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NEXPOINT DIVERSIFIED REAL ESTATE TRUST

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6001
SEC CIK
0001356115
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325

Last 12 months

Inside the activity.

6 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202541
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2017 Filed Feb 21, 2017 18:36 UTC
DONDERO JAMES D10% owner · Affiliated Person
OtherCommon Stock 45,280.6516 $23.43 $1,060,925.67
Disclosure

SEC source: 0000899243-17-004801 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · 10% owner · Affiliated Person

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 954,670.9995

F1 · shares: Shares acquired in connection with issuer's dividend reinvestment plan with all purchases funded and instructions given on or about February 1, 2017. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over approximately the first few weeks after initial funding date.

F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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December 21, 2016 Filed Dec 23, 2016 16:06 UTC
DONDERO JAMES D10% owner · Affiliated Person
OtherCommon Stock 46,515.3094 $22.57 $1,050,050.55
Disclosure

SEC source: 0000899243-16-036291 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · 10% owner · Affiliated Person

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 901,181.069

F1 · shares: Shares acquired in connection with issuer's dividend reinvestment plan with all purchases funded and instructions given on or about December 1, 2016. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days after initial funding date.

F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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December 15, 2016 Filed Dec 16, 2016 16:06 UTC
DONDERO JAMES D10% owner · Affiliated Person
GiftCommon Stock 43,397.83 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035759 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · 10% owner · Affiliated Person

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F1 · shares: The transaction reported in this Form 4 was a bona fide gift to a charity, which is exempt as a matchable transaction for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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November 21, 2016 Filed Nov 23, 2016 17:30 UTC
DONDERO JAMES D10% owner · Affiliated Person
OtherCommon Stock 49,382.02 $21.20 $1,047,002.53
Disclosure

SEC source: 0000899243-16-034359 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · 10% owner · Affiliated Person

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 849,173.2787

F1 · shares: Shares acquired in connection with issuer's dividend reinvestment plan with all purchases funded and instructions given on or about November 1, 2016. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days after initial funding date.

F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:31 UTC
DONDERO JAMES D10% owner · Affiliated Person
OtherCommon Stock 49,382.02 $21.20 $1,047,002.53
Disclosure

SEC source: 0000899243-16-034360 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · 10% owner · Affiliated Person

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 849,173.2787

F1 · shares: Shares acquired in connection with issuer's dividend reinvestment plan with all purchases funded and instructions given on or about November 1, 2016. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days after initial funding date.

F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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October 20, 2016 Filed Oct 24, 2016 16:32 UTC
DONDERO JAMES D10% owner · Affiliated Person
OtherCommon Stock 46,981.9003 $22.02 $1,034,579.03
Disclosure

SEC source: 0000899243-16-032217 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · 10% owner · Affiliated Person

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 793,036.0203

F1 · shares: Shares acquired in connection with issuer's dividend reinvestment plan with all purchases funded and instructions given on or about October 1, 2016. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days after initial funding date.

F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 16:05 UTC
DONDERO JAMES D10% owner · Affiliated Person
OtherCommon Stock 46,579.7216 $21.95 $1,022,261.86
Disclosure

SEC source: 0000899243-16-029738 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · 10% owner · Affiliated Person

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 740,435.9895

F1 · shares: Shares acquired in connection with issuer's dividend reinvestment plan with all purchases funded and instructions given on or about September 1, 2016. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days after initial funding date.

F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.