Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTABA INC.YHOO · Entity 13268 | Chief Financial Officer | June 06, 2017 | June 08, 2017 |
| C3.ai, Inc.AI · Entity 2413 | Director | June 26, 2025 | June 30, 2025 |
| Fortinet, Inc.FTNT · Entity 2890 | Director | September 30, 2026 | October 02, 2026 |
| GoPro, Inc.GPRO · Entity 6232 | Director | June 04, 2024 | June 06, 2024 |
| Kodiak AI, Inc.KDK · Entity 5204 | Director | June 12, 2026 | June 16, 2026 |
| RingCentral, Inc.RNG · Entity 2299 | Director | January 02, 2026 | January 05, 2026 |
| TRINET GROUP, INC.TNET · Entity 4202 | Director | May 01, 2020 | May 05, 2020 |
| WEALTHFRONT CORPWLTH · Entity 4762 | Director | September 10, 2026 | September 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTABA INC.
Report date June 06, 2017 · Filed June 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 552,495 |
Ending reported balance
After 2017-06-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-06 · Tax withholding · Disposed 376 · Balance 554,096 F1: Represents shares withheld by Yahoo! Inc. ("Company") to satisfy tax withholding obligations in connection with the vesting of 720 restricted stock units granted to the reporting person on March 6, 2015. Row 2 · 2017-06-07 · Tax withholding · Disposed 1,601 · Balance 552,495 F2: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,068 restricted stock units granted to the reporting person on March 7, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by Yahoo! Inc. ("Company") to satisfy tax withholding obligations in connection with the vesting of 720 restricted stock units granted to the reporting person on March 6, 2015.
F2: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,068 restricted stock units granted to the reporting person on March 7, 2016.
C3.ai, Inc.
Report date June 26, 2025 · Filed June 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.72 · Expires 2035-06-25 | Direct | 54,722 |
Reported balance
After 2025-06-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-06-26 · Grant · Acquired 54,722 · Balance 54,722 F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing after June 26, 2025 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. |
Filing footnotes · ownership attribution and instrument terms
F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing after June 26, 2025 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
Fortinet, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,928 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Exercise / conversion · Acquired 459 · Balance 23,928 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,377 |
Reported balance
After 2026-09-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-30 · Exercise / conversion · Disposed 459 · Balance 1,377 F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. F5: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F6: RSUs do not expire; they either vest or are canceled prior to vest date. |
| Common StockSEC Table I · non-derivative | IndirectBy Goldman-Valeriote Family Trust u/a/d 11/15/95 | 19,250 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,250 F2: The Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy GV Partners L.P. | 1,000 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 F3: GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.
F2: The Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.
F3: GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member.
F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.
F5: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.
F6: RSUs do not expire; they either vest or are canceled prior to vest date.
GoPro, Inc.
Report date June 04, 2024 · Filed June 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 86,660 |
Reported balance
After 2024-06-04 transaction · row 1
1 source rowRow 1 · 2024-06-04 · Grant · Acquired 80,992 · Balance 86,660 F1: Represents an award of restricted stock units that will vest 25% on each of September 4, 2024, December 4, 2024, March 4, 2025, and upon the earlier of (i) the date of the Issuer's 2025 annual stockholder meeting or (ii) June 4, 2025, subject to the Reporting Person's continuous service. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Goldman-Valeriote Family Trust UAD 11/15/95 | 214,750 |
Reported balance
Holding disclosure · report date 2024-06-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 214,750 F2: Mr. Goldman and spouse are the co-trustees of the Goldman-Valeriote Family Trust UAD 11/15/95. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units that will vest 25% on each of September 4, 2024, December 4, 2024, March 4, 2025, and upon the earlier of (i) the date of the Issuer's 2025 annual stockholder meeting or (ii) June 4, 2025, subject to the Reporting Person's continuous service.
F2: Mr. Goldman and spouse are the co-trustees of the Goldman-Valeriote Family Trust UAD 11/15/95.
Kodiak AI, Inc.
Report date June 12, 2026 · Filed June 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,758 |
Reported balance
After 2026-06-12 transaction · row 1
1 source rowRow 1 · 2026-06-12 · Grant · Acquired 31,758 · Balance 31,758 F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest on the earlier of the twelve-month anniversary of June 12, 2026 or the day before the next annual stockholder meeting, subject to the Reporting Person continuing to be a Service Provider through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest on the earlier of the twelve-month anniversary of June 12, 2026 or the day before the next annual stockholder meeting, subject to the Reporting Person continuing to be a Service Provider through such date.
