Tapewire

Nasdaq · USD

NWPX

NWPX Infrastructure, Inc.

Export transactions ↓
Tapewire entity
85
SEC CIK
0001001385
Parsed reports
323

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202504
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026010
Sep 2026011
Oct 202603

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2021 Filed Jan 20, 2021 00:46 UTC
Kendrick Megan A.VP of Human Resources
Exercise / conversionCommon Stock 283 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000898 · rdgdoc.xml · nonDerivative · entry 1

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:45 UTC
Brittain MilesSr. VP of Operations
Exercise / conversionRestricted Stock · Derivative 797 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000896 · rdgdoc.xml · derivative · entry 6

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982

Underlying: Common Stock · 797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:45 UTC
Brittain MilesSr. VP of Operations
Exercise / conversionRestricted Stock · Derivative 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000896 · rdgdoc.xml · derivative · entry 5

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,779

Underlying: Common Stock · 385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:45 UTC
Brittain MilesSr. VP of Operations
Tax withholdingCommon Stock 339 $31.53 $10,688.67
Disclosure

SEC source: 0001437749-21-000896 · rdgdoc.xml · nonDerivative · entry 4

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,178

F2 · price: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:45 UTC
Brittain MilesSr. VP of Operations
Exercise / conversionCommon Stock 797 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000896 · rdgdoc.xml · nonDerivative · entry 3

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:45 UTC
Brittain MilesSr. VP of Operations
Tax withholdingCommon Stock 164 $31.53 $5,170.92
Disclosure

SEC source: 0001437749-21-000896 · rdgdoc.xml · nonDerivative · entry 2

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,720

F2 · price: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:45 UTC
Brittain MilesSr. VP of Operations
Exercise / conversionCommon Stock 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000896 · rdgdoc.xml · nonDerivative · entry 1

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to vesting of Restricted Stock Units.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 21:52 UTC GrantCommon Stock 2,406 $27.02 $65,010.12
Disclosure

SEC source: 0001437749-20-019646 · rdgdoc.xml · nonDerivative · entry 1

Kulesa Amanda · CIK 0001817893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,406

Read SEC document
September 10, 2020 Filed Sep 11, 2020 21:51 UTC GrantCommon Stock 2,221 $27.02 $60,011.42
Disclosure

SEC source: 0001437749-20-019644 · rdgdoc.xml · nonDerivative · entry 1

Yearsley William S. · CIK 0001524024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,784

Read SEC document
June 04, 2020 Filed Jun 8, 2020 19:01 UTC GrantCommon Stock 2,563 $25.37 $65,023.31
Disclosure

SEC source: 0001437749-20-012615 · rdgdoc.xml · nonDerivative · entry 1

Yearsley William S. · CIK 0001524024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Read SEC document
June 04, 2020 Filed Jun 8, 2020 18:59 UTC
Paschal JohnDirector
GrantCommon Stock 2,563 $25.37 $65,023.31
Disclosure

SEC source: 0001437749-20-012613 · rdgdoc.xml · nonDerivative · entry 1

Paschal John · CIK 0001786227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,715

Read SEC document
June 04, 2020 Filed Jun 8, 2020 18:58 UTC GrantCommon Stock 2,563 $25.37 $65,023.31
Disclosure

SEC source: 0001437749-20-012611 · rdgdoc.xml · nonDerivative · entry 1

LARSON KEITH R · CIK 0001401658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,313

Read SEC document
June 04, 2020 Filed Jun 8, 2020 18:56 UTC GrantCommon Stock 2,563 $25.37 $65,023.31
Disclosure

SEC source: 0001437749-20-012609 · rdgdoc.xml · nonDerivative · entry 1

FRANSON MICHAEL C · CIK 0001233202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,211

Read SEC document
June 04, 2020 Filed Jun 8, 2020 18:55 UTC GrantCommon Stock 2,563 $25.37 $65,023.31
Disclosure

SEC source: 0001437749-20-012607 · rdgdoc.xml · nonDerivative · entry 1

ROMAN RICHARD A · CIK 0001234059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,457

Read SEC document
June 01, 2020 Filed Jun 5, 2020 20:55 UTC SaleCommon Stock 4,126 $25.58 $105,543.08
Disclosure

SEC source: 0001437749-20-012541 · rdgdoc.xml · nonDerivative · entry 1

Applebaum Michelle Galanter · CIK 0001618776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,317

