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Nasdaq · USD

NWPX

NWPX Infrastructure, Inc.

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Tapewire entity
85
SEC CIK
0001001385
Parsed reports
323

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202504
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026010
Sep 2026011
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2020 Filed Mar 30, 2020 20:26 UTC Exercise / conversionCommon Stock 19,860 $24.15 $479,619.00
Disclosure

SEC source: 0001437749-20-006540 · rdgdoc.xml · nonDerivative · entry 1

ROMAN RICHARD A · CIK 0001234059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:32 UTC
Wilkins AaronVP of Finance &Corp Controller
GrantPerformance Shares · Derivative 7,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006548 · rdgdoc.xml · derivative · entry 3

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,843

Underlying: Common Stock · 7,296 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:32 UTC
Wilkins AaronVP of Finance &Corp Controller
GrantRestricted Stock · Derivative 2,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006548 · rdgdoc.xml · derivative · entry 2

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,998

Underlying: Common Stock · 2,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:30 UTC
MONTROSS SCOTT JPresident & CEO
GrantPerformance Shares · Derivative 24,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006545 · rdgdoc.xml · derivative · entry 3

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,975

Underlying: Common Stock · 24,667 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:30 UTC
MONTROSS SCOTT JPresident & CEO
GrantRestricted Stock · Derivative 8,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006545 · rdgdoc.xml · derivative · entry 2

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,846

Underlying: Common Stock · 8,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
March 11, 2020 Filed Mar 16, 2020 23:16 UTC PurchaseCommon Stock 1,000 $25.32 $25,320.00
Disclosure

SEC source: 0001437749-20-005360 · rdgdoc.xml · nonDerivative · entry 1

FRANSON MICHAEL C · CIK 0001233202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,648

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:43 UTC
Wilkins AaronVP of Finance &Corp Controller
Exercise / conversionRestricted Stock · Derivative 283 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000793 · rdgdoc.xml · derivative · entry 4

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F6 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:43 UTC
Wilkins AaronVP of Finance &Corp Controller
Tax withholdingCommon Stock 146 $33.66 $4,914.36
Disclosure

SEC source: 0001437749-20-000793 · rdgdoc.xml · nonDerivative · entry 2

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:43 UTC
Wilkins AaronVP of Finance &Corp Controller
Exercise / conversionCommon Stock 283 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000793 · rdgdoc.xml · nonDerivative · entry 1

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:41 UTC
Smith William MExec VP, Water Transmission
Exercise / conversionRestricted Stock · Derivative 926 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000791 · rdgdoc.xml · derivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,852

Underlying: Common Stock · 926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F6 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:41 UTC
Smith William MExec VP, Water Transmission
Tax withholdingCommon Stock 413 $33.66 $13,901.58
Disclosure

SEC source: 0001437749-20-000791 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,884

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:41 UTC
Smith William MExec VP, Water Transmission
Exercise / conversionCommon Stock 926 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000791 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:39 UTC
MONTROSS SCOTT JPresident & CEO
Exercise / conversionRestricted Stock · Derivative 2,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000789 · rdgdoc.xml · derivative · entry 4

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,624

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F6 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:39 UTC
MONTROSS SCOTT JPresident & CEO
Tax withholdingCommon Stock 1,255 $33.66 $42,243.30
Disclosure

SEC source: 0001437749-20-000789 · rdgdoc.xml · nonDerivative · entry 2

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,799

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:39 UTC
MONTROSS SCOTT JPresident & CEO
Exercise / conversionCommon Stock 2,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000789 · rdgdoc.xml · nonDerivative · entry 1

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:38 UTC Exercise / conversionRestricted Stock · Derivative 938 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000787 · rdgdoc.xml · derivative · entry 4

GANTT ROBIN A · CIK 0001279954 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876

Underlying: Common Stock · 938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F6 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:38 UTC Tax withholdingCommon Stock 503 $33.66 $16,930.98
Disclosure

SEC source: 0001437749-20-000787 · rdgdoc.xml · nonDerivative · entry 2

GANTT ROBIN A · CIK 0001279954 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,950

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:38 UTC Exercise / conversionCommon Stock 938 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000787 · rdgdoc.xml · nonDerivative · entry 1

GANTT ROBIN A · CIK 0001279954 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:37 UTC
Brittain MilesVP of Operations
Exercise / conversionRestricted Stock · Derivative 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000786 · rdgdoc.xml · derivative · entry 4