RingCentral, Inc.
Report date January 02, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 43,959 |
Reported balance
After 2026-01-02 transaction · row 1
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 10,118 · Balance 43,959 F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period commencing on January 2, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period commencing on January 2, 2026.
TRINET GROUP, INC.
Report date May 01, 2020 · Filed May 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 82,245 |
Last balance in matching sequence
After 2020-05-05 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-05-01 · Sale · Disposed 2,400 · Balance 84,681 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.08, inclusive. The Reporting Person undertakes to provide to TriNet Group, Inc., any security holder of TriNet Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2: Shares held directly by the Goldman-Valeriote Family Trust (the "Trust"). The Reporting Person and his spouse serve as trustees and beneficiaries of the Trust. Row 2 · 2020-05-05 · Sale · Disposed 2,436 · Balance 82,245 F2: Shares held directly by the Goldman-Valeriote Family Trust (the "Trust"). The Reporting Person and his spouse serve as trustees and beneficiaries of the Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 32,670 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 32,670 F3: Shares held directly by the Kenneth A. Goldman GRAT (the "Goldman GRAT"). The Reporting Person serves as the trustee of the Goldman GRAT. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 32,670 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 32,670 F4: Shares held directly by the Susan Valeriote GRAT (the "Valeriote GRAT"). The Reporting Person's spouse serves as the trustee of the Valeriote GRAT. |
| Common StockSEC Table I · non-derivative | Direct | 5,773 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,773 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.08, inclusive. The Reporting Person undertakes to provide to TriNet Group, Inc., any security holder of TriNet Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: Shares held directly by the Goldman-Valeriote Family Trust (the "Trust"). The Reporting Person and his spouse serve as trustees and beneficiaries of the Trust.
F3: Shares held directly by the Kenneth A. Goldman GRAT (the "Goldman GRAT"). The Reporting Person serves as the trustee of the Goldman GRAT.
F4: Shares held directly by the Susan Valeriote GRAT (the "Valeriote GRAT"). The Reporting Person's spouse serves as the trustee of the Valeriote GRAT.
WEALTHFRONT CORP
Report date September 10, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,655 |
Reported balance
After 2026-09-10 transaction · row 1
1 source rowRow 1 · 2026-09-10 · Sale · Disposed 10,000 · Balance 49,655 F1: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Goldman-Valeriote Family Trust | 48,359 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 48,359 F2: The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.
F2: The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NXP Semiconductors N.V.
Report date June 01, 2022 · Filed June 02, 2022
Section 16 reporting ended · disclosed 2022-06-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,342 |
Ending reported balance
After 2022-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-06-01 · Exercise / conversion · Acquired 1,090 · Balance 4,882 F1: This reporting person retired from the Board at the expiration of his term at the June 1, 2022 Annual General Meeting. Row 2 · 2022-06-01 · Tax withholding · Disposed 540 · Balance 4,342 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-06-01 · Exercise / conversion · Disposed 1,090 · Balance 0 F2: Each Restricted Stock Unit represents the conditional right to receive one share of common stock. F3: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 11/2/2021 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 3,000 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 12,448 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,448 |
Filing footnotes · ownership attribution and instrument terms
F1: This reporting person retired from the Board at the expiration of his term at the June 1, 2022 Annual General Meeting.
F2: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.
F3: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 11/2/2021 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.
ZUORA INC
Report date February 14, 2025 · Filed February 14, 2025
Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-14 transaction · row 1
1 source rowRow 1 · 2025-02-14 · Disposition to issuer · Disposed 50,806 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive a cash payment equal to product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Goldman-Valeriote Family Trust u/a/d 11/15/95 | 0 |
Reported balance
After 2025-02-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-14 · Disposition to issuer · Disposed 30,058 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F3: Reporting Person is a trustee of the Goldman-Valeriote Family Trust u/a/d 11/15/95 (the "Trust") and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-14 · Disposition to issuer · Disposed 49,026 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GV Partners L.P. | 0 |
Reported balance
After 2025-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-14 · Disposition to issuer · Disposed 100,000 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F4: GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member. |
| Stock Option (Right to buy Class B Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $3.24 | Direct | 0 |
Reported balance
After 2025-02-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-02-14 · Disposition to issuer · Disposed 75,000 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, Company Stock Options, whether or not vested and exercisable, outstanding immediately prior to the Effective Time, with a per share exercise price that is less than the Merger Consideration were automatically canceled and converted into the right to receive a cash payment equal to the product obtained by multiplying the excess of the Merger Consideration over the per share exercise price of such Company Stock Options by the number of shares of Common Stock issuable upon exercise of such Company Stock Option immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration").
