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Nasdaq · USD

NWL

NEWELL BRANDS INC.

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4339
SEC CIK
0000814453
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2019 Filed May 8, 2019 22:21 UTC
ICAHN BRETTDirector
Exercise / conversionCommon Stock 6,422 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-19-000052 · wf-form4_155735406848156.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:43 UTC
Schmidt Robert AndrewChief Accounting Officer
GrantRestricted Stock Units · Derivative 37,546 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000045 · wf-form4_155734821384991.xml · derivative · entry 1

Schmidt Robert Andrew · CIK 0001770232 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,546

Underlying: Common Stock · 37,546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of Newell Brands Inc. common stock

F2 · derivative.exercise_date: The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date, but the award may vest earlier in the event of death, disability or retirement.

F3 · derivative.expiration_date: N/A

Read SEC document
May 06, 2019 Filed May 8, 2019 20:43 UTC Exercise / conversionRestricted Stock Units · Derivative 6,881 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000044 · wf-form4_155734818394320.xml · derivative · entry 2

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F3 · derivative.expiration_date: N/A

Read SEC document
May 06, 2019 Filed May 8, 2019 20:43 UTC Exercise / conversionCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000044 · wf-form4_155734818394320.xml · nonDerivative · entry 1

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 30 shares held in a joint account with spouse.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:42 UTC Exercise / conversionRestricted Stock Units · Derivative 6,881 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000043 · wf-form4_155734815463646.xml · derivative · entry 3

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 06, 2019 Filed May 8, 2019 20:42 UTC Exercise / conversionCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000043 · wf-form4_155734815463646.xml · nonDerivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:33 UTC GrantCommon Stock 2,003 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000034 · wf-form4_155691559584149.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,189

F1 · shares: The number of shares of Common Stock represents the portion of second quarter 2019 director fees paid in Common Stock based on the Company's closing price on May 1, 2019 of $14.35.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:32 UTC GrantCommon Stock 2,264 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000032 · wf-form4_155691551281744.xml · nonDerivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,872

F1 · shares: The number of shares of Common Stock represents the portion of second quarter 2019 director fees paid in Common Stock based on the Company's closing price on May 1, 2019 of $14.35.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:32 UTC
ICAHN BRETTDirector
GrantCommon Stock 2,003 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000033 · wf-form4_155691555820045.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,189

F1 · shares: The number of shares of Common Stock represents the portion of second quarter 2019 director fees paid in Common Stock based on the Company's closing price on May 1, 2019 of $14.35.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:31 UTC GrantCommon Stock 5,226 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000031 · wf-form4_155691547280823.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,447

F1 · shares: The number of shares of Common Stock represents the portion of second quarter 2019 director fees paid in Common Stock based on the Company's closing price on May 1, 2019 of $14.35.

Read SEC document
May 01, 2019 Filed Jan 29, 2020 21:19 UTC GrantDeferred Compensation Phantom Stock · Derivative 2,264.8084 $14.35 $32,500.00
Disclosure

SEC source: 0000814453-20-000023 · wf-form4_158033273880879.xml · derivative · entry 2

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,357.2882

Underlying: Common Stock · 2,264.8084 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2019 Director compensation which are on file with the Company.

F4 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2019 Director compensation which are on file with the Company.

F7 · price: The reporting person's acquisition price for each phantom stock unit is equal to the closing price of one share of the Company's Common Stock on the Transaction Date.

F5 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F6 · derivative.expiration_date: N/A

F9 · balance_after: The reported total includes 92.4798 phantom stock units accrued pursuant to a dividend reinvestment feature of the DCP during the period May 1, 2019, through December 13, 2019, in transactions exempt from Section 16 pursuant to Rule 16a-11. Dividend reinvestment accruals were calculated based on the Company's closing stock price on each of the following dates on which a dividend was paid to holders of the Company's Common Stock: June 14, 2019, September 13, 2019, and December 13, 2019.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:50 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
GrantRestricted Stock Units · Derivative 28,218 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000019 · wf-form4_155078581188067.xml · derivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,218

Underlying: Common Stock · 28,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date, but the award may vest earlier in the event of death or disability.

