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Nasdaq · USD

NXGL

NEXGEL, INC.

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Tapewire entity
8400
SEC CIK
0001468929
Parsed reports
111

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202606
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 23, 2026 Filed Jul 29, 2026 21:25 UTC
Levy Adam R.Director · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 160,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001493152-26-035261 · ownership.xml · derivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2031-07-23

F1 · derivative.exercise_date: The option becomes exercisable as to 40,000 shares on December 31, 2026, and as to the remaining 120,000 shares in 36 equal monthly installments of 3,334 shares (with rounding adjustments) beginning January 31, 2027, in each case subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. In the event of a Change in Control (as defined in the Reporting Person's Executive Employment Agreement with the Issuer, dated July 23, 2026), any unvested portion of the option will accelerate and become immediately exercisable in full.

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June 23, 2026 Filed Jun 23, 2026 23:51 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 5,000 $0.59 $2,966.50
Disclosure

SEC source: 0001493152-26-029843 · ownership.xml · nonDerivative · entry 2

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,692

F2 · price: Represents the weighted average of open market sale transactions ranging from $0.5811 to $0.6014 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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June 18, 2026 Filed Jun 23, 2026 23:51 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 6,000 $0.59 $3,552.60
Disclosure

SEC source: 0001493152-26-029843 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,692

F1 · price: Represents the weighted average of open market sale transactions ranging from $0.5851 to $0.5956 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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June 11, 2026 Filed Jun 15, 2026 21:39 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 3,000 $0.61 $1,840.80
Disclosure

SEC source: 0001493152-26-028749 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,692

F1 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.6136 per share.

Read SEC document
June 08, 2026 Filed Jun 9, 2026 23:17 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 3,000 $0.55 $1,641.00
Disclosure

SEC source: 0001493152-26-028008 · ownership.xml · nonDerivative · entry 2

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,692

F2 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.5470 per share.

Read SEC document
June 04, 2026 Filed Jun 9, 2026 23:17 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 3,000 $0.59 $1,780.80
Disclosure

SEC source: 0001493152-26-028008 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,692

F1 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.5936 per share.

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June 01, 2026 Filed Jun 3, 2026 22:53 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 2,000 $0.59 $1,171.80
Disclosure

SEC source: 0001493152-26-027165 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,692

F1 · price: The Reporting Person sold all 2,000 shares of common stock in the open market at a price of $0.5859 per share.

Read SEC document
May 29, 2026 Filed May 30, 2026 00:03 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 3,000 $0.60 $1,800.90
Disclosure

SEC source: 0001493152-26-026478 · ownership.xml · nonDerivative · entry 3

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,692

F3 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.6003 per share.

Read SEC document
May 28, 2026 Filed May 30, 2026 00:03 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 7,000 $0.61 $4,240.60
Disclosure

SEC source: 0001493152-26-026478 · ownership.xml · nonDerivative · entry 2

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,692

F2 · price: Represents the weighted average of open market sale transactions ranging from $0.5958 to $0.6133 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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May 27, 2026 Filed May 30, 2026 00:03 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 3,000 $0.60 $1,792.50
Disclosure

SEC source: 0001493152-26-026478 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,692

F1 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.5975 per share.

Read SEC document
May 14, 2026 Filed May 19, 2026 00:04 UTC PurchaseWarrant to Purchase Common Stock (the "Warrant") · Derivative 20,834 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001493152-26-024298 · ownership.xml · derivative · entry 2

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Common Stock · 20,834 shares

Expires 2031-05-14

F1 · security: Reflects the issuance to the Reporting Person of (i) a Convertible Promissory Note in the original principal amount of $25,000 (the "Note") and (ii) a Warrant to Purchase Common Stock for 20,834 shares of the Issuer's common stock (the "Common Stock") (the "Warrant"). The Note is convertible into up to 41,667 shares of Common Stock at an initial conversion price of $0.60 per share, and the Warrant is exercisable for 20,834 shares of Common Stock at an initial exercise price of $0.80 per share. The Note is convertible, and the Warrant is exercisable, at any time at the option of the holder, subject to (i) a beneficial-ownership limitation that prevents conversion or exercise to the extent the holder, together with its affiliates, would beneficially own more than 4.99% of the outstanding shares of Common Stock after such conversion or exercise, and (ii) certain other limitations set forth in the Note and Warrant.