F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive a cash payment equal to product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.
F3: Reporting Person is a trustee of the Goldman-Valeriote Family Trust u/a/d 11/15/95 (the "Trust") and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.
F4: GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member.
F5: Pursuant to the Merger Agreement, at the Effective Time, Company Stock Options, whether or not vested and exercisable, outstanding immediately prior to the Effective Time, with a per share exercise price that is less than the Merger Consideration were automatically canceled and converted into the right to receive a cash payment equal to the product obtained by multiplying the excess of the Merger Consideration over the per share exercise price of such Company Stock Options by the number of shares of Common Stock issuable upon exercise of such Company Stock Option immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 03:57 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000020 · form4-10012026_111042.xml · derivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,377 Underlying: Common Stock · 459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| September 30, 2026 Filed Oct 2, 2026 03:57 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 459 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000020 · form4-10012026_111042.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. Read SEC document |
| September 10, 2026 Filed Sep 11, 2026 20:22 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | SaleCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001218470-26-000018 · form4-09112026_080959.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,655 F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026. Read SEC document |
| August 12, 2026 Filed Aug 13, 2026 21:11 UTC | Fortinet, Inc. FTNT · Entity 2890 | GrantRestricted Stock Units · Derivative | 1,836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000016 · form4-08132026_090832.xml · derivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,836 Underlying: Common Stock · 1,836 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement. F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date Read SEC document |
| June 23, 2026 Filed Jun 25, 2026 20:14 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | GrantRestricted Stock Units · Derivative | 19,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000014 · form4-06252026_080626.xml · derivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,446 Underlying: Common Stock · 19,446 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. F2 · derivative.exercise_date: The entire award shall vest on the earlier to occur of: (i) the date of the next annual meeting of the Issuer's stockholders and (ii) the first anniversary of the grant date, in each case subject to the reporting person's continuous service through such date. F3 · derivative.expiration_date: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document |
| June 12, 2026 Filed Jun 16, 2026 20:35 UTC | Kodiak AI, Inc. KDK · Entity 5204 | GrantCommon Stock | 31,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000012 · form4-06162026_080641.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,758 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest on the earlier of the twelve-month anniversary of June 12, 2026 or the day before the next annual stockholder meeting, subject to the Reporting Person continuing to be a Service Provider through such date. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 21:33 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 650 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000010 · form4-06122026_090655.xml · derivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025. F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 21:33 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000010 · form4-06122026_090655.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025. Read SEC document |
| May 19, 2026 Filed May 20, 2026 22:21 UTC | Fortinet, Inc. FTNT · Entity 2890 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000008 · form4-05202026_100509.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Goldman-Valeriote Family Trust u/a/d 11/15/95 Disclosed balance after: 19,250 F1 · ownership.nature: The Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 22:45 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000006 · form4-04012026_100445.xml · derivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650 Underlying: Common Stock · 649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025. F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 22:45 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000006 · form4-04012026_100445.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:13 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionRestricted Stock Units · Derivative | 17,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000004 · form4-03172026_090343.xml · derivative · entry 3 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,007 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The award vests in full on March 15, 2026, subject to the reporting person's continued service to the Issuer on the vesting date. F4 · derivative.expiration_date: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:13 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionCommon Stock | 17,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000004 · form4-03172026_090343.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 21:30 UTC | RingCentral, Inc. RNG · Entity 2299 | GrantClass A Common Stock | 10,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-26-000002 · form4-01052026_040109.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,959 F1 · shares: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period commencing on January 2, 2026. Read SEC document |
| December 31, 2025 Filed Jan 1, 2026 01:01 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000014 · form4-01012026_010135.xml · derivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,299 Underlying: Common Stock · 649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025. F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date Read SEC document |