Brittain Miles · CIK 0001766072 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772

Underlying: Common Stock · 385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F6 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:37 UTC
Brittain MilesVP of Operations
Tax withholdingCommon Stock 164 $33.66 $5,520.24
Disclosure

SEC source: 0001437749-20-000786 · rdgdoc.xml · nonDerivative · entry 2

Brittain Miles · CIK 0001766072 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,528

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:37 UTC
Brittain MilesVP of Operations
Exercise / conversionCommon Stock 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000786 · rdgdoc.xml · nonDerivative · entry 1

Brittain Miles · CIK 0001766072 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units.

Read SEC document
September 12, 2019 Filed Sep 17, 2019 00:36 UTC
Paschal JohnDirector
GrantCommon Stock 2,152 $27.89 $60,019.28
Disclosure

SEC source: 0001437749-19-018499 · rdgdoc.xml · nonDerivative · entry 1

Paschal John · CIK 0001786227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:24 UTC GrantCommon Stock 2,443 $24.56 $60,000.08
Disclosure

SEC source: 0001437749-19-012584 · rdgdoc.xml · nonDerivative · entry 1

ROMAN RICHARD A · CIK 0001234059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,643

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:26 UTC GrantCommon Stock 2,443 $24.56 $60,000.08
Disclosure

SEC source: 0001437749-19-012587 · rdgdoc.xml · nonDerivative · entry 1

LARSON KEITH R · CIK 0001401658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:26 UTC GrantCommon Stock 2,443 $24.56 $60,000.08
Disclosure

SEC source: 0001437749-19-012586 · rdgdoc.xml · nonDerivative · entry 1

FRANSON MICHAEL C · CIK 0001233202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,648

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:25 UTC GrantCommon Stock 2,443 $24.56 $60,000.08
Disclosure

SEC source: 0001437749-19-012585 · rdgdoc.xml · nonDerivative · entry 1

Applebaum Michelle Galanter · CIK 0001618776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,443

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:43 UTC
MONTROSS SCOTT JPresident & CEO
GrantPerformance Shares · Derivative 25,308 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005944 · rdgdoc.xml · derivative · entry 3

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,308

Underlying: Common Stock · 25,308 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · balance_after: Ending balance has been adjusted to remove Performance Shares awarded in 2018 that were scheduled to vest on March 29, 2019 but for which required performance metrics were not met.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:43 UTC
MONTROSS SCOTT JPresident & CEO
GrantRestricted Stock · Derivative 8,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005944 · rdgdoc.xml · derivative · entry 2

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,436

Underlying: Common Stock · 8,436 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 23:15 UTC
Brittain MilesVP of Operations
GrantPerformance Shares · Derivative 3,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005952 · rdgdoc.xml · derivative · entry 3

Brittain Miles · CIK 0001766072 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · balance_after: Ending balance has been adjusted to remove Performance Shares awarded in 2018 that were scheduled to vest on March 29, 2019 but for which required performance metrics were not met.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 23:15 UTC
Brittain MilesVP of Operations
GrantRestricted Stock · Derivative 1,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005952 · rdgdoc.xml · derivative · entry 2

Brittain Miles · CIK 0001766072 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157

Underlying: Common Stock · 1,157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:53 UTC
Wilkins AaronVP of Finance &Corp Controller
GrantPerformance Shares · Derivative 2,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005948 · rdgdoc.xml · derivative · entry 3

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,547

Underlying: Common Stock · 2,547 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · balance_after: Ending balance has been adjusted to remove Performance Shares awarded in 2018 that were scheduled to vest on March 29, 2019 but for which required performance metrics were not met.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:53 UTC
Wilkins AaronVP of Finance &Corp Controller
GrantRestricted Stock · Derivative 849 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005948 · rdgdoc.xml · derivative · entry 2

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:47 UTC
Smith William MExec VP, Water Transmission
GrantPerformance Shares · Derivative 8,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005946 · rdgdoc.xml · derivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,335

Underlying: Common Stock · 8,335 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · balance_after: Ending balance has been adjusted to remove Performance Shares awarded in 2018 that were scheduled to vest on March 29, 2019 but for which required performance metrics were not met.

