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Schlesinger Leah

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89354
SEC CIK
0001961888

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nextpower Inc.NXT · Entity 666GC, Ch Eth & Compl Off'r & SecJune 30, 2024July 01, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nextpower Inc.

Report date June 30, 2024 · Filed July 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect91,254 Reported balance After 2024-06-30 transaction · row 1
1 source row

Row 1 · 2024-06-30 · Other · Disposed 610 · Balance 91,254

F1: Reflects the number of shares required to be sold pursuant to a "sell-to-cover" transaction in order to satisfy the tax withholding obligations in connection with the vesting and conversion of restricted stock units ("RSUs"). These sales are mandated by the Issuer's "sell-to-cover" policy adopted by the Issuer on March 2, 2023 pursuant to the requirements of Rule 10b5-1 and its authority under its equity incentive plan, and do not represent discretionary trades by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the number of shares required to be sold pursuant to a "sell-to-cover" transaction in order to satisfy the tax withholding obligations in connection with the vesting and conversion of restricted stock units ("RSUs"). These sales are mandated by the Issuer's "sell-to-cover" policy adopted by the Issuer on March 2, 2023 pursuant to the requirements of Rule 10b5-1 and its authority under its equity incentive plan, and do not represent discretionary trades by the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2024 Filed Jul 1, 2024 23:56 UTC Nextpower Inc. NXT · Entity 666 OtherCommon Stock 610 $46.96 $28,645.60
Disclosure

SEC source: 0000950103-24-009382 · dp213890_4-schlesinger.xml · nonDerivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,254

F1 · kind: Reflects the number of shares required to be sold pursuant to a "sell-to-cover" transaction in order to satisfy the tax withholding obligations in connection with the vesting and conversion of restricted stock units ("RSUs"). These sales are mandated by the Issuer's "sell-to-cover" policy adopted by the Issuer on March 2, 2023 pursuant to the requirements of Rule 10b5-1 and its authority under its equity incentive plan, and do not represent discretionary trades by the Reporting Person.

F1 · shares: Reflects the number of shares required to be sold pursuant to a "sell-to-cover" transaction in order to satisfy the tax withholding obligations in connection with the vesting and conversion of restricted stock units ("RSUs"). These sales are mandated by the Issuer's "sell-to-cover" policy adopted by the Issuer on March 2, 2023 pursuant to the requirements of Rule 10b5-1 and its authority under its equity incentive plan, and do not represent discretionary trades by the Reporting Person.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 22:38 UTC Nextpower Inc. NXT · Entity 666 Exercise / conversionRestricted Stock Units · Derivative 9,527 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-008827 · dp213305_4-schlesinger.xml · derivative · entry 3

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,231

Underlying: Common Stock · 9,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on June 21, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on June 21, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on June 21, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on June 21, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on June 21, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 22:38 UTC Nextpower Inc. NXT · Entity 666 OtherCommon Stock 5,180 $51.07 $264,542.60
Disclosure

SEC source: 0000950103-24-008827 · dp213305_4-schlesinger.xml · nonDerivative · entry 2

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,864

F2 · kind: Reflects the number of shares required to be sold pursuant to a "sell-to-cover" transaction in order to satisfy the tax withholding obligations in connection with the vesting and conversion of RSUs. These sales are mandated by the Issuer's "sell-to-cover" policy adopted by the Issuer on March 2, 2023 pursuant to the requirements of Rule 10b5-1 and its authority under its equity incentive plan, and do not represent discretionary trades by the Reporting Person.

F2 · shares: Reflects the number of shares required to be sold pursuant to a "sell-to-cover" transaction in order to satisfy the tax withholding obligations in connection with the vesting and conversion of RSUs. These sales are mandated by the Issuer's "sell-to-cover" policy adopted by the Issuer on March 2, 2023 pursuant to the requirements of Rule 10b5-1 and its authority under its equity incentive plan, and do not represent discretionary trades by the Reporting Person.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 22:38 UTC Nextpower Inc. NXT · Entity 666 Exercise / conversionCommon Stock 9,527 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-008827 · dp213305_4-schlesinger.xml · nonDerivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on June 21, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on June 21, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

Read SEC document
May 21, 2024 Filed May 22, 2024 22:08 UTC Nextpower Inc. NXT · Entity 666 GrantStock Option (Right to Buy) · Derivative 21,254 $0.00 Strike: $47.05 $0.00
Disclosure

SEC source: 0000950103-24-007025 · dp211501_4-schlesinger.xml · derivative · entry 4

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,254

Underlying: Common Stock · 21,254 shares

Expires 2034-05-21

F6 · shares: Reflects an award of stock options to purchase shares of common stock of the Issuer granted to the Reporting Person on May 21, 2024. This option will vest and become exercisable on May 21, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date and acceleration in certain circumstances.

