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Nasdaq · USD

OCFC

OCEANFIRST FINANCIAL CORP

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4580
SEC CIK
0001004702
Parsed reports
466

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2017 Filed Feb 8, 2017 21:56 UTC
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 24,000 $17.75 $426,000.00
Disclosure

SEC source: 0001004702-17-000010 · wf-form4_148659100243606.xml · nonDerivative · entry 2

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:56 UTC
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 13,500 $14.55 $196,425.00
Disclosure

SEC source: 0001004702-17-000010 · wf-form4_148659100243606.xml · nonDerivative · entry 1

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 07, 2017 Filed Mar 16, 2017 17:42 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionStock Option (Right to Buy · Derivative 14,886 $17.37 Strike: $17.37 $258,569.82
Disclosure

SEC source: 0001004702-17-000074 · wf-form4a_148968612525973.xml · derivative · entry 9

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,544

Underlying: Common Stock · 14,886 shares

Expires 2025-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 07, 2017 Filed Mar 16, 2017 17:42 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 24,000 $17.75 Strike: $17.75 $426,000.00
Disclosure

SEC source: 0001004702-17-000074 · wf-form4a_148968612525973.xml · derivative · entry 8

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 24,000 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 07, 2017 Filed Mar 16, 2017 17:42 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 13,500 $14.55 Strike: $14.55 $196,425.00
Disclosure

SEC source: 0001004702-17-000074 · wf-form4a_148968612525973.xml · derivative · entry 7

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 13,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 07, 2017 Filed Mar 16, 2017 17:42 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Tax withholdingCommon Stock 39,626 $28.66 $1,135,681.16
Disclosure

SEC source: 0001004702-17-000074 · wf-form4a_148968612525973.xml · nonDerivative · entry 4

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,551

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 07, 2017 Filed Mar 16, 2017 17:42 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 14,886 $17.37 $258,569.82
Disclosure

SEC source: 0001004702-17-000074 · wf-form4a_148968612525973.xml · nonDerivative · entry 3

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 07, 2017 Filed Mar 16, 2017 17:42 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 24,000 $17.75 $426,000.00
Disclosure

SEC source: 0001004702-17-000074 · wf-form4a_148968612525973.xml · nonDerivative · entry 2

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 07, 2017 Filed Mar 16, 2017 17:42 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 13,500 $14.55 $196,425.00
Disclosure

SEC source: 0001004702-17-000074 · wf-form4a_148968612525973.xml · nonDerivative · entry 1

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 07, 2017 Filed Apr 11, 2017 20:19 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 14,886 $17.37 Strike: $17.37 $258,569.82
Disclosure

SEC source: 0001004702-17-000122 · wf-form4a_149194195078316.xml · derivative · entry 9

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,544

Underlying: Common Stock · 14,886 shares

Expires 2025-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: This form amends the original Form 4 filed on February 8, 2017 in order to correct the amount of stock options held by Mr. Maher on that date.

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 07, 2017 Filed Apr 11, 2017 20:19 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionStock Option (Right to Buy · Derivative 24,000 $17.75 Strike: $17.75 $426,000.00
Disclosure

SEC source: 0001004702-17-000122 · wf-form4a_149194195078316.xml · derivative · entry 8

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 24,000 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 07, 2017 Filed Apr 11, 2017 20:19 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionStock Option (Right to Buy · Derivative 13,500 $14.55 Strike: $14.55 $196,425.00
Disclosure

SEC source: 0001004702-17-000122 · wf-form4a_149194195078316.xml · derivative · entry 7

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 13,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 07, 2017 Filed Apr 11, 2017 20:19 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Tax withholdingCommon Stock 39,626 $28.66 $1,135,681.16
Disclosure

SEC source: 0001004702-17-000122 · wf-form4a_149194195078316.xml · nonDerivative · entry 4

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,551

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 07, 2017 Filed Apr 11, 2017 20:19 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
GrantCommon Stock 14,886 $17.37 $258,569.82
Disclosure

SEC source: 0001004702-17-000122 · wf-form4a_149194195078316.xml · nonDerivative · entry 3

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,177

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 07, 2017 Filed Apr 11, 2017 20:19 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 24,000 $17.75 $426,000.00
Disclosure

SEC source: 0001004702-17-000122 · wf-form4a_149194195078316.xml · nonDerivative · entry 2

