NXT

SEC source: 0000950103-23-013850 · dp200307_4-thomas.xml · derivative · entry 2

Thomas Brandi Elizabeth · CIK 0001972257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on July 17, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on July 17, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on July 17, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on July 17, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on July 17, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

SEC source: 0000950103-23-013850 · dp200307_4-thomas.xml · nonDerivative · entry 1

Thomas Brandi Elizabeth · CIK 0001972257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on July 17, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on July 17, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

SEC source: 0000950103-23-013972 · dp200430_4-boynton.xml · derivative · entry 3

BOYNTON CHARLES D · CIK 0001181212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

SEC source: 0000950103-23-013972 · dp200430_4-boynton.xml · nonDerivative · entry 1

BOYNTON CHARLES D · CIK 0001181212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

SEC source: 0000950103-23-010422 · dp196890_4-thomas.xml · derivative · entry 1

Thomas Brandi Elizabeth · CIK 0001972257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621

Underlying: Common Stock · 1,621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions. The RSUs will vest on the business day immediately preceding the Issuer's calendar year 2023 annual meeting of the Issuer's stockholders.

F1 · shares: Each restricted stock unit ("RSU") reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions. The RSUs will vest on the business day immediately preceding the Issuer's calendar year 2023 annual meeting of the Issuer's stockholders.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions. The RSUs will vest on the business day immediately preceding the Issuer's calendar year 2023 annual meeting of the Issuer's stockholders.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions. The RSUs will vest on the business day immediately preceding the Issuer's calendar year 2023 annual meeting of the Issuer's stockholders.

SEC source: 0001387131-23-008262 · nxt-form4_070323.xml · derivative · entry 2

TPG GP A, LLC · CIK 0001903793 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

WINKELRIED JON · CIK 0001366946 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 8,140,341

Underlying: Class A Common Stock · 1,606,562 shares

Expires not disclosed

F4 · security: Pursuant to the terms of the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders from time to time of Common Units (the "Exchange Agreement"), TPG Rise Flash, L.P. may exchange all or a portion of its Common Units (along with a corresponding number of its Class B Shares) at any time for Class A Shares on a one-for-one basis initially, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders from time to time of Common Units (the "Exchange Agreement"), TPG Rise Flash, L.P. may exchange all or a portion of its Common Units (along with a corresponding number of its Class B Shares) at any time for Class A Shares on a one-for-one basis initially, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F5 · kind: On July 3, 2023, the Issuer purchased from TPG Rise Flash, L.P. 1,606,562 Common Units (together with a corresponding number of Class B Shares) at a price of $35.31375 per Common Unit/Class B Share (with a corresponding number of Class B Shares being retired and canceled for no consideration).

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders from time to time of Common Units (the "Exchange Agreement"), TPG Rise Flash, L.P. may exchange all or a portion of its Common Units (along with a corresponding number of its Class B Shares) at any time for Class A Shares on a one-for-one basis initially, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders from time to time of Common Units (the "Exchange Agreement"), TPG Rise Flash, L.P. may exchange all or a portion of its Common Units (along with a corresponding number of its Class B Shares) at any time for Class A Shares on a one-for-one basis initially, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the managing member of TPG GPCo, LLC, which is the sole member TPG Holdings II-A, LLC, which is the general partner of TPG Operating Group II, L.P., which is the sole member of each of (i) The Rise Fund II DE AIV GenPar Advisors, LLC and (ii) TPG Rise Climate DE AIV GenPar Advisors, LLC.

F3 · ownership.nature: TPG Rise Climate DE AIV GenPar Advisors, LLC is the general partner of TPG Rise Climate DE AIV GenPar, L.P., which is the sole member of TPG Rise Climate DE AIV SPV GP, LLC, which is the general partner of each of (i) TPG Rise Flash, L.P., which directly holds 8,140,341 common units ("Common Units") of Nextracker LLC and an equal number of shares of Class B common stock ("Class B Shares") of the Issuer, (ii) TPG Rise Climate Flash CI BDH, L.P., which directly holds 1,062,653 Class A Shares, and (iii) TPG Rise Climate BDH, L.P. (together with The Rise Fund II BDH, L.P., TPG Rise Flash, L.P. and TPG Rise Climate Flash CI BDH, L.P., the "TPG Funds"), which directly holds 10,298,857 Class A Shares.

