Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 17, 2020 Filed Jul 21, 2020 18:58 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
OtherCommon Stock | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001716951-20-000049 · wf-form4_159537228422527.xml · nonDerivative · entry 3 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFS Funding I, LLC Disclosed balance after: 7,870 F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2020, payable to holders of record of common stock on June 16, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 650, 5,185, and 370 shares of common stock, respectively, as of July 31, 2020. F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 18:58 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
OtherCommon Stock | 5,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001716951-20-000049 · wf-form4_159537228422527.xml · nonDerivative · entry 2 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC Disclosed balance after: 110,185 F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2020, payable to holders of record of common stock on June 16, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 650, 5,185, and 370 shares of common stock, respectively, as of July 31, 2020. F2 · ownership.nature: These securities are held by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 18:58 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
OtherCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001716951-20-000049 · wf-form4_159537228422527.xml · nonDerivative · entry 1 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900 F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2020, payable to holders of record of common stock on June 16, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 650, 5,185, and 370 shares of common stock, respectively, as of July 31, 2020. Read SEC document |
| July 17, 2020 Filed Oct 20, 2020 17:13 UTC Amendment |
Rashid BilalDirector · President, Director and CEO
|
OtherCommon Stock | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001716951-20-000074 · wf-form4a_160322838801464.xml · nonDerivative · entry 1 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,910 F1 · shares: On July 21, 2020, the reporting person filed a Form 4 which inadvertently reported in Table I that the reporting person acquired 653 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,953 shares of Common Stock. In fact, as reported in this amendment, in Table I, the reporting person acquired 560 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,910 shares of Common Stock. F1 · balance_after: On July 21, 2020, the reporting person filed a Form 4 which inadvertently reported in Table I that the reporting person acquired 653 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,953 shares of Common Stock. In fact, as reported in this amendment, in Table I, the reporting person acquired 560 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,910 shares of Common Stock. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 18:53 UTC |
RESSLER RICHARD S10% owner
|
OtherSubscription Rights (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · derivative · entry 6 RESSLER RICHARD S · CIK 0000904290 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFS Funding I, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-08-27 F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 18:53 UTC |
RESSLER RICHARD S10% owner
|
OtherSubscription Rights (right to buy) · Derivative | 70,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · derivative · entry 5 RESSLER RICHARD S · CIK 0000904290 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFSAM Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2019-08-27 F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F1 · ownership.nature: These securities are held by Orchard First Source Asset Management, LLC ("OFSAM"). Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFSAM. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 18:53 UTC |
RESSLER RICHARD S10% owner
|
OtherSubscription Rights (right to buy) · Derivative | 225,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · derivative · entry 4 RESSLER RICHARD S · CIK 0000904290 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,500 shares Expires 2019-08-27 F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 18:53 UTC |
RESSLER RICHARD S10% owner
|
OtherCommon Stock | 2,500 | $16.50 | $41,250.00 |
DisclosureSEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · nonDerivative · entry 3 RESSLER RICHARD S · CIK 0000904290 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFS Funding I, LLC Disclosed balance after: 7,500 F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 18:53 UTC |
RESSLER RICHARD S10% owner
|
OtherCommon Stock | 35,000 | $16.50 | $577,500.00 |
DisclosureSEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · nonDerivative · entry 2 RESSLER RICHARD S · CIK 0000904290 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC Disclosed balance after: 105,000 F1 · ownership.nature: These securities are held by Orchard First Source Asset Management, LLC ("OFSAM"). Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFSAM. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 18:53 UTC |
RESSLER RICHARD S10% owner
|
OtherCommon Stock | 112,500 | $16.50 | $1,856,250.00 |
DisclosureSEC source: 0001716951-19-000092 · wf-form4_156701837676702.xml · nonDerivative · entry 1 RESSLER RICHARD S · CIK 0000904290 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,500 Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:54 UTC |
Rashid BilalDirector · President, Director and CEO
|
OtherSubscription Rights (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000093 · wf-form4_156701847892128.xml · derivative · entry 6 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFS Funding I, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-08-27 F4 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F3 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:54 UTC |
Rashid BilalDirector · President, Director and CEO
|