F6 · derivative.exercise_date: Reflects an award of stock options to purchase shares of common stock of the Issuer granted to the Reporting Person on May 21, 2024. This option will vest and become exercisable on May 21, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date and acceleration in certain circumstances.

Read SEC document
May 21, 2024 Filed May 22, 2024 22:08 UTC Nextpower Inc. NXT · Entity 666 GrantPerformance Stock Units · Derivative 23,214 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-007025 · dp211501_4-schlesinger.xml · derivative · entry 3

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,762.4

Underlying: Common Stock · 23,214 shares

Expires not disclosed

F3 · derivative.exercise_price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F5 · derivative.exercise_price: Reflects the second tranche of an award of PSUs, originally granted to the Reporting Person on April 6, 2022, which was earned upon the certification by the Board of Directors of the Issuer on May 21, 2024 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2023 to March 31, 2024. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F3 · shares: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F5 · shares: Reflects the second tranche of an award of PSUs, originally granted to the Reporting Person on April 6, 2022, which was earned upon the certification by the Board of Directors of the Issuer on May 21, 2024 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2023 to March 31, 2024. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F3 · price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F5 · price: Reflects the second tranche of an award of PSUs, originally granted to the Reporting Person on April 6, 2022, which was earned upon the certification by the Board of Directors of the Issuer on May 21, 2024 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2023 to March 31, 2024. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F3 · derivative.exercise_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F5 · derivative.exercise_date: Reflects the second tranche of an award of PSUs, originally granted to the Reporting Person on April 6, 2022, which was earned upon the certification by the Board of Directors of the Issuer on May 21, 2024 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2023 to March 31, 2024. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F3 · derivative.expiration_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F5 · derivative.expiration_date: Reflects the second tranche of an award of PSUs, originally granted to the Reporting Person on April 6, 2022, which was earned upon the certification by the Board of Directors of the Issuer on May 21, 2024 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2023 to March 31, 2024. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

Read SEC document
May 21, 2024 Filed May 22, 2024 22:08 UTC Nextpower Inc. NXT · Entity 666 GrantCommon Stock 27,970 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-007025 · dp211501_4-schlesinger.xml · nonDerivative · entry 2

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,517

F4 · shares: Reflects an award of restricted stock units ("RSUs") granted to the Reporting Person on May 21, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest 30% on May 21, 2025, 30% on May 21, 2026, and 40% on May 21, 2027, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date and acceleration in certain circumstances.

F4 · price: Reflects an award of restricted stock units ("RSUs") granted to the Reporting Person on May 21, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest 30% on May 21, 2025, 30% on May 21, 2026, and 40% on May 21, 2027, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date and acceleration in certain circumstances.

Read SEC document
May 21, 2024 Filed May 22, 2024 22:08 UTC Nextpower Inc. NXT · Entity 666 GrantCommon Stock 47,637 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-007025 · dp211501_4-schlesinger.xml · nonDerivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,547

F1 · shares: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on June 21, 2023, which were initially earned upon certification by the Board of Directors of the Issuer on May 21, 2024 of the level of achievement of the financial performance metrics applicable to the PSUs for the performance period from April 1, 2023 to March 31, 2024. The PSUs remain subject to an rTSR modifier performance metric for the performance period from April 1, 2023 to March 31, 2026, pursuant to which the number of shares earned based on achievement of the financial performance metrics can be adjusted between 75% - 150%.

F2 · shares: The amount reported herein reflects 75% of the number of PSUs earned based on achievement of the financial performance metrics, which is the minimum amount of PSUs that will be earned and eligible to vest at the end of the three-year performance period, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F3 · shares: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on June 21, 2023, which were initially earned upon certification by the Board of Directors of the Issuer on May 21, 2024 of the level of achievement of the financial performance metrics applicable to the PSUs for the performance period from April 1, 2023 to March 31, 2024. The PSUs remain subject to an rTSR modifier performance metric for the performance period from April 1, 2023 to March 31, 2026, pursuant to which the number of shares earned based on achievement of the financial performance metrics can be adjusted between 75% - 150%.