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 07, 2017 Filed Apr 11, 2017 20:19 UTC Amendment
Maher ChristopherDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 13,500 $14.55 $196,425.00
Disclosure

SEC source: 0001004702-17-000122 · wf-form4a_149194195078316.xml · nonDerivative · entry 1

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:08 UTC
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Exercise / conversionStock Option (right to buy) · Derivative 7,088 $16.81 Strike: $16.81 $119,149.28
Disclosure

SEC source: 0001004702-17-000008 · wf-form4_148650892213594.xml · derivative · entry 8

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,088 shares

Expires 2018-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:08 UTC
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Exercise / conversionStock Option (right to buy) · Derivative 4,500 $20.25 Strike: $20.25 $91,125.00
Disclosure

SEC source: 0001004702-17-000008 · wf-form4_148650892213594.xml · derivative · entry 7

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:08 UTC
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Tax withholdingCommon Stock 8,856 $29.07 $257,443.92
Disclosure

SEC source: 0001004702-17-000008 · wf-form4_148650892213594.xml · nonDerivative · entry 3

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,842

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:08 UTC
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Exercise / conversionCommon Stock 7,088 $16.81 $119,149.28
Disclosure

SEC source: 0001004702-17-000008 · wf-form4_148650892213594.xml · nonDerivative · entry 2

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:08 UTC
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Exercise / conversionCommon Stock 4,500 $20.25 $91,125.00
Disclosure

SEC source: 0001004702-17-000008 · wf-form4_148650892213594.xml · nonDerivative · entry 1

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 06, 2017 Filed Mar 3, 2017 17:53 UTC Amendment
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Exercise / conversionStock Option (right to buy) · Derivative 7,088 $16.81 Strike: $16.81 $119,149.28
Disclosure

SEC source: 0001004702-17-000028 · wf-form4a_148856358947704.xml · derivative · entry 8

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,088 shares

Expires 2018-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Mar 3, 2017 17:53 UTC Amendment
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Exercise / conversionStock Option (right to buy) · Derivative 4,500 $20.25 Strike: $20.25 $91,125.00
Disclosure

SEC source: 0001004702-17-000028 · wf-form4a_148856358947704.xml · derivative · entry 7

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Mar 3, 2017 17:53 UTC Amendment
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Tax withholdingCommon Stock 8,856 $29.07 $257,443.92
Disclosure

SEC source: 0001004702-17-000028 · wf-form4a_148856358947704.xml · nonDerivative · entry 3

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,842

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 06, 2017 Filed Mar 3, 2017 17:53 UTC Amendment
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Exercise / conversionCommon Stock 7,088 $16.81 $119,149.28
Disclosure

SEC source: 0001004702-17-000028 · wf-form4a_148856358947704.xml · nonDerivative · entry 2

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 06, 2017 Filed Mar 3, 2017 17:53 UTC Amendment
Lebel Joseph IIIEVP, CBO OceanFirst Bank
Exercise / conversionCommon Stock 4,500 $20.25 $91,125.00
Disclosure

SEC source: 0001004702-17-000028 · wf-form4a_148856358947704.xml · nonDerivative · entry 1

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
January 27, 2017 Filed Nov 2, 2017 19:54 UTC OtherCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 6

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,875

Read SEC document
January 27, 2017 Filed Nov 2, 2017 19:54 UTC OtherCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 5

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 0

Read SEC document
January 06, 2017 Filed Jan 10, 2017 16:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 60,750 $0.00 Strike: $22.17 $0.00
Disclosure

SEC source: 0001209191-17-003065 · doc4.xml · derivative · entry 6

GARBARINO JOHN R · CIK 0001226180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,750 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 16:29 UTC Tax withholdingCommon Stock 44,970 $29.95 $1,346,851.50
Disclosure

SEC source: 0001209191-17-003065 · doc4.xml · nonDerivative · entry 2

GARBARINO JOHN R · CIK 0001226180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,316

F1 · ownership.direct: Total includes shares of restricted stock that vest in the future.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 16:29 UTC Exercise / conversionCommon Stock 60,750 $22.17 $1,346,827.50
Disclosure

SEC source: 0001209191-17-003065 · doc4.xml · nonDerivative · entry 1

GARBARINO JOHN R · CIK 0001226180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted stock that vest in the future.

