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Nasdaq · USD

OBIO

Orchestra BioMed Holdings, Inc.

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Tapewire entity
434
SEC CIK
0001814114
Parsed reports
210

Last 12 months

Inside the activity.

9 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202601
May 202640
Jun 202611
Jul 202601
Aug 202611
Sep 202611
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2025 Filed Jun 27, 2025 21:09 UTC
Aryeh JasonDirector
GrantStock Option (Right to Buy) · Derivative 36,797 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001104659-25-063692 · tm2519252-4_4seq1.xml · derivative · entry 2

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,797

Underlying: Common Stock · 36,797 shares

Expires 2035-06-24

F2 · derivative.exercise_date: The stock options will vest in one installment on the earlier of (x) the one year anniversary of the Grant Date or (y) the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such dates.

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June 24, 2025 Filed Jun 27, 2025 21:09 UTC
Aryeh JasonDirector
GrantCommon Stock, par value $0.0001 per share ("Common Stock") 12,422 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063692 · tm2519252-4_4seq1.xml · nonDerivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,482

F1 · shares: Represents an award of restricted stock units ("RSUs") awarded to the Reporting Person on June 24, 2025 (the "Grant Date"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will vest in one installment on the earlier of (x) the one year anniversary of the Grant Date or (y) the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such dates.

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June 18, 2025 Filed Jun 20, 2025 20:15 UTC
Aiello JoshuaPrincipal Accounting Officer
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 393 $2.99 $1,175.07
Disclosure

SEC source: 0001104659-25-061170 · tm2518577-1_4seq1.xml · nonDerivative · entry 1

Aiello Joshua · CIK 0001960418 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,329

F1 · kind: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold in the market as a result of the vesting of these restricted stock units and the satisfaction of tax withholding obligations.

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June 11, 2025 Filed Jun 13, 2025 20:43 UTC
Taylor Andrew LawrenceChief Financial Officer
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 28,172 $3.14 $88,460.08
Disclosure

SEC source: 0001104659-25-059418 · tm2517997-2_4seq1.xml · nonDerivative · entry 1

Taylor Andrew Lawrence · CIK 0001723889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,788

F1 · kind: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold in the market as a result of the vesting of these restricted stock units and the satisfaction of tax withholding obligations.

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June 11, 2025 Filed Jun 13, 2025 20:41 UTC
Hochman David PDirector · See Remarks
Tax withholdingCommon Stock 5,671 $3.14 $17,806.94
Disclosure

SEC source: 0001104659-25-059416 · tm2517997-1_4seq1.xml · nonDerivative · entry 2

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the DPH 2008 Trust

Disclosed balance after: 329,331

F1 · kind: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold in the market as a result of the vesting of these restricted stock units and the satisfaction of tax withholding obligations.

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June 11, 2025 Filed Jun 13, 2025 20:41 UTC
Hochman David PDirector · See Remarks
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 34,038 $3.14 $106,879.32
Disclosure

SEC source: 0001104659-25-059416 · tm2517997-1_4seq1.xml · nonDerivative · entry 1

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,460

F1 · kind: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold in the market as a result of the vesting of these restricted stock units and the satisfaction of tax withholding obligations.

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May 28, 2025 Filed May 30, 2025 21:32 UTC
Sherman DarrenDirector · See Remarks
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 45,843 $2.95 $135,236.85
Disclosure

SEC source: 0001104659-25-055019 · tm2516689-1_4seq1.xml · nonDerivative · entry 1

Sherman Darren · CIK 0001723524 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 803,837

F1 · kind: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold in the market as a result of the vesting of these restricted stock units and the satisfaction of tax withholding obligations.

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April 30, 2025 Filed May 1, 2025 12:18 UTC
WONG RODERICK10% owner
PurchaseCommon Stock 49,900 $2.99 $149,201.00
Disclosure

SEC source: 0001062993-25-008272 · form4.xml · nonDerivative · entry 1

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Please see footnote

Disclosed balance after: 8,306,063

F1 · ownership.nature: Held by certain affiliated funds managed by RTW Investments, LP ("RTW"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of RTW. The reporting persons disclaim beneficial ownership of the reported securities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, except to the extent of their pecuniary interest therein.

