Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCEANFIRST FINANCIAL CORPOCFC · Entity 4580 | Director | May 23, 2017 | May 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCEANFIRST FINANCIAL CORP
Report date May 23, 2017 · Filed May 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,351 |
Reported balance
After 2017-05-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-23 · Sale · Disposed 15,000 · Balance 242,351 F1: This transaction was executed in multiple trades at prices ranging from $26.30 to $26.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected. F2: Total includes shares of restricted stock that vest in the future. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 14,445 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,445 |
| Common StockSEC Table I · non-derivative | IndirectSpouse Trust | 105,057 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 105,057 |
| Common StockSEC Table I · non-derivative | IndirectSon 2 Trust | 9,584 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,584 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.81 · Expires 2018-02-20 | Direct | 63,788 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 63,788 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2020-02-17 | Direct | 89,305 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 89,305 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.87 · Expires 2021-02-18 | Direct | 90,000 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 90,000 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.83 · Expires 2022-02-15 | Direct | 90,000 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 90,000 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.62 · Expires 2023-02-15 | Direct | 80,000 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 80,000 F3: Options vest in five equal annual installments beginning on the date first exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.75 · Expires 2024-03-19 | Direct | 80,000 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 80,000 F3: Options vest in five equal annual installments beginning on the date first exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $26.30 to $26.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
F2: Total includes shares of restricted stock that vest in the future.
F3: Options vest in five equal annual installments beginning on the date first exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2017 Filed May 24, 2017 20:17 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 15,000 | $26.31 | $394,650.00 |
DisclosureSEC source: 0001004702-17-000144 · wf-form4_149565700191649.xml · nonDerivative · entry 1 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,351 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.30 to $26.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected. F2 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 15:25 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-17-000060 · wf-form4_148967789381760.xml · nonDerivative · entry 1 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,651 F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2018. Total includes other restricted shares that vest in the future. Read SEC document |
| March 15, 2017 Filed Mar 31, 2017 19:08 UTC Amendment | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | GrantCommon Stock | 1,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001004702-17-000100 · wf-form4a_149098728350533.xml · nonDerivative · entry 1 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,351 F1 · shares: This form is being filed to correct the number of shares awarded to Mr. Garbarino on March 15, 2017. F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2018. Total includes other restricted shares that vest in the future. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:19 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 20,000 | $30.22 | $604,400.00 |
DisclosureSEC source: 0001004702-17-000026 · wf-form4_148848956268612.xml · nonDerivative · entry 1 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,316 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.10 to $30.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected. F2 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 19:23 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 2,998 | $29.00 | $86,942.00 |
DisclosureSEC source: 0001004702-17-000012 · wf-form4_148701382361926.xml · nonDerivative · entry 2 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,316 F1 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:39 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 4,234 | $29.35 | $124,267.90 |
DisclosureSEC source: 0001004702-17-000014 · wf-form4_148708316489412.xml · nonDerivative · entry 4 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,316 F1 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:39 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 100 | $29.36 | $2,936.00 |
DisclosureSEC source: 0001004702-17-000014 · wf-form4_148708316489412.xml · nonDerivative · entry 3 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,550 F1 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:39 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 100 | $29.37 | $2,936.50 |
DisclosureSEC source: 0001004702-17-000014 · wf-form4_148708316489412.xml · nonDerivative · entry 2 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,650 F1 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:39 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 2,566 | $29.40 | $75,440.40 |
DisclosureSEC source: 0001004702-17-000014 · wf-form4_148708316489412.xml · nonDerivative · entry 1 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,750 F1 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 19:23 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | SaleCommon Stock | 2 | $29.00 | $58.00 |
DisclosureSEC source: 0001004702-17-000012 · wf-form4_148701382361926.xml · nonDerivative · entry 1 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,314 F1 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 16:29 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,750 | $0.00 Strike: $22.17 | $0.00 |
DisclosureSEC source: 0001209191-17-003065 · doc4.xml · derivative · entry 6 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,750 shares Expires 2017-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 16:29 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | Tax withholdingCommon Stock | 44,970 | $29.95 | $1,346,851.50 |
DisclosureSEC source: 0001209191-17-003065 · doc4.xml · nonDerivative · entry 2 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,316 F1 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 16:29 UTC | OCEANFIRST FINANCIAL CORP OCFC · Entity 4580 | Exercise / conversionCommon Stock | 60,750 | $22.17 | $1,346,827.50 |
DisclosureSEC source: 0001209191-17-003065 · doc4.xml · nonDerivative · entry 1 GARBARINO JOHN R · CIK 0001226180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Total includes shares of restricted stock that vest in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.