F2 · derivative.expiration_date: The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date, but the award may vest earlier in the event of death or disability.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:20 UTC
Torres RussellGroup President
Exercise / conversionRestricted Stock Units · Derivative 8,731 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000015 · wf-form4_155062200697919.xml · derivative · entry 3

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,463

Underlying: Common Stock · 8,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The Reporting Person became vested in one-third of the total RSUs that were granted on February 14, 2018.

F2 · derivative.expiration_date: The Reporting Person became vested in one-third of the total RSUs that were granted on February 14, 2018.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:20 UTC
Torres RussellGroup President
Tax withholdingCommon Stock 3,133 $21.69 $67,954.77
Disclosure

SEC source: 0000814453-19-000015 · wf-form4_155062200697919.xml · nonDerivative · entry 2

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,343

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:20 UTC
Torres RussellGroup President
Exercise / conversionCommon Stock 8,731 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000015 · wf-form4_155062200697919.xml · nonDerivative · entry 1

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:21 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 7,352 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000017 · wf-form4_155062207887061.xml · derivative · entry 3

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,706

Underlying: Common Stock · 7,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The Reporting Person became vested in one-third of the total RSUs that were granted on February 14, 2018.

F2 · derivative.expiration_date: The Reporting Person became vested in one-third of the total RSUs that were granted on February 14, 2018.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:21 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Tax withholdingCommon Stock 2,671 $21.69 $57,933.99
Disclosure

SEC source: 0000814453-19-000017 · wf-form4_155062207887061.xml · nonDerivative · entry 2

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,412

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:21 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionCommon Stock 7,352 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-19-000017 · wf-form4_155062207887061.xml · nonDerivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:20 UTC
Cunningham James L IIISVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,982 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000016 · wf-form4_155062204294738.xml · derivative · entry 3

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,966

Underlying: Common Stock · 3,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person became vested in one-third of the award of the total RSUs that were granted February 14, 2018.

F2 · derivative.expiration_date: The reporting person became vested in one-third of the award of the total RSUs that were granted February 14, 2018.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:20 UTC
Cunningham James L IIISVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,460 $21.69 $31,667.40
Disclosure

SEC source: 0000814453-19-000016 · wf-form4_155062204294738.xml · nonDerivative · entry 2

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:20 UTC
Cunningham James L IIISVP, Chief Accounting Officer
Exercise / conversionCommon Stock 3,982 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-19-000016 · wf-form4_155062204294738.xml · nonDerivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:24 UTC
Torres RussellGroup President
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000008 · wf-form4_154957464984014.xml · derivative · entry 1

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date, but the award may vest earlier in the event of death or disability.

F3 · derivative.expiration_date: N/A

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:14 UTC
ICAHN BRETTDirector
GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000007 · wf-form4_154940123059749.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,186

F1 · shares: The number of shares of Common Stock represents the portion of first quarter 2019 director fees paid in Common Stock based on the Company's closing price on February 1, 2019 of $21.28.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:12 UTC GrantCommon Stock 3,524 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000005 · wf-form4_154940115862697.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,221

F1 · shares: The number of shares of Common Stock represents the portion of first quarter 2019 director fees paid in Common Stock based on the Company's closing price on February 1, 2019 of $21.28.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:13 UTC GrantCommon Stock 1,527 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000006 · wf-form4_154940119512580.xml · nonDerivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,608

F1 · shares: The number of shares of Common Stock represents the portion of first quarter 2019 director fees paid in Common Stock based on the Company's closing price on February 1, 2019 of $21.28.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:12 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000004 · wf-form4_154940112061453.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,186

F1 · shares: The number of shares of Common Stock represents the portion of first quarter 2019 director fees paid in Common Stock based on the Company's closing price on February 1, 2019 of $21.28.

Read SEC document
February 01, 2019 Filed Jan 29, 2020 21:19 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,527.2556 $21.28 $32,500.00
Disclosure

SEC source: 0000814453-20-000023 · wf-form4_158033273880879.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613.1155

Underlying: Common Stock · 1,527.2556 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2019 Director compensation which are on file with the Company.

F4 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2019 Director compensation which are on file with the Company.

F7 · price: The reporting person's acquisition price for each phantom stock unit is equal to the closing price of one share of the Company's Common Stock on the Transaction Date.