Read SEC document
April 03, 2024 Filed Apr 4, 2024 00:15 UTC Nextpower Inc. NXT · Entity 666 SaleCommon Stock 2,149 $51.91 $111,554.59
Disclosure

SEC source: 0000950103-24-004881 · dp209398_4-schlesinger.xml · nonDerivative · entry 3

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,910

F3 · kind: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2023.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:15 UTC Nextpower Inc. NXT · Entity 666 Exercise / conversionRestricted Stock Units · Derivative 11,607 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-004881 · dp209398_4-schlesinger.xml · derivative · entry 4

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,476

Underlying: Common Stock · 11,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:15 UTC Nextpower Inc. NXT · Entity 666 OtherCommon Stock 4,443 $53.13 $236,056.59
Disclosure

SEC source: 0000950103-24-004881 · dp209398_4-schlesinger.xml · nonDerivative · entry 2

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,059

F2 · kind: Reflects the number of shares required to be sold pursuant to a "sell-to-cover" transaction in order to satisfy the tax withholding obligations in connection with the vesting and conversion of RSUs. These sales are mandated by the Issuer's "sell-to-cover" policy adopted by the Issuer on March 2, 2023 pursuant to the requirements of Rule 10b5-1 and its authority under its equity incentive plan, and do not represent discretionary trades by the Reporting Person.

F2 · shares: Reflects the number of shares required to be sold pursuant to a "sell-to-cover" transaction in order to satisfy the tax withholding obligations in connection with the vesting and conversion of RSUs. These sales are mandated by the Issuer's "sell-to-cover" policy adopted by the Issuer on March 2, 2023 pursuant to the requirements of Rule 10b5-1 and its authority under its equity incentive plan, and do not represent discretionary trades by the Reporting Person.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:15 UTC Nextpower Inc. NXT · Entity 666 Exercise / conversionCommon Stock 11,607 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-004881 · dp209398_4-schlesinger.xml · nonDerivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the vesting and conversion of restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 01:46 UTC Nextpower Inc. NXT · Entity 666 GrantCommon Stock 1,197 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-000859 · dp205380_4-schlesinger.xml · nonDerivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,895

F1 · date: On January 2, 2024, Flex Ltd. ("Flex") completed a distribution of all of the shares of common stock of Yuma, Inc. ("Yuma Shares") to Flex shareholders on a pro rata basis based on the number of ordinary shares of Flex (each, a "Flex Share") held by each Flex shareholder (the "Distribution") as of December 29, 2023, pursuant to that certain Agreement and Plan of Merger by and among Nextracker Inc. ("Nextracker"), Flex, Yuma, Inc. and Yuma Acquisition Corp. ("Merger Sub"), dated as of February 7, 2023 (the "Merger Agreement"). Upon the consummation of the Distribution, on January 2, 2024, Flex completed the merger of Yuma Inc. with and into Merger Sub, with Yuma surviving the merger as a wholly owned subsidiary of Nextracker (the "Merger" and, together with the Distribution, the "Transactions").

F2 · date: In connection with the Transactions, pursuant to the terms of the Second Amended and Restated Employee Matters Agreement, dated as of July 31, 2022, by and between Flex and Nextracker (the "EMA"), all outstanding restricted stock units with respect to Flex Shares ("Flex RSUs") held by the Reporting Person were assumed and converted into RSUs with respect to Nextracker's Class A Common Stock ("Nextracker RSUs"), with the number of Nextracker RSUs determined by multiplying (a) the number of Flex RSUs held by the Reporting Person immediately before the Transactions by (b) the "Nextracker Adjustment Ratio," as determined by the Board of Directors of Flex in accordance with the EMA.

F2 · shares: In connection with the Transactions, pursuant to the terms of the Second Amended and Restated Employee Matters Agreement, dated as of July 31, 2022, by and between Flex and Nextracker (the "EMA"), all outstanding restricted stock units with respect to Flex Shares ("Flex RSUs") held by the Reporting Person were assumed and converted into RSUs with respect to Nextracker's Class A Common Stock ("Nextracker RSUs"), with the number of Nextracker RSUs determined by multiplying (a) the number of Flex RSUs held by the Reporting Person immediately before the Transactions by (b) the "Nextracker Adjustment Ratio," as determined by the Board of Directors of Flex in accordance with the EMA.

