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NXPI

NXP Semiconductors N.V.

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3013
SEC CIK
0001413447
Parsed reports
379

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202512
Jan 202602
Feb 202600
Mar 202601
Apr 202602
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2019 Filed Nov 4, 2019 23:16 UTC
Kaeser JosefDirector
Tax withholdingCommon Stock 862 $113.68 $97,992.16
Disclosure

SEC source: 0001413447-19-000064 · wf-form4_157290937393994.xml · nonDerivative · entry 2

Kaeser Josef · CIK 0001782602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,807

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:16 UTC
Kaeser JosefDirector
Exercise / conversionCommon Stock 2,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000064 · wf-form4_157290937393994.xml · nonDerivative · entry 1

Kaeser Josef · CIK 0001782602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,379 $113.68 $270,444.72
Disclosure

SEC source: 0001413447-19-000062 · wf-form4_157290933533058.xml · derivative · entry 3

Smitham Peter · CIK 0001408731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,379 shares

Expires 2019-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the 11/1/2018 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:15 UTC Tax withholdingCommon Stock 862 $113.68 $97,992.16
Disclosure

SEC source: 0001413447-19-000062 · wf-form4_157290933533058.xml · nonDerivative · entry 2

Smitham Peter · CIK 0001408731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionCommon Stock 2,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000062 · wf-form4_157290933533058.xml · nonDerivative · entry 1

Smitham Peter · CIK 0001408731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,379 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000060 · wf-form4_157290929514818.xml · derivative · entry 3

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,379 shares

Expires 2019-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the 11/1/2018 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:15 UTC Tax withholdingCommon Stock 862 $113.68 $97,992.16
Disclosure

SEC source: 0001413447-19-000060 · wf-form4_157290929514818.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,840

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionCommon Stock 2,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000060 · wf-form4_157290929514818.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:12 UTC GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000052 · wf-form4_157255993658218.xml · derivative · entry 3

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 18:13 UTC GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000055 · wf-form4_157255999892358.xml · derivative · entry 1

Staiblin Jasmin · CIK 0001782934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 18:12 UTC
Olving LenaDirector
GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000051 · wf-form4_157255991600425.xml · derivative · entry 1

Olving Lena · CIK 0001781889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 18:13 UTC
Owen StephenEVP Sales & Marketing
GrantRestricted Stock Unit · Derivative 6,556 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000054 · wf-form4_157255997838925.xml · derivative · entry 1

Owen Stephen · CIK 0001733629 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,556

Underlying: Common Stock · 6,556 shares

Expires 2022-10-29

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/29/2019 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 29, 2019 Filed Oct 31, 2019 18:11 UTC
Shull Keith MEVP Human Resources
GrantRestricted Stock Unit · Derivative 3,934 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000049 · wf-form4_157255987213491.xml · derivative · entry 1

Shull Keith M · CIK 0001482798 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,934

Underlying: Common Stock · 3,934 shares

Expires 2022-10-29

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/29/2019 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:14 UTC GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000058 · wf-form4_157256006020413.xml · derivative · entry 1

Sundstrom Karl-Henrik · CIK 0001782082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:14 UTC GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000057 · wf-form4_157256003948465.xml · derivative · entry 1

Southern Julie · CIK 0001782289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:12 UTC
BONFIELD PETER LDirector · Chairman
GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000053 · wf-form4_157255995776042.xml · derivative · entry 1

BONFIELD PETER L · CIK 0001239173 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:13 UTC
Kaeser JosefDirector
GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000056 · wf-form4_157256001947649.xml · derivative · entry 1

Kaeser Josef · CIK 0001782602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:11 UTC
Wuamett JenniferEVP & General Counsel
GrantRestricted Stock Unit · Derivative 5,245 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000050 · wf-form4_157255989513491.xml · derivative · entry 1

Wuamett Jennifer · CIK 0001597265 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,245

Underlying: Common Stock · 5,245 shares

Expires 2022-10-29

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/29/2019 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:11 UTC
Sievers KurtPresident
GrantRestricted Stock Unit · Derivative 17,044 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000048 · wf-form4_157255984572851.xml · derivative · entry 1

Sievers Kurt · CIK 0001733808 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,044

Underlying: Common Stock · 17,044 shares

Expires 2022-10-29

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/29/2019 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:10 UTC GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000047 · wf-form4_157255982395168.xml · derivative · entry 1

Smitham Peter · CIK 0001408731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:10 UTC
KELLY PETEREVP & CFO
GrantRestricted Stock Unit · Derivative 7,867 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000046 · wf-form4_157255980086428.xml · derivative · entry 1

KELLY PETER · CIK 0001222713 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,867