F4 · ownership.nature: Pursuant to the terms of the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders from time to time of Common Units (the "Exchange Agreement"), TPG Rise Flash, L.P. may exchange all or a portion of its Common Units (along with a corresponding number of its Class B Shares) at any time for Class A Shares on a one-for-one basis initially, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F6 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Funds and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0001387131-23-008262 · nxt-form4_070323.xml · nonDerivative · entry 1

TPG GP A, LLC · CIK 0001903793 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

WINKELRIED JON · CIK 0001366946 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 12,760,752

F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the managing member of TPG GPCo, LLC, which is the sole member TPG Holdings II-A, LLC, which is the general partner of TPG Operating Group II, L.P., which is the sole member of each of (i) The Rise Fund II DE AIV GenPar Advisors, LLC and (ii) TPG Rise Climate DE AIV GenPar Advisors, LLC.

F2 · ownership.nature: The Rise Fund II DE AIV GenPar Advisors, LLC is the general partner of The Rise Fund II DE AIV GenPar, L.P., which is the sole member of The Rise Fund II DE AIV SPV GP, LLC, which is the general partner of The Rise Fund II BDH, L.P., which directly holds 1,399,242 shares of Class A common stock ("Class A Shares") of Nextracker Inc. (the "Issuer").

F3 · ownership.nature: TPG Rise Climate DE AIV GenPar Advisors, LLC is the general partner of TPG Rise Climate DE AIV GenPar, L.P., which is the sole member of TPG Rise Climate DE AIV SPV GP, LLC, which is the general partner of each of (i) TPG Rise Flash, L.P., which directly holds 8,140,341 common units ("Common Units") of Nextracker LLC and an equal number of shares of Class B common stock ("Class B Shares") of the Issuer, (ii) TPG Rise Climate Flash CI BDH, L.P., which directly holds 1,062,653 Class A Shares, and (iii) TPG Rise Climate BDH, L.P. (together with The Rise Fund II BDH, L.P., TPG Rise Flash, L.P. and TPG Rise Climate Flash CI BDH, L.P., the "TPG Funds"), which directly holds 10,298,857 Class A Shares.

F6 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Funds and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0001140361-23-033426 · form4.xml · derivative · entry 1

FLEX LTD. · CIK 0000866374 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Yuma, Inc.

Disclosed balance after: 60,146,905

Underlying: Class A Common Stock · 14,025,000 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is paired with one common unit of Nextracker LLC ("LLC Common Unit" and, together with the paired Class B Common Stock, the "Paired Interest"). Pursuant to the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders of LLC Common Units, each Paired Interest is exchangeable into one share of Class A common stock (or, at the Issuer's election, cash based on the exchange rate in the Exchange Agreement and the value of the Class A common stock at the time of the exchange), subject to the terms of the Exchange Agreement. Upon an exchange of Paired Interests for Class A common stock, the corresponding Class B common stock will be cancelled. The Paired Interests have no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is paired with one common unit of Nextracker LLC ("LLC Common Unit" and, together with the paired Class B Common Stock, the "Paired Interest"). Pursuant to the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders of LLC Common Units, each Paired Interest is exchangeable into one share of Class A common stock (or, at the Issuer's election, cash based on the exchange rate in the Exchange Agreement and the value of the Class A common stock at the time of the exchange), subject to the terms of the Exchange Agreement. Upon an exchange of Paired Interests for Class A common stock, the corresponding Class B common stock will be cancelled. The Paired Interests have no expiration date.