F3 · shares: Represents the grant of Nextracker RSUs upon the assumption and conversion of the Flex RSUs held by the Reporting Person in connection with the Transactions, in accordance with the terms of the EMA. The Nextracker RSUs were granted pursuant to the Second Amended and Restated 2022 Nextracker Inc. Equity Incentive Plan on generally the same terms and conditions (including vesting and payment schedules) as were applicable to the corresponding Flex RSUs immediately prior to the Transactions.

F4 · shares: The Nextracker RSUs vest 100% on June 30, 2024, subject to the Reporting Person's continued service to Nextracker through the relevant vesting date.

F2 · price: In connection with the Transactions, pursuant to the terms of the Second Amended and Restated Employee Matters Agreement, dated as of July 31, 2022, by and between Flex and Nextracker (the "EMA"), all outstanding restricted stock units with respect to Flex Shares ("Flex RSUs") held by the Reporting Person were assumed and converted into RSUs with respect to Nextracker's Class A Common Stock ("Nextracker RSUs"), with the number of Nextracker RSUs determined by multiplying (a) the number of Flex RSUs held by the Reporting Person immediately before the Transactions by (b) the "Nextracker Adjustment Ratio," as determined by the Board of Directors of Flex in accordance with the EMA.

F3 · price: Represents the grant of Nextracker RSUs upon the assumption and conversion of the Flex RSUs held by the Reporting Person in connection with the Transactions, in accordance with the terms of the EMA. The Nextracker RSUs were granted pursuant to the Second Amended and Restated 2022 Nextracker Inc. Equity Incentive Plan on generally the same terms and conditions (including vesting and payment schedules) as were applicable to the corresponding Flex RSUs immediately prior to the Transactions.

F2 · balance_after: In connection with the Transactions, pursuant to the terms of the Second Amended and Restated Employee Matters Agreement, dated as of July 31, 2022, by and between Flex and Nextracker (the "EMA"), all outstanding restricted stock units with respect to Flex Shares ("Flex RSUs") held by the Reporting Person were assumed and converted into RSUs with respect to Nextracker's Class A Common Stock ("Nextracker RSUs"), with the number of Nextracker RSUs determined by multiplying (a) the number of Flex RSUs held by the Reporting Person immediately before the Transactions by (b) the "Nextracker Adjustment Ratio," as determined by the Board of Directors of Flex in accordance with the EMA.

F3 · balance_after: Represents the grant of Nextracker RSUs upon the assumption and conversion of the Flex RSUs held by the Reporting Person in connection with the Transactions, in accordance with the terms of the EMA. The Nextracker RSUs were granted pursuant to the Second Amended and Restated 2022 Nextracker Inc. Equity Incentive Plan on generally the same terms and conditions (including vesting and payment schedules) as were applicable to the corresponding Flex RSUs immediately prior to the Transactions.

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January 02, 2024 Filed Jan 4, 2024 22:38 UTC Nextpower Inc. NXT · Entity 666 GrantCommon Stock 584 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-000327 · dp204871_4-schlesinger.xml · nonDerivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,698

F1 · shares: On January 2, 2024, Flex Ltd. ("Flex") completed a distribution of all of the shares of common stock of Yuma, Inc. ("Yuma Shares") to Flex shareholders on a pro rata basis based on the number of ordinary shares of Flex (each, a "Flex Share") held by each Flex shareholder (the "Distribution") as of December 29, 2023, pursuant to that certain Agreement and Plan of Merger by and among Nextracker Inc. ("Nextracker"), Flex, Yuma, Inc. and Yuma Acquisition Corp. ("Merger Sub"), dated as of February 7, 2023 (the "Merger Agreement").

F2 · shares: Upon the consummation of the Distribution, on January 2, 2024, Flex completed the merger of Yuma Inc. with and into Merger Sub, with Yuma surviving the merger as a wholly owned subsidiary of Nextracker (the "Merger"). Pursuant to the Merger Agreement, as a result of the Merger, each Yuma Share that was issued and outstanding as of immediately prior to the closing of the Merger automatically converted into the right to receive a number of shares of Class A common stock, par value $0.0001 of Nextracker ("Nextracker Class A Common Stock") based on an exchange ratio of 0.174185 (the "Exchange Ratio").

