Last 12 months
Inside the activity.
2 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2023 Filed Dec 12, 2023 00:24 UTC |
FOEHR MATTHEW WDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 9,184 | $4.85 | $44,542.40 |
DisclosureSEC source: 0002001011-23-000009 · edgardoc.xml · nonDerivative · entry 2 FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,445,442 F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs"). Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 00:24 UTC |
FOEHR MATTHEW WDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 26,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002001011-23-000009 · edgardoc.xml · nonDerivative · entry 1 FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,454,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F2 · balance_after: The total includes 151 shares acquired on November 30, 2023, through the Issuer's Employee Stock Purchase Plan (ESPP). Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 00:21 UTC |
Berkman Charles SChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,622 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0002001011-23-000008 · primary_doc.xml · derivative · entry 8 Berkman Charles S · CIK 0001392266 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,360 Underlying: Common Stock · 15,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 00:21 UTC |
Berkman Charles SChief Legal Officer
|
Tax withholdingCommon Stock | 5,403 | $4.85 | $26,204.55 |
DisclosureSEC source: 0002001011-23-000008 · primary_doc.xml · nonDerivative · entry 2 Berkman Charles S · CIK 0001392266 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,956 F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs"). Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 00:21 UTC |
Berkman Charles SChief Legal Officer
|
Exercise / conversionCommon Stock | 15,622 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002001011-23-000008 · primary_doc.xml · nonDerivative · entry 1 Berkman Charles S · CIK 0001392266 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F2 · balance_after: The Total amount of beneficially held securities includes non-reportable transactions post the reporting person's last ownership report. The balance was increased by 16,695 shares acquired on May 31, 2023, and 4,051 shares acquired on November 30, 2023, from the Issuer's Employee Stock Purchase Plan (ESPP). It was concurrently reduced by the transfer of 41,591 OABI common stock shares to the reporting person's ex-spouse per a domestic relations order. Additionally, the reporting person transferred the option to purchase 50,004 OABI common stock shares, as previously reported in Table II, at varied exercise prices. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 23:26 UTC Amendment |
Berkman Charles SChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,622 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0002001011-23-000013 · edgardoc.xml · derivative · entry 1 Berkman Charles S · CIK 0001392266 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,360 Underlying: Common Stock · 15,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F2 · shares: This Form 4/A amends a Form 4 originally filed 12/11/2023, which reported the release of 15,622 Restricted Stock Units ("RSUs") as an Acquisition, and is being filed to correct the transaction type to a Disposition of the Derivative Security on Table II. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 13:00 UTC |
FOEHR MATTHEW WDirector · President and CEO
|
PurchaseCommon Stock | 95,000 | $4.27 | $405,517.00 |
DisclosureSEC source: 0000950170-23-062463 · ownership.xml · nonDerivative · entry 1 FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,427,919 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.175 to $4.6. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2023 Filed Nov 1, 2023 21:51 UTC |
Bertozzi Carolyn RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 17,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000886163-23-000080 · edgardoc.xml · derivative · entry 2 Bertozzi Carolyn R · CIK 0001698766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,538 Underlying: Common Stock · 17,770 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| November 01, 2023 Filed Nov 1, 2023 21:51 UTC |
Bertozzi Carolyn RDirector
|
Exercise / conversionCommon Stock | 17,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000886163-23-000080 · edgardoc.xml · nonDerivative · entry 1 Bertozzi Carolyn R · CIK 0001698766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on November 01, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 23:35 UTC |
Love StevenDirector
|
GrantStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $4.51 | $0.00 |
DisclosureSEC source: 0001846253-23-000112 · edgardoc.xml · derivative · entry 2 Love Steven · CIK 0001410466 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2033-11-01 F2 · derivative.exercise_date: The Stock Option shall vest and become exercisable in three (3) substantially equal annual installments beginning on November 1, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 23:35 UTC |
Love StevenDirector
|
GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000112 · edgardoc.xml · derivative · entry 1 Love Steven · CIK 0001410466 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three (3) substantially equal annual installments beginning on November 1, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three (3) substantially equal annual installments beginning on November 1, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three (3) substantially equal annual installments beginning on November 1, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| November 01, 2023 Filed Nov 14, 2023 21:47 UTC |