F2 · security: The Warrant was issued to the Reporting Person in connection with, and as part of the consideration for, the Reporting Person's purchase of the Note, for no additional consideration beyond the Note purchase price.

F2 · price: The Warrant was issued to the Reporting Person in connection with, and as part of the consideration for, the Reporting Person's purchase of the Note, for no additional consideration beyond the Note purchase price.

Read SEC document
May 14, 2026 Filed May 19, 2026 00:04 UTC PurchaseConvertible Promissory Note (the "Note") · Derivative 41,667 $0.60 Strike: $0.60 $25,000.20
Disclosure

SEC source: 0001493152-26-024298 · ownership.xml · derivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2027-11-14

F1 · security: Reflects the issuance to the Reporting Person of (i) a Convertible Promissory Note in the original principal amount of $25,000 (the "Note") and (ii) a Warrant to Purchase Common Stock for 20,834 shares of the Issuer's common stock (the "Common Stock") (the "Warrant"). The Note is convertible into up to 41,667 shares of Common Stock at an initial conversion price of $0.60 per share, and the Warrant is exercisable for 20,834 shares of Common Stock at an initial exercise price of $0.80 per share. The Note is convertible, and the Warrant is exercisable, at any time at the option of the holder, subject to (i) a beneficial-ownership limitation that prevents conversion or exercise to the extent the holder, together with its affiliates, would beneficially own more than 4.99% of the outstanding shares of Common Stock after such conversion or exercise, and (ii) certain other limitations set forth in the Note and Warrant.

Read SEC document
May 14, 2026 Filed May 18, 2026 23:57 UTC
Levy Adam R.Director · Chief Executive Officer
PurchaseWarrant to Purchase Common Stock (the "Warrant") · Derivative 50,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001493152-26-024290 · ownership.xml · derivative · entry 2

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-05-14

F1 · security: Reflects the issuance to the Reporting Person of (i) a Convertible Promissory Note in the original principal amount of $60,000 (the "Note") and (ii) a Warrant to Purchase Common Stock for 50,000 shares of the Issuer's common stock (the "Common Stock") (the "Warrant").The Note is convertible into up to 100,000 shares of Common Stock at an initial conversion price of $0.60 per share, and the Warrant is exercisable for 50,000 shares of Common Stock at an initial exercise price of $0.80 per share. The Note is convertible, and the Warrant is exercisable, at any time at the option of the holder, subject to (i) a beneficial-ownership limitation that prevents conversion or exercise to the extent the holder, together with its affiliates, would beneficially own more than 4.99% of the outstanding shares of Common Stock after such conversion or exercise, and (ii) certain other limitations set forth in the Note and Warrant.

F2 · security: The Warrant was issued to the Reporting Person in connection with, and as part of the consideration for, the Reporting Person's purchase of the Note, for no additional consideration beyond the Note purchase price.

F2 · price: The Warrant was issued to the Reporting Person in connection with, and as part of the consideration for, the Reporting Person's purchase of the Note, for no additional consideration beyond the Note purchase price.

Read SEC document
May 14, 2026 Filed May 18, 2026 23:57 UTC
Levy Adam R.Director · Chief Executive Officer
PurchaseConvertible Promissory Note (the "Note") · Derivative 100,000 $0.60 Strike: $0.60 $60,000.00
Disclosure

SEC source: 0001493152-26-024290 · ownership.xml · derivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-11-14

F1 · security: Reflects the issuance to the Reporting Person of (i) a Convertible Promissory Note in the original principal amount of $60,000 (the "Note") and (ii) a Warrant to Purchase Common Stock for 50,000 shares of the Issuer's common stock (the "Common Stock") (the "Warrant").The Note is convertible into up to 100,000 shares of Common Stock at an initial conversion price of $0.60 per share, and the Warrant is exercisable for 50,000 shares of Common Stock at an initial exercise price of $0.80 per share. The Note is convertible, and the Warrant is exercisable, at any time at the option of the holder, subject to (i) a beneficial-ownership limitation that prevents conversion or exercise to the extent the holder, together with its affiliates, would beneficially own more than 4.99% of the outstanding shares of Common Stock after such conversion or exercise, and (ii) certain other limitations set forth in the Note and Warrant.