F5 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F6 · derivative.expiration_date: N/A

F8 · balance_after: The reported total includes 85.8599 phantom stock units accrued pursuant to a dividend reinvestment feature of the DCP during the period February 1, 2019, through December 13, 2019, in transactions exempt from Section 16 pursuant to Rule 16a-11. Dividend reinvestment accruals were calculated based on the Company's closing stock price on each of the following dates on which a dividend was paid to holders of the Company's Common Stock: March 15, 2019, June 14, 2019, September 13, 2019, and December 13, 2019.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:53 UTC
Peterson Christopher HEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 115,384 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000070 · wf-form4_154413321209545.xml · derivative · entry 1

Peterson Christopher H · CIK 0001558968 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,384

Underlying: Common Stock · 115,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The Reporting Person will become vested ratably in one-half increments on the first and second anniversaries of the award date if he remains in continuous employment with the Company.

F2 · derivative.expiration_date: The Reporting Person will become vested ratably in one-half increments on the first and second anniversaries of the award date if he remains in continuous employment with the Company.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:21 UTC
Cunningham James L IIISVP, Chief Accounting Officer
SaleCommon Stock 1,705 $23.60 $40,238.00
Disclosure

SEC source: 0000814453-18-000067 · wf-form4_154344004403898.xml · nonDerivative · entry 3

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:21 UTC
Cunningham James L IIISVP, Chief Accounting Officer
SaleCommon Stock 5,616 $23.40 $131,414.40
Disclosure

SEC source: 0000814453-18-000067 · wf-form4_154344004403898.xml · nonDerivative · entry 2

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:21 UTC
Cunningham James L IIISVP, Chief Accounting Officer
SaleCommon Stock 15,010 $23.45 $351,984.50
Disclosure

SEC source: 0000814453-18-000067 · wf-form4_154344004403898.xml · nonDerivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,321

Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:41 UTC
ICAHN BRETTDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000066 · wf-form4_154223168014874.xml · nonDerivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,835

F1 · shares: Reflects the distribution of indirect shares of common stock from Biscayne Banana LLC. The distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership.

F1 · balance_after: Reflects the distribution of indirect shares of common stock from Biscayne Banana LLC. The distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:41 UTC
ICAHN BRETTDirector
PurchaseCommon Stock 50,000 $20.05 $1,002,500.00
Disclosure

SEC source: 0000814453-18-000066 · wf-form4_154223168014874.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,285

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:41 UTC
ICAHN BRETTDirector
PurchaseCommon Stock 50,000 $20.00 $1,000,000.00
Disclosure

SEC source: 0000814453-18-000066 · wf-form4_154223168014874.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,285

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:09 UTC GrantCommon Stock 2,265 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000065 · wf-form4_154145213266313.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,697

F1 · shares: The number of shares of Common Stock represents the portion of fourth quarter 2018 director fees paid in Common Stock based on the Company's closing price on November 1, 2018 of $16.55.

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November 01, 2018 Filed Nov 5, 2018 21:08 UTC GrantCommon Stock 1,737 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000064 · wf-form4_154145208891129.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,835

F1 · shares: The number of shares of Common Stock represents the portion of fourth quarter 2018 director fees paid in Common Stock based on the Company's closing price on November 1, 2018 of $16.55.

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November 01, 2018 Filed Nov 5, 2018 21:07 UTC
ICAHN BRETTDirector
GrantCommon Stock 1,737 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000063 · wf-form4_154145204975064.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,285

F1 · shares: The number of shares of Common Stock represents the portion of fourth quarter 2018 director fees paid in Common Stock based on the Company's closing price on November 1, 2018 of $16.55.

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August 13, 2018 Filed Aug 14, 2018 20:06 UTC
POLK MICHAEL BDirector · President and CEO
PurchaseCommon Stock 10,000 $20.63 $206,300.00
Disclosure

SEC source: 0000814453-18-000060 · wf-form4_153427716925843.xml · nonDerivative · entry 1

POLK MICHAEL B · CIK 0001192505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,951

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August 09, 2018 Filed Aug 13, 2018 21:20 UTC
ICAHN BRETTDirector
PurchaseCommon Stock 62,550 $21.00 $1,313,550.00
Disclosure

SEC source: 0000814453-18-000059 · wf-form4_153419522782309.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Biscayne Banana LLC

Disclosed balance after: 62,550

F1 · ownership.nature: Held indirectly through Biscayne Banana LLC, of which the Reporting Person has a controlling interest.

