Tapewire

Nasdaq · USD

OCSL

Oaktree Specialty Lending Corp

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Tapewire entity
4863
SEC CIK
0001414932
Parsed reports
217

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2026 Filed Aug 13, 2026 20:05 UTC
Panossian ArmenSee Remarks
PurchaseCommon Stock, par value $0.01 per share 1,700 $12.69 $21,580.65
Disclosure

SEC source: 0001193125-26-349145 · ownership.xml · nonDerivative · entry 1

Panossian Armen · CIK 0001790406 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,489

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:05 UTC PurchaseCommon Stock, par value $0.01 per share 2,500 $10.77 $26,925.00
Disclosure

SEC source: 0001193125-26-113926 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,500

Read SEC document
March 16, 2026 Filed Mar 18, 2026 10:05 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $10.78 $21,557.80
Disclosure

SEC source: 0001193125-26-112127 · ownership.xml · nonDerivative · entry 1

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,411

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:05 UTC PurchaseCommon Stock, par value $0.01 per share 975 $13.20 $12,869.90
Disclosure

SEC source: 0001193125-25-204970 · ownership.xml · nonDerivative · entry 3

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:05 UTC PurchaseCommon Stock, par value $0.01 per share 25 $13.19 $329.75
Disclosure

SEC source: 0001193125-25-204970 · ownership.xml · nonDerivative · entry 2

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,025

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:05 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $13.19 $26,376.80
Disclosure

SEC source: 0001193125-25-204970 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:05 UTC PurchaseCommon Stock, par value $0.01 per share 2,500 $13.70 $34,250.00
Disclosure

SEC source: 0000950170-25-092185 · ownership.xml · nonDerivative · entry 1

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,411

Read SEC document
May 15, 2025 Filed May 19, 2025 10:06 UTC
Panossian ArmenSee Remarks
PurchaseCommon Stock, par value $0.01 per share 8,000 $14.13 $113,040.00
Disclosure

SEC source: 0000950170-25-073930 · ownership.xml · nonDerivative · entry 1

Panossian Armen · CIK 0001790406 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,789

Read SEC document
May 07, 2025 Filed May 8, 2025 10:03 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $13.33 $26,650.00
Disclosure

SEC source: 0000950170-25-066319 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Read SEC document
May 06, 2025 Filed May 7, 2025 20:10 UTC PurchaseCommon Stock, par value $0.01 per share 14,910 $13.41 $199,919.24
Disclosure

SEC source: 0000950170-25-065656 · ownership.xml · nonDerivative · entry 1

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,667

Read SEC document
February 25, 2025 Filed Feb 26, 2025 21:15 UTC PurchaseCommon Stock, par value $0.01 per share 2,500 $15.83 $39,575.00
Disclosure

SEC source: 0000950170-25-027751 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
February 24, 2025 Filed Feb 25, 2025 16:15 UTC
Khanna RaghavCo-Chief Investment Officer
PurchaseCommon Stock, par value $0.01 per share 6,000 $15.95 $95,700.00
Disclosure

SEC source: 0000950170-25-026675 · ownership.xml · nonDerivative · entry 1

Khanna Raghav · CIK 0002044643 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
February 24, 2025 Filed Feb 25, 2025 21:15 UTC
Pendo MathewPresident
PurchaseCommon Stock, par value $0.01 per share 6,260 $15.93 $99,690.50
Disclosure

SEC source: 0000950170-25-026676 · ownership.xml · nonDerivative · entry 1

Pendo Mathew · CIK 0001603759 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,596

Read SEC document
September 20, 2024 Filed Sep 23, 2024 21:23 UTC PurchaseCommon Stock, par value $0.01 per share 95 $16.01 $1,520.48
Disclosure

SEC source: 0000950170-24-108812 · ownership.xml · nonDerivative · entry 3

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

Read SEC document
September 20, 2024 Filed Sep 23, 2024 21:23 UTC PurchaseCommon Stock, par value $0.01 per share 405 $16.01 $6,484.01
Disclosure

SEC source: 0000950170-24-108812 · ownership.xml · nonDerivative · entry 2

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,405

Read SEC document
September 20, 2024 Filed Sep 23, 2024 21:23 UTC PurchaseCommon Stock, par value $0.01 per share 500 $16.01 $8,005.00
Disclosure

SEC source: 0000950170-24-108812 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
August 13, 2024 Filed Aug 14, 2024 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 834 $16.29 $13,585.86
Disclosure