Underlying: Common Stock · 7,867 shares

Expires 2022-10-29

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/29/2019 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:09 UTC
CLEMMER RICHARD LDirector · CEO
GrantRestricted Stock Unit · Derivative 39,333 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000043 · wf-form4_157255973855466.xml · derivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,333

Underlying: Common Stock · 39,333 shares

Expires 2022-10-29

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/29/2019 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:09 UTC
David ReedEVP Technology & Operations
GrantRestricted Stock Unit · Derivative 5,245 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000045 · wf-form4_157255977998654.xml · derivative · entry 1

David Reed · CIK 0001561621 · EVP Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,245

Underlying: Common Stock · 5,245 shares

Expires 2022-10-29

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/29/2019 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:09 UTC GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000044 · wf-form4_157255975965863.xml · derivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 27, 2019 Filed Oct 29, 2019 20:05 UTC
Owen StephenEVP Sales & Marketing
Exercise / conversionRestricted Stock Unit · Derivative 7,738 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000041 · wf-form4_157239384431038.xml · derivative · entry 6

Owen Stephen · CIK 0001733629 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,738 shares

Expires 2019-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/27/2016 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 27, 2019 Filed Oct 29, 2019 20:05 UTC
Owen StephenEVP Sales & Marketing
Tax withholdingCommon Stock 4,005 $105.86 $423,969.30
Disclosure

SEC source: 0001413447-19-000041 · wf-form4_157239384431038.xml · nonDerivative · entry 4

Owen Stephen · CIK 0001733629 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,735

Read SEC document
October 27, 2019 Filed Oct 29, 2019 20:05 UTC
Owen StephenEVP Sales & Marketing
Exercise / conversionCommon Stock 7,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000041 · wf-form4_157239384431038.xml · nonDerivative · entry 3

Owen Stephen · CIK 0001733629 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
October 27, 2019 Filed Oct 29, 2019 19:52 UTC
Shull Keith MEVP Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 7,402 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000036 · wf-form4_157239297152191.xml · derivative · entry 3

Shull Keith M · CIK 0001482798 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,402 shares

Expires 2019-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/27/2016 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 27, 2019 Filed Oct 29, 2019 19:52 UTC
Shull Keith MEVP Human Resources
Tax withholdingCommon Stock 2,739 $105.86 $289,950.54
Disclosure

SEC source: 0001413447-19-000036 · wf-form4_157239297152191.xml · nonDerivative · entry 2

Shull Keith M · CIK 0001482798 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

Read SEC document
October 27, 2019 Filed Oct 29, 2019 19:52 UTC
Shull Keith MEVP Human Resources
Exercise / conversionCommon Stock 7,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000036 · wf-form4_157239297152191.xml · nonDerivative · entry 1

Shull Keith M · CIK 0001482798 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
October 27, 2019 Filed Oct 30, 2019 00:06 UTC
Wuamett JenniferEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 2,860 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000042 · wf-form4_157239395581859.xml · derivative · entry 6

Wuamett Jennifer · CIK 0001597265 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,860 shares

Expires 2019-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/27/2016 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 27, 2019 Filed Oct 30, 2019 00:06 UTC
Wuamett JenniferEVP & General Counsel
Tax withholdingCommon Stock 990 $105.86 $104,801.40
Disclosure

SEC source: 0001413447-19-000042 · wf-form4_157239395581859.xml · nonDerivative · entry 4

Wuamett Jennifer · CIK 0001597265 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,762.7755

Read SEC document
October 27, 2019 Filed Oct 30, 2019 00:06 UTC
Wuamett JenniferEVP & General Counsel
Exercise / conversionCommon Stock 2,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000042 · wf-form4_157239395581859.xml · nonDerivative · entry 3

Wuamett Jennifer · CIK 0001597265 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,752.7755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
October 27, 2019 Filed Oct 30, 2019 00:01 UTC
Sievers KurtPresident
Exercise / conversionRestricted Stock Unit · Derivative 11,775 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000040 · wf-form4_157239365956411.xml · derivative · entry 6

Sievers Kurt · CIK 0001733808 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,775 shares

Expires 2019-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/27/2016 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 27, 2019 Filed Oct 30, 2019 00:01 UTC
Sievers KurtPresident
Tax withholdingCommon Stock 6,068 $105.86 $642,358.48
Disclosure

SEC source: 0001413447-19-000040 · wf-form4_157239365956411.xml · nonDerivative · entry 4

Sievers Kurt · CIK 0001733808 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,264.3363

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October 27, 2019 Filed Oct 30, 2019 00:01 UTC
Sievers KurtPresident
Exercise / conversionCommon Stock 11,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000040 · wf-form4_157239365956411.xml · nonDerivative · entry 3

Sievers Kurt · CIK 0001733808 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,332.3363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

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October 27, 2019 Filed Oct 30, 2019 00:00 UTC
KELLY PETEREVP & CFO
Exercise / conversionRestricted Stock Unit · Derivative 10,093 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000039 · wf-form4_157239358333366.xml · derivative · entry 7

KELLY PETER · CIK 0001222713 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,093 shares

Expires 2019-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/27/2016 grant date (subject to the terms of the reporting person's award agreement).