Read SEC document
May 21, 2020 Filed May 24, 2021 21:30 UTC
MONTROSS SCOTT JPresident & CEO
SaleCommon Stock 300 $33.32 $9,996.00
Disclosure

SEC source: 0001437749-21-013187 · rdgdoc.xml · nonDerivative · entry 2

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,874

F1 · shares: Sale of stock pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:45 UTC
Smith William MExec VP, Water Transmission
Exercise / conversionPerformance Shares · Derivative 5,557 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006956 · rdgdoc.xml · derivative · entry 4

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,672

Underlying: Common Stock · 7,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:45 UTC
Smith William MExec VP, Water Transmission
Tax withholdingCommon Stock 2,974 $22.25 $66,171.50
Disclosure

SEC source: 0001437749-20-006956 · rdgdoc.xml · nonDerivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,468

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:45 UTC
Smith William MExec VP, Water Transmission
Exercise / conversionCommon Stock 7,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006956 · rdgdoc.xml · nonDerivative · entry 1

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:47 UTC
Brittain MilesSr. VP of Operations
Exercise / conversionPerformance Shares · Derivative 2,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006958 · rdgdoc.xml · derivative · entry 4

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F5 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:47 UTC
Brittain MilesSr. VP of Operations
Tax withholdingCommon Stock 1,175 $22.25 $26,143.75
Disclosure

SEC source: 0001437749-20-006958 · rdgdoc.xml · nonDerivative · entry 2

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,499

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:47 UTC
Brittain MilesSr. VP of Operations
Exercise / conversionCommon Stock 3,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006958 · rdgdoc.xml · nonDerivative · entry 1

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:48 UTC
Stokes EricSr. VP of Sales & Marketing
Exercise / conversionPerformance Shares · Derivative 1,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006960 · rdgdoc.xml · derivative · entry 4

Stokes Eric · CIK 0001808046 · Sr. VP of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,516

Underlying: Common Stock · 2,713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:48 UTC
Stokes EricSr. VP of Sales & Marketing
Tax withholdingCommon Stock 1,013 $22.25 $22,539.25
Disclosure

SEC source: 0001437749-20-006960 · rdgdoc.xml · nonDerivative · entry 2

Stokes Eric · CIK 0001808046 · Sr. VP of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,508

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:48 UTC
Stokes EricSr. VP of Sales & Marketing
Exercise / conversionCommon Stock 2,713 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006960 · rdgdoc.xml · nonDerivative · entry 1

Stokes Eric · CIK 0001808046 · Sr. VP of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:51 UTC
Kendrick Megan A.VP of Human Resources
Exercise / conversionPerformance Shares · Derivative 1,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006962 · rdgdoc.xml · derivative · entry 4

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,382

Underlying: Common Stock · 2,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:51 UTC
Kendrick Megan A.VP of Human Resources
Tax withholdingCommon Stock 862 $22.25 $19,179.50
Disclosure

SEC source: 0001437749-20-006962 · rdgdoc.xml · nonDerivative · entry 2

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:51 UTC
Kendrick Megan A.VP of Human Resources
Exercise / conversionCommon Stock 2,309 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006962 · rdgdoc.xml · nonDerivative · entry 1

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:43 UTC
Wilkins AaronVP of Finance &Corp Controller
Exercise / conversionPerformance Shares · Derivative 1,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006953 · rdgdoc.xml · derivative · entry 4

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,145

Underlying: Common Stock · 2,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:43 UTC
Wilkins AaronVP of Finance &Corp Controller
Tax withholdingCommon Stock 1,070 $22.25 $23,807.50
Disclosure

SEC source: 0001437749-20-006953 · rdgdoc.xml · nonDerivative · entry 2

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,757

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:43 UTC
Wilkins AaronVP of Finance &Corp Controller
Exercise / conversionCommon Stock 2,309 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006953 · rdgdoc.xml · nonDerivative · entry 1

Wilkins Aaron · CIK 0001685213 · VP of Finance &Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:42 UTC Exercise / conversionPerformance Shares · Derivative 5,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006951 · rdgdoc.xml · derivative · entry 4

GANTT ROBIN A · CIK 0001279954 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814

Underlying: Common Stock · 7,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:42 UTC Tax withholdingCommon Stock 3,700 $22.25 $82,325.00
Disclosure

SEC source: 0001437749-20-006951 · rdgdoc.xml · nonDerivative · entry 2

GANTT ROBIN A · CIK 0001279954 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,904