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April 29, 2025 Filed Apr 29, 2025 21:16 UTC
WONG RODERICK10% owner
PurchaseCommon Stock 50,000 $2.53 $126,500.00
Disclosure

SEC source: 0001062993-25-008205 · form4.xml · nonDerivative · entry 1

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Please see footnote

Disclosed balance after: 8,256,163

F1 · ownership.nature: Held by certain affiliated funds managed by RTW Investments, LP ("RTW"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of RTW. The reporting persons disclaim beneficial ownership of the reported securities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, except to the extent of their pecuniary interest therein.

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April 04, 2025 Filed Apr 5, 2025 01:40 UTC
Aiello JoshuaPrincipal Accounting Officer
GrantStock Option (Right to Buy) · Derivative 48,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001104659-25-032332 · tm2511637-4_4seq1.xml · derivative · entry 1

Aiello Joshua · CIK 0001960418 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The stock options will vest as follows: (i) 12,000 of the stock options will vest on April 4, 2026 (the "Vesting Commencement Date") and (ii) the remaining 36,000 stock options will vest in equal installments every three months on the same day of the month as the Vesting Commencement Date, starting on July 4, 2026, subject to the Reporting Person's continuous service through such dates.

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April 04, 2025 Filed Apr 5, 2025 01:44 UTC
Hochman David PDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 147,500 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001104659-25-032334 · tm2511637-3_4seq1.xml · derivative · entry 7

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,500

Underlying: Common Stock · 147,500 shares

Expires 2035-04-04

F2 · derivative.exercise_date: The stock options will vest as follows: (i) 36,875 of the stock options will vest on April 4, 2026 (the "Vesting Commencement Date") and (ii) the remaining 110,625 stock options will vest in equal installments every three months on the same day of the month as the Vesting Commencement Date, starting on July 4, 2026, subject to the Reporting Person's continuous service through such dates.

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April 04, 2025 Filed Apr 5, 2025 01:44 UTC
Hochman David PDirector · See Remarks
GrantCommon Stock, par value $0.0001 per share ("Common Stock") 98,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-032334 · tm2511637-3_4seq1.xml · nonDerivative · entry 1

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,498

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest over a three-year period as follows: (i) 33.33% of the shares will vest 24 months after April 4, 2025 (the "Issue Date"), (ii) 33.33% of the shares will vest 30 months after the Issue Date, and (iii) 33.34% of the shares will vest 36 months after the Issue Date, subject to the Reporting Person's continuous service through such dates.

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April 04, 2025 Filed Apr 5, 2025 01:39 UTC
Sherman DarrenDirector · See Remarks
GrantCommon Stock, par value $0.0001 per share ("Common Stock") 115,708 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-032331 · tm2511637-2_4seq1.xml · nonDerivative · entry 1

Sherman Darren · CIK 0001723524 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849,680

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest over a three-year period as follows: (i) 33.33% of the shares will vest 24 months after April 4, 2025 (the "Issue Date"), (ii) 33.33% of the shares will vest 30 months after the Issue Date, and (iii) 33.34% of the shares will vest 36 months after the Issue Date, subject to the Reporting Person's continuous service through such dates.

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April 04, 2025 Filed Apr 5, 2025 01:37 UTC
Taylor Andrew LawrenceChief Financial Officer
GrantCommon Stock, par value $0.0001 per share ("Common Stock") 84,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-032330 · tm2511637-1_4seq1.xml · nonDerivative · entry 1

Taylor Andrew Lawrence · CIK 0001723889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,960

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest over a three-year period as follows: (i) 33.33% of the shares will vest 24 months after April 4, 2025 (the "Issue Date"), (ii) 33.33% of the shares will vest 30 months after the Issue Date, and (iii) 33.34% of the shares will vest 36 months after the Issue Date, subject to the Reporting Person's continuous service through such dates.

