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person · Reporting owner

Berkman Charles S

Disclosed activity across 3 companies

Tapewire entity
53378
SEC CIK
0001392266

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OmniAb, Inc.OABI · Entity 5294Chief Legal OfficerApril 07, 2026April 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OmniAb, Inc.

Report date April 07, 2026 · Filed April 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect399,085 Ending reported balance After 2026-04-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-07 · Exercise / conversion · Acquired 13,542 · Balance 406,242

F1: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Row 2 · 2026-04-07 · Sale · Disposed 7,157 · Balance 399,085

F3: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.46 to $1.53. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct111,042 Reported balance After 2026-04-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-07 · Exercise / conversion · Disposed 13,542 · Balance 111,042

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.46 to $1.53. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIGAND PHARMACEUTICALS INC

Report date November 01, 2022 · Filed November 04, 2022

Section 16 reporting ended · disclosed 2022-11-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,825 Reported balance After 2022-11-01 transaction · row 1
1 source row

Row 1 · 2022-11-01 · Disposition to issuer · Disposed 11,944 · Balance 23,825

F1: Certain of the Reporting Person's equity awards were cancelled in connection with the separation of OmniAb, Inc. from the Issuer on November 1, 2022.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $90.68 · Expires 2032-05-05Direct0 Reported balance After 2022-11-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-11-01 · Disposition to issuer · Disposed 20,126 · Balance 0

F1: Certain of the Reporting Person's equity awards were cancelled in connection with the separation of OmniAb, Inc. from the Issuer on November 1, 2022.

F2: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 5, 2022, and in 42 substantially equal monthly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Certain of the Reporting Person's equity awards were cancelled in connection with the separation of OmniAb, Inc. from the Issuer on November 1, 2022.

F2: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 5, 2022, and in 42 substantially equal monthly installments thereafter.

OmniAb Operations, Inc.

Report date November 01, 2022 · Filed November 04, 2022

Section 16 reporting ended · disclosed 2022-11-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,587 Reported balance After 2022-11-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-11-01 · Grant · Acquired 15,409 · Balance 52,587

F1: Includes 9,564 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and does not expire.

F2: Includes 26,789 shares of the Issuer's Common Stock received by the Reporting Person in connection with a pro-rata distribution in-kind from Ligand Pharmaceuticals Incorporated, which was exempt from reporting pursuant to Rule 16a-9.

F3: Includes securities that were adjusted pursuant to an anti-dilution provision in connection with the separation of the Issuer from Ligand Pharmacueticals Incorporated on November 1, 2022.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-11-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-11-01 · Disposition to issuer · Disposed 52,587 · Balance 0

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $50.96 · Expires 2032-05-05Direct35,810 Reported balance After 2022-11-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-11-01 · Grant · Acquired 35,810 · Balance 35,810

F5: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 5, 2022, and in 42 substantially equal monthly installments thereafter.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $50.96 · Expires 2032-05-05Direct0 Reported balance After 2022-11-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-11-01 · Disposition to issuer · Disposed 35,810 · Balance 0

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

F5: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 5, 2022, and in 42 substantially equal monthly installments thereafter.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $31.62 · Expires 2025-02-10Direct0 Reported balance After 2022-11-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-11-01 · Disposition to issuer · Disposed 1,701 · Balance 0

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

F3: Includes securities that were adjusted pursuant to an anti-dilution provision in connection with the separation of the Issuer from Ligand Pharmacueticals Incorporated on November 1, 2022.

F6: The stock option is fully vested and exercisable.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $48.21 · Expires 2026-02-11Direct0 Reported balance After 2022-11-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-11-01 · Disposition to issuer · Disposed 3,627 · Balance 0

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

F3: Includes securities that were adjusted pursuant to an anti-dilution provision in connection with the separation of the Issuer from Ligand Pharmacueticals Incorporated on November 1, 2022.

F6: The stock option is fully vested and exercisable.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $56.41 · Expires 2027-02-24Direct0 Reported balance After 2022-11-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-11-01 · Disposition to issuer · Disposed 5,966 · Balance 0

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

F3: Includes securities that were adjusted pursuant to an anti-dilution provision in connection with the separation of the Issuer from Ligand Pharmacueticals Incorporated on November 1, 2022.

F6: The stock option is fully vested and exercisable.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $89.36 · Expires 2028-03-02Direct0 Reported balance After 2022-11-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-11-01 · Disposition to issuer · Disposed 8,117 · Balance 0

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

F3: Includes securities that were adjusted pursuant to an anti-dilution provision in connection with the separation of the Issuer from Ligand Pharmacueticals Incorporated on November 1, 2022.