Read SEC document
May 11, 2026 Filed May 18, 2026 23:59 UTC PurchaseWarrant to Purchase Common Stock (the "Warrant") · Derivative 833,334 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001493152-26-024292 · ownership.xml · derivative · entry 2

Kieser Brian Joseph · CIK 0002133654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833,334

Underlying: Common Stock · 833,334 shares

Expires 2031-05-11

F1 · security: Reflects the issuance to the Reporting Person of (i) a Convertible Promissory Note in the original principal amount of $1,000,000 (the "Note") and (ii) a Warrant to Purchase Common Stock for 833,334 shares of the Issuer's common stock (the "Common Stock") (the "Warrant"). The Note is convertible into up to 1,666,667 shares of Common Stock at an initial conversion price of $0.60 per share, and the Warrant is exercisable for 833,334 shares of Common Stock at an initial exercise price of $0.80 per share. The Note is convertible, and the Warrant is exercisable, at any time at the option of the holder, subject to (i) a beneficial-ownership limitation that prevents conversion or exercise to the extent the holder, together with its affiliates, would beneficially own more than 4.99% of the outstanding shares of Common Stock after such conversion or exercise, and (ii) certain other limitations set forth in the Note and Warrant.

F2 · security: The Warrant was issued to the Reporting Person in connection with, and as part of the consideration for, the Reporting Person's purchase of the Note, for no additional consideration beyond the Note purchase price.

F2 · price: The Warrant was issued to the Reporting Person in connection with, and as part of the consideration for, the Reporting Person's purchase of the Note, for no additional consideration beyond the Note purchase price.

Read SEC document
May 11, 2026 Filed May 18, 2026 23:59 UTC PurchaseConvertible Promissory Note (the "Note") · Derivative 1,666,667 $0.60 Strike: $0.60 $1,000,000.20
Disclosure

SEC source: 0001493152-26-024292 · ownership.xml · derivative · entry 1

Kieser Brian Joseph · CIK 0002133654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,666,667

Underlying: Common Stock · 1,666,667 shares

Expires 2027-11-11

F1 · security: Reflects the issuance to the Reporting Person of (i) a Convertible Promissory Note in the original principal amount of $1,000,000 (the "Note") and (ii) a Warrant to Purchase Common Stock for 833,334 shares of the Issuer's common stock (the "Common Stock") (the "Warrant"). The Note is convertible into up to 1,666,667 shares of Common Stock at an initial conversion price of $0.60 per share, and the Warrant is exercisable for 833,334 shares of Common Stock at an initial exercise price of $0.80 per share. The Note is convertible, and the Warrant is exercisable, at any time at the option of the holder, subject to (i) a beneficial-ownership limitation that prevents conversion or exercise to the extent the holder, together with its affiliates, would beneficially own more than 4.99% of the outstanding shares of Common Stock after such conversion or exercise, and (ii) certain other limitations set forth in the Note and Warrant.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 13:47 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 4,000 $1.57 $6,286.40
Disclosure

SEC source: 0001493152-25-029231 · ownership.xml · nonDerivative · entry 2

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,692

F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019

F3 · price: Represents the weighted average of open market sale transactions ranging from $1.5668 to $1.5763 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 13:47 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 6,000 $1.61 $9,660.60
Disclosure

SEC source: 0001493152-25-029231 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,692

F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019

F2 · price: Represents the weighted average of open market sale transactions ranging from $1.6001 to $1.6200 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 06, 2025 Filed Nov 8, 2025 01:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 4,000 $2.52 $10,084.40
Disclosure

SEC source: 0001493152-25-021341 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 367,692

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019

F2 · price: Represents the weighted average of open market sale transactions ranging from $2.500 to $2.5500 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 00:00 UTC SaleCommon Stock 7,175 $2.55 $18,297.69
Disclosure

SEC source: 0001493152-25-017160 · ownership.xml · nonDerivative · entry 2

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,356

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan. The shares were originally purchased by the Reporting Person in the open market on March 1, 2024.