SEC source: 0000950170-24-097030 · ownership.xml · nonDerivative · entry 2

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
August 13, 2024 Filed Aug 14, 2024 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 500 $16.28 $8,140.00
Disclosure

SEC source: 0000950170-24-097030 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,666

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:05 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $20.07 $40,130.00
Disclosure

SEC source: 0000950170-24-015201 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,166

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:15 UTC
Stewart MatthewChief Operating Officer
PurchaseCommon Stock, par value $0.01 per share 500 $18.00 $9,000.00
Disclosure

SEC source: 0000899243-23-009721 · doc4.xml · nonDerivative · entry 1

Stewart Matthew · CIK 0001899339 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,668

F1 · balance_after: The issuer completed a 1-for-3 reverse stock split on January 20, 2023, effective as of the commandment of trading on January 23, 2023.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 17:02 UTC PurchaseCommon Stock, par value $0.01 per share 1,000 $17.79 $17,788.40
Disclosure

SEC source: 0000899243-23-009119 · doc4.xml · nonDerivative · entry 1

McKown Christopher · CIK 0001895260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,092

F1 · balance_after: The issue completed a 1-for-3 reverse stock split on January 20, 2023, effective as of the commandment of trading on January 23, 2023.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:39 UTC PurchaseCommon Stock, par value $0.01 per share 500 $17.72 $8,860.00
Disclosure

SEC source: 0000899243-23-009113 · doc4.xml · nonDerivative · entry 3

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,166

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:39 UTC PurchaseCommon Stock, par value $0.01 per share 500 $18.19 $9,094.95
Disclosure

SEC source: 0000899243-23-009113 · doc4.xml · nonDerivative · entry 2

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,666

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:39 UTC PurchaseCommon Stock, par value $0.01 per share 500 $18.19 $9,092.50
Disclosure

SEC source: 0000899243-23-009113 · doc4.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,166

F1 · balance_after: The issuer completed a 1-for-3 reverse stock split on January 20, 2023, effective as of the commencement of trading on January 23, 2023.

Read SEC document
March 09, 2023 Filed Apr 12, 2023 16:19 UTC
Pak AshleyChief Compliance Officer
PurchaseCommon Stock, par value $0.01 per share 1,000 $19.41 $19,405.00
Disclosure

SEC source: 0000899243-23-011191 · doc4.xml · nonDerivative · entry 1

Pak Ashley · CIK 0001894405 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,920.2518

F1 · balance_after: The issuer completed a 1-for-3 reverse stock split on January 20, 2023, effective as of the commencement of trading on January 23, 2023.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:00 UTC
Pendo MathewPresident
PurchaseCommon Stock, par value $0.01 per share 52 $19.67 $1,022.84
Disclosure

SEC source: 0000899243-23-004765 · doc4.xml · nonDerivative · entry 3

Pendo Mathew · CIK 0001603759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,979

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:00 UTC
Pendo MathewPresident
PurchaseCommon Stock, par value $0.01 per share 112 $19.72 $2,208.64
Disclosure

SEC source: 0000899243-23-004765 · doc4.xml · nonDerivative · entry 2

Pendo Mathew · CIK 0001603759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,927

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:00 UTC
Pendo MathewPresident
PurchaseCommon Stock, par value $0.01 per share 516 $19.72 $10,175.52
Disclosure

SEC source: 0000899243-23-004765 · doc4.xml · nonDerivative · entry 1

Pendo Mathew · CIK 0001603759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,815

F1 · balance_after: The issuer completed a 1-for-3 reverse stock split on January 20, 2023, effective as of the commencement of trading on January 23, 2023.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 21:05 UTC PurchaseCommon Stock, par value $0.01 per share 3,800 $6.96 $26,448.00
Disclosure

SEC source: 0000899243-23-000207 · doc4.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Read SEC document
December 09, 2022 Filed Dec 12, 2022 21:15 UTC PurchaseCommon Stock, par value $0.01 per share 4,000 $7.00 $28,004.00
Disclosure

SEC source: 0000899243-22-038236 · doc4.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.00 to $7.01, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 20:19 UTC PurchaseCommon Stock, par value $0.01 per share 2,500 $6.49 $16,223.00
Disclosure

SEC source: 0000899243-22-024598 · doc4.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Read SEC document
May 23, 2022 Filed May 25, 2022 20:16 UTC PurchaseCommon Stock, par value $0.01 per share 5,000 $6.80 $33,997.00
Disclosure

SEC source: 0000899243-22-019466 · doc4.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