F6: The stock option is fully vested and exercisable.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $66.30 · Expires 2029-02-11Direct0 Reported balance After 2022-11-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-11-01 · Disposition to issuer · Disposed 12,797 · Balance 0

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

F3: Includes securities that were adjusted pursuant to an anti-dilution provision in connection with the separation of the Issuer from Ligand Pharmacueticals Incorporated on November 1, 2022.

F7: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 11, 2019, and in 42 substantially equal monthly installments thereafter.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $53.77 · Expires 2030-02-13Direct0 Reported balance After 2022-11-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-11-01 · Disposition to issuer · Disposed 15,043 · Balance 0

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

F3: Includes securities that were adjusted pursuant to an anti-dilution provision in connection with the separation of the Issuer from Ligand Pharmacueticals Incorporated on November 1, 2022.

F8: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 13, 2020, and in 42 substantially equal monthly installments thereafter.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $99.75 · Expires 2031-02-03Direct0 Reported balance After 2022-11-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-11-01 · Disposition to issuer · Disposed 6,076 · Balance 0

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

F3: Includes securities that were adjusted pursuant to an anti-dilution provision in connection with the separation of the Issuer from Ligand Pharmacueticals Incorporated on November 1, 2022.

F9: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 3, 2021, and in 42 substantially equal monthly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 9,564 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and does not expire.

F2: Includes 26,789 shares of the Issuer's Common Stock received by the Reporting Person in connection with a pro-rata distribution in-kind from Ligand Pharmaceuticals Incorporated, which was exempt from reporting pursuant to Rule 16a-9.

F3: Includes securities that were adjusted pursuant to an anti-dilution provision in connection with the separation of the Issuer from Ligand Pharmacueticals Incorporated on November 1, 2022.

F4: Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.

F5: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 5, 2022, and in 42 substantially equal monthly installments thereafter.

F6: The stock option is fully vested and exercisable.

F7: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 11, 2019, and in 42 substantially equal monthly installments thereafter.

F8: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 13, 2020, and in 42 substantially equal monthly installments thereafter.

F9: The stock option vests and is exercisable as to 12.5% of the underlying shares on August 3, 2021, and in 42 substantially equal monthly installments thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2026 Filed Apr 8, 2026 00:23 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 13,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-024131 · wk-form4_1775607819.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,042

Underlying: Common Stock · 13,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2026 Filed Apr 8, 2026 00:23 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 7,157 $1.49 $10,663.93
Disclosure

SEC source: 0001628280-26-024131 · wk-form4_1775607819.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,085

F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.46 to $1.53. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 07, 2026 Filed Apr 8, 2026 00:23 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 13,542 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-024131 · wk-form4_1775607819.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 18, 2026 Filed Feb 18, 2026 23:36 UTC OmniAb, Inc. OABI · Entity 5294 GrantStock Option · Derivative 600,000 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001392266-26-000002 · wk-form4_1771457770.xml · derivative · entry 5

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2036-02-18

F6 · derivative.exercise_date: The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter.

Read SEC document
February 18, 2026 Filed Feb 18, 2026 23:36 UTC OmniAb, Inc. OABI · Entity 5294 GrantRestricted Stock Units · Derivative 60,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001392266-26-000002 · wk-form4_1771457770.xml · derivative · entry 4

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,584

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock

F5 · derivative.exercise_date: The RSU grant vests in three substantially equal annual installments beginning on February 18, 2027.

F5 · derivative.expiration_date: The RSU grant vests in three substantially equal annual installments beginning on February 18, 2027.

Read SEC document
February 18, 2026 Filed Feb 18, 2026 23:36 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001392266-26-000002 · wk-form4_1771457770.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,584

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 18, 2026.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 18, 2026.

Read SEC document
February 18, 2026 Filed Feb 18, 2026 23:36 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 9,673 $1.71 $16,540.83
Disclosure

SEC source: 0001392266-26-000002 · wk-form4_1771457770.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,700

F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.68 to $1.73. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2026 Filed Feb 18, 2026 23:36 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001392266-26-000002 · wk-form4_1771457770.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 18, 2026.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock

Read SEC document
February 17, 2026 Filed Feb 17, 2026 23:18 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 6,990 $1.70 $11,883.00
Disclosure

SEC source: 0001628280-26-008704 · wk-form4_1771370334.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,623

F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.68 to $1.79. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2026 Filed Feb 17, 2026 23:18 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 13,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-008704 · wk-form4_1771370334.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Common Stock · 13,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 16, 2025.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 16, 2025.

Read SEC document
February 16, 2026 Filed Feb 17, 2026 23:18 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 13,542 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-008704 · wk-form4_1771370334.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 16, 2025.

