Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NWPX Infrastructure, Inc.NWPX · Entity 85 | CFO | March 31, 2020 | April 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NWPX Infrastructure, Inc.
Report date March 31, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,904 |
Ending reported balance
After 2020-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-31 · Exercise / conversion · Acquired 7,654 · Balance 43,604 F1: Represents shares acquired pursuant to the vesting of Performance Shares. Row 2 · 2020-03-31 · Tax withholding · Disposed 3,700 · Balance 39,904 F2: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| Performance SharesSEC Table II · derivative / convertible security | Direct | 2,814 |
Reported balance
After 2020-03-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-03-31 · Exercise / conversion · Disposed 5,628 · Balance 2,814 F5: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. F6: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021. |
| Restricted StockSEC Table II · derivative / convertible security | Direct | 1,876 |
Reported balance
Holding disclosure · report date 2020-03-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,876 F3: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. F4: The Restricted Stock Units vest in installments in January of 2021, and 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to the vesting of Performance Shares.
F2: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
F4: The Restricted Stock Units vest in installments in January of 2021, and 2022.
F5: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.
F6: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2020 Filed Apr 2, 2020 21:42 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Exercise / conversionPerformance Shares · Derivative | 5,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-006951 · rdgdoc.xml · derivative · entry 4 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,814 Underlying: Common Stock · 7,654 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. F5 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021. F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:42 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Tax withholdingCommon Stock | 3,700 | $22.25 | $82,325.00 |
DisclosureSEC source: 0001437749-20-006951 · rdgdoc.xml · nonDerivative · entry 2 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,904 F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:42 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Exercise / conversionCommon Stock | 7,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-006951 · rdgdoc.xml · nonDerivative · entry 1 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 19:38 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Exercise / conversionRestricted Stock · Derivative | 938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-000787 · rdgdoc.xml · derivative · entry 4 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,876 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. F6 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022. F6 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 19:38 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Tax withholdingCommon Stock | 503 | $33.66 | $16,930.98 |
DisclosureSEC source: 0001437749-20-000787 · rdgdoc.xml · nonDerivative · entry 2 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,950 F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 19:38 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Exercise / conversionCommon Stock | 938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-000787 · rdgdoc.xml · nonDerivative · entry 1 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:44 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | GrantPerformance Shares · Derivative | 8,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005945 · rdgdoc.xml · derivative · entry 3 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,442 Underlying: Common Stock · 8,442 shares Expires not disclosed F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. F3 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. F4 · derivative.exercise_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021. F4 · derivative.expiration_date: Performance shares vest in installments as follows: 2/3 January 15, 2020 and 1/3 January 15, 2021. F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. F5 · balance_after: Ending balance has been adjusted to remove Performance Shares awarded in 2018 that were scheduled to vest on March 29, 2019 but for which required performance metrics were not met. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:44 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | GrantRestricted Stock · Derivative | 2,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005945 · rdgdoc.xml · derivative · entry 2 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,814 Underlying: Common Stock · 2,814 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022. F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 00:16 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Exercise / conversionRestricted Stock Units · Derivative | 24,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-000751 · rdgdoc.xml · derivative · entry 4 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. F4 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. F5 · derivative.exercise_date: The Restricted Stock Units vest on January 16, 2018. F5 · derivative.expiration_date: The Restricted Stock Units vest on January 16, 2018. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 00:16 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Tax withholdingCommon Stock | 8,629 | $19.87 | $171,458.23 |
DisclosureSEC source: 0001437749-18-000751 · rdgdoc.xml · nonDerivative · entry 2 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,515 F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 00:16 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Exercise / conversionCommon Stock | 24,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-000751 · rdgdoc.xml · nonDerivative · entry 1 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2016. Read SEC document |
| January 15, 2018 Filed Jan 18, 2018 00:16 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | GrantPerformance Shares · Derivative | 5,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-000751 · rdgdoc.xml · derivative · entry 3 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,468 Underlying: Common Stock · 5,468 shares Expires not disclosed F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA Margin over the measurement period. F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA Margin over the measurement period. F3 · derivative.exercise_date: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA Margin over the measurement period. F3 · derivative.expiration_date: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA Margin over the measurement period. Read SEC document |
| January 15, 2017 Filed Jan 17, 2017 23:51 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Exercise / conversionRestricted Stock Units · Derivative | 575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-000737 · rdgdoc.xml · derivative · entry 2 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,947 Underlying: Common Stock · 575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017. F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017. Read SEC document |
| January 15, 2017 Filed Jan 17, 2017 23:51 UTC | NWPX Infrastructure, Inc. NWPX · Entity 85 | Exercise / conversionCommon Stock | 575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-000737 · rdgdoc.xml · nonDerivative · entry 1 GANTT ROBIN A · CIK 0001279954 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.