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Smith William M

Disclosed activity across 1 company

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128444
SEC CIK
0001585244

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NWPX Infrastructure, Inc.NWPX · Entity 85Exec VP, Water TransmissionMarch 31, 2022April 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NWPX Infrastructure, Inc.

Report date March 31, 2022 · Filed April 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,609 Ending reported balance After 2022-03-31 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2022-03-31 · Exercise / conversion · Acquired 3,710 · Balance 38,880

F1: Represents shares acquired pursuant to the vesting of Performance Shares.

Row 2 · 2022-03-31 · Tax withholding · Disposed 1,459 · Balance 37,421

F2: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Row 3 · 2022-03-31 · Exercise / conversion · Acquired 1,958 · Balance 39,379

F1: Represents shares acquired pursuant to the vesting of Performance Shares.

Row 4 · 2022-03-31 · Tax withholding · Disposed 770 · Balance 38,609

F2: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Performance SharesSEC Table II · derivative / convertible securityDirect8,949 Reported balance After 2022-03-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-03-31 · Exercise / conversion · Disposed 2,631 · Balance 8,949

F5: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

Performance SharesSEC Table II · derivative / convertible securityDirect6,844 Reported balance After 2022-03-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-03-31 · Exercise / conversion · Disposed 2,105 · Balance 6,844

F5: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F7: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

Restricted StockSEC Table II · derivative / convertible securityDirect2,281 Reported balance Holding disclosure · report date 2022-03-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 2,281

F3: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F4: The Restricted Stock Units vest in installments in January of 2023 and 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired pursuant to the vesting of Performance Shares.

F2: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

F3: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F4: The Restricted Stock Units vest in installments in January of 2023 and 2024.

F5: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F7: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 4, 2022 14:15 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionPerformance Shares · Derivative 2,105 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-008119 · rdgdoc.xml · derivative · entry 7

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,844

Underlying: Common Stock · 1,617 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F7 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

F7 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 14:15 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionPerformance Shares · Derivative 2,631 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-008119 · rdgdoc.xml · derivative · entry 6

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,949

Underlying: Common Stock · 3,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 14:15 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 770 $25.45 $19,596.50
Disclosure

SEC source: 0001437749-22-008119 · rdgdoc.xml · nonDerivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,609

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 14:15 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 1,958 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-008119 · rdgdoc.xml · nonDerivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 14:15 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 1,459 $25.45 $37,131.55
Disclosure

SEC source: 0001437749-22-008119 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,421

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 14:15 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 3,710 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-008119 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 22:22 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionRestricted Stock · Derivative 702 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-001236 · rdgdoc.xml · derivative · entry 9

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,281

Underlying: Common Stock · 702 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024.

F5 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 22:22 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionRestricted Stock · Derivative 877 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-001236 · rdgdoc.xml · derivative · entry 8

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

Underlying: Common Stock · 877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 22:22 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionRestricted Stock · Derivative 926 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-001236 · rdgdoc.xml · derivative · entry 7

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,860

Underlying: Common Stock · 926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 22:22 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 313 $30.65 $9,593.45
Disclosure

SEC source: 0001437749-22-001236 · rdgdoc.xml · nonDerivative · entry 6

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,170

F2 · price: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 22:22 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 702 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-001236 · rdgdoc.xml · nonDerivative · entry 5

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 22:22 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 391 $30.65 $11,984.15
Disclosure

SEC source: 0001437749-22-001236 · rdgdoc.xml · nonDerivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,781

F2 · price: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 22:22 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 877 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-001236 · rdgdoc.xml · nonDerivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 22:22 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 413 $30.65 $12,658.45
Disclosure

SEC source: 0001437749-22-001236 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,295

F2 · price: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 22:22 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 926 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-001236 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:06 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionPerformance Shares · Derivative 2,631 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-008108 · rdgdoc.xml · derivative · entry 7

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

Underlying: Common Stock · 5,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F7 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F7 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:06 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionPerformance Shares · Derivative 2,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-008108 · rdgdoc.xml · derivative · entry 6