| December 31, 2025 Filed Jan 1, 2026 01:01 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000014 · form4-01012026_010135.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries C Preferred Stock · Derivative | 53,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · derivative · entry 13 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Goldman-Valeriote Family Trust Disclosed balance after: 0 Underlying: Common Stock · 53,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date. F3 · price: Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date. F3 · derivative.exercise_date: Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date. F3 · derivative.expiration_date: Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date. F2 · ownership.nature: The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionCommon Stock | 53,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · nonDerivative · entry 7 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Goldman-Valeriote Family Trust Disclosed balance after: 48,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date. F2 · ownership.nature: The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionRestricted Stock Units · Derivative | 15,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · derivative · entry 12 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. F11 · derivative.exercise_date: The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, February 21, 2024. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO. F8 · derivative.expiration_date: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionRestricted Stock Units · Derivative | 30,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · derivative · entry 11 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. F10 · derivative.exercise_date: The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, January 25, 2023. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO. F8 · derivative.expiration_date: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionRestricted Stock Units · Derivative | 27,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · derivative · entry 10 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. F9 · derivative.exercise_date: The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO. F8 · derivative.expiration_date: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionRestricted Stock Units · Derivative | 6,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · derivative · entry 9 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. F7 · derivative.exercise_date: The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award was settled for shares of the Issuer's Common Stock in connection with the IPO. F8 · derivative.expiration_date: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | SaleCommon Stock | 5,373 | $14.00 | $75,222.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · nonDerivative · entry 6 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Goldman-Valeriote Family Trust Disclosed balance after: 0 F1 · kind: The reported sale transaction represents the reporting person's participation in the Issuer's secondary offering, which occurred in conjunction with the IPO. F2 · ownership.nature: The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | SaleCommon Stock | 38,071 | $14.00 | $532,994.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · nonDerivative · entry 5 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,648 F1 · kind: The reported sale transaction represents the reporting person's participation in the Issuer's secondary offering, which occurred in conjunction with the IPO. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionCommon Stock | 15,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · nonDerivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionCommon Stock | 30,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · nonDerivative · entry 3 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionCommon Stock | 27,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · nonDerivative · entry 2 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | Exercise / conversionCommon Stock | 6,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:13 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000009 · form4-10022025_081054.xml · derivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,948 Underlying: Common Stock · 649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025. F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:13 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000009 · form4-10022025_081054.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025. Read SEC document |
| September 24, 2025 Filed Sep 25, 2025 01:52 UTC | Kodiak AI, Inc. KDK · Entity 5204 | GrantRestricted Stock Units · Derivative | 183,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000006 · form4-09252025_010915.xml · derivative · entry 2 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,095 Underlying: Common Stock · 183,095 shares Expires not disclosed F4 · derivative.exercise_price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: The RSUs are subject to both (1) a performance-based vesting condition which will be satisfied as to 1/3rd of the RSUs if the Issuer's Common Stock achieves a price per share, for any period of 20 trading days out of 30 consecutive trading days occurring prior to the earlier of (i) September 24, 2029, or (ii) a change of control, that equals or exceeds the following thresholds, respectively: $18.00, $23.00 and $28.00 and (2) a service-based vesting condition, satisfied on substantially the same terms as the option vesting schedule described in footnote (2) above. F5 · derivative.expiration_date: The RSUs are subject to both (1) a performance-based vesting condition which will be satisfied as to 1/3rd of the RSUs if the Issuer's Common Stock achieves a price per share, for any period of 20 trading days out of 30 consecutive trading days occurring prior to the earlier of (i) September 24, 2029, or (ii) a change of control, that equals or exceeds the following thresholds, respectively: $18.00, $23.00 and $28.00 and (2) a service-based vesting condition, satisfied on substantially the same terms as the option vesting schedule described in footnote (2) above. Read SEC document |
| September 24, 2025 Filed Sep 25, 2025 01:52 UTC | Kodiak AI, Inc. KDK · Entity 5204 | GrantStock Option (Right to buy) · Derivative | 183,095 | Not disclosed Strike: $6.84 | Not disclosed |