Avista Capital Managing Member V, LLCDirector · 10% owner
Avista Capital Partners V GP, L.P.Director · 10% owner
Avista Capital Partners V, L.P.Director · 10% owner
Avista Capital Partners (Offshore) V, L.P.Director · 10% owner
Burgstahler David FDirector · 10% owner
Dean ThompsonDirector · 10% owner
Tamaroff Joshua AlexanderDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 17,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-118341 · tm2330765-1_4seq1.xml · derivative · entry 2 Avista Capital Managing Member V, LLC · CIK 0001957307 · Director · 10% owner Avista Capital Partners V GP, L.P. · CIK 0001957305 · Director · 10% owner Avista Capital Partners V, L.P. · CIK 0001774142 · Director · 10% owner Avista Capital Partners (Offshore) V, L.P. · CIK 0001774143 · Director · 10% owner Burgstahler David F · CIK 0001374179 · Director · 10% owner Dean Thompson · CIK 0001069096 · Director · 10% owner Tamaroff Joshua Alexander · CIK 0001705548 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 35,538 Underlying: Common stock, par value $0.0001 · 17,770 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning November 1, 2023. F3 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Persons. F4 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning November 1, 2023. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning November 1, 2023. F10 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted to Mr. Tamaroff in his capacity as a director of the Issuer, which RSUs vest as to the shares underlying the award in three substantially similar annual installments beginning on November 1, 2023, subject to Mr. Tamaroff's continuing service as a director of the Issuer through the applicable vesting date; provided, that the RSUs shall vest in full (i) in the event of a Change of Control (as defined in the Issuer's 2022 Incentive Award Plan), to the extent Mr. Tamaroff is serving as a director at the time of such transaction, or (ii) in the event that Mr. Tamaroff ceases to serve as a director by reason of death or Permanent Disability (as defined in the Issuer's 2022 Incentive Award Plan). F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning November 1, 2023. F10 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted to Mr. Tamaroff in his capacity as a director of the Issuer, which RSUs vest as to the shares underlying the award in three substantially similar annual installments beginning on November 1, 2023, subject to Mr. Tamaroff's continuing service as a director of the Issuer through the applicable vesting date; provided, that the RSUs shall vest in full (i) in the event of a Change of Control (as defined in the Issuer's 2022 Incentive Award Plan), to the extent Mr. Tamaroff is serving as a director at the time of such transaction, or (ii) in the event that Mr. Tamaroff ceases to serve as a director by reason of death or Permanent Disability (as defined in the Issuer's 2022 Incentive Award Plan). F4 · balance_after: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning November 1, 2023. F10 · balance_after: Represents restricted stock units ("RSUs") granted to Mr. Tamaroff in his capacity as a director of the Issuer, which RSUs vest as to the shares underlying the award in three substantially similar annual installments beginning on November 1, 2023, subject to Mr. Tamaroff's continuing service as a director of the Issuer through the applicable vesting date; provided, that the RSUs shall vest in full (i) in the event of a Change of Control (as defined in the Issuer's 2022 Incentive Award Plan), to the extent Mr. Tamaroff is serving as a director at the time of such transaction, or (ii) in the event that Mr. Tamaroff ceases to serve as a director by reason of death or Permanent Disability (as defined in the Issuer's 2022 Incentive Award Plan). F1 · ownership.nature: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2 · ownership.nature: ACP V Onshore directly holds 7,283,484 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,534,450 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any. F11 · ownership.nature: Mr. Tamaroff is a partner at an affiliate of the Avista Affiliates and has assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore are each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. Read SEC document |
| November 01, 2023 Filed Nov 14, 2023 21:47 UTC |
Avista Capital Managing Member V, LLCDirector · 10% owner
Avista Capital Partners V GP, L.P.Director · 10% owner
Avista Capital Partners V, L.P.Director · 10% owner
Avista Capital Partners (Offshore) V, L.P.Director · 10% owner
Burgstahler David FDirector · 10% owner
Dean ThompsonDirector · 10% owner
Tamaroff Joshua AlexanderDirector · 10% owner
|
