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OTC · USD

NVVE

Nuvve Holding Corp.

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Tapewire entity
8585
SEC CIK
0001836875
Parsed reports
127

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2022 Filed Jun 15, 2022 17:58 UTC Amendment
Robson DavidChief Financial Officer
PurchaseCommon Stock 2,750 $5.58 $15,345.00
Disclosure

SEC source: 0001836875-22-000049 · wf-form4a_165533032121870.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,998

Read SEC document
June 13, 2022 Filed Jun 15, 2022 12:46 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 2,750 $5.58 $15,345.00
Disclosure

SEC source: 0001836875-22-000047 · wf-form4_165531155401430.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,998

Read SEC document
June 10, 2022 Filed Jun 13, 2022 10:27 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 15,240.26 $6.48 $98,756.88
Disclosure

SEC source: 0001836875-22-000045 · wf-form4_165513043454352.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,806.01

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.45 to $6.52, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 09:59 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 19,599.98 $6.80 $133,326.90
Disclosure

SEC source: 0001836875-22-000044 · wf-form4_165512874457311.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,719.02

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.74 to $6.86, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 09:51 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 69,256 $6.95 $481,384.60
Disclosure

SEC source: 0001836875-22-000043 · wf-form4_165486909235990.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,319

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8 to $7.11, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 10:48 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 53,383 $6.89 $367,712.78
Disclosure

SEC source: 0001836875-22-000035 · wf-form4_165469967576471.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,575

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8 to $6.995, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 12:02 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 22,871.97 $6.83 $156,226.99
Disclosure

SEC source: 0001836875-22-000041 · wf-form4_165479055713317.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,565.75

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.8 to $6.89, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 19:33 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 34,857 $6.98 $243,395.97
Disclosure

SEC source: 0001836875-22-000033 · wf-form4_165464479268904.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,958

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8 to $7.25, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:20 UTC Amendment
Smith Ted C.Director · President and COO
GrantCommon Stock 25,554.78 $6.84 $174,751.25
Disclosure

SEC source: 0001836875-22-000039 · wf-form4a_165471958548851.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,693.78

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.8 to $6.89, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 11:44 UTC Amendment
Smith Ted C.Director · President and COO
GrantCommon Stock 25,554.78 $6.84 $174,751.25
Disclosure

SEC source: 0001836875-22-000038 · wf-form4a_165470304865534.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,693.78

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8 to $6.89, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 11:28 UTC
Smith Ted C.Director · President and COO
PurchaseCommon Stock 25,554.78 $6.84 $174,751.25
Disclosure

SEC source: 0001836875-22-000037 · wf-form4_165470208428182.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,693.78

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8 to $6.89, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 20:28 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 8,500 $7.09 $60,265.00
Disclosure

SEC source: 0001836875-22-000031 · wf-form4_165456167084152.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,815

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7 to $7.18, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 15:28 UTC
Smith Ted C.Director · President & COO
GrantCommon stock 26,900 $14.87 $400,003.00
Disclosure

SEC source: 0001062993-22-010759 · form4.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,139

Read SEC document
April 08, 2022 Filed Apr 12, 2022 19:37 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon stock 71,104 $9.18 $652,734.72
Disclosure

SEC source: 0001062993-22-010144 · form4.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183,315

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9 to $9.83, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:22 UTC GrantRestricted Stock Unit · Derivative 21,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001178 · form4.xml · derivative · entry 2

La Lande Rashida · CIK 0001728090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,022

Underlying: Common stock · 21,529 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock award vests and becomes non-forfeitable as to 1/3 of the shares on each of the first, second, and third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock award vests and becomes non-forfeitable as to 1/3 of the shares on each of the first, second, and third anniversary of the grant date.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:22 UTC GrantRestricted Stock Unit · Derivative 8,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001178 · form4.xml · derivative · entry 1

La Lande Rashida · CIK 0001728090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,493

Underlying: Common stock · 8,493 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Issuer's common stock.

F2 · derivative.expiration_date: The restricted stock award vests and becomes non-forfeitable June 4, 2022.

Read SEC document
December 31, 2021 Filed Jan 4, 2023 16:46 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 22,690 $0.67 $15,202.30
Disclosure

SEC source: 0001836875-23-000002 · wf-form4_167286877536356.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,125.73

F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

Read SEC document
December 31, 2021 Filed Jan 4, 2023 16:53 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 5,550 $0.67 $3,718.50
Disclosure

SEC source: 0001836875-23-000004 · wf-form4_167286916931965.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,735.91

F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 09:42 UTC
Yodose KenjiDirector
GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000249 · edgar.xml · derivative · entry 1

Yodose Kenji · CIK 0001852112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest June 4, 2022.