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August 09, 2018 Filed Aug 13, 2018 21:20 UTC
ICAHN BRETTDirector
PurchaseCommon Stock 47,450 $21.00 $996,450.00
Disclosure

SEC source: 0000814453-18-000059 · wf-form4_153419522782309.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,548

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August 08, 2018 Filed Aug 8, 2018 20:09 UTC PurchaseCommon Stock 25,000 $20.93 $523,250.00
Disclosure

SEC source: 0000814453-18-000057 · wf-form4_153375894853679.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,432

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.91 to $20.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 08, 2018 Filed Aug 8, 2018 19:08 UTC PurchaseCommon Stock 50,000 $20.50 $1,025,000.00
Disclosure

SEC source: 0000814453-18-000056 · wf-form4_153375529294016.xml · nonDerivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

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August 08, 2018 Filed Aug 8, 2018 15:25 UTC PurchaseCommon Stock 11,500 $21.33 $245,295.00
Disclosure

SEC source: 0000814453-18-000055 · wf-form4_153374192382674.xml · nonDerivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,081

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.23 to $21.42. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 08, 2018 Filed Aug 10, 2018 20:05 UTC
POLK MICHAEL BDirector · President and CEO
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000058 · wf-form4_153393153695958.xml · nonDerivative · entry 1

POLK MICHAEL B · CIK 0001192505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,951

F1 · shares: Reflects the distribution of shares of common stock from GRATs. The distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and as such, have not been previously reported.

F1 · balance_after: Reflects the distribution of shares of common stock from GRATs. The distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and as such, have not been previously reported.

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August 01, 2018 Filed Aug 2, 2018 20:20 UTC GrantCommon Stock 1,098 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000054 · wf-form4_153324122169269.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098

F1 · shares: Effective August 1, 2018, the Company's non-employee director compensation program permits non-executive directors to elect to receive their director fees in the form of shares of Common Stock issued under the 2013 Incentive Plan. The number of shares of Common Stock represents the portion of third quarter 2018 director fees paid in Common Stock based on the Company's closing price on August 1, 2018 of $26.18.

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August 01, 2018 Filed Aug 2, 2018 20:20 UTC GrantCommon Stock 1,432 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000053 · wf-form4_153324119708946.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432

F1 · shares: Effective August 1, 2018, the Company's non-employee director compensation program permits non-executive directors to elect to receive their director fees in the form of shares of Common Stock issued under the 2013 Incentive Plan. The number of shares of Common Stock represents the portion of third quarter 2018 director fees paid in Common Stock based on the Company's closing price on August 1, 2018 of $26.18.

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August 01, 2018 Filed Aug 2, 2018 20:19 UTC
ICAHN BRETTDirector
GrantCommon Stock 1,098 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000052 · wf-form4_153324117111319.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,098

F1 · shares: Effective August 1, 2018, the Company's non-employee director compensation program permits non-executive directors to elect to receive their director fees in the form of shares of Common Stock issued under the 2013 Incentive Plan. The number of shares of Common Stock represents the portion of third quarter 2018 director fees paid in Common Stock based on the Company's closing price on August 1, 2018 of $26.18.

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June 08, 2018 Filed Jun 11, 2018 20:03 UTC
NICOLETTI RALPH JEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 31,368 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000051 · wf-form4_152874737877444.xml · derivative · entry 6

NICOLETTI RALPH J · CIK 0001192519 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person vested in the remaining one-half of the total RSUs that were granted on June 8, 2016.

F2 · derivative.expiration_date: The reporting person vested in the remaining one-half of the total RSUs that were granted on June 8, 2016.

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June 08, 2018 Filed Jun 11, 2018 20:03 UTC
NICOLETTI RALPH JEVP, Chief Financial Officer
Tax withholdingCommon Stock 12,077 $24.68 $298,060.36
Disclosure

SEC source: 0000814453-18-000051 · wf-form4_152874737877444.xml · nonDerivative · entry 2

NICOLETTI RALPH J · CIK 0001192519 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,291

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June 08, 2018 Filed Jun 11, 2018 20:03 UTC
NICOLETTI RALPH JEVP, Chief Financial Officer
Exercise / conversionCommon Stock 31,368 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000051 · wf-form4_152874737877444.xml · nonDerivative · entry 1

NICOLETTI RALPH J · CIK 0001192519 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.