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,211

Underlying: Common Stock · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:06 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 2,070 $33.42 $69,179.40
Disclosure

SEC source: 0001437749-21-008108 · rdgdoc.xml · nonDerivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,782

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:06 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 5,262 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-008108 · rdgdoc.xml · nonDerivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:06 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 1,377 $33.42 $46,019.34
Disclosure

SEC source: 0001437749-21-008108 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:06 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-008108 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:20 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 GrantPerformance Shares · Derivative 6,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-006786 · rdgdoc.xml · derivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,989

Underlying: Common Stock · 6,317 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:20 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 GrantRestricted Stock · Derivative 2,106 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-006786 · rdgdoc.xml · derivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,786

Underlying: Common Stock · 2,106 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:47 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionRestricted Stock · Derivative 877 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000902 · rdgdoc.xml · derivative · entry 6

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Common Stock · 877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:47 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionRestricted Stock · Derivative 926 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000902 · rdgdoc.xml · derivative · entry 5

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,557

Underlying: Common Stock · 926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:47 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 391 $31.53 $12,328.23
Disclosure

SEC source: 0001437749-21-000902 · rdgdoc.xml · nonDerivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,467

F2 · price: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:47 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 877 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000902 · rdgdoc.xml · nonDerivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:47 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 413 $31.53 $13,021.89
Disclosure

SEC source: 0001437749-21-000902 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,981

F2 · price: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:47 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 926 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000902 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:45 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionPerformance Shares · Derivative 5,557 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006956 · rdgdoc.xml · derivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,672

Underlying: Common Stock · 7,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

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March 31, 2020 Filed Apr 2, 2020 21:45 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 2,974 $22.25 $66,171.50
Disclosure

SEC source: 0001437749-20-006956 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,468

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:45 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 7,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006956 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:35 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 GrantPerformance Shares · Derivative 7,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006551 · rdgdoc.xml · derivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,229

Underlying: Common Stock · 7,894 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:35 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 GrantRestricted Stock · Derivative 2,631 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006551 · rdgdoc.xml · derivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,483

Underlying: Common Stock · 2,631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:41 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionRestricted Stock · Derivative 926 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000791 · rdgdoc.xml · derivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,852

Underlying: Common Stock · 926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F6 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:41 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 413 $33.66 $13,901.58
Disclosure

SEC source: 0001437749-20-000791 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,884

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:41 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 926 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000791 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 22:47 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 GrantPerformance Shares · Derivative 8,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005946 · rdgdoc.xml · derivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,335

Underlying: Common Stock · 8,335 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · balance_after: Ending balance has been adjusted to remove Performance Shares awarded in 2018 that were scheduled to vest on March 29, 2019 but for which required performance metrics were not met.

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March 26, 2019 Filed Mar 28, 2019 22:47 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 GrantRestricted Stock · Derivative 2,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005946 · rdgdoc.xml · derivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778

Underlying: Common Stock · 2,778 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:18 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionRestricted Stock Units · Derivative 24,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000753 · rdgdoc.xml · derivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest on January 16, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units vest on January 16, 2018.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:18 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 9,508 $19.87 $188,923.96
Disclosure

SEC source: 0001437749-18-000753 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,371

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 00:18 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 24,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000753 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2016.

Read SEC document
January 15, 2018 Filed Jan 18, 2018 00:18 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 GrantPerformance Shares · Derivative 3,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000753 · rdgdoc.xml · derivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085

Underlying: Common Stock · 3,085 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · derivative.exercise_date: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · derivative.expiration_date: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 23:52 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionRestricted Stock Units · Derivative 606 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000739 · rdgdoc.xml · derivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,627

Underlying: Common Stock · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017.

F3 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 23:52 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Tax withholdingCommon Stock 197 $17.04 $3,356.88
Disclosure

SEC source: 0001437749-17-000739 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,252

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 23:52 UTC NWPX Infrastructure, Inc. NWPX · Entity 85 Exercise / conversionCommon Stock 606 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000739 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.