F2 · derivative.expiration_date: The RSUs will vest June 4, 2022.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 09:41 UTC GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000248 · edgar.xml · derivative · entry 1

Montgomery Jon M. · CIK 0001851796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest June 4, 2022.

F2 · derivative.expiration_date: The RSUs will vest June 4, 2022.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 09:43 UTC GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000250 · edgar.xml · derivative · entry 1

Ashby Richard A. · CIK 0001851997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest June 4, 2022.

F2 · derivative.expiration_date: The RSUs will vest June 4, 2022.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 09:40 UTC GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000247 · edgar.xml · derivative · entry 1

Sherman H. David · CIK 0001481482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest June 4, 2022.

F2 · derivative.expiration_date: The RSUs will vest June 4, 2022.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 09:38 UTC GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000246 · edgar.xml · derivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest June 4, 2022.

F2 · derivative.expiration_date: The RSUs will vest June 4, 2022.

Read SEC document
May 14, 2021 Filed May 18, 2021 13:10 UTC GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000204 · edgar.xml · derivative · entry 1

Montgomery Jon M. · CIK 0001851796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

F2 · derivative.expiration_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

Read SEC document
May 14, 2021 Filed May 18, 2021 13:12 UTC
Yodose KenjiDirector
GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000205 · edgar.xml · derivative · entry 1

Yodose Kenji · CIK 0001852112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

F2 · derivative.expiration_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

Read SEC document
May 14, 2021 Filed May 18, 2021 12:53 UTC GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000197 · edgar.xml · derivative · entry 1

Ashby Richard A. · CIK 0001851997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

F2 · derivative.expiration_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

Read SEC document
May 14, 2021 Filed May 18, 2021 13:09 UTC GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000203 · edgar.xml · derivative · entry 1

Sherman H. David · CIK 0001481482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

F2 · derivative.expiration_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

Read SEC document
May 14, 2021 Filed May 18, 2021 13:07 UTC GrantRestricted Stock Units · Derivative 24,242 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000202 · edgar.xml · derivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of Nuvve Holding Corp. common stock.

F2 · derivative.exercise_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

F2 · derivative.expiration_date: The RSUs will vest in three equal installments on each of May 14, 2022, 2023 and 2024.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 09:57 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 600,000 $0.00 Strike: $13.70 $0.00
Disclosure

SEC source: 0001094891-21-000161 · edgar.xml · derivative · entry 2

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,341

Underlying: Common Stock · 600,000 shares

Expires 2021-03-23

F2 · derivative.exercise_date: The options vest as to 1/4 of the shares on the last day of the fiscal quarter in which the first anniversary of the grant date occurs and shall vest as to 1/16 of the shares on the last day of the following 12 fiscal quarters.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 09:57 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 43,796 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000161 · edgar.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,419

F1 · security: The securities awarded are in the form of restricted stock issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each share of restricted stock represents an unfunded, unsecured right to receive one share of the Issuer's common stock. The restricted stock award vests and becomes non-forfeitable as to 1/3 of the shares on each of the first, second, and third anniversary of the grant date.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 09:57 UTC
Smith Ted C.Director · President and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 350,000 $0.00 Strike: $13.70 $0.00
Disclosure

SEC source: 0001094891-21-000163 · edgar.xml · derivative · entry 2

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,628

Underlying: Common Stock · 350,000 shares

Expires 2021-03-23

F2 · derivative.exercise_date: The options vest as to 1/4 of the shares on the last day of the fiscal quarter in which the first anniversary of the grant date occurs and shall vest as to 1/16 of the shares on the last day of the following 12 fiscal quarters.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 09:57 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 25,547 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000163 · edgar.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,239

F1 · security: The securities awarded are in the form of restricted stock issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each share of restricted stock represents an unfunded, unsecured right to receive one share of the Issuer's common stock. The restricted stock award vests and becomes non-forfeitable as to 1/3 of the shares on each of the first, second, and third anniversary of the grant date.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 09:57 UTC
Robson DavidChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $13.70 $0.00
Disclosure

SEC source: 0001094891-21-000162 · edgar.xml · derivative · entry 2

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2021-03-23

F2 · derivative.exercise_date: The options vest as to 1/4 of the shares on the last day of the fiscal quarter in which the first anniversary of the grant date occurs and shall vest as to 1/16 of the shares on the last day of the following 12 fiscal quarters.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 09:57 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 18,248 $0.00 $0.00
Disclosure

SEC source: 0001094891-21-000162 · edgar.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,248

F1 · security: The securities awarded are in the form of restricted stock issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each share of restricted stock represents an unfunded, unsecured right to receive one share of the Issuer's common stock. The restricted stock award vests and becomes non-forfeitable as to 1/3 of the shares on each of the first, second, and third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.