F3 · price: Represents the weighted average of open market sale transactions ranging from $2.5350 to $2.5700 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 00:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 2,400 $2.55 $6,119.28
Disclosure

SEC source: 0001493152-25-017159 · ownership.xml · nonDerivative · entry 2

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 371,692

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019

F3 · price: Represents the weighted average of open market sale transactions ranging from $2.500 to $2.6100 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
October 02, 2025 Filed Oct 7, 2025 00:00 UTC SaleCommon Stock 825 $2.50 $2,062.50
Disclosure

SEC source: 0001493152-25-017160 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,531

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan. The shares were originally purchased by the Reporting Person in the open market on March 1, 2024.

F2 · price: The Reporting Person sold all 825 shares of common stock in the open market at a price of $2.5000 per share.

Read SEC document
October 02, 2025 Filed Oct 7, 2025 00:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 1,600 $2.50 $4,000.00
Disclosure

SEC source: 0001493152-25-017159 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374,092

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019

F2 · price: The Reporting Person sold all 1,600 shares of common stock in the open market at a price of $2.5000 per share.

Read SEC document
September 25, 2025 Filed Sep 30, 2025 00:00 UTC SaleCommon Stock 7,697 $2.36 $18,148.76
Disclosure

SEC source: 0001493152-25-016090 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,356

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan. The shares were originally purchased by the Reporting Person in the open market on March 1, 2024.

F2 · price: Represents the weighted average of open market sale transactions ranging from $2.3500 to $2.3900 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 28, 2025 Filed Aug 30, 2025 00:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 4,000 $2.47 $9,896.40
Disclosure

SEC source: 0001641172-25-026097 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,284

F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019.

F2 · price: Represents the weighted average of open market sale transactions ranging from $2.4450 to $2.5000 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:00 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001641172-25-016993 · ownership.xml · derivative · entry 2

glassman steven mark · CIK 0001853617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a restricted stock unit granted pursuant to the Issuer's Plan for services as a member of the Issuer's Chairperson of the Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the restricted stock unit shall vest as follows: in equal 417 share amounts over the following continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025 (with 413 shares vesting month twelve due to rounding adjustments), subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the restricted stock unit shall accelerate in accordance with the terms of the Plan.

F2 · derivative.expiration_date: Represents a restricted stock unit granted pursuant to the Issuer's Plan for services as a member of the Issuer's Chairperson of the Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the restricted stock unit shall vest as follows: in equal 417 share amounts over the following continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025 (with 413 shares vesting month twelve due to rounding adjustments), subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the restricted stock unit shall accelerate in accordance with the terms of the Plan.

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June 25, 2025 Filed Jun 27, 2025 20:00 UTC GrantStock Option(Right to Buy) · Derivative 30,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001641172-25-016993 · ownership.xml · derivative · entry 1

glassman steven mark · CIK 0001853617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-25

F1 · derivative.exercise_date: Represents a stock option granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended (the "Plan"), for services as a member of the Issuer's Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the stock option shall vest as follows: in equal 2,500 share amounts over the continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025, subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the stock option shall accelerate in accordance with the terms of the Plan.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:00 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001641172-25-016990 · ownership.xml · derivative · entry 1

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-25

F1 · derivative.exercise_date: Represents a stock option granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended (the "Plan"), for services as a member of the Issuer's Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the stock option shall vest as follows: in equal 2,500 share amounts over the continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025, subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the stock option shall accelerate in accordance with the terms of the Plan.

Read SEC document
June 25, 2025 Filed Jun 28, 2025 00:00 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001641172-25-016992 · ownership.xml · derivative · entry 2

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a restricted stock unit granted pursuant to the Issuer's Plan for services as a member of the Issuer's Chairperson of the Audit Committee of the Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the restricted stock unit shall vest as follows: in equal 417 share amounts over the following continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025 (with 413 shares vesting month twelve due to rounding adjustments), subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the restricted stock unit shall accelerate in accordance with the terms of the Plan.

F2 · derivative.expiration_date: Represents a restricted stock unit granted pursuant to the Issuer's Plan for services as a member of the Issuer's Chairperson of the Audit Committee of the Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the restricted stock unit shall vest as follows: in equal 417 share amounts over the following continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025 (with 413 shares vesting month twelve due to rounding adjustments), subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the restricted stock unit shall accelerate in accordance with the terms of the Plan.

