Last 12 months
Inside the activity.
16 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 4 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2021 Filed Jun 8, 2021 22:15 UTC | SaleCommon Stock | 118,679 | $14.70 | $1,744,818.66 |
DisclosureSEC source: 0001140361-21-020212 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,727,829 F2 · price: The price is a weighted average of the multiple trades that took place on 6/8/2021. The lowest price at which the shares were sold was $14.65 and the highest price was $14.725. Read SEC document |
|
| June 07, 2021 Filed Jun 8, 2021 22:15 UTC | SaleCommon Stock | 47,050 | $14.68 | $690,741.05 |
DisclosureSEC source: 0001140361-21-020212 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,846,508 F1 · price: The price is a weighted average of the multiple trades that took place on 6/7/2021. The lowest price at which the shares were sold was $14.63 and the highest price was $14.74. Read SEC document |
|
| June 03, 2021 Filed Jun 4, 2021 21:15 UTC | SaleCommon Stock | 32,683 | $14.59 | $476,910.34 |
DisclosureSEC source: 0001140361-21-019947 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,893,558 F1 · price: The price is a weighted average of the multiple trades that took place on 6/3/2021. The lowest price at which the shares were sold was $14.505 and the highest price was $14.67. Read SEC document |
|
| June 02, 2021 Filed Jun 3, 2021 00:40 UTC | SaleCommon Stock | 70,000 | $14.53 | $1,016,820.00 |
DisclosureSEC source: 0001140361-21-019654 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,926,241 F2 · price: The price is a weighted average of the multiple trades that took place on 6/2/2021. The lowest price at which the shares were sold was $14.36 and the highest price was $14.61. Read SEC document |
|
| June 01, 2021 Filed Jun 3, 2021 00:40 UTC | SaleCommon Stock | 78,413 | $14.51 | $1,138,086.28 |
DisclosureSEC source: 0001140361-21-019654 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,996,241 F1 · price: The price is a weighted average of the multiple trades that took place on 6/1/2021. The lowest price at which the shares were sold was $14.46 and the highest price was $14.64. Read SEC document |
|
| May 28, 2021 Filed Jun 1, 2021 21:34 UTC | SaleCommon Stock | 71,873 | $14.40 | $1,034,827.45 |
DisclosureSEC source: 0001140361-21-019473 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,074,654 F1 · price: The price is a weighted average of the multiple trades that took place on 5/28/2021. The lowest price at which the shares were sold was $14.34 and the highest price was $14.41. Read SEC document |
|
| May 27, 2021 Filed May 27, 2021 23:20 UTC | SaleCommon Stock | 71,000 | $14.38 | $1,020,909.00 |
DisclosureSEC source: 0001140361-21-019109 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,146,527 F2 · price: The price is a weighted average of the multiple trades that took place on 5/27/2021. The lowest price at which the shares were sold was $14.33 and the highest price was $14.41. Read SEC document |
|
| May 26, 2021 Filed May 27, 2021 23:20 UTC | SaleCommon Stock | 50,000 | $14.32 | $715,950.00 |
DisclosureSEC source: 0001140361-21-019109 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,217,527 F1 · price: The price is a weighted average of the multiple trades that took place on 5/26/2021. The lowest price at which the shares were sold was $14.24 and the highest price was $14.38. Read SEC document |
|
| May 25, 2021 Filed May 25, 2021 22:16 UTC | SaleCommon Stock | 45,186 | $14.37 | $649,413.19 |
DisclosureSEC source: 0001140361-21-018742 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,267,527 F2 · price: The price is a weighted average of the multiple trades that took place on 5/25/2021. The lowest price at which the shares were sold was $14.21 and the highest price was $14.41. Read SEC document |
|
| May 24, 2021 Filed May 25, 2021 22:16 UTC | SaleCommon Stock | 125,000 | $14.40 | $1,800,125.00 |
DisclosureSEC source: 0001140361-21-018742 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,312,713 F1 · price: The price is a weighted average of the multiple trades that took place on 5/24/2021. The lowest price at which the shares were sold was $14.30 and the highest price was $14.46. Read SEC document |
|
| May 21, 2021 Filed May 21, 2021 23:06 UTC | SaleCommon Stock | 60,000 | $14.38 | $862,920.00 |
DisclosureSEC source: 0001140361-21-018425 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,437,713 F2 · price: The price is a weighted average of the multiple trades that took place on 5/21/2021. The lowest price at which the shares were sold was $14.315 and the highest price was $14.41. Read SEC document |
|
| May 20, 2021 Filed May 21, 2021 23:06 UTC | SaleCommon Stock | 80,000 | $14.36 | $1,148,960.00 |
DisclosureSEC source: 0001140361-21-018425 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,497,713 F1 · price: The price is a weighted average of the multiple trades that took place on 5/20/2021. The lowest price at which the shares were sold was $14.265 and the highest price was $14.40. Read SEC document |
|
| May 19, 2021 Filed May 19, 2021 21:23 UTC | SaleCommon Stock | 70,840 | $14.23 | $1,008,053.20 |
