Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2019 Filed Jun 20, 2019 22:26 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 42,491 | $5.40 | $229,612.87 |
DisclosureSEC source: 0001209191-19-038296 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,878,667 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.45; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 13:07 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 22,917 | $5.45 | $124,877.02 |
DisclosureSEC source: 0001209191-19-037903 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,921,158 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 13:07 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 34,917 | $5.44 | $190,056.72 |
DisclosureSEC source: 0001209191-19-037903 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,944,075 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:04 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 27,332 | $5.46 | $149,342.05 |
DisclosureSEC source: 0001209191-19-037475 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,978,992 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 22:04 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 70,700 | $5.41 | $382,585.98 |
DisclosureSEC source: 0001209191-19-037475 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,006,324 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.43; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:20 UTC |
Gero Deborah AnnDirector
|
PurchaseCommon Stock, par value $0.01 per share | 2,000 | $5.46 | $10,910.00 |
DisclosureSEC source: 0000899243-19-016806 · doc4.xml · nonDerivative · entry 1 Gero Deborah Ann · CIK 0001770360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:25 UTC |
Gero Deborah AnnDirector
|
PurchaseCommon Stock, par value $0.01 per share | 3,000 | $5.44 | $16,320.00 |
DisclosureSEC source: 0000899243-19-016011 · doc4.xml · nonDerivative · entry 1 Gero Deborah Ann · CIK 0001770360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| May 24, 2019 Filed May 30, 2019 00:53 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 19,420 | $5.54 | $107,670.31 |
DisclosureSEC source: 0001209191-19-033370 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,077,024 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.52 to $5.58; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 23, 2019 Filed May 23, 2019 23:07 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 52,464 | $5.53 | $290,372.50 |
DisclosureSEC source: 0001209191-19-032490 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,096,444 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.47 to $5.61; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 22, 2019 Filed May 23, 2019 23:07 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 12,608 | $5.63 | $70,989.34 |
DisclosureSEC source: 0001209191-19-032490 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,148,908 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.61 to $5.69; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 21, 2019 Filed May 22, 2019 22:33 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 19,800 | $5.64 | $111,638.34 |
DisclosureSEC source: 0001209191-19-032164 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,161,516 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.62 to $5.69; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 20, 2019 Filed May 22, 2019 22:33 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 28,900 | $5.64 | $163,105.82 |
DisclosureSEC source: 0001209191-19-032164 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,181,316 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.62 to $5.69; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:03 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 77,945 | $5.69 | $443,779.86 |
DisclosureSEC source: 0001209191-19-031319 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,210,216 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.65 to $5.73; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:03 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 101,000 | $5.68 | $573,336.60 |
DisclosureSEC source: 0001209191-19-031319 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,288,161 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.75; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:06 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 61,436 | $5.52 | $339,397.04 |
DisclosureSEC source: 0001209191-19-030582 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,389,161 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.58; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 14, 2019 Filed May 16, 2019 22:06 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 65,300 | $5.49 | $358,777.79 |
DisclosureSEC source: 0001209191-19-030582 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,450,597 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:00 UTC |
Gero Deborah AnnDirector
|
PurchaseCommon Stock, par value $0.01 per share | 2,000 | $5.48 | $10,953.00 |
DisclosureSEC source: 0000899243-19-013734 · doc4.xml · nonDerivative · entry 1 Gero Deborah Ann · CIK 0001770360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 13, 2019 Filed May 13, 2019 20:32 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 52,500 | $5.48 | $287,778.75 |
DisclosureSEC source: 0001209191-19-029338 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,515,897 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 10, 2019 Filed May 13, 2019 20:32 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 97,200 | $5.49 | $533,297.52 |
DisclosureSEC source: 0001209191-19-029338 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,568,397 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.42 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:27 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 94,400 | $5.45 | $514,734.88 |
DisclosureSEC source: 0001209191-19-029042 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,665,597 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 08, 2019 Filed May 10, 2019 21:27 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 270,500 | $5.46 | $1,475,658.65 |
DisclosureSEC source: 0001209191-19-029042 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,759,997 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 20:20 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 42,850 | $5.30 | $227,297.83 |
DisclosureSEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 958,961 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.32; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F4 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 20:20 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 42,850 | $5.30 | $227,297.83 |
DisclosureSEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,030,315 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.32; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 20:20 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 7,700 | $5.31 | $40,855.43 |
DisclosureSEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,001,811 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.325; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F4 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 20:20 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 7,701 | $5.31 | $40,860.74 |
DisclosureSEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,073,165 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.325; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 20:18 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 12,310 | $5.30 | $65,260.23 |
DisclosureSEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,009,511 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 20:18 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 12,310 | $5.30 | $65,260.23 |
DisclosureSEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,080,866 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 20:18 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 830 | $5.30 | $4,399.00 |
DisclosureSEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,021,821 F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 20:18 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 831 | $5.30 | $4,404.30 |
DisclosureSEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,093,176 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:21 UTC |
Jacobson Craig ADirector
|
PurchaseCommon Stock | 19,160 | $5.22 | $100,051.60 |
DisclosureSEC source: 0000899243-19-005503 · doc4.xml · nonDerivative · entry 1 Jacobson Craig A · CIK 0001419485 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 70,600 F1 · ownership.nature: These shares of Common Stock are held by the Jacobson Family Trust DTD 04/20/06 for the benefit of Mr. Jacobson and his wife for which Mr. Jacobson and his wife serve as trustee Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:09 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 22,830 | $5.26 | $119,999.05 |
DisclosureSEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,022,651 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:09 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 22,831 | $5.26 | $120,004.30 |
DisclosureSEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,094,007 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 14:09 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 53,800 | $5.26 | $282,729.76 |
DisclosureSEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,045,481 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 14:09 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 53,800 | $5.26 | $282,729.76 |
DisclosureSEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,116,838 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 14:15 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 23,000 | $5.25 | $120,835.10 |
DisclosureSEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,099,281 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 14:15 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 25,700 | $5.26 | $135,115.18 |
DisclosureSEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,170,638 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 14:15 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 17,560 | $5.26 | $92,391.94 |
DisclosureSEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,196,338 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 14:15 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 17,560 | $5.26 | $92,391.94 |
DisclosureSEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,306,545 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 21:45 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 11,252 | $5.25 | $59,074.13 |
DisclosureSEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,213,898 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 21:45 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 11,252 | $5.25 | $59,074.13 |
DisclosureSEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,324,105 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:45 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 34,583 | $5.25 | $181,654.12 |
DisclosureSEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,225,150 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:45 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 34,583 | $5.25 | $181,654.12 |
DisclosureSEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,335,357 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| December 14, 2018 Filed Jan 16, 2019 22:50 UTC |
Carlisle MelvinChief Financial Officer
|
PurchaseCommon Stock | 500 | $4.32 | $2,160.00 |
DisclosureSEC source: 0000899243-19-001297 · doc4.xml · nonDerivative · entry 2 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 14, 2018 Filed Jan 16, 2019 22:50 UTC |
Carlisle MelvinChief Financial Officer
|
PurchaseCommon Stock | 4,500 | $4.33 | $19,464.30 |
DisclosureSEC source: 0000899243-19-001297 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 22:50 UTC |
Pendo MathewChief Operating Officer
|
PurchaseCommon Stock | 2,100 | $5.00 | $10,497.90 |
DisclosureSEC source: 0000899243-18-024620 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,050 Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 20:20 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 27,088 | $5.06 | $137,078.82 |
DisclosureSEC source: 0001209191-18-048794 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,259,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.05 to $5.08; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 20:20 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 27,088 | $5.06 | $137,078.82 |
DisclosureSEC source: 0001209191-18-048794 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,369,940 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.05 to $5.08; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:32 UTC |
Carlisle MelvinChief Financial Officer
|
PurchaseCommon Stock | 5,000 | $5.05 | $25,250.00 |
DisclosureSEC source: 0000899243-18-023448 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 20:52 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 11,912 | $5.05 | $60,155.60 |
DisclosureSEC source: 0001209191-18-048510 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,286,821 F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 20:52 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 11,912 | $5.05 | $60,155.60 |
DisclosureSEC source: 0001209191-18-048510 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,397,028 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.