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March 26, 2025 Filed Mar 29, 2025 00:08 UTC
Aiello JoshuaPrincipal Accounting Officer
Tax withholdingCommon Stock, par value $0.0001 per share 278 $4.38 $1,217.64
Disclosure

SEC source: 0001104659-25-029494 · tm2510858-1_4seq1.xml · nonDerivative · entry 1

Aiello Joshua · CIK 0001960418 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,722

F1 · kind: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold in the market as a result of the vesting of these restricted stock units and the satisfaction of tax withholding obligations.

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March 07, 2025 Filed Mar 8, 2025 00:32 UTC
Hochman David PDirector · See Remarks
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 80,080 $4.23 $338,738.40
Disclosure

SEC source: 0001104659-25-021856 · tm258652-1_4seq1.xml · nonDerivative · entry 1

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,418

F1 · kind: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold in the market as a result of the vesting of these restricted stock units and the satisfaction of tax withholding obligations.

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February 03, 2025 Filed Feb 5, 2025 21:16 UTC
Cleary ChrisDirector
GrantStock Option (Right to Buy) · Derivative 30,742 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001104659-25-009678 · tm255523-2_4seq1.xml · derivative · entry 2

Cleary Chris · CIK 0002054585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,742

Underlying: Common Stock · 30,742 shares

Expires 2035-02-03

F2 · derivative.exercise_date: The stock options shall vest as follows: (1) 9,223 stock options shall vest on June 24, 2025 and (2) the remaining 21,519 stock options shall vest in three equal, annual installments beginning on February 3, 2026, subject to the Reporting Person's continuous service through such date.

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February 03, 2025 Filed Feb 5, 2025 21:16 UTC
Cleary ChrisDirector
GrantCommon Stock, par value $0.0001 per share ("Common Stock") 10,155 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-009678 · tm255523-2_4seq1.xml · nonDerivative · entry 1

Cleary Chris · CIK 0002054585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,155

F1 · shares: Represents an award of restricted stock units ("RSUs") awarded to the Reporting Person on February 3, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest as follows: (1) 2,987 RSUs vest on June 24, 2025 and (2) the remaining 7,168 RSUs vest in three equal, annual installments beginning on February 3, 2026, subject to the Reporting Person's continuous service through such dates.

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December 27, 2024 Filed Dec 30, 2024 23:09 UTC
Aryeh JasonDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 11,700 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001104659-24-132582 · tm2432271-1_4seq1.xml · derivative · entry 2

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,900

Underlying: Common Stock · 11,700 shares

Expires 2028-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 27, 2024 Filed Dec 30, 2024 23:09 UTC
Aryeh JasonDirector
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 11,700 $4.30 $50,310.00
Disclosure

SEC source: 0001104659-24-132582 · tm2432271-1_4seq1.xml · nonDerivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 23, 2024 Filed Dec 26, 2024 22:46 UTC
Hochman David PDirector · See Remarks
PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 4,000 $4.66 $18,640.00
Disclosure

SEC source: 0001104659-24-131767 · tm2431687-2_4seq1.xml · nonDerivative · entry 1

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,498

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 19, 2024 Filed Dec 20, 2024 13:30 UTC
Taylor Andrew LawrenceChief Financial Officer
PurchaseCommon Stock, par value $0.0001 per share 1,000 $4.83 $4,830.00
Disclosure

SEC source: 0001104659-24-130521 · tm2431687-1_4seq1.xml · nonDerivative · entry 1

Taylor Andrew Lawrence · CIK 0001723889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,960

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.81 to $4.89. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 18, 2024 Filed Dec 19, 2024 13:30 UTC
Hochman David PDirector · See Remarks
PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 5,000 $4.91 $24,550.00
Disclosure

SEC source: 0001104659-24-130007 · tm2431550-1_4seq1.xml · nonDerivative · entry 1