Read SEC document
May 11, 2022 Filed May 13, 2022 20:16 UTC PurchaseCommon Stock, par value $0.01 per share 3,200 $7.04 $22,512.00
Disclosure

SEC source: 0000899243-22-018009 · doc4.xml · nonDerivative · entry 2

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Read SEC document
May 11, 2022 Filed May 13, 2022 20:16 UTC PurchaseCommon Stock, par value $0.01 per share 1,800 $7.04 $12,672.00
Disclosure

SEC source: 0000899243-22-018009 · doc4.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Read SEC document
May 09, 2022 Filed May 11, 2022 20:15 UTC
Pendo MathewPresident
PurchaseCommon Stock, par value $0.01 per share 18,381 $7.06 $129,769.86
Disclosure

SEC source: 0000899243-22-017640 · doc4.xml · nonDerivative · entry 1

Pendo Mathew · CIK 0001603759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,591

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.055 to $7.0692, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 16:15 UTC
Pak AshleyChief Compliance Officer
PurchaseCommon Stock, par value $0.01 per share 2,600 $7.42 $19,288.36
Disclosure

SEC source: 0000899243-22-009654 · doc4.xml · nonDerivative · entry 1

Pak Ashley · CIK 0001894405 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:15 UTC PurchaseCommon Stock, par value $0.01 per share 800 $7.48 $5,980.00
Disclosure

SEC source: 0000899243-22-009063 · doc4.xml · nonDerivative · entry 2

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:15 UTC PurchaseCommon Stock, par value $0.01 per share 1,900 $7.48 $14,208.39
Disclosure

SEC source: 0000899243-22-009063 · doc4.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Read SEC document
February 24, 2022 Filed Feb 28, 2022 19:04 UTC GrantCommon Stock, par value $0.01 per share 2,000 $7.32 $14,639.20
Disclosure

SEC source: 0000899243-22-008171 · doc4.xml · nonDerivative · entry 1

McKown Christopher · CIK 0001895260 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111.439

Read SEC document
December 30, 2021 Filed Dec 31, 2021 01:30 UTC
TANNENBAUM LEONARD MFormer 10% Owner (See Remarks)
SaleCommon Stock 84,954 $7.50 $637,494.82
Disclosure

SEC source: 0001209191-21-071649 · doc4.xml · nonDerivative · entry 5

TANNENBAUM LEONARD M · CIK 0001200461 · Former 10% Owner (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,306,589

F4 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 29, 2021 Filed Dec 31, 2021 01:30 UTC
TANNENBAUM LEONARD MFormer 10% Owner (See Remarks)
SaleCommon Stock 200,000 $7.52 $1,504,400.00
Disclosure

SEC source: 0001209191-21-071649 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · Former 10% Owner (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,391,543

F3 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

Read SEC document
December 28, 2021 Filed Dec 31, 2021 01:30 UTC
TANNENBAUM LEONARD MFormer 10% Owner (See Remarks)
SaleCommon Stock 200,000 $7.55 $1,509,400.00
Disclosure

SEC source: 0001209191-21-071649 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Former 10% Owner (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591,543

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 02:00 UTC SaleCommon Stock 200,000 $7.54 $1,508,000.00
Disclosure

SEC source: 0001209191-21-071325 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,791,543

F3 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.580; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 02:00 UTC SaleCommon Stock 200,000 $7.51 $1,501,400.00
Disclosure

SEC source: 0001209191-21-071325 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,991,543

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.545; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 13, 2021 Filed Dec 16, 2021 01:30 UTC SaleCommon Stock 34,100 $7.55 $257,489.10
Disclosure

SEC source: 0001209191-21-069863 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,191,543

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.550 to $7.555; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 01:00 UTC SaleCommon Stock 100 $7.50 $750.00
Disclosure

SEC source: 0001209191-21-068196 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,225,643

Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:00 UTC SaleCommon Stock 5,000 $7.50 $37,500.00
Disclosure

SEC source: 0001209191-21-068196 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,225,743

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.505; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 01:00 UTC SaleCommon Stock 353,485 $7.56 $2,671,639.63
Disclosure

SEC source: 0001209191-21-065652 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,230,743

F3 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.62; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:00 UTC SaleCommon Stock 17,330 $7.45 $129,160.49
Disclosure

SEC source: 0001209191-21-065652 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,584,228

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.47; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:30 UTC SaleCommon Stock 1,500 $7.50 $11,250.00
Disclosure

SEC source: 0001209191-21-064584 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,601,558

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.