F4 · kind: In connection with closing of the Issuer's underwritten offering on July 3, 2023, the Issuer purchased these Paired Interests from Yuma, Inc., in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(e) thereunder.

F5 · price: The exact price, $35.31375, has been rounded due to the character limitations of Column 8.

F1 · derivative.exercise_date: Each share of Class B Common Stock is paired with one common unit of Nextracker LLC ("LLC Common Unit" and, together with the paired Class B Common Stock, the "Paired Interest"). Pursuant to the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders of LLC Common Units, each Paired Interest is exchangeable into one share of Class A common stock (or, at the Issuer's election, cash based on the exchange rate in the Exchange Agreement and the value of the Class A common stock at the time of the exchange), subject to the terms of the Exchange Agreement. Upon an exchange of Paired Interests for Class A common stock, the corresponding Class B common stock will be cancelled. The Paired Interests have no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is paired with one common unit of Nextracker LLC ("LLC Common Unit" and, together with the paired Class B Common Stock, the "Paired Interest"). Pursuant to the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders of LLC Common Units, each Paired Interest is exchangeable into one share of Class A common stock (or, at the Issuer's election, cash based on the exchange rate in the Exchange Agreement and the value of the Class A common stock at the time of the exchange), subject to the terms of the Exchange Agreement. Upon an exchange of Paired Interests for Class A common stock, the corresponding Class B common stock will be cancelled. The Paired Interests have no expiration date.

F2 · ownership.nature: The sole shareholder of Yuma, Inc. is Flextronics International USA, Inc., an indirect, wholly-owned subsidiary of the Reporting Person.

SEC source: 0000950103-23-009214 · dp195654_4-shugar.xml · derivative · entry 2

SHUGAR DANIEL S · CIK 0001425477 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,521

Underlying: Common Stock · 153,521 shares

Expires 2033-06-21

F2 · derivative.exercise_date: This option vests and becomes exercisable on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the vesting date.

SEC source: 0000950103-23-009214 · dp195654_4-shugar.xml · derivative · entry 1

SHUGAR DANIEL S · CIK 0001425477 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,912

Underlying: Common Stock · 142,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

SEC source: 0000950103-23-009213 · dp195653_4-miller.xml · derivative · entry 2

Miller Nicholas Marco · CIK 0001962163 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,939

Underlying: Common Stock · 40,939 shares

Expires 2033-06-21

F2 · derivative.exercise_date: This option vests and becomes exercisable on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the vesting date.

SEC source: 0000950103-23-009213 · dp195653_4-miller.xml · derivative · entry 1

Miller Nicholas Marco · CIK 0001962163 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,110

Underlying: Common Stock · 38,110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

SEC source: 0000950103-23-009212 · dp195652_4-bennett.xml · derivative · entry 2

Bennett David P · CIK 0001582417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,231

Underlying: Common Stock · 68,231 shares

Expires 2033-06-21

F2 · derivative.exercise_date: This option vests and becomes exercisable on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the vesting date.

SEC source: 0000950103-23-009212 · dp195652_4-bennett.xml · derivative · entry 1

Bennett David P · CIK 0001582417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,516

Underlying: Common Stock · 63,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

SEC source: 0000950103-23-009211 · dp195651_4-wenger.xml · derivative · entry 2

Wenger Howard · CIK 0001387222 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,878

Underlying: Common Stock · 81,878 shares

Expires 2033-06-21

F2 · derivative.exercise_date: This option vests and becomes exercisable on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the vesting date.

SEC source: 0000950103-23-009211 · dp195651_4-wenger.xml · derivative · entry 1

Wenger Howard · CIK 0001387222 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,220

Underlying: Common Stock · 76,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

SEC source: 0000950103-23-009210 · dp195650_4-schlesinger.xml · derivative · entry 2

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,116

Underlying: Common Stock · 34,116 shares

Expires 2033-06-21

F2 · derivative.exercise_date: This option vests and becomes exercisable on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the vesting date.