F2 · acquired: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
December 08, 2025 Filed Dec 9, 2025 14:02 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 8,044 $1.96 $15,766.24
Disclosure

SEC source: 0001392266-25-000006 · wk-form4_1765288972.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,071

F4 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.94 to $2.01. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2025 Filed Dec 9, 2025 14:02 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 15,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001392266-25-000006 · wk-form4_1765288972.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,876

Underlying: Common Stock · 15,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on December 7, 2023.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on December 7, 2023.

Read SEC document
December 07, 2025 Filed Dec 9, 2025 14:02 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 15,621 $0.00 $0.00
Disclosure

SEC source: 0001392266-25-000006 · wk-form4_1765288972.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on December 7, 2023.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · balance_after: The total includes 6,282 shares acquired on May 30, 2025 and November 28, 2025, through the Issuer's Employee Stock Purchase Plan (ESPP).

Read SEC document
April 07, 2025 Filed Apr 8, 2025 00:10 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 13,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-25-016991 · wk-form4_1744071042.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,497

Underlying: Common Stock · 13,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 00:10 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 7,206 $2.00 $14,412.00
Disclosure

SEC source: 0001628280-25-016991 · wk-form4_1744071042.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,212

F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.08. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 00:10 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 13,542 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-016991 · wk-form4_1744071042.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 01:50 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 7,255 $3.67 $26,625.85
Disclosure

SEC source: 0001846253-25-000012 · wk-form4_1740016245.xml · nonDerivative · entry 4

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,876

F4 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 01:50 UTC OmniAb, Inc. OABI · Entity 5294 GrantStock Option (right to buy) · Derivative 337,500 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001846253-25-000012 · wk-form4_1740016245.xml · derivative · entry 8

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,500

Underlying: Common Stock · 337,500 shares

Expires 2035-02-18

F8 · derivative.exercise_date: The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 01:50 UTC OmniAb, Inc. OABI · Entity 5294 GrantRestricted Stock Units · Derivative 56,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001846253-25-000012 · wk-form4_1740016245.xml · derivative · entry 7

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,039

Underlying: Common Stock · 56,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSU grant vests in three substantially equal annual installments beginning on February 18, 2026.

F7 · derivative.expiration_date: The RSU grant vests in three substantially equal annual installments beginning on February 18, 2026.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 01:50 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 8,215 $3.68 $30,231.20
Disclosure

SEC source: 0001846253-25-000012 · wk-form4_1740016245.xml · nonDerivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,131

F4 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.83. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 01:50 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 13,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001846253-25-000012 · wk-form4_1740016245.xml · derivative · entry 6

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,789

Underlying: Common Stock · 13,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 16, 2025

F3 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 16, 2025

Read SEC document
February 16, 2025 Filed Feb 20, 2025 01:50 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 13,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001846253-25-000012 · wk-form4_1740016245.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 16, 2025

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:50 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 15,615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001846253-25-000012 · wk-form4_1740016245.xml · derivative · entry 5

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,330

Underlying: Common Stock · 15,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:50 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 15,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001846253-25-000012 · wk-form4_1740016245.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 22:41 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 25,489 $3.24 $82,584.36
Disclosure

SEC source: 0001846253-25-000006 · wk-form4_1737585660.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,190

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of PSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent discretionary trades by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.21 to $3.27. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 22:41 UTC OmniAb, Inc. OABI · Entity 5294 GrantCommon Stock 45,294 $0.00 $0.00
Disclosure

SEC source: 0001846253-25-000006 · wk-form4_1737585660.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,679

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer's common stock. The PSUs were originally granted on 07/05/2022 and were eligible to vest based on the Issuer's achievement of certain performance objectives during the performance period ending December 31, 2024. On January 17, 2025, the Human Capital Management and Compensation Committee of the Board of Directors of the Issuer certified the Issuer's achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:47 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 8,022 $4.13 $33,130.86
Disclosure

SEC source: 0001846253-24-000099 · wk-form4_1733867223.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,385

F4 · kind: Represents a mandatory sale of shares to satisfy tax withholding obligations, upon the vesting and settlement of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.04 to $4.16. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2024 Filed Dec 10, 2024 21:47 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 15,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001846253-24-000099 · wk-form4_1733867223.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,945

Underlying: Common Stock · 15,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on December 7, 2023.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on December 7, 2023.

Read SEC document
December 07, 2024 Filed Dec 10, 2024 21:47 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 15,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001846253-24-000099 · wk-form4_1733867223.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on December 7, 2023.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · balance_after: The total includes 10,374 shares acquired on May 31, 2024, through the Issuer's Employee Stock Purchase Plan (ESPP).

