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Nasdaq · USD

OABI

OmniAb, Inc.

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5294
SEC CIK
0001846253
Parsed reports
173

Last 12 months

Inside the activity.

2 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202503
Jan 202600
Feb 202606
Mar 202600
Apr 202603
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2024 Filed Jun 21, 2024 21:00 UTC Exercise / conversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001846253-24-000048 · wk-form4_1719003610.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU granted on June 23, 2023, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 24, 2024 Filed May 28, 2024 21:55 UTC
FOEHR MATTHEW WDirector · President and CEO
PurchaseCommon Stock 240,000 $4.42 $1,059,840.00
Disclosure

SEC source: 0001846253-24-000036 · wk-form4_1716933349.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,536,665

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.32 to $4.49. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:38 UTC
GUSTAFSON KURT AExecutive VP, Finance and CFO
SaleCommon Stock 6,954 $5.27 $36,647.58
Disclosure

SEC source: 0002001011-24-000046 · edgardoc.xml · nonDerivative · entry 2

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,697

F3 · kind: Represents a mandatory sale of shares to satisfy tax withholding obligations, upon the vesting and settlement of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.205 to $5.345. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:37 UTC
Berkman Charles SChief Legal Officer
SaleCommon Stock 6,954 $5.27 $36,647.58
Disclosure

SEC source: 0002001011-24-000044 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,617

F3 · kind: Represents a mandatory sale of shares to satisfy tax withholding obligations, upon the vesting and settlement of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.205 to $5.345. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:38 UTC
GUSTAFSON KURT AExecutive VP, Finance and CFO
Exercise / conversionRestricted Stock Units · Derivative 13,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000046 · edgardoc.xml · derivative · entry 3

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,954

Underlying: Common Stock · 13,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:38 UTC
GUSTAFSON KURT AExecutive VP, Finance and CFO
Exercise / conversionCommon Stock 13,541 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000046 · edgardoc.xml · nonDerivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:38 UTC
FOEHR MATTHEW WDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 36,458 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000045 · edgardoc.xml · derivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,950

Underlying: Common Stock · 36,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:38 UTC
FOEHR MATTHEW WDirector · President and CEO
Tax withholdingCommon Stock 18,477 $5.31 $98,112.87
Disclosure

SEC source: 0002001011-24-000045 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,170,397

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:38 UTC
FOEHR MATTHEW WDirector · President and CEO
Exercise / conversionCommon Stock 36,458 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000045 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,188,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:37 UTC
Berkman Charles SChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 13,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000044 · edgardoc.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,566

Underlying: Common Stock · 13,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:37 UTC
Berkman Charles SChief Legal Officer
Exercise / conversionCommon Stock 13,541 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000044 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:30 UTC
GUSTAFSON KURT AExecutive VP, Finance & CFO
Exercise / conversionRestricted Stock Units · Derivative 23,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000040 · edgardoc.xml · derivative · entry 3

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,495

Underlying: Common Stock · 23,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 1, 2023, as per the terms of the November 2022 Business Combination.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 1, 2023, as per the terms of the November 2022 Business Combination.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:30 UTC
GUSTAFSON KURT AExecutive VP, Finance & CFO
SaleCommon Stock 11,849 $5.46 $64,695.54
Disclosure

SEC source: 0002001011-24-000040 · edgardoc.xml · nonDerivative · entry 2

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,110

F3 · kind: Represents a mandatory sale of shares to satisfy tax withholding obligations, upon the vesting and settlement of restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:30 UTC
GUSTAFSON KURT AExecutive VP, Finance & CFO
Exercise / conversionCommon Stock 23,254 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000040 · edgardoc.xml · nonDerivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 1, 2023, as per the terms of the November 2022 Business Combination.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 20:52 UTC
FOEHR MATTHEW WDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 150,391 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0002001011-24-000037 · edgardoc.xml · derivative · entry 4

FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,859

Underlying: Common Stock · 150,391 shares

Expires 2033-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 20:52 UTC
FOEHR MATTHEW WDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 93,222 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0002001011-24-000037 · edgardoc.xml · derivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,089

Underlying: Common Stock · 93,222 shares

Expires 2032-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 20:52 UTC
FOEHR MATTHEW WDirector · President and CEO
Exercise / conversionCommon Stock 150,391 $3.75 $563,966.25
Disclosure

SEC source: 0002001011-24-000037 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,152,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 20:52 UTC
FOEHR MATTHEW WDirector · President and CEO
Exercise / conversionCommon Stock 93,222 $3.68 $343,056.96
Disclosure

SEC source: 0002001011-24-000037 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,002,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2024 Filed Mar 25, 2024 11:07 UTC
FOEHR MATTHEW WDirector · President and CEO
PurchaseCommon Stock 225,000 $5.19 $1,167,750.00
Disclosure

SEC source: 0002001011-24-000033 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,908,803

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.110 to $5.295 The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:23 UTC
GUSTAFSON KURT AExecutive VP, Finance & CFO
GrantStock Option (right to buy) · Derivative 243,750 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0002001011-24-000022 · edgardoc.xml · derivative · entry 2

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,750

Underlying: Common Stock · 243,750 shares

Expires 2034-02-16

F3 · derivative.exercise_date: The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:23 UTC
GUSTAFSON KURT AExecutive VP, Finance & CFO
GrantRestricted Stock Units · Derivative 40,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000022 · edgardoc.xml · derivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,749

Underlying: Common Stock · 40,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025.