Exercise / conversionCommon stock, par value $0.0001 per share | 17,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-118341 · tm2330765-1_4seq1.xml · nonDerivative · entry 1 Avista Capital Managing Member V, LLC · CIK 0001957307 · Director · 10% owner Avista Capital Partners V GP, L.P. · CIK 0001957305 · Director · 10% owner Avista Capital Partners V, L.P. · CIK 0001774142 · Director · 10% owner Avista Capital Partners (Offshore) V, L.P. · CIK 0001774143 · Director · 10% owner Burgstahler David F · CIK 0001374179 · Director · 10% owner Dean Thompson · CIK 0001069096 · Director · 10% owner Tamaroff Joshua Alexander · CIK 0001705548 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 15,835,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Persons. F4 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning November 1, 2023. F7 · balance_after: In accordance with the letter agreement, dated March 23, 2022, by and among the Issuer, Avista Acquisition LP II, a Cayman Islands limited partnership ("Avista Sponsor"), and other parties (the "Letter Agreement"), if the Triggering Event (as defined in the Letter Agreement) has not occurred during the Earnout Period (as defined in the Letter Agreement), 1,293,299 shares of common stock will be automatically forfeited to the Issuer for no consideration. F8 · balance_after: As a result of the liquidation and distribution of all of the assets of the Avista Sponsor to its limited partners, ACP V Onshore and ACP V Offshore (the "Avista Sponsor Liquidating Distribution"), and pursuant to a Joinder to the Letter Agreement entered into on December 9, 2022 between ACP V Onshore, ACP V Offshore, Avista Sponsor and the Issuer, ACP V Onshore directly holds 595,508 of the shares of common stock subject to forfeiture pursuant to the terms of the Letter Agreement, and ACP V Offshore holds 697,791 of the shares of common stock subject to forfeiture pursuant to the terms of the Letter Agreement. F9 · balance_after: Additionally, in connection with the Avista Sponsor Liquidating Distribution, each of ACP V Onshore and ACP V Offshore provided to the Issuer an agreement stating that they will each be bound by the transfer restrictions included in the Amended and Restated Registration and Stockholder Rights Agreement, dated as of November 1, 2022, among the Issuer, the Sponsor and the other signatories thereto (the "A&R RSRA") for the duration of the Founder Shares Lock Up Period (as defined in the A&R RSRA). F1 · ownership.nature: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2 · ownership.nature: ACP V Onshore directly holds 7,283,484 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,534,450 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any. F11 · ownership.nature: Mr. Tamaroff is a partner at an affiliate of the Avista Affiliates and has assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore are each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. F13 · ownership.nature: In connection with the Amended and Restated Forward Purchase Agreement, dated March 23, 2022, by and among the Issuer, Avista Sponsor and other parties (the "A&R Forward Purchase Agreement"), Avista Sponsor purchased an aggregate 3,112,156 warrants in private placements from the Issuer, each exercisable to purchase (subject, initially, to the satisfaction of certain material conditions) one share of common stock for $11.50 per share. The material conditions to exercise were satisfied on the Closing, and the warrants by their terms became exercisable (including by cash settlement) December 31, 2022. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 20:56 UTC |
FOEHR MATTHEW WDirector · President and CEO
|
PurchaseCommon Stock | 45,000 | $5.48 | $246,600.00 |
DisclosureSEC source: 0001846253-23-000099 · primary_doc.xml · nonDerivative · entry 1 FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,332,919 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.370 to $5.590. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: The Reporting Person previously reported certain awards of Restricted Stock Units (RSUs) in Table I of Form 4, but has elected to report the RSUs in Table II going forward. As a result, the total reported in Column 5 of Table I has been updated to subtract 286,090 RSUs outstanding on August 14, 2023. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 20:19 UTC |
Cochran Jennifer R.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000088 · edgardoc.xml · derivative · entry 2 Cochran Jennifer R. · CIK 0001872349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,896 Underlying: Common Stock · 1,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in two equal annual installments, beginning July 12th, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in two equal annual installments, beginning July 12th, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in two equal annual installments, beginning July 12th, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 20:19 UTC |
Cochran Jennifer R.Director
|
Exercise / conversionCommon Stock | 1,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001846253-23-000088 · edgardoc.xml · nonDerivative · entry 1 Cochran Jennifer R. · CIK 0001872349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in two equal annual installments, beginning July 12th, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:46 UTC |
Avista Capital Managing Member V, LLCDirector · 10% owner
Avista Capital Partners V GP, L.P.Director · 10% owner
Avista Capital Partners V, L.P.Director · 10% owner
Avista Capital Partners (Offshore) V, L.P.Director · 10% owner
Burgstahler David FDirector · 10% owner
Dean ThompsonDirector · 10% owner
Tamaroff Joshua AlexanderDirector · 10% owner