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,498

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.88 to $4.94. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 12, 2024 Filed Dec 13, 2024 21:15 UTC
Taylor Andrew LawrenceChief Financial Officer
Tax withholdingCommon Stock, par value $0.0001 per share 34,403 $5.03 $173,047.09
Disclosure

SEC source: 0001104659-24-128431 · tm2431042-1_4seq1.xml · nonDerivative · entry 1

Taylor Andrew Lawrence · CIK 0001723889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,960

F1 · kind: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F1 · shares: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

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December 05, 2024 Filed Dec 6, 2024 21:49 UTC
Sherman DarrenDirector · See Remarks
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 31,815 $5.57 $177,209.55
Disclosure

SEC source: 0001104659-24-126333 · tm2430395-1_4seq1.xml · nonDerivative · entry 1

Sherman Darren · CIK 0001723524 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733,972

F1 · kind: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F1 · shares: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
September 25, 2024 Filed Sep 26, 2024 12:15 UTC
Hochman David PDirector · See Remarks
PurchaseCommon Stock 2,000 $4.73 $9,460.00
Disclosure

SEC source: 0001104659-24-103002 · tm2425000-1_4seq1.xml · nonDerivative · entry 5

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Judah Herman Hochman 2019 Trust

Disclosed balance after: 2,000

F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.72 to $4.77. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 25, 2024 Filed Sep 26, 2024 12:15 UTC
Hochman David PDirector · See Remarks
PurchaseCommon Stock 2,000 $4.70 $9,400.00
Disclosure

SEC source: 0001104659-24-103002 · tm2425000-1_4seq1.xml · nonDerivative · entry 4

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Hannah Hochman 2019 Trust

Disclosed balance after: 2,000

F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.68 to $4.77. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 25, 2024 Filed Sep 26, 2024 12:15 UTC
Hochman David PDirector · See Remarks
PurchaseCommon Stock 2,000 $4.74 $9,480.00
Disclosure

SEC source: 0001104659-24-103002 · tm2425000-1_4seq1.xml · nonDerivative · entry 3

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Solomon Ascher Hochman 2019 Trust

Disclosed balance after: 2,000

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.72 to $4.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 25, 2024 Filed Sep 26, 2024 12:15 UTC
Hochman David PDirector · See Remarks
PurchaseCommon Stock 1,500 $4.86 $7,290.00
Disclosure

SEC source: 0001104659-24-103002 · tm2425000-1_4seq1.xml · nonDerivative · entry 2

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the DPH 2008 Trust

Disclosed balance after: 335,002

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.83 to $4.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 24, 2024 Filed Sep 26, 2024 12:15 UTC
Hochman David PDirector · See Remarks
PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 2,500 $4.91 $12,275.00
Disclosure

SEC source: 0001104659-24-103002 · tm2425000-1_4seq1.xml · nonDerivative · entry 1

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,498

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $4.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 10, 2024 Filed Sep 10, 2024 23:45 UTC
Sherman DarrenDirector · See Remarks
SaleCommon Stock 6,904 $5.31 $36,660.24
Disclosure

SEC source: 0001104659-24-098693 · tm2423769-2_4seq1.xml · nonDerivative · entry 2

Sherman Darren · CIK 0001723524 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,787

F1 · shares: The shares reported as disposed herein were granted on July 20, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F3 · price: The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $5.13 to $5.69, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 10, 2024 Filed Sep 10, 2024 23:43 UTC
Fain Eric SDirector
SaleCommon Stock 1,800 $5.34 $9,612.00
Disclosure

SEC source: 0001104659-24-098692 · tm2423769-1_4seq1.xml · nonDerivative · entry 3

Fain Eric S · CIK 0001402222 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Fain Living Trust

Disclosed balance after: 41,210

F1 · shares: The shares reported as disposed herein were granted on July 20, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F4 · price: The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $5.14 to $5.69, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 09, 2024 Filed Sep 10, 2024 23:45 UTC
Sherman DarrenDirector · See Remarks
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 6,804 $5.48 $37,285.92
Disclosure