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June 25, 2025 Filed Jun 28, 2025 00:00 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001641172-25-016992 · ownership.xml · derivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-25

F1 · derivative.exercise_date: Represents a stock option granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended (the "Plan"), for services as a member of the Issuer's Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the stock option shall vest as follows: in equal 2,500 share amounts over the continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025, subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the stock option shall accelerate in accordance with the terms of the Plan.

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June 25, 2025 Filed Jun 28, 2025 00:00 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001641172-25-016991 · ownership.xml · derivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-25

F1 · derivative.exercise_date: Represents a stock option granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended (the "Plan"), for services as a member of the Issuer's Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the stock option shall vest as follows: in equal 2,500 share amounts over the continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025, subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the stock option shall accelerate in accordance with the terms of the Plan.

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June 13, 2025 Filed Jun 17, 2025 00:00 UTC SaleCommon Stock 3,000 $2.57 $7,704.30
Disclosure

SEC source: 0001641172-25-015315 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,053

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan. The shares were originally purchased by the Reporting Person in the open market on September 16, 2022.

F2 · price: Represents the weighted average of open market sale transactions ranging from $2.5000 to $2.7000 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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June 11, 2025 Filed Jun 12, 2025 00:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 2,000 $2.39 $4,780.00
Disclosure

SEC source: 0001641172-25-014764 · ownership.xml · nonDerivative · entry 2

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,284

F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019.

F3 · price: The Reporting Person sold all 2,000 shares of common stock in the open market at a price of $2.3900 per share.

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June 09, 2025 Filed Jun 12, 2025 00:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 2,000 $2.33 $4,659.00
Disclosure

SEC source: 0001641172-25-014764 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,284

F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019.

F2 · price: Represents the weighted average of open market sale transactions ranging from $2.3200 to $2.3390 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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June 05, 2025 Filed Jun 7, 2025 00:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 1,000 $2.32 $2,323.10
Disclosure

SEC source: 0001641172-25-014190 · ownership.xml · nonDerivative · entry 2

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,284

F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019.

F3 · price: The Reporting Person sold all 1,000 shares of common stock in the open market at a price of $2.3231 per share.

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June 04, 2025 Filed Jun 7, 2025 00:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 1,000 $2.29 $2,290.10
Disclosure

SEC source: 0001641172-25-014190 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,284

F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019.

F2 · price: The Reporting Person sold all 1,000 shares of common stock in the open market at a price of $2.2901 per share.

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May 30, 2025 Filed Jun 3, 2025 00:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 1,000 $2.22 $2,220.00
Disclosure

SEC source: 0001641172-25-013326 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,284

F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019.

F2 · price: Represents the weighted average of open market sale transactions ranging from $2.2000 to $2.2400 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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May 16, 2025 Filed May 21, 2025 00:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 1,000 $2.58 $2,575.00
Disclosure

SEC source: 0001641172-25-011834 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,284

F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019.

F2 · price: The Reporting Person sold all 1,000 shares of common stock in the open market at a price of $2.5750 per share.

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May 12, 2025 Filed May 14, 2025 00:00 UTC SaleCommon Stock 3,000 $2.69 $8,061.90
Disclosure

SEC source: 0001641172-25-010033 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,053

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan. The shares were originally purchased by the Reporting Person in the open market on September 16, 2022 and were not purchased in the recent registered direct offerings of the Issuer.

F2 · price: Represents the weighted average of open market sale transactions ranging from $2.5900 to $2.8600 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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April 10, 2025 Filed Apr 14, 2025 21:00 UTC SaleCommon Stock 3,000 $2.61 $7,824.90
Disclosure

SEC source: 0001641172-25-004591 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,053

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan. The shares were originally purchased by the Reporting Person in the open market on September 16, 2022 and were not purchased in the recent registered direct offerings of the Issuer.

F2 · price: Represents the weighted average of open market sale transactions ranging from $2.5001 to $2.6750 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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April 01, 2025 Filed Apr 2, 2025 21:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 4,000 $3.01 $12,038.40
Disclosure

SEC source: 0001641172-25-002413 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 370,284

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 and were not purchased in the recent registered direct offerings of the Issuer.