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October 27, 2019 Filed Oct 30, 2019 00:00 UTC
KELLY PETEREVP & CFO
Tax withholdingCommon Stock 4,179 $105.86 $442,388.94
Disclosure

SEC source: 0001413447-19-000039 · wf-form4_157239358333366.xml · nonDerivative · entry 4

KELLY PETER · CIK 0001222713 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,515

Read SEC document
October 27, 2019 Filed Oct 30, 2019 00:00 UTC
KELLY PETEREVP & CFO
Exercise / conversionCommon Stock 10,093 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000039 · wf-form4_157239358333366.xml · nonDerivative · entry 3

KELLY PETER · CIK 0001222713 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
October 27, 2019 Filed Oct 29, 2019 23:58 UTC
CLEMMER RICHARD LDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 42,054 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000038 · wf-form4_157239346275331.xml · derivative · entry 6

CLEMMER RICHARD L · CIK 0001222781 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,054 shares

Expires 2019-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/27/2016 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 27, 2019 Filed Oct 29, 2019 23:58 UTC
CLEMMER RICHARD LDirector · CEO
Exercise / conversionCommon Stock 42,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000038 · wf-form4_157239346275331.xml · nonDerivative · entry 2

CLEMMER RICHARD L · CIK 0001222781 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,777.7079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
October 27, 2019 Filed Oct 29, 2019 23:56 UTC
David ReedEVP Technology & Operations
Exercise / conversionRestricted Stock Unit · Derivative 7,738 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000037 · wf-form4_157239321041051.xml · derivative · entry 6

David Reed · CIK 0001561621 · EVP Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,738 shares

Expires 2019-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/27/2016 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 27, 2019 Filed Oct 29, 2019 23:56 UTC
David ReedEVP Technology & Operations
Tax withholdingCommon Stock 3,045 $105.86 $322,343.70
Disclosure

SEC source: 0001413447-19-000037 · wf-form4_157239321041051.xml · nonDerivative · entry 4

David Reed · CIK 0001561621 · EVP Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,379.051

Read SEC document
October 27, 2019 Filed Oct 29, 2019 23:56 UTC
David ReedEVP Technology & Operations
Exercise / conversionCommon Stock 7,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000037 · wf-form4_157239321041051.xml · nonDerivative · entry 3

David Reed · CIK 0001561621 · EVP Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,424.051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
October 26, 2019 Filed Oct 29, 2019 20:05 UTC
Owen StephenEVP Sales & Marketing
Exercise / conversionRestricted Stock Unit · Derivative 6,970 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000041 · wf-form4_157239384431038.xml · derivative · entry 5

Owen Stephen · CIK 0001733629 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,970

Underlying: Common Stock · 6,970 shares

Expires 2020-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/26/2017 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 26, 2019 Filed Oct 29, 2019 20:05 UTC
Owen StephenEVP Sales & Marketing
Tax withholdingCommon Stock 3,607 $105.86 $381,837.02
Disclosure

SEC source: 0001413447-19-000041 · wf-form4_157239384431038.xml · nonDerivative · entry 2

Owen Stephen · CIK 0001733629 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,002

Read SEC document
October 26, 2019 Filed Oct 29, 2019 20:05 UTC
Owen StephenEVP Sales & Marketing
Exercise / conversionCommon Stock 6,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000041 · wf-form4_157239384431038.xml · nonDerivative · entry 1

Owen Stephen · CIK 0001733629 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document
October 26, 2019 Filed Oct 30, 2019 00:06 UTC
Wuamett JenniferEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 1,364 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000042 · wf-form4_157239395581859.xml · derivative · entry 5

Wuamett Jennifer · CIK 0001597265 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364

Underlying: Common Stock · 1,364 shares

Expires 2020-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/26/2017 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
October 26, 2019 Filed Oct 30, 2019 00:06 UTC
Wuamett JenniferEVP & General Counsel
Tax withholdingCommon Stock 537 $105.86 $56,846.82
Disclosure

SEC source: 0001413447-19-000042 · wf-form4_157239395581859.xml · nonDerivative · entry 2

Wuamett Jennifer · CIK 0001597265 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892.7755

Read SEC document
October 26, 2019 Filed Oct 30, 2019 00:06 UTC
Wuamett JenniferEVP & General Counsel
Exercise / conversionCommon Stock 1,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000042 · wf-form4_157239395581859.xml · nonDerivative · entry 1

Wuamett Jennifer · CIK 0001597265 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,429.7755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.