F2 · derivative.expiration_date: The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:22 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 656,250 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0002001011-24-000021 · edgardoc.xml · derivative · entry 8

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,250

Underlying: Common Stock · 656,250 shares

Expires 2034-02-16

F6 · derivative.exercise_date: The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:22 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 109,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000021 · edgardoc.xml · derivative · entry 7

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,408

Underlying: Common Stock · 109,375 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025.

F5 · derivative.expiration_date: The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:22 UTC
Berkman Charles SChief Legal Officer
GrantStock Option (right to buy) · Derivative 243,750 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · derivative · entry 8

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,750

Underlying: Common Stock · 243,750 shares

Expires 2034-02-16

F6 · derivative.exercise_date: The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:22 UTC
Berkman Charles SChief Legal Officer
GrantRestricted Stock Units · Derivative 40,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · derivative · entry 7

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,107

Underlying: Common Stock · 40,625 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025.

F5 · derivative.expiration_date: The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 26,558 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000021 · edgardoc.xml · derivative · entry 6

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,033

Underlying: Common Stock · 26,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F4 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 10,770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000021 · edgardoc.xml · derivative · entry 5

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,591

Underlying: Common Stock · 10,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,460 $5.54 $74,568.40
Disclosure

SEC source: 0002001011-24-000021 · edgardoc.xml · nonDerivative · entry 4

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,683,803

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Exercise / conversionCommon Stock 26,558 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000021 · edgardoc.xml · nonDerivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,697,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,459 $5.54 $30,242.86
Disclosure

SEC source: 0002001011-24-000021 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,670,705

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,770 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000021 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,676,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
Berkman Charles SChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 5,698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · derivative · entry 6

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,482

Underlying: Common Stock · 5,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F4 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

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February 15, 2024 Filed Feb 20, 2024 23:22 UTC
Berkman Charles SChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 15,624 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · derivative · entry 5

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,180

Underlying: Common Stock · 15,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F1 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
Berkman Charles SChief Legal Officer
Tax withholdingCommon Stock 2,034 $5.54 $11,268.36
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · nonDerivative · entry 4

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,030

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
Berkman Charles SChief Legal Officer
Exercise / conversionCommon Stock 5,698 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · nonDerivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
Berkman Charles SChief Legal Officer
Tax withholdingCommon Stock 5,575 $5.54 $30,885.50
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,366

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:22 UTC
Berkman Charles SChief Legal Officer
Exercise / conversionCommon Stock 15,624 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000020 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 00:58 UTC Exercise / conversionRestricted Stock Units · Derivative 13,173 $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000011 · edgardoc.xml · derivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,344

Underlying: Common Stock · 13,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning January 30, 2024.

F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning January 30, 2024.

F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning January 30, 2024.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 00:58 UTC Exercise / conversionCommon Stock 13,173 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000011 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,352,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning January 30, 2024.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:42 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 33,173 $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000005 · edgardoc.xml · derivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,361

Underlying: Common Stock · 33,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:42 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,221 $6.25 $82,631.25
Disclosure

SEC source: 0002001011-24-000005 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,665,394

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs").

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:42 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Exercise / conversionCommon Stock 33,173 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000005 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,678,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:42 UTC
Berkman Charles SChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 17,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-24-000004 · edgardoc.xml · derivative · entry 3

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,804

Underlying: Common Stock · 17,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:42 UTC
Berkman Charles SChief Legal Officer
Tax withholdingCommon Stock 7,195 $6.25 $44,968.75
Disclosure

SEC source: 0002001011-24-000004 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,317

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs").

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:42 UTC
Berkman Charles SChief Legal Officer
Exercise / conversionCommon Stock 17,556 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-24-000004 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. Units vested in full December 31, 2023, and have been released January 2, 2024.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 20:25 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
PurchaseCommon Stock 200,000 $5.05 $1,010,000.00
Disclosure

SEC source: 0002001011-23-000015 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,645,442

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.885 to $5.130. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:51 UTC
GUSTAFSON KURT AExecutive VP, Finance & CFO
Exercise / conversionRestricted Stock Units · Derivative 46,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001011-23-000010 · primary_doc.xml · derivative · entry 6

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,124

Underlying: Common Stock · 46,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:51 UTC
GUSTAFSON KURT AExecutive VP, Finance & CFO
Tax withholdingCommon Stock 16,081 $4.85 $77,992.85
Disclosure

SEC source: 0002001011-23-000010 · primary_doc.xml · nonDerivative · entry 2

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,705

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs").

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:51 UTC
GUSTAFSON KURT AExecutive VP, Finance & CFO
Exercise / conversionCommon Stock 46,503 Not disclosed Not disclosed
Disclosure

SEC source: 0002001011-23-000010 · primary_doc.xml · nonDerivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Executive VP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: The total includes 8,334 shares acquired on May 31, 2023, and 11,160 shares acquired on November 30, 2023, through the Issuer's Employee Stock Purchase Plan (ESPP).

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:24 UTC
FOEHR MATTHEW WDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 26,556 $0.00 $0.00
Disclosure

SEC source: 0002001011-23-000009 · edgardoc.xml · derivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,534

Underlying: Common Stock · 26,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.