F3 · shares: This amount reflects the number of shares of Nextracker Class A Common Stock issued by Nextracker to the Reporting Person in connection with the Merger in respect of the number of Yuma Shares held by the Reporting Person after giving effect to the Distribution.

F1 · price: On January 2, 2024, Flex Ltd. ("Flex") completed a distribution of all of the shares of common stock of Yuma, Inc. ("Yuma Shares") to Flex shareholders on a pro rata basis based on the number of ordinary shares of Flex (each, a "Flex Share") held by each Flex shareholder (the "Distribution") as of December 29, 2023, pursuant to that certain Agreement and Plan of Merger by and among Nextracker Inc. ("Nextracker"), Flex, Yuma, Inc. and Yuma Acquisition Corp. ("Merger Sub"), dated as of February 7, 2023 (the "Merger Agreement").

F2 · price: Upon the consummation of the Distribution, on January 2, 2024, Flex completed the merger of Yuma Inc. with and into Merger Sub, with Yuma surviving the merger as a wholly owned subsidiary of Nextracker (the "Merger"). Pursuant to the Merger Agreement, as a result of the Merger, each Yuma Share that was issued and outstanding as of immediately prior to the closing of the Merger automatically converted into the right to receive a number of shares of Class A common stock, par value $0.0001 of Nextracker ("Nextracker Class A Common Stock") based on an exchange ratio of 0.174185 (the "Exchange Ratio").

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:03 UTC Nextpower Inc. NXT · Entity 666 SaleCommon Stock 2,192 $40.00 $87,680.00
Disclosure

SEC source: 0000950103-23-016539 · dp203037_4-schlesinger.xml · nonDerivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,114

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2023.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:06 UTC Nextpower Inc. NXT · Entity 666 GrantStock Option (Right to Buy) · Derivative 34,116 $0.00 Strike: $40.47 $0.00
Disclosure

SEC source: 0000950103-23-009210 · dp195650_4-schlesinger.xml · derivative · entry 2

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,116

Underlying: Common Stock · 34,116 shares

Expires 2033-06-21

F2 · derivative.exercise_date: This option vests and becomes exercisable on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the vesting date.

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June 21, 2023 Filed Jun 23, 2023 23:06 UTC Nextpower Inc. NXT · Entity 666 GrantRestricted Stock Units · Derivative 31,758 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-009210 · dp195650_4-schlesinger.xml · derivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,758

Underlying: Common Stock · 31,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 30% on June 21, 2024, 30% on June 21, 2025, and 40% on June 21, 2026, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

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May 09, 2023 Filed May 11, 2023 23:24 UTC Nextpower Inc. NXT · Entity 666 GrantPerformance Stock Units · Derivative 18,548.4 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-007197 · dp193659_4-schlesinger.xml · derivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,548.4

Underlying: Common Stock · 18,548.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · shares: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · shares: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · price: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · price: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.exercise_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs"), originally granted to the Reporting Person on April 6, 2022, which were earned upon the certification by the Board of Directors of the Issuer on May 9, 2023 of the level of achievement of the performance metrics applicable to the PSUs for the performance period from April 1, 2022 to March 31, 2023. The earned PSUs will service-vest on March 31, 2025, subject generally to the Reporting Person's continued employment with the Issuer through such date.

F2 · derivative.expiration_date: Each earned PSU reflects the right to receive one share of the Issuer's common stock upon satisfaction of the applicable vesting conditions.

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April 10, 2023 Filed Apr 12, 2023 23:09 UTC Nextpower Inc. NXT · Entity 666 Exercise / conversionRestricted Stock Units · Derivative 11,607 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-005693 · dp192138_4-schlesinger.xml · derivative · entry 3

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,083

Underlying: Common Stock · 11,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

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April 10, 2023 Filed Apr 12, 2023 23:09 UTC Nextpower Inc. NXT · Entity 666 Tax withholdingCommon Stock 4,301 $34.00 $146,234.00
Disclosure

SEC source: 0000950103-23-005693 · dp192138_4-schlesinger.xml · nonDerivative · entry 2

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,306

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April 10, 2023 Filed Apr 12, 2023 23:09 UTC Nextpower Inc. NXT · Entity 666 Exercise / conversionCommon Stock 11,607 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-005693 · dp192138_4-schlesinger.xml · nonDerivative · entry 1

Schlesinger Leah · CIK 0001961888 · GC, Ch Eth & Compl Off'r & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on April 6, 2022, into shares of the Issuer's common stock, on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.