DisclosureSEC source: 0001218470-25-000006 · form4-09252025_010915.xml · derivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,095 Underlying: Common Stock · 183,095 shares Expires 2035-05-26 F1 · kind: Consists of securities acquired in connection with the transactions consummated on September 24, 2025 pursuant to that certain Business Combination Agreement, dated April 14, 2025 (the "Business Combination Agreement"), by and among Kodiak AI, Inc. (f/k/a Ares Acquisition Corporation II) (the "Issuer"), AAC II Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Kodiak Robotics, Inc. ("Legacy Kodiak"), pursuant to which Merger Sub merged with and into Legacy Kodiak, with Legacy Kodiak as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination"). F3 · price: In connection with the closing of the Business Combination, each share of Legacy Kodiak common stock ("Legacy Kodiak Common Stock"), issued and outstanding immediately prior to the effective time of the merger was, pursuant to the Business Combination Agreement, canceled and converted into the right to receive a number of shares of Common Stock of the Issuer (the ratio of such conversion, the "Common Stock Exchange Ratio"). Each outstanding option to purchase shares of Legacy Kodiak Common Stock, whether vested or unvested, was exchanged for a comparable option to purchase that number of shares of Common Stock of the Issuer based on the Common Stock Exchange Ratio. The exercise price for each such option was also accordingly adjusted based on the Common Stock Exchange Ratio. F2 · derivative.exercise_date: 1/3rd of the shares subject to the option vest on May 5, 2026 and 1/36th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| September 24, 2025 Filed Sep 27, 2025 01:56 UTC Amendment | Kodiak AI, Inc. KDK · Entity 5204 | GrantRestricted Stock Units · Derivative | 62,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001218470-25-000007 · form4a-09272025_010917.xml · derivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,901 Underlying: Common Stock · 62,901 shares Expires not disclosed F1 · derivative.exercise_price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. F2 · shares: The original Form 4 filed September 24, 2025 (the "Original Form 4") erroneously reported the grant of 183,095 RSUs. The number of RSUs actually granted was 62,901. F3 · derivative.exercise_date: The RSUs are subject to both (1) a performance-based vesting condition which will be satisfied as to 1/3rd of the RSUs if the Issuer's Common Stock achieves a price per share, for any period of 20 trading days out of 30 consecutive trading days occurring prior to the earlier of (i) September 24, 2029, or (ii) a change of control, that equals or exceeds the following thresholds, respectively: $18.00, $23.00 and $28.00 and (2) a service-based vesting condition, satisfied on substantially the same terms as the option vesting schedule described in footnote (2) of the Original Form 4. F3 · derivative.expiration_date: The RSUs are subject to both (1) a performance-based vesting condition which will be satisfied as to 1/3rd of the RSUs if the Issuer's Common Stock achieves a price per share, for any period of 20 trading days out of 30 consecutive trading days occurring prior to the earlier of (i) September 24, 2029, or (ii) a change of control, that equals or exceeds the following thresholds, respectively: $18.00, $23.00 and $28.00 and (2) a service-based vesting condition, satisfied on substantially the same terms as the option vesting schedule described in footnote (2) of the Original Form 4. Read SEC document |
| August 20, 2025 Filed Aug 21, 2025 20:57 UTC | Fortinet, Inc. FTNT · Entity 2890 | GrantRestricted Stock Units · Derivative | 2,597 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-022630 · form4-08212025_080849.xml · derivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,597 Underlying: Common Stock · 2,597 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement. F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date Read SEC document |
| July 17, 2025 Filed Dec 16, 2025 01:35 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | GiftSeries C Preferred Stock · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218470-25-000012 · form4-12162025_011255.xml · derivative · entry 8 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Goldman-Valeriote Family Trust Disclosed balance after: 53,732 Underlying: Common Stock · 25,000 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date. F4 · date: The transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the IPO, and the transaction is reported herein pursuant to Rule 16a-2(a). F5 · kind: The reported transaction represents a gift, for no consideration, which is exempt pursuant to Rule 16b-5. F3 · price: Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date. F3 · derivative.exercise_date: Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date. F3 · derivative.expiration_date: Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date. F2 · ownership.nature: The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee. Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 23:45 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 54,722 | $0.00 Strike: $24.72 | $0.00 |
DisclosureSEC source: 0001415889-25-018569 · form4-06302025_110639.xml · derivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,722 Underlying: Class A Common Stock · 54,722 shares Expires 2035-06-25 F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing after June 26, 2025 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 20:30 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 1,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-017201 · form4-06132025_080630.xml · derivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024. F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2024, December 31, 2024, March 31, 2025, and the earlier of (i) June 30, 2025 and (ii) the date immediately preceding the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 20:30 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 1,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-017201 · form4-06132025_080630.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024. Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 20:05 UTC | RingCentral, Inc. RNG · Entity 2299 | GrantClass A Common Stock | 5,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-015367 · form4-06032025_040616.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,841 F1 · shares: Represents Restricted Stock Units that will vest in two equal installments on October 1, 2025 and January 1, 2026. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 20:13 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 1,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009363 · form4-04012025_080436.xml · derivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,130 Underlying: Common Stock · 1,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024. F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2024, December 31, 2024, March 31, 2025, and the earlier of (i) June 30, 2025 and (ii) the date immediately preceding the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 20:13 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 1,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009363 · form4-04012025_080436.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024. Read SEC document |