DisclosureSEC source: 0001140361-21-018072 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,577,713 F2 · price: The price is a weighted average of the multiple trades that took place on 5/19/2021. The lowest price at which the shares were sold was $14.06 and the highest price was $14.31. Read SEC document |
|
| May 18, 2021 Filed May 19, 2021 21:23 UTC | SaleCommon Stock | 70,000 | $14.27 | $998,900.00 |
DisclosureSEC source: 0001140361-21-018072 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,648,553 F1 · price: The price is a weighted average of the multiple trades that took place on 5/18/2021. The lowest price at which the shares were sold was $14.21 and the highest price was $14.33. Read SEC document |
|
| May 17, 2021 Filed May 17, 2021 23:25 UTC | SaleCommon Stock | 36,000 | $14.17 | $510,264.00 |
DisclosureSEC source: 0001140361-21-017748 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,718,553 F2 · price: The price is a weighted average of the multiple trades that took place on 5/17/2021. The lowest price at which the shares were sold was $14.05 and the highest price was $14.27. Read SEC document |
|
| May 14, 2021 Filed May 17, 2021 23:25 UTC | SaleCommon Stock | 50,000 | $14.18 | $709,200.00 |
DisclosureSEC source: 0001140361-21-017748 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,754,553 F1 · price: The price is a weighted average of the multiple trades that took place on 5/14/2021. The lowest price at which the shares were sold was $13.95 and the highest price was $14.22. Read SEC document |
|
| May 10, 2021 Filed May 13, 2021 20:46 UTC | SaleCommon Stock | 43,530 | $14.10 | $613,860.06 |
DisclosureSEC source: 0001140361-21-017246 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,804,553 F1 · price: The price is a weighted average of the multiple trades that took place on 5/10/2021. The lowest price at which the shares were sold was $13.92 and the highest price was $14.24. Read SEC document |
|
| May 07, 2021 Filed May 10, 2021 18:25 UTC | SaleCommon Stock | 63,242 | $14.15 | $895,000.78 |
DisclosureSEC source: 0001140361-21-016583 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,848,083 F2 · price: The Price is a weighted average of the multiple trades that took place on 5/7/2021. The lowest price at which the shares were sold was $14.03 and the highest price was $14.21. Read SEC document |
|
| May 06, 2021 Filed May 10, 2021 18:25 UTC | SaleCommon Stock | 23,900 | $14.13 | $337,707.00 |
DisclosureSEC source: 0001140361-21-016583 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,911,325 F1 · price: The price is a weighted average of the multiple trades that took place on 5/6/2021. The lowest price at which the shares were sold was $14.00 and the highest price was $14.40. Read SEC document |
|
| April 27, 2021 Filed Apr 27, 2021 21:53 UTC | SaleCommon Stock | 104,951 | $14.43 | $1,514,652.83 |
DisclosureSEC source: 0001140361-21-014622 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,935,225 F2 · price: The Price is a weighted average of the multiple trades that took place on 4/27/2021. The lowest price at which the shares were sold was $14.38 and the highest price was $14.49. Read SEC document |
|
| April 26, 2021 Filed Apr 27, 2021 21:53 UTC | SaleCommon Stock | 265,000 | $14.48 | $3,836,670.00 |
DisclosureSEC source: 0001140361-21-014622 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,040,176 F1 · price: The price is a weighted average of the multiple trades that took place on 4/26/2021. The lowest price at which the shares were sold was $14.42 and the highest price was $14.55. Read SEC document |
|
| April 23, 2021 Filed Apr 23, 2021 22:30 UTC | SaleCommon Stock | 230,000 | $14.33 | $3,296,130.00 |
DisclosureSEC source: 0001140361-21-014162 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,305,176 F2 · price: The Price is a weighted average of the multiple trades that took place on 4/23/2021. The lowest price at which the shares were sold was $14.17 and the highest price was $14.42. Read SEC document |
|
| April 22, 2021 Filed Apr 23, 2021 22:30 UTC | SaleCommon Stock | 123,729 | $14.27 | $1,765,365.37 |
DisclosureSEC source: 0001140361-21-014162 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,535,176 F1 · price: The price is a weighted average of the multiple trades that took place on 4/22/2021. The lowest price at which the shares were sold was $14.19 and the highest price was $14.34. Read SEC document |
|
| April 21, 2021 Filed Apr 21, 2021 23:19 UTC | SaleCommon Stock | 82,878 | $14.28 | $1,183,497.84 |
DisclosureSEC source: 0001140361-21-013736 · form4.xml · nonDerivative · entry 3 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,658,905 F3 · price: The price is a weighted average of the multiple trades that took place on 4/21/2021. The lowest price at which the shares were sold was $14.24 and the highest prices was $14.34. Read SEC document |
|
| April 20, 2021 Filed Apr 21, 2021 23:19 UTC | SaleCommon Stock | 113,422 | $14.24 | $1,615,469.55 |