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001104659-23-075413 · tm2319845-1_4seq1.xml · derivative · entry 5 Avista Capital Managing Member V, LLC · CIK 0001957307 · Director · 10% owner Avista Capital Partners V GP, L.P. · CIK 0001957305 · Director · 10% owner Avista Capital Partners V, L.P. · CIK 0001774142 · Director · 10% owner Avista Capital Partners (Offshore) V, L.P. · CIK 0001774143 · Director · 10% owner Burgstahler David F · CIK 0001374179 · Director · 10% owner Dean Thompson · CIK 0001069096 · Director · 10% owner Tamaroff Joshua Alexander · CIK 0001705548 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 40,000 Underlying: Common stock, par value $0.0001 · 40,000 shares Expires 2033-06-23 F6 · derivative.exercise_date: Represents stock options granted to Mr. Tamaroff in his capacity as a director of the Issuer, which stock options vest and become exercisable in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F6 · derivative.underlying_shares: Represents stock options granted to Mr. Tamaroff in his capacity as a director of the Issuer, which stock options vest and become exercisable in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F6 · balance_after: Represents stock options granted to Mr. Tamaroff in his capacity as a director of the Issuer, which stock options vest and become exercisable in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F1 · ownership.nature: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F6 · ownership.nature: Represents stock options granted to Mr. Tamaroff in his capacity as a director of the Issuer, which stock options vest and become exercisable in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F10 · ownership.nature: Mr. Tamaroff is a partner at an affiliate of the Avista Affiliates and has assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore are each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:46 UTC |
Avista Capital Managing Member V, LLCDirector · 10% owner
Avista Capital Partners V GP, L.P.Director · 10% owner
Avista Capital Partners V, L.P.Director · 10% owner
Avista Capital Partners (Offshore) V, L.P.Director · 10% owner
Burgstahler David FDirector · 10% owner
Dean ThompsonDirector · 10% owner
Tamaroff Joshua AlexanderDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-075413 · tm2319845-1_4seq1.xml · derivative · entry 4 Avista Capital Managing Member V, LLC · CIK 0001957307 · Director · 10% owner Avista Capital Partners V GP, L.P. · CIK 0001957305 · Director · 10% owner Avista Capital Partners V, L.P. · CIK 0001774142 · Director · 10% owner Avista Capital Partners (Offshore) V, L.P. · CIK 0001774143 · Director · 10% owner Burgstahler David F · CIK 0001374179 · Director · 10% owner Dean Thompson · CIK 0001069096 · Director · 10% owner Tamaroff Joshua Alexander · CIK 0001705548 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 20,000 Underlying: Common stock, par value $0.0001 · 20,000 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F5 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F5 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F1 · ownership.nature: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2 · ownership.nature: ACP V Onshore directly holds 7,283,484 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,534,450 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any. F10 · ownership.nature: Mr. Tamaroff is a partner at an affiliate of the Avista Affiliates and has assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore are each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:56 UTC |
Cochran Jennifer R.Director
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001846253-23-000085 · primary_doc.xml · derivative · entry 4 Cochran Jennifer R. · CIK 0001872349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-06-23 F4 · derivative.exercise_date: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the annual meeting of the Company's stockholders next following the grant date and (B) on the first anniversary of the date of grant. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:56 UTC |
Cochran Jennifer R.Director
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000085 · primary_doc.xml · derivative · entry 3 Cochran Jennifer R. · CIK 0001872349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,792 Underlying: Common Stock · 20,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F3 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F3 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:44 UTC |
Boyce SarahDirector
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GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001846253-23-000084 · primary_doc.xml · derivative · entry 2 Boyce Sarah · CIK 0001629383 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-06-23 F2 · derivative.exercise_date: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the annual meeting of the Company's stockholders next following the grant date and (B) on the first anniversary of the date of grant. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:44 UTC |
Boyce SarahDirector
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000084 · primary_doc.xml · derivative · entry 1 Boyce Sarah · CIK 0001629383 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 22:33 UTC |
HIGGINS JOHN LDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001846253-23-000087 · primary_doc.xml · derivative · entry 5 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-06-23 F5 · derivative.exercise_date: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the annual meeting of the Company's stockholders next following the grant date and (B) on the first anniversary of the date of grant. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 22:33 UTC |
HIGGINS JOHN LDirector