SEC source: 0001104659-24-098693 · tm2423769-2_4seq1.xml · nonDerivative · entry 1

Sherman Darren · CIK 0001723524 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,691

F1 · shares: The shares reported as disposed herein were granted on July 20, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F2 · price: The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $5.38 to $5.57, inclusive. The reporting person hereby undertakes to provide upon request to the staff of the Securities and Exchange Commission (the "SEC"), the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 09, 2024 Filed Sep 10, 2024 23:43 UTC
Fain Eric SDirector
SaleCommon Stock 1,800 $5.43 $9,774.00
Disclosure

SEC source: 0001104659-24-098692 · tm2423769-1_4seq1.xml · nonDerivative · entry 2

Fain Eric S · CIK 0001402222 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Fain Living Trust

Disclosed balance after: 43,010

F1 · shares: The shares reported as disposed herein were granted on July 20, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F3 · price: The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $5.38 to $5.53, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 06, 2024 Filed Sep 6, 2024 23:31 UTC
Sherman DarrenDirector · See Remarks
SaleCommon Stock 6,819 $5.65 $38,527.35
Disclosure

SEC source: 0001104659-24-097862 · tm2423573-1_4seq1.xml · nonDerivative · entry 3

Sherman Darren · CIK 0001723524 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 779,495

F1 · shares: The shares reported as disposed herein were granted on July 20, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F4 · price: The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.94, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 06, 2024 Filed Sep 10, 2024 23:43 UTC
Fain Eric SDirector
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 2,000 $5.64 $11,280.00
Disclosure

SEC source: 0001104659-24-098692 · tm2423769-1_4seq1.xml · nonDerivative · entry 1

Fain Eric S · CIK 0001402222 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Fain Living Trust

Disclosed balance after: 44,810

F1 · shares: The shares reported as disposed herein were granted on July 20, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F2 · price: The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $5.54 to $5.78, inclusive. The reporting person hereby undertakes to provide upon request to the staff of the Securities and Exchange Commission (the "SEC"), the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 05, 2024 Filed Sep 6, 2024 23:31 UTC
Sherman DarrenDirector · See Remarks
SaleCommon Stock 6,961 $5.85 $40,721.85
Disclosure

SEC source: 0001104659-24-097862 · tm2423573-1_4seq1.xml · nonDerivative · entry 2

Sherman Darren · CIK 0001723524 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 786,314

F1 · shares: The shares reported as disposed herein were granted on July 20, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F3 · price: The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $5.61 to $6.14, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 04, 2024 Filed Sep 6, 2024 23:31 UTC
Sherman DarrenDirector · See Remarks
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 6,837 $6.10 $41,705.70
Disclosure

SEC source: 0001104659-24-097862 · tm2423573-1_4seq1.xml · nonDerivative · entry 1

Sherman Darren · CIK 0001723524 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,275

F1 · shares: The shares reported as disposed herein were granted on July 20, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F2 · price: The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.19, inclusive. The reporting person hereby undertakes to provide upon request to the staff of the Securities and Exchange Commission (the "SEC"), the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 14, 2024 Filed Aug 15, 2024 21:30 UTC
Hochman David PDirector · See Remarks
PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 2,500 $5.84 $14,600.00
Disclosure

SEC source: 0001104659-24-090181 · tm2421778-1_4seq1.xml · nonDerivative · entry 1

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 567,998

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August 07, 2024 Filed Aug 8, 2024 21:54 UTC GrantStock Option (Right to Buy) · Derivative 40,737 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001104659-24-087387 · tm2421267-1_4seq1.xml · derivative · entry 2

Mack John Prosper · CIK 0002031699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,737

Underlying: Common Stock · 40,737 shares

Expires 2034-08-07

F2 · derivative.exercise_date: The stock options shall vest as follows: (1) 19,218 stock options shall vest on June 20, 2025 and (2) the remaining 21,519 stock options shall vest in three equal, annual installments beginning on August 7, 2025, subject to the Reporting Person's continuous service through such date.