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March 26, 2019 Filed Mar 28, 2019 22:47 UTC
Smith William MExec VP, Water Transmission
GrantRestricted Stock · Derivative 2,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005946 · rdgdoc.xml · derivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778

Underlying: Common Stock · 2,778 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:44 UTC GrantPerformance Shares · Derivative 8,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005945 · rdgdoc.xml · derivative · entry 3

GANTT ROBIN A · CIK 0001279954 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,442

Underlying: Common Stock · 8,442 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · balance_after: Ending balance has been adjusted to remove Performance Shares awarded in 2018 that were scheduled to vest on March 29, 2019 but for which required performance metrics were not met.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:44 UTC GrantRestricted Stock · Derivative 2,814 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005945 · rdgdoc.xml · derivative · entry 2

GANTT ROBIN A · CIK 0001279954 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814

Underlying: Common Stock · 2,814 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 01:01 UTC SaleCommon Stock 9,446 $23.04 $217,635.84
Disclosure

SEC source: 0001437749-18-022212 · rdgdoc.xml · nonDerivative · entry 1

ROMAN RICHARD A · CIK 0001234059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Read SEC document
September 06, 2018 Filed Sep 7, 2018 22:30 UTC PurchaseCommon Stock 3,604 $17.97 $64,755.95
Disclosure

SEC source: 0001437749-18-016736 · rdgdoc.xml · nonDerivative · entry 1

Applebaum Michelle Galanter · CIK 0001618776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
June 06, 2018 Filed Jun 8, 2018 21:23 UTC GrantCommon Stock 2,793 $21.48 $59,993.64
Disclosure

SEC source: 0001437749-18-011512 · rdgdoc.xml · nonDerivative · entry 1

Applebaum Michelle Galanter · CIK 0001618776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,396

Read SEC document
June 06, 2018 Filed Jun 8, 2018 21:22 UTC GrantCommon Stock 2,793 $21.48 $59,993.64
Disclosure

SEC source: 0001437749-18-011511 · rdgdoc.xml · nonDerivative · entry 1

DEMOREST HARRY L · CIK 0001209265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,096

Read SEC document
June 06, 2018 Filed Jun 8, 2018 21:22 UTC GrantCommon Stock 2,793 $21.48 $59,993.64
Disclosure

SEC source: 0001437749-18-011510 · rdgdoc.xml · nonDerivative · entry 1

LARSON KEITH R · CIK 0001401658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,307

Read SEC document
June 06, 2018 Filed Jun 8, 2018 21:21 UTC GrantCommon Stock 2,793 $21.48 $59,993.64
Disclosure

SEC source: 0001437749-18-011509 · rdgdoc.xml · nonDerivative · entry 1

FRANSON MICHAEL C · CIK 0001233202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,205

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:18 UTC
Wilkins AaronVP of Finance &Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 8,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000754 · rdgdoc.xml · derivative · entry 4

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest on January 16, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units vest on January 16, 2018.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:18 UTC
Wilkins AaronVP of Finance &Corp Controller
Tax withholdingCommon Stock 4,265 $19.87 $84,745.55
Disclosure

SEC source: 0001437749-18-000754 · rdgdoc.xml · nonDerivative · entry 2

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,381

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:18 UTC
Wilkins AaronVP of Finance &Corp Controller
Exercise / conversionCommon Stock 8,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000754 · rdgdoc.xml · nonDerivative · entry 1

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2016.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:18 UTC
Smith William MExec VP, Water Transmission
Exercise / conversionRestricted Stock Units · Derivative 24,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000753 · rdgdoc.xml · derivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest on January 16, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units vest on January 16, 2018.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:18 UTC
Smith William MExec VP, Water Transmission
Tax withholdingCommon Stock 9,508 $19.87 $188,923.96
Disclosure

SEC source: 0001437749-18-000753 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,371

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:18 UTC
Smith William MExec VP, Water Transmission
Exercise / conversionCommon Stock 24,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000753 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2016.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:17 UTC
MONTROSS SCOTT JPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 52,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000752 · rdgdoc.xml · derivative · entry 4

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest on January 16, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units vest on January 16, 2018.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:17 UTC
MONTROSS SCOTT JPresident & CEO
Tax withholdingCommon Stock 21,154 $19.87 $420,329.98
Disclosure

SEC source: 0001437749-18-000752 · rdgdoc.xml · nonDerivative · entry 2

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,242

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.