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:42 UTC Exercise / conversionCommon Stock 7,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006951 · rdgdoc.xml · nonDerivative · entry 1

GANTT ROBIN A · CIK 0001279954 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:40 UTC
MONTROSS SCOTT JPresident & CEO
Exercise / conversionPerformance Shares · Derivative 16,873 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006949 · rdgdoc.xml · derivative · entry 4

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,102

Underlying: Common Stock · 22,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · price: Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:40 UTC
MONTROSS SCOTT JPresident & CEO
Tax withholdingCommon Stock 9,029 $22.25 $200,895.25
Disclosure

SEC source: 0001437749-20-006949 · rdgdoc.xml · nonDerivative · entry 2

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,717

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:40 UTC
MONTROSS SCOTT JPresident & CEO
Exercise / conversionCommon Stock 22,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006949 · rdgdoc.xml · nonDerivative · entry 1

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:55 UTC
Kendrick Megan A.VP of Human Resources
GrantPerformance Shares · Derivative 2,533 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006571 · rdgdoc.xml · derivative · entry 3

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,080

Underlying: Common Stock · 2,533 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:55 UTC
Kendrick Megan A.VP of Human Resources
GrantRestricted Stock · Derivative 844 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006571 · rdgdoc.xml · derivative · entry 2

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:48 UTC
Stokes EricSr. VP of Sales & Marketing
GrantPerformance Shares · Derivative 6,518 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006562 · rdgdoc.xml · derivative · entry 3

Stokes Eric · CIK 0001808046 · Sr. VP of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,511

Underlying: Common Stock · 6,518 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:48 UTC
Stokes EricSr. VP of Sales & Marketing
GrantRestricted Stock · Derivative 2,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006562 · rdgdoc.xml · derivative · entry 2

Stokes Eric · CIK 0001808046 · Sr. VP of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839

Underlying: Common Stock · 2,173 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:39 UTC
Brittain MilesSr. VP of Operations
GrantPerformance Shares · Derivative 7,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006553 · rdgdoc.xml · derivative · entry 3

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,646

Underlying: Common Stock · 7,176 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:39 UTC
Brittain MilesSr. VP of Operations
GrantRestricted Stock · Derivative 2,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006553 · rdgdoc.xml · derivative · entry 2

Brittain Miles · CIK 0001766072 · Sr. VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,164

Underlying: Common Stock · 2,392 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:35 UTC
Smith William MExec VP, Water Transmission
GrantPerformance Shares · Derivative 7,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006551 · rdgdoc.xml · derivative · entry 3

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,229

Underlying: Common Stock · 7,894 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:35 UTC
Smith William MExec VP, Water Transmission
GrantRestricted Stock · Derivative 2,631 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006551 · rdgdoc.xml · derivative · entry 2

Smith William M · CIK 0001585244 · Exec VP, Water Transmission

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,483

Underlying: Common Stock · 2,631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:26 UTC Exercise / conversionIncentive Stock Option · Derivative 4,140 $24.15 Strike: $24.15 $99,981.00
Disclosure

SEC source: 0001437749-20-006540 · rdgdoc.xml · derivative · entry 6

ROMAN RICHARD A · CIK 0001234059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,140 shares

Expires 2020-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:26 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 19,860 $24.15 Strike: $24.15 $479,619.00
Disclosure

SEC source: 0001437749-20-006540 · rdgdoc.xml · derivative · entry 5

ROMAN RICHARD A · CIK 0001234059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,860 shares

Expires 2020-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:26 UTC Tax withholdingCommon Stock 3,752 $26.65 $99,990.80
Disclosure

SEC source: 0001437749-20-006540 · rdgdoc.xml · nonDerivative · entry 4

ROMAN RICHARD A · CIK 0001234059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,894

F1 · shares: Represents shares withheld by the issuer for payment of exercise price.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:26 UTC Exercise / conversionCommon Stock 4,140 $24.15 $99,981.00
Disclosure

SEC source: 0001437749-20-006540 · rdgdoc.xml · nonDerivative · entry 3

ROMAN RICHARD A · CIK 0001234059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:26 UTC Tax withholdingCommon Stock 17,997 $26.65 $479,620.05
Disclosure

SEC source: 0001437749-20-006540 · rdgdoc.xml · nonDerivative · entry 2

ROMAN RICHARD A · CIK 0001234059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,506

F1 · shares: Represents shares withheld by the issuer for payment of exercise price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.