OtherSubscription Rights (right to buy) · Derivative | 70,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000093 · wf-form4_156701847892128.xml · derivative · entry 5 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFSAM Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2019-08-27 F4 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F2 · ownership.nature: These securities are held by Orchard First Source Asset Management, LLC ("OFSAM"). Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed beneficially own the securities held by OFSAM. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:54 UTC |
Rashid BilalDirector · President, Director and CEO
|
OtherSubscription Rights (right to buy) · Derivative | 7,600 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000093 · wf-form4_156701847892128.xml · derivative · entry 4 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,800 shares Expires 2019-08-27 F4 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F1 · derivative.underlying_shares: Includes 50 shares purchased pursuant to the over-subscription privilege. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:54 UTC |
Rashid BilalDirector · President, Director and CEO
|
OtherCommon Stock | 2,500 | $16.50 | $41,250.00 |
DisclosureSEC source: 0001716951-19-000093 · wf-form4_156701847892128.xml · nonDerivative · entry 3 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFS Funding I, LLC Disclosed balance after: 7,500 F3 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:54 UTC |
Rashid BilalDirector · President, Director and CEO
|
OtherCommon Stock | 35,000 | $16.50 | $577,500.00 |
DisclosureSEC source: 0001716951-19-000093 · wf-form4_156701847892128.xml · nonDerivative · entry 2 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC Disclosed balance after: 105,000 F2 · ownership.nature: These securities are held by Orchard First Source Asset Management, LLC ("OFSAM"). Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed beneficially own the securities held by OFSAM. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:54 UTC |
Rashid BilalDirector · President, Director and CEO
|
OtherCommon Stock | 3,800 | $16.50 | $62,700.00 |
DisclosureSEC source: 0001716951-19-000093 · wf-form4_156701847892128.xml · nonDerivative · entry 1 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 F1 · shares: Includes 50 shares purchased pursuant to the over-subscription privilege. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 15:01 UTC |
Orchard First Source Asset Management, LLCParent of Investment Adviser
|
OtherSubscription Rights (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000095 · wf-form4_156701884978487.xml · derivative · entry 4 Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFS Funding I, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-08-27 F2 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F1 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by Orchard First Source Asset Management, LLC ("OFSAM"). As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 15:01 UTC |
Orchard First Source Asset Management, LLCParent of Investment Adviser
|
OtherSubscription Rights (right to buy) · Derivative | 70,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000095 · wf-form4_156701884978487.xml · derivative · entry 3 Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2019-08-27 F2 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 15:01 UTC |
Orchard First Source Asset Management, LLCParent of Investment Adviser
|
OtherCommon Stock | 2,500 | $16.50 | $41,250.00 |
DisclosureSEC source: 0001716951-19-000095 · wf-form4_156701884978487.xml · nonDerivative · entry 2 Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFS Funding I, LLC Disclosed balance after: 7,500 F1 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by Orchard First Source Asset Management, LLC ("OFSAM"). As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 15:01 UTC |
Orchard First Source Asset Management, LLCParent of Investment Adviser
|
OtherCommon Stock | 35,000 | $16.50 | $577,500.00 |
DisclosureSEC source: 0001716951-19-000095 · wf-form4_156701884978487.xml · nonDerivative · entry 1 Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:59 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
OtherSubscription Rights (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000094 · wf-form4_156701876683827.xml · derivative · entry 6 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFS Funding I, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-08-27 F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:59 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
OtherSubscription Rights (right to buy) · Derivative | 70,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000094 · wf-form4_156701876683827.xml · derivative · entry 5 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFSAM Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2019-08-27 F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F1 · ownership.nature: These securities are held by Orchard First Source Asset Management, LLC ("OFSAM"). Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:59 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
OtherSubscription Rights (right to buy) · Derivative | 7,500 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-19-000094 · wf-form4_156701876683827.xml · derivative · entry 4 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2019-08-27 F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:59 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
OtherCommon Stock | 2,500 | $16.50 | $41,250.00 |
DisclosureSEC source: 0001716951-19-000094 · wf-form4_156701876683827.xml · nonDerivative · entry 3 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by OFS Funding I, LLC Disclosed balance after: 7,500 F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:59 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
OtherCommon Stock | 35,000 | $16.50 | $577,500.00 |
DisclosureSEC source: 0001716951-19-000094 · wf-form4_156701876683827.xml · nonDerivative · entry 2 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC Disclosed balance after: 105,000 F1 · ownership.nature: These securities are held by Orchard First Source Asset Management, LLC ("OFSAM"). Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 14:59 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