| March 12, 2025 Filed Mar 12, 2025 23:33 UTC | Fortinet, Inc. FTNT · Entity 2890 | SaleCommon Stock | 2,000 | $100.00 | $200,000.00 |
DisclosureSEC source: 0001415889-25-007913 · form4-03122025_110358.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,612 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2024. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 00:27 UTC | Fortinet, Inc. FTNT · Entity 2890 | SaleCommon Stock | 1,000 | $99.32 | $99,320.00 |
DisclosureSEC source: 0001415889-25-007742 · form4-03122025_120327.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,612 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2024. Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 16:05 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuerStock Option (Right to buy Class B Common Stock) · Derivative | 75,000 | Not disclosed Strike: $3.24 | Not disclosed |
DisclosureSEC source: 0001140361-25-004771 · form4.xml · derivative · entry 5 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 75,000 shares Expires not disclosed F5 · kind: Pursuant to the Merger Agreement, at the Effective Time, Company Stock Options, whether or not vested and exercisable, outstanding immediately prior to the Effective Time, with a per share exercise price that is less than the Merger Consideration were automatically canceled and converted into the right to receive a cash payment equal to the product obtained by multiplying the excess of the Merger Consideration over the per share exercise price of such Company Stock Options by the number of shares of Common Stock issuable upon exercise of such Company Stock Option immediately prior to the Effective Time. F5 · price: Pursuant to the Merger Agreement, at the Effective Time, Company Stock Options, whether or not vested and exercisable, outstanding immediately prior to the Effective Time, with a per share exercise price that is less than the Merger Consideration were automatically canceled and converted into the right to receive a cash payment equal to the product obtained by multiplying the excess of the Merger Consideration over the per share exercise price of such Company Stock Options by the number of shares of Common Stock issuable upon exercise of such Company Stock Option immediately prior to the Effective Time. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, Company Stock Options, whether or not vested and exercisable, outstanding immediately prior to the Effective Time, with a per share exercise price that is less than the Merger Consideration were automatically canceled and converted into the right to receive a cash payment equal to the product obtained by multiplying the excess of the Merger Consideration over the per share exercise price of such Company Stock Options by the number of shares of Common Stock issuable upon exercise of such Company Stock Option immediately prior to the Effective Time. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, Company Stock Options, whether or not vested and exercisable, outstanding immediately prior to the Effective Time, with a per share exercise price that is less than the Merger Consideration were automatically canceled and converted into the right to receive a cash payment equal to the product obtained by multiplying the excess of the Merger Consideration over the per share exercise price of such Company Stock Options by the number of shares of Common Stock issuable upon exercise of such Company Stock Option immediately prior to the Effective Time. Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 16:05 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuerClass B Common Stock · Derivative | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001140361-25-004771 · form4.xml · derivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GV Partners L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F1 · derivative.exercise_date: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F1 · derivative.expiration_date: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F4 · ownership.nature: GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member. Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 16:05 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuerClass B Common Stock · Derivative | 49,026 | $10.00 | $490,260.00 |
DisclosureSEC source: 0001140361-25-004771 · form4.xml · derivative · entry 3 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 49,026 shares Expires not disclosed F1 · derivative.exercise_price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F1 · derivative.exercise_date: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F1 · derivative.expiration_date: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 16:05 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuerClass A Common Stock | 30,058 | $10.00 | $300,580.00 |
DisclosureSEC source: 0001140361-25-004771 · form4.xml · nonDerivative · entry 2 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Goldman-Valeriote Family Trust u/a/d 11/15/95 Disclosed balance after: 0 F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F3 · ownership.nature: Reporting Person is a trustee of the Goldman-Valeriote Family Trust u/a/d 11/15/95 (the "Trust") and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 16:05 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuerClass A Common Stock | 50,806 | $10.00 | $508,060.00 |
DisclosureSEC source: 0001140361-25-004771 · form4.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). F2 · shares: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive a cash payment equal to product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions. F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration"). Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:46 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 1,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000133 · form4-01022025_090148.xml · derivative · entry 4 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,260 Underlying: Common Stock · 1,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024. F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2024, December 31, 2024, March 31, 2025, and the earlier of (i) June 30, 2025 and (ii) the date immediately preceding the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:46 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 1,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000133 · form4-01022025_090148.xml · nonDerivative · entry 1 GOLDMAN KENNETH A · CIK 0001218470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.