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August 07, 2024 Filed Aug 8, 2024 21:54 UTC GrantCommon Stock, par value $0.0001 per share ("Common Stock") 12,864 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-087387 · tm2421267-1_4seq1.xml · nonDerivative · entry 1

Mack John Prosper · CIK 0002031699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,864

F1 · shares: Represents an award of restricted stock units ("RSUs") awarded to the Reporting Person on August 7, 2024. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest as follows: (1) 6,003 RSUs vest on June 20, 2025 and (2) the remaining 6,861 RSUs vest in three equal, annual installments beginning on August 7, 2025, subject to the Reporting Person's continuous service through such dates.

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August 05, 2024 Filed Aug 7, 2024 21:16 UTC OtherCommon Stock 3,405,251 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-014634 · form4.xml · nonDerivative · entry 1

HSAC 2 Holdings, LLC · CIK 0001814116 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,705,705

F1 · kind: The Reporting Person distributed the shares pro-rata to certain of its members.

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June 25, 2024 Filed Jun 26, 2024 20:15 UTC
Hochman David PDirector · See Remarks
PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 1,000 $6.95 $6,950.00
Disclosure

SEC source: 0001104659-24-075169 · tm2418333-1_4seq1.xml · nonDerivative · entry 1

Hochman David P · CIK 0001292834 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the DPH 2008 Trust

Disclosed balance after: 333,502

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June 20, 2024 Filed Jun 21, 2024 17:56 UTC GrantStock Option (Right to Buy) · Derivative 17,068 $0.00 Strike: $7.44 $0.00
Disclosure

SEC source: 0001104659-24-074011 · tm2417742-3_4seq1.xml · derivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2034-06-20

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June 20, 2024 Filed Jun 21, 2024 17:56 UTC GrantCommon Stock, par value $0.0001 per share ("Common Stock") 5,376 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-074011 · tm2417742-3_4seq1.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,544

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest on June 20, 2025.

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June 20, 2024 Filed Jun 21, 2024 21:57 UTC GrantStock Option (Right to Buy) · Derivative 17,068 $0.00 Strike: $7.44 $0.00
Disclosure

SEC source: 0001104659-24-074013 · tm2417742-5_4seq1.xml · derivative · entry 2

Connealy Pamela Ann · CIK 0001796310 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2034-06-20

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June 20, 2024 Filed Jun 21, 2024 21:57 UTC GrantCommon Stock, par value $0.0001 per share ("Common Stock") 5,376 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-074013 · tm2417742-5_4seq1.xml · nonDerivative · entry 1

Connealy Pamela Ann · CIK 0001796310 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,289

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest on June 20, 2025.

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June 20, 2024 Filed Jun 21, 2024 21:56 UTC
Aryeh JasonDirector
GrantStock Option (Right to Buy) · Derivative 17,068 $0.00 Strike: $7.44 $0.00
Disclosure

SEC source: 0001104659-24-074012 · tm2417742-4_4seq1.xml · derivative · entry 2

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2034-06-20

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June 20, 2024 Filed Jun 21, 2024 21:56 UTC
Aryeh JasonDirector
GrantCommon Stock, par value $0.0001 per share ("Common Stock") 5,376 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-074012 · tm2417742-4_4seq1.xml · nonDerivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,360

F1 · shares: Represents an award of restricted stock units ("RSUs") awarded to the Reporting Person on June 20, 2024. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest on June 20, 2025.

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June 20, 2024 Filed Jun 21, 2024 21:55 UTC
Fain Eric SDirector
GrantStock Option (Right to Buy) · Derivative 17,068 $0.00 Strike: $7.44 $0.00
Disclosure

SEC source: 0001104659-24-074010 · tm2417742-2_4seq1.xml · derivative · entry 2

Fain Eric S · CIK 0001402222 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Fain Living Trust

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2034-06-20

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.