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:37 UTC OmniAb, Inc. OABI · Entity 5294 SaleCommon Stock 6,954 $5.27 $36,647.58
Disclosure

SEC source: 0002001011-24-000044 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,617

F3 · kind: Represents a mandatory sale of shares to satisfy tax withholding obligations, upon the vesting and settlement of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.205 to $5.345. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:37 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 13,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000044 · edgardoc.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,566

Underlying: Common Stock · 13,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:37 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 13,541 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000044 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:22 UTC OmniAb, Inc. OABI · Entity 5294 GrantStock Option (right to buy) · Derivative 243,750 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · derivative · entry 8

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,750

Underlying: Common Stock · 243,750 shares

Expires 2034-02-16

F6 · derivative.exercise_date: The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:22 UTC OmniAb, Inc. OABI · Entity 5294 GrantRestricted Stock Units · Derivative 40,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · derivative · entry 7

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,107

Underlying: Common Stock · 40,625 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025.

F5 · derivative.expiration_date: The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 5,698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · derivative · entry 6

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,482

Underlying: Common Stock · 5,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F4 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 15,624 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · derivative · entry 5

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,180

Underlying: Common Stock · 15,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC OmniAb, Inc. OABI · Entity 5294 Tax withholdingCommon Stock 2,034 $5.54 $11,268.36
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · nonDerivative · entry 4

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,030

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 5,698 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · nonDerivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC OmniAb, Inc. OABI · Entity 5294 Tax withholdingCommon Stock 5,575 $5.54 $30,885.50
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,366

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 15,624 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:42 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 17,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000004 · edgardoc.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,804

Underlying: Common Stock · 17,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

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January 02, 2024 Filed Jan 3, 2024 22:42 UTC OmniAb, Inc. OABI · Entity 5294 Tax withholdingCommon Stock 7,195 $6.25 $44,968.75
Disclosure

SEC source: 0002001011-24-000004 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,317

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs").

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January 02, 2024 Filed Jan 3, 2024 22:42 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 17,556 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000004 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

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December 07, 2023 Filed Dec 12, 2023 00:21 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 15,622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-23-000008 · primary_doc.xml · derivative · entry 8

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,360

Underlying: Common Stock · 15,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

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December 07, 2023 Filed Dec 12, 2023 00:21 UTC OmniAb, Inc. OABI · Entity 5294 Tax withholdingCommon Stock 5,403 $4.85 $26,204.55
Disclosure

SEC source: 0002001011-23-000008 · primary_doc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,956

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs").

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December 07, 2023 Filed Dec 12, 2023 00:21 UTC OmniAb, Inc. OABI · Entity 5294 Exercise / conversionCommon Stock 15,622 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-23-000008 · primary_doc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: The Total amount of beneficially held securities includes non-reportable transactions post the reporting person's last ownership report. The balance was increased by 16,695 shares acquired on May 31, 2023, and 4,051 shares acquired on November 30, 2023, from the Issuer's Employee Stock Purchase Plan (ESPP). It was concurrently reduced by the transfer of 41,591 OABI common stock shares to the reporting person's ex-spouse per a domestic relations order. Additionally, the reporting person transferred the option to purchase 50,004 OABI common stock shares, as previously reported in Table II, at varied exercise prices. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.

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December 07, 2023 Filed Dec 12, 2023 23:26 UTC Amendment OmniAb, Inc. OABI · Entity 5294 Exercise / conversionRestricted Stock Units · Derivative 15,622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-23-000013 · edgardoc.xml · derivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,360

Underlying: Common Stock · 15,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · shares: This Form 4/A amends a Form 4 originally filed 12/11/2023, which reported the release of 15,622 Restricted Stock Units ("RSUs") as an Acquisition, and is being filed to correct the transaction type to a Disposition of the Derivative Security on Table II.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

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April 07, 2023 Filed Apr 11, 2023 23:11 UTC OmniAb, Inc. OABI · Entity 5294 GrantStock Option · Derivative 243,750 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001846253-23-000041 · edgardoc.xml · derivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,750

Underlying: Common Stock · 243,750 shares

Expires 2033-04-07

F2 · derivative.exercise_date: The Stock Option vests and is exercisable as to 12.5% of the underlying shares 6 months after the Grant Date, and in 42 substantially equal monthly installments thereafter.

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April 07, 2023 Filed Apr 11, 2023 23:11 UTC OmniAb, Inc. OABI · Entity 5294 GrantCommon Stock 40,625 $0.00 $0.00
Disclosure

SEC source: 0001846253-23-000041 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,564

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three equal annual installments beginning on each anniversary following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.