DisclosureSEC source: 0001140361-21-013736 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,741,783 F2 · price: The Price is a weighted average of the multiple trades that took place on 4/20/2021. The lowest price at which the shares were sold was $14.17 and the highest price was $14.31. Read SEC document |
|
| April 19, 2021 Filed Apr 21, 2021 23:19 UTC | SaleCommon Stock | 114,500 | $14.32 | $1,639,411.00 |
DisclosureSEC source: 0001140361-21-013736 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,855,205 F1 · price: The price is a weighted average of the multiple trades that took place on 4/19/2021. The lowest price at which the shares were sold was $14.25 and the highest price was $14.42. Read SEC document |
|
| April 16, 2021 Filed Apr 19, 2021 20:59 UTC | SaleCommon Stock | 167,332 | $14.32 | $2,396,696.24 |
DisclosureSEC source: 0001140361-21-013332 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,969,705 F2 · price: The Price is a weighted average of the multiple trades that took place on 4/16/2021. The lowest price at which the shares were sold was $14.26 and the highest price was $14.42. Read SEC document |
|
| April 15, 2021 Filed Apr 19, 2021 20:59 UTC | SaleCommon Stock | 195,740 | $14.32 | $2,802,801.06 |
DisclosureSEC source: 0001140361-21-013332 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,137,037 F1 · price: The price is a weighted average of the multiple trades that took place on 4/15/2021. The lowest price at which the shares were sold was $14.23 and the highest price was $14.38. Read SEC document |
|
| April 14, 2021 Filed Apr 14, 2021 22:39 UTC | SaleCommon Stock | 25,844 | $14.18 | $366,519.61 |
DisclosureSEC source: 0001140361-21-012819 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,332,777 F2 · price: The Price is a weighted average of the multiple trades that took place on 4/14/2021. The lowest price at which the shares were sold was $14.11 and the highest price was $14.23. Read SEC document |
|
| April 13, 2021 Filed Apr 14, 2021 22:39 UTC | SaleCommon Stock | 42,634 | $14.13 | $602,247.88 |
DisclosureSEC source: 0001140361-21-012819 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,358,621 F1 · price: The price is a weighted average of the multiple trades that took place on 4/13/2021. The lowest price at which the shares were sold was $14.0197 and the highest price was $14.26. Read SEC document |
|
| April 12, 2021 Filed Apr 12, 2021 22:31 UTC | SaleCommon Stock | 80,210 | $14.19 | $1,138,260.11 |
DisclosureSEC source: 0001140361-21-012495 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,401,255 F2 · price: The Price is a weighted average of the multiple trades that took place on 4/12/2021. The lowest price at which the shares were sold was $14.08 and the highest price was $14.31. Read SEC document |
|
| April 09, 2021 Filed Apr 12, 2021 22:31 UTC | SaleCommon Stock | 36,299 | $14.06 | $510,218.74 |
DisclosureSEC source: 0001140361-21-012495 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,481,465 F1 · price: The price is a weighted average of the multiple trades that took place on 4/9/2021. The lowest price at which the shares were sold was $13.98 and the highest price was $14.115. Read SEC document |
|
| April 08, 2021 Filed Apr 8, 2021 22:07 UTC | SaleCommon Stock | 71,379 | $14.04 | $1,002,161.16 |
DisclosureSEC source: 0001140361-21-012192 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,517,764 F2 · price: The Price is a weighted average of the multiple trades that took place on 4/8/2021. The lowest price at which the shares were sold was $13.975 and the highest price was $14.26. Read SEC document |
|
| April 07, 2021 Filed Apr 8, 2021 22:07 UTC | SaleCommon Stock | 101,700 | $14.30 | $1,454,310.00 |
DisclosureSEC source: 0001140361-21-012192 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,589,143 F1 · price: The price is a weighted average of the multiple trades that took place on 4/7/2021. The lowest price at which the shares were sold was $14.19 and the highest price was $14.38. Read SEC document |
|
| February 26, 2021 Filed Feb 15, 2022 16:36 UTC |
Kirshenbaum AlanExecutive Vice President
|
OtherCommon Stock | 13,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006405 · doc5.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,997 F1 · kind: Transferred from joint ownership with spouse to individual ownership. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 21:22 UTC |
Weiler MelissaDirector
|
PurchaseCommon Stock | 10,000 | $13.82 | $138,200.00 |
DisclosureSEC source: 0001104659-21-029210 · tm218092-1_4seq1.xml · nonDerivative · entry 1 Weiler Melissa · CIK 0001845244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:09 UTC |
Maged AlexisVice President
|
PurchaseCommon Stock | 5,000 | $13.54 | $67,700.00 |
DisclosureSEC source: 0001104659-20-125806 · a4.xml · nonDerivative · entry 2 Maged Alexis · CIK 0001700195 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:09 UTC |
Maged AlexisVice President
|
PurchaseCommon Stock | 10,000 | $13.22 | $132,200.00 |
DisclosureSEC source: 0001104659-20-125806 · a4.xml · nonDerivative · entry 1 Maged Alexis · CIK 0001700195 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 19:12 UTC | SaleCommon Stock | 47,308 | $12.55 | $593,762.71 |
