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person · Reporting owner

Cunningham James L III

Disclosed activity across 1 company

Tapewire entity
160141
SEC CIK
0001674654

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEWELL BRANDS INC.NWL · Entity 4339SVP, Chief Accounting OfficerFebruary 14, 2019February 20, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWELL BRANDS INC.

Report date February 14, 2019 · Filed February 20, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,522 Ending reported balance After 2019-02-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-02-14 · Exercise / conversion · Acquired 3,982 · Balance 3,982

F1: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Row 2 · 2019-02-14 · Tax withholding · Disposed 1,460 · Balance 2,522

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,966 Reported balance After 2019-02-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-02-14 · Exercise / conversion · Disposed 3,982 · Balance 7,966

F1: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2: The reporting person became vested in one-third of the award of the total RSUs that were granted February 14, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2: The reporting person became vested in one-third of the award of the total RSUs that were granted February 14, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2019 Filed Feb 20, 2019 00:20 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 3,982 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000016 · wf-form4_155062204294738.xml · derivative · entry 3

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,966

Underlying: Common Stock · 3,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person became vested in one-third of the award of the total RSUs that were granted February 14, 2018.

F2 · derivative.expiration_date: The reporting person became vested in one-third of the award of the total RSUs that were granted February 14, 2018.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:20 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 1,460 $21.69 $31,667.40
Disclosure

SEC source: 0000814453-19-000016 · wf-form4_155062204294738.xml · nonDerivative · entry 2

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:20 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 3,982 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-19-000016 · wf-form4_155062204294738.xml · nonDerivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:21 UTC NEWELL BRANDS INC. NWL · Entity 4339 SaleCommon Stock 1,705 $23.60 $40,238.00
Disclosure

SEC source: 0000814453-18-000067 · wf-form4_154344004403898.xml · nonDerivative · entry 3

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:21 UTC NEWELL BRANDS INC. NWL · Entity 4339 SaleCommon Stock 5,616 $23.40 $131,414.40
Disclosure

SEC source: 0000814453-18-000067 · wf-form4_154344004403898.xml · nonDerivative · entry 2

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:21 UTC NEWELL BRANDS INC. NWL · Entity 4339 SaleCommon Stock 15,010 $23.45 $351,984.50
Disclosure

SEC source: 0000814453-18-000067 · wf-form4_154344004403898.xml · nonDerivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,321

Read SEC document
May 11, 2018 Filed May 15, 2018 20:16 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 2,452 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000029 · wf-form4_152641535170398.xml · derivative · entry 3

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,452

Underlying: Common Stock · 2,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016.

F2 · derivative.expiration_date: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:16 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 747 $27.06 $20,213.82
Disclosure

SEC source: 0000814453-18-000029 · wf-form4_152641535170398.xml · nonDerivative · entry 2

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,331

Read SEC document
May 11, 2018 Filed May 15, 2018 20:16 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 2,452 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-18-000029 · wf-form4_152641535170398.xml · nonDerivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 00:36 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 4,779 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000006 · wf-form4_151874139821005.xml · derivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,779

Underlying: Common Stock · 4,779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date, but the award may vest earlier in the event of death, disability or retirement.

F3 · derivative.expiration_date: N/A

Read SEC document
February 14, 2018 Filed Mar 1, 2018 21:20 UTC Amendment NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 11,948 $0.00 $0.00
Disclosure

SEC source: 0000814453-18-000019 · wf-form4a_151993912387732.xml · derivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,948

Underlying: Common Stock · 11,948 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date, but the award may vest earlier in the event of death, disability or retirement.

F3 · derivative.expiration_date: N/A

Read SEC document
June 02, 2017 Filed Jun 9, 2017 23:26 UTC NEWELL BRANDS INC. NWL · Entity 4339 SaleCommon Stock 1,609 $53.38 $85,888.42
Disclosure

SEC source: 0000814453-17-000067 · wf-form4_149705079111758.xml · nonDerivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,626

F1 · balance_after: Includes 87 shares previously acquired through the dividend reinvestment plan.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:23 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 2,451 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000059 · wf-form4_149487922560703.xml · derivative · entry 3

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,904

Underlying: Common Stock · 2,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016.

F2 · derivative.expiration_date: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:23 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 842 $53.46 $45,013.32
Disclosure

SEC source: 0000814453-17-000059 · wf-form4_149487922560703.xml · nonDerivative · entry 2

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,148

Read SEC document
May 11, 2017 Filed May 15, 2017 20:23 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 2,451 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000059 · wf-form4_149487922560703.xml · nonDerivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:13 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 2,805 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000012 · wf-form4_148702039597819.xml · derivative · entry 1

Cunningham James L III · CIK 0001674654 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,805

Underlying: Common Stock · 2,805 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.