SEC source: 0000950103-23-009210 · dp195650_4-schlesinger.xml · derivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,758

Underlying: Common Stock · 31,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

SEC source: 0000950103-23-009209 · dp195649_4-ledesma.xml · derivative · entry 2

LEDESMA BRUCE · CIK 0001209945 · President - Strtgy & Admnstrtn

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,585

Underlying: Common Stock · 54,585 shares

Expires 2033-06-21

F2 · derivative.exercise_date: This option vests and becomes exercisable on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the vesting date.

SEC source: 0000950103-23-009209 · dp195649_4-ledesma.xml · derivative · entry 1

LEDESMA BRUCE · CIK 0001209945 · President - Strtgy & Admnstrtn

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,813

Underlying: Common Stock · 50,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

SEC source: 0000950103-23-007198 · dp193660_4-ledesma.xml · derivative · entry 1

LEDESMA BRUCE · CIK 0001209945 · Pres, Strat'y, Software & Admn

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,380.2

Underlying: Common Stock · 39,380.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · shares: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · shares: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.expiration_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

SEC source: 0000950103-23-007194 · dp193656_4-shugar.xml · derivative · entry 1

SHUGAR DANIEL S · CIK 0001425477 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,750

Underlying: Common Stock · 63,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · shares: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · shares: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.expiration_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

SEC source: 0000950103-23-007197 · dp193659_4-schlesinger.xml · derivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,548.4

Underlying: Common Stock · 18,548.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · shares: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · shares: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.expiration_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

SEC source: 0000950103-23-007196 · dp193657_4-wenger.xml · derivative · entry 1

Wenger Howard · CIK 0001387222 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,380.2

Underlying: Common Stock · 39,380.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · shares: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · shares: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.expiration_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

SEC source: 0000950103-23-007195 · dp193658_4-bennett.xml · derivative · entry 1

Bennett David P · CIK 0001582417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,548.4

Underlying: Common Stock · 18,548.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · shares: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · shares: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.expiration_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

SEC source: 0000950103-23-007193 · dp193655_4-miller.xml · derivative · entry 1

Miller Nicholas Marco · CIK 0001962163 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,117

Underlying: Common Stock · 21,117 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · shares: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · shares: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.expiration_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

SEC source: 0000950103-23-005693 · dp192138_4-schlesinger.xml · derivative · entry 3

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,083

Underlying: Common Stock · 11,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005693 · dp192138_4-schlesinger.xml · nonDerivative · entry 2

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,306

SEC source: 0000950103-23-005693 · dp192138_4-schlesinger.xml · nonDerivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005692 · dp192136_4-bennett.xml · derivative · entry 3

Bennett David P · CIK 0001582417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,083

Underlying: Common Stock · 11,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005692 · dp192136_4-bennett.xml · nonDerivative · entry 2

Bennett David P · CIK 0001582417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,562

SEC source: 0000950103-23-005692 · dp192136_4-bennett.xml · nonDerivative · entry 1

Bennett David P · CIK 0001582417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005691 · dp192135_4-wenger.xml · derivative · entry 3

Wenger Howard · CIK 0001387222 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,501

Underlying: Common Stock · 24,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005691 · dp192135_4-wenger.xml · nonDerivative · entry 2

Wenger Howard · CIK 0001387222 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,132

SEC source: 0000950103-23-005691 · dp192135_4-wenger.xml · nonDerivative · entry 1

Wenger Howard · CIK 0001387222 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005690 · dp192137_4-miller.xml · derivative · entry 3

Miller Nicholas Marco · CIK 0001962163 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,834

Underlying: Common Stock · 13,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005690 · dp192137_4-miller.xml · nonDerivative · entry 2

Miller Nicholas Marco · CIK 0001962163 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,355

SEC source: 0000950103-23-005690 · dp192137_4-miller.xml · nonDerivative · entry 1