F2 · price: Represents the weighted average of open market sale transactions ranging from $3.0000 to $3.0100 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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March 10, 2025 Filed Mar 11, 2025 21:00 UTC SaleCommon Stock 3,000 $2.87 $8,621.10
Disclosure

SEC source: 0001493152-25-009871 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,053

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan. The shares were originally purchased by the Reporting Person in the open market on September 16, 2022 and were not purchased in the recent registered direct offerings of the Issuer.

F2 · price: Represents the weighted average of open market sale transactions ranging from $2.8200 to $2.9350 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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March 03, 2025 Filed Mar 5, 2025 22:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 4,000 $3.16 $12,638.80
Disclosure

SEC source: 0001493152-25-009244 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374,284

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 and were not purchased in the recent registered direct offerings of the Issuer.

F2 · price: Represents the weighted average of open market sale transactions ranging from $3.0800 to $3.1700 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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February 12, 2025 Filed Feb 12, 2025 17:00 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-006166 · ownership.xml · nonDerivative · entry 1

glassman steven mark · CIK 0001853617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,655

F1 · shares: The Reporting Person received these shares in consideration of his services as the Chairperson of the Board of Directors of the Issuer during the fiscal year 2024 and the shares vest immediately. All such shares are "restricted securities" as such term is defined in the Securities Act of 1933, as amended.

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February 12, 2025 Filed Feb 12, 2025 22:00 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-006164 · ownership.xml · nonDerivative · entry 2

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,053

F3 · shares: The Reporting Person received these shares in consideration of his services as the Chairperson of the Audit Committee of the Board of Directors of the Issuer during the fiscal year 2024 and the shares vest immediately. All such shares are "restricted securities" as such term is defined in the Securities Act of 1933, as amended.

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February 10, 2025 Filed Feb 12, 2025 22:00 UTC SaleCommon Stock 3,000 $3.27 $9,798.30
Disclosure

SEC source: 0001493152-25-006164 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,553

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan. The shares were originally purchased by the Reporting Person in the open market on September 16, 2022 and were not purchased in the recent registered direct offerings of the Issuer.

F2 · price: Represents the weighted average of open market sale transactions ranging from $3.2300 to $3.3201 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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February 03, 2025 Filed Feb 5, 2025 22:00 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 4,000 $3.64 $14,557.60
Disclosure

SEC source: 0001493152-25-005036 · ownership.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 378,284

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 and were not purchased in the recent registered direct offerings of the Issuer.

F2 · price: Represents the weighted average of open market sale transactions ranging from $3.5600 to $3.7750 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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January 07, 2025 Filed Jan 8, 2025 21:30 UTC SaleCommon Stock 3,000 $3.37 $10,096.50
Disclosure

SEC source: 0001493152-25-001407 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,553

F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan. The shares were originally purchased by the Reporting Person in the open market on September 16, 2022 and were not purchased in the recent registered direct offerings of the Issuer.

F2 · price: Represents the weighted average of open market sale transactions ranging from $3.31 to $3.62 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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January 02, 2025 Filed Jan 6, 2025 21:37 UTC
Levy Adam R.Director · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 150,000 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001493152-25-001015 · ownership.xml · derivative · entry 3

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-01-02

F4 · derivative.exercise_date: The stock options were granted to the Reporting Person in connection with his 2025 executive employment agreement with the Issuer. The stock options vest as follows: 37,500 shares of Common Stock on December 31, 2025, 2026, 2027 and 2028, respectively, provided the Reporting Person is employed on the applicable vesting date by the Issuer.

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January 02, 2025 Filed Jan 6, 2025 21:37 UTC
Levy Adam R.Director · Chief Executive Officer
SaleCommon Stock 4,000 $3.96 $15,827.60
Disclosure

SEC source: 0001493152-25-001015 · ownership.xml · nonDerivative · entry 2

Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 382,284

F2 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 and were not purchased in the recent registered direct offerings of the Issuer.

F3 · price: Represents the weighted average of open market sale transactions ranging from $3.61 to $4.42 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.