Read SEC document
December 31, 2016 Filed Nov 2, 2017 19:54 UTC GrantCommon Stock 5,752 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 4

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · ESOP

Disclosed balance after: 23,015

Read SEC document
December 22, 2016 Filed Dec 23, 2016 19:40 UTC GiftCommon Stock 6,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156647 · doc4.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,317

Read SEC document
December 22, 2016 Filed Dec 23, 2016 16:47 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,250 $0.00 Strike: $22.17 $0.00
Disclosure

SEC source: 0001209191-16-156630 · doc4.xml · derivative · entry 5

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,250 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 16:47 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Tax withholdingCommon Stock 16,912 $30.07 $508,543.84
Disclosure

SEC source: 0001209191-16-156630 · doc4.xml · nonDerivative · entry 2

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,443

F1 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 16:47 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Exercise / conversionCommon Stock 20,250 $22.17 $448,942.50
Disclosure

SEC source: 0001209191-16-156630 · doc4.xml · nonDerivative · entry 1

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

Read SEC document
December 22, 2016 Filed Nov 2, 2017 19:54 UTC GrantCommon Stock 2,244 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 3

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,562

Read SEC document
December 22, 2016 Filed Nov 2, 2017 19:54 UTC Tax withholdingCommon Stock 1,622 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award II

Disclosed balance after: 0

Read SEC document
December 22, 2016 Filed Nov 2, 2017 19:54 UTC OtherCommon Stock 2,244 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award II

Disclosed balance after: 1,622

Read SEC document
December 01, 2016 Filed Dec 2, 2016 19:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,250 $0.00 Strike: $22.17 $0.00
Disclosure

SEC source: 0001209191-16-152927 · doc4.xml · derivative · entry 3

RHINE DIANE F · CIK 0001236529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 19:51 UTC Tax withholdingCommon Stock 1,978 $25.22 $49,885.16
Disclosure

SEC source: 0001209191-16-152927 · doc4.xml · nonDerivative · entry 2

RHINE DIANE F · CIK 0001236529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,119

F1 · ownership.direct: Total includes unvested restricted stock.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 19:51 UTC Exercise / conversionCommon Stock 2,250 $22.17 $49,882.50
Disclosure

SEC source: 0001209191-16-152927 · doc4.xml · nonDerivative · entry 1

RHINE DIANE F · CIK 0001236529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes unvested restricted stock.

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December 01, 2016 Filed Dec 2, 2016 19:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,250 $0.00 Strike: $22.17 $0.00
Disclosure

SEC source: 0001209191-16-152922 · doc4.xml · derivative · entry 3

CATANIA ANGELO · CIK 0001260073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 19:42 UTC SaleCommon Stock 1,994 $25.12 $50,089.28
Disclosure

SEC source: 0001209191-16-152922 · doc4.xml · nonDerivative · entry 2

CATANIA ANGELO · CIK 0001260073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,296

F2 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

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December 01, 2016 Filed Dec 2, 2016 19:42 UTC Exercise / conversionCommon Stock 2,250 $22.50 $50,625.00
Disclosure

SEC source: 0001209191-16-152922 · doc4.xml · nonDerivative · entry 1

CATANIA ANGELO · CIK 0001260073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

F2 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

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November 30, 2016 Filed Dec 1, 2016 16:08 UTC
WALSH JOHN EDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 2,250 $0.00 Strike: $22.17 $0.00
Disclosure

SEC source: 0001209191-16-152588 · doc4.xml · derivative · entry 3

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 16:08 UTC
WALSH JOHN EDirector
Tax withholdingCommon Stock 2,101 $23.75 $49,898.75
Disclosure

SEC source: 0001209191-16-152588 · doc4.xml · nonDerivative · entry 2

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,542

F2 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 16:08 UTC
WALSH JOHN EDirector
Exercise / conversionCommon Stock 2,250 $22.17 $49,882.50
Disclosure

SEC source: 0001209191-16-152588 · doc4.xml · nonDerivative · entry 1

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

F2 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

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November 23, 2016 Filed Nov 25, 2016 16:02 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152018 · doc4.xml · nonDerivative · entry 2

RHINE DIANE F · CIK 0001236529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,847

F1 · ownership.direct: Total includes unvested restricted stock.

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November 22, 2016 Filed Nov 23, 2016 15:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,250 $0.00 Strike: $22.17 $0.00
Disclosure

SEC source: 0001209191-16-151850 · doc4.xml · derivative · entry 3

Burke Joseph J · CIK 0001315112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.