Miller Nicholas Marco · CIK 0001962163 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005689 · dp192133_4-ledesma.xml · derivative · entry 3

LEDESMA BRUCE · CIK 0001209945 · Pres, Strat'y, Software & Admn

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,501

Underlying: Common Stock · 24,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005689 · dp192133_4-ledesma.xml · nonDerivative · entry 2

LEDESMA BRUCE · CIK 0001209945 · Pres, Strat'y, Software & Admn

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,135

SEC source: 0000950103-23-005689 · dp192133_4-ledesma.xml · nonDerivative · entry 1

LEDESMA BRUCE · CIK 0001209945 · Pres, Strat'y, Software & Admn

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005688 · dp192139_4-shih.xml · derivative · entry 2

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005688 · dp192139_4-shih.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005687 · dp192140_4-shugar.xml · derivative · entry 2

SHUGAR DANIEL S · CIK 0001425477 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,084

Underlying: Common Stock · 39,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005687 · dp192140_4-shugar.xml · nonDerivative · entry 1

SHUGAR DANIEL S · CIK 0001425477 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0001567619-23-003060 · doc1.xml · derivative · entry 1

FLEX LTD. · CIK 0000866374 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yuma, Inc.

Disclosed balance after: 74,171,905

Underlying: Class A Common Stock · 30,590,000 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is paired with one common unit of Nextracker LLC ("LLC Common Unit" and, together with the paired Class B Common Stock, the "Paired Interest"). Pursuant to the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders of LLC Common Units, each Paired Interest is exchangeable into one share of Class A common stock (or, at the Issuer's election, cash based on the exchange rate in the Exchange Agreement and the value of the Class A common stock at the time of the exchange), subject to the terms of the Exchange Agreement. Upon an exchange of Paired Interests for Class A common stock, the corresponding Class B common stock will be cancelled. The Paired Interests have no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is paired with one common unit of Nextracker LLC ("LLC Common Unit" and, together with the paired Class B Common Stock, the "Paired Interest"). Pursuant to the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders of LLC Common Units, each Paired Interest is exchangeable into one share of Class A common stock (or, at the Issuer's election, cash based on the exchange rate in the Exchange Agreement and the value of the Class A common stock at the time of the exchange), subject to the terms of the Exchange Agreement. Upon an exchange of Paired Interests for Class A common stock, the corresponding Class B common stock will be cancelled. The Paired Interests have no expiration date.

F4 · kind: In connection with closing of the Issuer's initial public offering on February 13, 2023, the Issuer purchased these Paired Interests from Yuma, Inc., in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(e) thereunder.

F1 · derivative.exercise_date: Each share of Class B Common Stock is paired with one common unit of Nextracker LLC ("LLC Common Unit" and, together with the paired Class B Common Stock, the "Paired Interest"). Pursuant to the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders of LLC Common Units, each Paired Interest is exchangeable into one share of Class A common stock (or, at the Issuer's election, cash based on the exchange rate in the Exchange Agreement and the value of the Class A common stock at the time of the exchange), subject to the terms of the Exchange Agreement. Upon an exchange of Paired Interests for Class A common stock, the corresponding Class B common stock will be cancelled. The Paired Interests have no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is paired with one common unit of Nextracker LLC ("LLC Common Unit" and, together with the paired Class B Common Stock, the "Paired Interest"). Pursuant to the Exchange Agreement by and among the Issuer, Nextracker LLC and the holders of LLC Common Units, each Paired Interest is exchangeable into one share of Class A common stock (or, at the Issuer's election, cash based on the exchange rate in the Exchange Agreement and the value of the Class A common stock at the time of the exchange), subject to the terms of the Exchange Agreement. Upon an exchange of Paired Interests for Class A common stock, the corresponding Class B common stock will be cancelled. The Paired Interests have no expiration date.

F2 · ownership.nature: The sole shareholder of Yuma, Inc. is Flextronics International USA, Inc., an indirect, wholly-owned subsidiary of the Reporting Person.