OtherCommon Stock | 3,750 | $16.50 | $61,875.00 |
DisclosureSEC source: 0001716951-19-000094 · wf-form4_156701876683827.xml · nonDerivative · entry 1 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Read SEC document |
| August 27, 2019 Filed Oct 20, 2020 17:11 UTC Amendment |
Rashid BilalDirector · President, Director and CEO
|
OtherSubscription Rights (right to buy) · Derivative | 7,700 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716951-20-000073 · wf-form4a_160322830513255.xml · derivative · entry 2 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,850 shares Expires 2019-08-27 F3 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held. F1 · shares: On August 28, 2019, the reporting person filed a Form 4 which inadvertently reported in (i) Table I that the reporting person acquired 3,800 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,300 shares of Common Stock and (ii) Table II that the reporting person acquired 7,600 Subscription Rights to purchase 3,800 shares of Common Stock. In fact, as reported in this amendment, (x) in Table I, the reporting person acquired 3,850 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,350 shares of Common Stock and (y) in Table II, the reporting person acquired 7,700 Subscription Rights to purchase 3,850 shares of Common Stock. F1 · derivative.underlying_shares: On August 28, 2019, the reporting person filed a Form 4 which inadvertently reported in (i) Table I that the reporting person acquired 3,800 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,300 shares of Common Stock and (ii) Table II that the reporting person acquired 7,600 Subscription Rights to purchase 3,800 shares of Common Stock. In fact, as reported in this amendment, (x) in Table I, the reporting person acquired 3,850 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,350 shares of Common Stock and (y) in Table II, the reporting person acquired 7,700 Subscription Rights to purchase 3,850 shares of Common Stock. F2 · derivative.underlying_shares: Includes 100 shares purchased pursuant to the over-subscription privilege. Read SEC document |
| August 27, 2019 Filed Oct 20, 2020 17:11 UTC Amendment |
Rashid BilalDirector · President, Director and CEO
|
OtherCommon Stock | 3,850 | $16.50 | $63,525.00 |
DisclosureSEC source: 0001716951-20-000073 · wf-form4a_160322830513255.xml · nonDerivative · entry 1 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,350 F1 · shares: On August 28, 2019, the reporting person filed a Form 4 which inadvertently reported in (i) Table I that the reporting person acquired 3,800 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,300 shares of Common Stock and (ii) Table II that the reporting person acquired 7,600 Subscription Rights to purchase 3,800 shares of Common Stock. In fact, as reported in this amendment, (x) in Table I, the reporting person acquired 3,850 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,350 shares of Common Stock and (y) in Table II, the reporting person acquired 7,700 Subscription Rights to purchase 3,850 shares of Common Stock. F2 · shares: Includes 100 shares purchased pursuant to the over-subscription privilege. F1 · balance_after: On August 28, 2019, the reporting person filed a Form 4 which inadvertently reported in (i) Table I that the reporting person acquired 3,800 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,300 shares of Common Stock and (ii) Table II that the reporting person acquired 7,600 Subscription Rights to purchase 3,800 shares of Common Stock. In fact, as reported in this amendment, (x) in Table I, the reporting person acquired 3,850 shares of Common Stock and the Amount of Securities Beneficially Owned Following Reported Transaction(s) was 11,350 shares of Common Stock and (y) in Table II, the reporting person acquired 7,700 Subscription Rights to purchase 3,850 shares of Common Stock. Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 13:41 UTC |
Rashid BilalDirector · President, Director and CEO
|
PurchaseCommon Stock | 70,000 | $20.00 | $1,400,000.00 |
DisclosureSEC source: 0001716951-18-000050 · wf-form4_153919327101142.xml · nonDerivative · entry 2 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC Disclosed balance after: 70,000 F1 · ownership.nature: These shares are held by Orchard First Source Asset Management, LLC. Mr. Rashid has an ownership interest in Orchard First Source Asset Management, LLC. As a result, Mr. Rashid may be deemed to beneficially own the shares held by Orchard First Source Asset Management, LLC. Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 13:41 UTC |
Rashid BilalDirector · President, Director and CEO
|
PurchaseCommon Stock | 7,500 | $20.00 | $150,000.00 |
DisclosureSEC source: 0001716951-18-000050 · wf-form4_153919327101142.xml · nonDerivative · entry 1 Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 13:39 UTC |
Orchard First Source Asset Management, LLCParent of Investment Adviser
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PurchaseCommon Stock | 70,000 | $20.00 | $1,400,000.00 |
DisclosureSEC source: 0001716951-18-000049 · wf-form4_153919315521150.xml · nonDerivative · entry 1 Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 13:42 UTC |
Cerny Jeffrey ADirector · Director and CFO
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PurchaseCommon Stock | 70,000 | $20.00 | $1,400,000.00 |
DisclosureSEC source: 0001716951-18-000051 · wf-form4_153919333372744.xml · nonDerivative · entry 2 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC Disclosed balance after: 70,000 F1 · ownership.nature: These shares are held by Orchard First Source Asset Management, LLC. Mr. Cerny has an ownership interest in Orchard First Source Asset Management, LLC. As a result, Mr. Cerny may be deemed to beneficially own the shares held by Orchard First Source Asset Management, LLC. Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 13:42 UTC |
Cerny Jeffrey ADirector · Director and CFO
|
PurchaseCommon Stock | 7,500 | $20.00 | $150,000.00 |
DisclosureSEC source: 0001716951-18-000051 · wf-form4_153919333372744.xml · nonDerivative · entry 1 Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.