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000087 · primary_doc.xml · derivative · entry 4 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,517 Underlying: Common Stock · 20,000 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F4 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F4 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 18:11 UTC |
Patel SunilDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001846253-23-000086 · primary_doc.xml · derivative · entry 2 Patel Sunil · CIK 0001503062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-06-23 F2 · derivative.exercise_date: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the annual meeting of the Company's stockholders next following the grant date and (B) on the first anniversary of the date of grant. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 18:11 UTC |
Patel SunilDirector
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000086 · primary_doc.xml · derivative · entry 1 Patel Sunil · CIK 0001503062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:20 UTC |
Bertozzi Carolyn RDirector
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GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001846253-23-000083 · primary_doc.xml · derivative · entry 4 Bertozzi Carolyn R · CIK 0001698766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-06-23 F4 · derivative.exercise_date: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the annual meeting of the Company's stockholders next following the grant date and (B) on the first anniversary of the date of grant. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:20 UTC |
Bertozzi Carolyn RDirector
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GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000083 · primary_doc.xml · derivative · entry 3 Bertozzi Carolyn R · CIK 0001698766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,308 Underlying: Common Stock · 20,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F3 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. F3 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:47 UTC |
FOEHR MATTHEW WDirector · Chief Executive Officer
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PurchaseCommon Stock | 115,000 | $4.52 | $519,800.00 |
DisclosureSEC source: 0001846253-23-000079 · edgardoc.xml · nonDerivative · entry 1 FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,574,009 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.495 to $4.560. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:45 UTC |
HIGGINS JOHN LDirector
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Exercise / conversionStock Option · Derivative | 9,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001846253-23-000078 · edgardoc.xml · derivative · entry 3 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,362 Underlying: Common Stock · 9,000 shares Expires 2023-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:45 UTC |
HIGGINS JOHN LDirector
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SaleCommon Stock | 9,000 | $4.05 | $36,450.00 |
DisclosureSEC source: 0001846253-23-000078 · edgardoc.xml · nonDerivative · entry 2 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,462,686 Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:45 UTC |
HIGGINS JOHN LDirector
|
Exercise / conversionCommon Stock | 9,000 | $3.68 | $33,120.00 |
DisclosureSEC source: 0001846253-23-000078 · edgardoc.xml · nonDerivative · entry 1 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,471,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:12 UTC |
HIGGINS JOHN LDirector
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Exercise / conversionStock Option · Derivative | 1,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001846253-23-000076 · edgardoc.xml · derivative · entry 3 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,362 Underlying: Common Stock · 1,000 shares Expires 2023-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:12 UTC |
HIGGINS JOHN LDirector
|
SaleCommon Stock | 1,000 | $4.05 | $4,050.00 |
DisclosureSEC source: 0001846253-23-000076 · edgardoc.xml · nonDerivative · entry 2 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,462,686 Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:12 UTC |
HIGGINS JOHN LDirector
|
Exercise / conversionCommon Stock | 1,000 | $3.68 | $3,680.00 |
DisclosureSEC source: 0001846253-23-000076 · edgardoc.xml · nonDerivative · entry 1 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,463,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 19, 2023 21:03 UTC |
HIGGINS JOHN LDirector
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Exercise / conversionStock Option · Derivative | 50,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001846253-23-000074 · edgardoc.xml · derivative · entry 3 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,362 Underlying: Common Stock · 50,000 shares Expires 2023-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| May 18, 2023 Filed May 19, 2023 21:03 UTC |
HIGGINS JOHN LDirector
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SaleCommon Stock | 50,000 | $3.89 | $194,500.00 |
DisclosureSEC source: 0001846253-23-000074 · edgardoc.xml · nonDerivative · entry 2 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,462,686 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.800 to $3.955. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2023 Filed May 19, 2023 21:03 UTC |
HIGGINS JOHN LDirector
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Exercise / conversionCommon Stock | 50,000 | $3.68 | $184,000.00 |
