101,000 $5.68 $573,336.60
Disclosure

SEC source: 0001209191-19-031319 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,288,161

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.75; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 15, 2019 Filed May 16, 2019 22:06 UTC SaleCommon Stock 61,436 $5.52 $339,397.04
Disclosure

SEC source: 0001209191-19-030582 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,389,161

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.58; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 14, 2019 Filed May 16, 2019 22:06 UTC SaleCommon Stock 65,300 $5.49 $358,777.79
Disclosure

SEC source: 0001209191-19-030582 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,450,597

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:00 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $5.48 $10,953.00
Disclosure

SEC source: 0000899243-19-013734 · doc4.xml · nonDerivative · entry 1

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 13, 2019 Filed May 13, 2019 20:32 UTC SaleCommon Stock 52,500 $5.48 $287,778.75
Disclosure

SEC source: 0001209191-19-029338 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,515,897

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 10, 2019 Filed May 13, 2019 20:32 UTC SaleCommon Stock 97,200 $5.49 $533,297.52
Disclosure

SEC source: 0001209191-19-029338 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,568,397

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.42 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 09, 2019 Filed May 10, 2019 21:27 UTC SaleCommon Stock 94,400 $5.45 $514,734.88
Disclosure

SEC source: 0001209191-19-029042 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,665,597

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:27 UTC SaleCommon Stock 270,500 $5.46 $1,475,658.65
Disclosure

SEC source: 0001209191-19-029042 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,759,997

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 20:20 UTC SaleCommon Stock 42,850 $5.30 $227,297.83
Disclosure

SEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 958,961

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.32; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F4 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 20:20 UTC SaleCommon Stock 42,850 $5.30 $227,297.83
Disclosure

SEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,030,315

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.32; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 20:20 UTC SaleCommon Stock 7,700 $5.31 $40,855.43
Disclosure

SEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,001,811

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.325; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F4 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 20:20 UTC SaleCommon Stock 7,701 $5.31 $40,860.74
Disclosure

SEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,073,165

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.325; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 20:18 UTC SaleCommon Stock 12,310 $5.30 $65,260.23
Disclosure

SEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,009,511

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 20:18 UTC SaleCommon Stock 12,310 $5.30 $65,260.23
Disclosure

SEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,080,866

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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April 05, 2019 Filed Apr 9, 2019 20:18 UTC SaleCommon Stock 830 $5.30 $4,399.00
Disclosure

SEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,021,821

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

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April 05, 2019 Filed Apr 9, 2019 20:18 UTC SaleCommon Stock 831 $5.30 $4,404.30
Disclosure

SEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,093,176

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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February 28, 2019 Filed Mar 1, 2019 23:21 UTC PurchaseCommon Stock 19,160 $5.22 $100,051.60
Disclosure

SEC source: 0000899243-19-005503 · doc4.xml · nonDerivative · entry 1

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 70,600

F1 · ownership.nature: These shares of Common Stock are held by the Jacobson Family Trust DTD 04/20/06 for the benefit of Mr. Jacobson and his wife for which Mr. Jacobson and his wife serve as trustee

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February 15, 2019 Filed Feb 19, 2019 14:09 UTC SaleCommon Stock 22,830 $5.26 $119,999.05
Disclosure

SEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,022,651

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

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February 15, 2019 Filed Feb 19, 2019 14:09 UTC SaleCommon Stock 22,831 $5.26 $120,004.30
Disclosure

SEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,094,007

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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February 14, 2019 Filed Feb 19, 2019 14:09 UTC SaleCommon Stock 53,800 $5.26 $282,729.76
Disclosure

SEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,045,481

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 14:09 UTC SaleCommon Stock 53,800 $5.26 $282,729.76
Disclosure

SEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,116,838

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 14:15 UTC SaleCommon Stock 23,000 $5.25 $120,835.10
Disclosure

SEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,099,281

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 14:15 UTC SaleCommon Stock 25,700 $5.26 $135,115.18
Disclosure

SEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,170,638

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 14:15 UTC SaleCommon Stock 17,560 $5.26 $92,391.94
Disclosure

SEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,196,338

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 14:15 UTC SaleCommon Stock 17,560 $5.26 $92,391.94
Disclosure

SEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,306,545

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:45 UTC SaleCommon Stock 11,252 $5.25 $59,074.13
Disclosure

SEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,213,898

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:45 UTC SaleCommon Stock 11,252 $5.25 $59,074.13
Disclosure

SEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,324,105

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:45 UTC SaleCommon Stock 34,583 $5.25 $181,654.12
Disclosure

SEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,225,150

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:45 UTC SaleCommon Stock 34,583 $5.25 $181,654.12
Disclosure

SEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,335,357

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 14, 2018 Filed Jan 16, 2019 22:50 UTC
Carlisle MelvinChief Financial Officer
PurchaseCommon Stock 500 $4.32 $2,160.00
Disclosure

SEC source: 0000899243-19-001297 · doc4.xml · nonDerivative · entry 2

Carlisle Melvin · CIK 0001719934 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
December 14, 2018 Filed Jan 16, 2019 22:50 UTC
Carlisle MelvinChief Financial Officer
PurchaseCommon Stock 4,500 $4.33 $19,464.30
Disclosure

SEC source: 0000899243-19-001297 · doc4.xml · nonDerivative · entry 1

Carlisle Melvin · CIK 0001719934 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Read SEC document
September 13, 2018 Filed Sep 17, 2018 22:50 UTC
Pendo MathewChief Operating Officer
PurchaseCommon Stock 2,100 $5.00 $10,497.90
Disclosure

SEC source: 0000899243-18-024620 · doc4.xml · nonDerivative · entry 1

Pendo Mathew · CIK 0001603759 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,050

Read SEC document
August 27, 2018 Filed Aug 29, 2018 20:20 UTC SaleCommon Stock 27,088 $5.06 $137,078.82
Disclosure

SEC source: 0001209191-18-048794 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,259,733

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.05 to $5.08; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 20:20 UTC SaleCommon Stock 27,088 $5.06 $137,078.82
Disclosure

SEC source: 0001209191-18-048794 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,369,940

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.05 to $5.08; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 18:32 UTC
Carlisle MelvinChief Financial Officer
PurchaseCommon Stock 5,000 $5.05 $25,250.00
Disclosure

SEC source: 0000899243-18-023448 · doc4.xml · nonDerivative · entry 1

Carlisle Melvin · CIK 0001719934 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
August 24, 2018 Filed Aug 27, 2018 20:52 UTC SaleCommon Stock 11,912 $5.05 $60,155.60
Disclosure

SEC source: 0001209191-18-048510 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,286,821

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 20:52 UTC SaleCommon Stock 11,912 $5.05 $60,155.60
Disclosure

SEC source: 0001209191-18-048510 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,397,028

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.