DisclosureSEC source: 0001140361-20-021979 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,690,843 F1 · price: The price is a weighted average of the multiple trades that took place on 9/28/2020. The lowest price at which the shares were sold was $12.50 and the highest price was $12.69. Read SEC document |
|
| August 21, 2020 Filed Aug 21, 2020 20:30 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 20,700 | $11.94 | $247,205.61 |
DisclosureSEC source: 0001104659-20-097613 · a4.xml · nonDerivative · entry 3 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,116 F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $11.88 to $12.00. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote. F2 · balance_after: This amount does not include 65,733 shares owned by Mr. Packer's wife. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 20:30 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 42,500 | $11.98 | $509,137.25 |
DisclosureSEC source: 0001104659-20-097613 · a4.xml · nonDerivative · entry 2 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,416 F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $11.92 to $12.00. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote. F2 · balance_after: This amount does not include 65,733 shares owned by Mr. Packer's wife. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:30 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 20,433 | $11.99 | $244,997.80 |
DisclosureSEC source: 0001104659-20-097613 · a4.xml · nonDerivative · entry 1 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,916 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $11.96 to $12.00. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote. F2 · balance_after: This amount does not include 65,733 shares owned by Mr. Packer's wife. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 00:00 UTC | SaleCommon Stock | 1,600 | $12.50 | $20,001.60 |
DisclosureSEC source: 0001140361-20-018262 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,738,151 F1 · price: The price is a weighted average of the multiple trades that took place on 8/11/2020. The lowest price at which the shares were sold was $12.50 and the highest price was $12.505. Read SEC document |
|
| July 15, 2020 Filed Jul 17, 2020 01:25 UTC | SaleCommon Stock | 43,593 | $12.73 | $554,982.48 |
DisclosureSEC source: 0001140361-20-016238 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,739,751 F1 · price: The price is a weighted average of the multiple trades that took place on 7/15/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.83. Read SEC document |
|
| June 23, 2020 Filed Jun 25, 2020 00:41 UTC | SaleCommon Stock | 2,920 | $12.71 | $37,116.12 |
DisclosureSEC source: 0001140361-20-014647 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,783,344 F1 · price: The price is a weighted average of the multiple trades that took place on 6/23/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.73. Read SEC document |
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| June 16, 2020 Filed Jun 18, 2020 10:14 UTC | SaleCommon Stock | 7,866 | $12.74 | $100,220.71 |
DisclosureSEC source: 0001140361-20-014113 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,786,264 F1 · price: The price is a weighted average of the multiple trades that took place on 6/16/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.82. Read SEC document |
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| June 10, 2020 Filed Jun 11, 2020 22:24 UTC | SaleCommon Stock | 21,903 | $12.72 | $278,584.26 |
DisclosureSEC source: 0001140361-20-013623 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,794,130 F1 · price: The price is a weighted average of the multiple trades that took place on 6/10/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.87. Read SEC document |
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| June 09, 2020 Filed Jun 9, 2020 21:04 UTC | SaleCommon Stock | 60,513 | $12.94 | $782,856.68 |
DisclosureSEC source: 0001140361-20-013431 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,816,033 F2 · price: The price is a weighted average of the multiple trades that took place on 6/9/2020. The lowest price at which the shares were sold was $12.77 and the highest price was $13.00. Read SEC document |
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| June 08, 2020 Filed Jun 9, 2020 21:04 UTC | SaleCommon Stock | 73,328 | $13.08 | $959,056.91 |
DisclosureSEC source: 0001140361-20-013431 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,876,546 F1 · price: The price is a weighted average of the multiple trades that took place on 6/8/2020. The lowest price at which the shares were sold was $12.82 and the highest price was $13.25. Read SEC document |
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| June 05, 2020 Filed Jun 5, 2020 23:20 UTC | SaleCommon Stock | 93,229 | $12.91 | $1,203,679.62 |
DisclosureSEC source: 0001140361-20-013222 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,949,874 F2 · price: The price is a weighted average of the multiple trades that took place on 6/5/2020. The lowest price at which the shares were sold was $12.76 and the highest price was $12.97. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.