DisclosureSEC source: 0001846253-23-000074 · edgardoc.xml · nonDerivative · entry 1 HIGGINS JOHN L · CIK 0001208906 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,512,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:02 UTC |
FOEHR MATTHEW WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 440,000 | $3.40 | $1,496,000.00 |
DisclosureSEC source: 0001846253-23-000072 · edgardoc.xml · nonDerivative · entry 1 FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,438,414 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.295 to $3.510. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 23:11 UTC |
GUSTAFSON KURT AExecutive VP, Finance & CFO
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GrantStock Option · Derivative | 243,750 | $0.00 Strike: $3.75 | $0.00 |
DisclosureSEC source: 0001846253-23-000043 · edgardoc.xml · derivative · entry 2 GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,750 Underlying: Common Stock · 243,750 shares Expires 2033-04-07 F2 · derivative.exercise_date: The Stock Option vests and is exercisable as to 12.5% of the underlying shares 6 months after the Grant Date, and in 42 substantially equal monthly installments thereafter. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 23:11 UTC |
GUSTAFSON KURT AExecutive VP, Finance & CFO
|
GrantCommon Stock | 40,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000043 · edgardoc.xml · nonDerivative · entry 1 GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,416 F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three equal annual installments beginning on each anniversary following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 23:11 UTC |
FOEHR MATTHEW WDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 656,250 | $0.00 Strike: $3.75 | $0.00 |
DisclosureSEC source: 0001846253-23-000042 · edgardoc.xml · derivative · entry 2 FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 656,250 Underlying: Common Stock · 656,250 shares Expires 2033-04-07 F2 · derivative.exercise_date: The Stock Option vests and is exercisable as to 12.5% of the underlying shares 6 months after the Grant Date, and in 42 substantially equal monthly installments thereafter. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 23:11 UTC |
FOEHR MATTHEW WDirector · Chief Executive Officer
|
GrantCommon Stock | 109,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000042 · edgardoc.xml · nonDerivative · entry 1 FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,998,414 F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three equal annual installments beginning on each anniversary following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 23:11 UTC |
Berkman Charles SChief Legal Officer
|
GrantStock Option · Derivative | 243,750 | $0.00 Strike: $3.75 | $0.00 |
DisclosureSEC source: 0001846253-23-000041 · edgardoc.xml · derivative · entry 2 Berkman Charles S · CIK 0001392266 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,750 Underlying: Common Stock · 243,750 shares Expires 2033-04-07 F2 · derivative.exercise_date: The Stock Option vests and is exercisable as to 12.5% of the underlying shares 6 months after the Grant Date, and in 42 substantially equal monthly installments thereafter. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 23:11 UTC |
Berkman Charles SChief Legal Officer
|
GrantCommon Stock | 40,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001846253-23-000041 · edgardoc.xml · nonDerivative · entry 1 Berkman Charles S · CIK 0001392266 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,564 F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three equal annual installments beginning on each anniversary following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:57 UTC |
GUSTAFSON KURT AEVP, Finance and CFO
|
Tax withholdingCommon Stock | 8,042 | $3.68 | $29,594.56 |
DisclosureSEC source: 0001846253-23-000035 · edgardoc.xml · nonDerivative · entry 1 GUSTAFSON KURT A · CIK 0001462354 · EVP, Finance and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,791 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:28 UTC |
FOEHR MATTHEW WDirector · President & CEO
|
Tax withholdingCommon Stock | 4,177 | $3.80 | $15,872.60 |
DisclosureSEC source: 0001846253-23-000013 · edgardoc.xml · nonDerivative · entry 3 FOEHR MATTHEW W · CIK 0001237556 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,889,039 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:28 UTC |
FOEHR MATTHEW WDirector · President & CEO
|
Tax withholdingCommon Stock | 3,725 | $3.80 | $14,155.00 |
DisclosureSEC source: 0001846253-23-000013 · edgardoc.xml · nonDerivative · entry 2 FOEHR MATTHEW W · CIK 0001237556 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893,216 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:28 UTC |
FOEHR MATTHEW WDirector · President & CEO
|
Tax withholdingCommon Stock | 9,184 | $3.80 | $34,899.20 |
DisclosureSEC source: 0001846253-23-000013 · edgardoc.xml · nonDerivative · entry 1 FOEHR MATTHEW W · CIK 0001237556 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,896,941 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:50 UTC |
Berkman Charles SChief Legal Officer
|
Tax withholdingCommon Stock | 2,166 | $3.80 | $8,230.80 |
DisclosureSEC source: 0001846253-23-000016 · edgardoc.xml · nonDerivative · entry 3 Berkman Charles S · CIK 0001392266 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,939 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.