Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIMG Inc.NUZE · Entity 8287 | Director | March 22, 2023 | March 24, 2023 |
| FARMER BROTHERS COFARM · Entity 49843 | TREASURER, CFO | November 12, 2018 | November 14, 2018 |
| Nuvve Holding Corp.NVVE · Entity 8585 | Chief Financial Officer | November 19, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIMG Inc.
Report date March 22, 2023 · Filed March 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,072 |
Reported balance
After 2023-03-22 transaction · row 1
1 source rowRow 1 · 2023-03-22 · Grant · Acquired 4,398 · Balance 5,072 F1: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer.
FARMER BROTHERS CO
Report date November 12, 2018 · Filed November 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.04 · Expires 2025-11-12 | Direct | 17,331 |
Reported balance
After 2018-11-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-11-12 · Grant · Acquired 17,331 · Balance 17,331 F1: Grant of non-qualified stock option under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"); the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances. F2: Represents only the stock options granted on the Transaction Date and does not include stock options with different prices and/or vesting terms. |
| Performance-Based Restricted Stock Units (PBRSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,385 |
Reported balance
After 2018-11-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-12 · Grant · Acquired 5,385 · Balance 5,385 F3: Grant of performance-based restricted stock units ("PBRSUs") under the Plan. The target number of PBRSUs is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the PBRSUs are scheduled to vest based on achievement of certain financial performance goals for the performance period July 1, 2018 through June 30, 2021. At the end of the three-year performance period, the number of PBRSUs that actually vest will be 0% to 150% of the target amount set forth in Table II, Item 5, depending on the extent to which Farmer Bros. Co. meets or exceeds certain financial performance goals measured over the full three-year performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of non-qualified stock option under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"); the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances.
F2: Represents only the stock options granted on the Transaction Date and does not include stock options with different prices and/or vesting terms.
F3: Grant of performance-based restricted stock units ("PBRSUs") under the Plan. The target number of PBRSUs is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the PBRSUs are scheduled to vest based on achievement of certain financial performance goals for the performance period July 1, 2018 through June 30, 2021. At the end of the three-year performance period, the number of PBRSUs that actually vest will be 0% to 150% of the target amount set forth in Table II, Item 5, depending on the extent to which Farmer Bros. Co. meets or exceeds certain financial performance goals measured over the full three-year performance period.
Nuvve Holding Corp.
Report date November 19, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 940,566 |
Reported balance
After 2025-11-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-19 · Grant · Acquired 937,125 · Balance 940,566 F1: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan. Each RSU, which vested immediately, represents the right to receive one share of the Issuer's common stock. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2035-11-19 | Direct | 1,000,876 |
Reported balance
After 2025-11-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-11-19 · Grant · Acquired 1,000,000 · Balance 1,000,876 F2: The securities awarded are in the form of Employee Stock Options (Right to Buy) issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan and vest on December 31, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan. Each RSU, which vested immediately, represents the right to receive one share of the Issuer's common stock.
F2: The securities awarded are in the form of Employee Stock Options (Right to Buy) issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan and vest on December 31, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2025 Filed Nov 21, 2025 16:25 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001836875-25-000183 · wk-form4_1763760338.xml · derivative · entry 2 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,876 Underlying: Common Stock · 1,000,000 shares Expires 2035-11-19 F2 · derivative.underlying_shares: The securities awarded are in the form of Employee Stock Options (Right to Buy) issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan and vest on December 31, 2025. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 16:25 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 937,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001836875-25-000183 · wk-form4_1763760338.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 940,566 F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan. Each RSU, which vested immediately, represents the right to receive one share of the Issuer's common stock. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 16:10 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001836875-23-000176 · wk-form4_1702069823.xml · derivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 50,000 shares Expires 2033-07-07 F1 · derivative.exercise_date: The 50% of options vest as to 1/4 of the shares on the last day of the fiscal quarter in which the first anniversary of the grant date occurs and shall vest as to 1/16 of the shares on the last day of the following 12 fiscal quarters, and the remaining 50% of the options shall vest immediately upon the occurrence of a performance-based criteria. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 16:10 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | PurchaseCommon Stock | 357,000 | $0.14 | $49,980.00 |
DisclosureSEC source: 0001836875-23-000156 · wk-form4_1698178192.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,025,957.65 Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:53 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 28,369 | $0.49 | $13,872.44 |
DisclosureSEC source: 0001836875-23-000150 · wk-form4_1693950803.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668,957.65 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 17:23 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 21,710 | $0.64 | $13,872.69 |
DisclosureSEC source: 0001836875-23-000137 · wk-form4_1691011408.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 640,588.65 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 19:35 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 362,508 | $0.61 | $221,129.88 |
DisclosureSEC source: 0001836875-23-000129 · wk-form4_1689032098.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 618,878.65 F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's amended 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests immediately on grant date and becomes non-forfeitable. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 17:40 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 23,315 | $0.60 | $13,872.43 |
DisclosureSEC source: 0001836875-23-000112 · wk-form4_1688420432.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,370.65 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 10:39 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 26,678 | $0.52 | $13,872.56 |
DisclosureSEC source: 0001836875-23-000091 · wk-form4_1685630354.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,055.65 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| April 30, 2023 Filed May 2, 2023 17:09 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 25,223 | $0.55 | $13,872.65 |
DisclosureSEC source: 0001836875-23-000080 · wf-form4_168306176802709.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,377.65 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 17:21 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 19,818 | $0.70 | $13,872.60 |
DisclosureSEC source: 0001836875-23-000072 · wf-form4_168055686142462.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,154.65 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 16:31 UTC | CIMG Inc. NUZE · Entity 8287 | GrantCommon Stock | 4,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-008892 · ownership.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,072 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 01, 2023 Filed Mar 7, 2023 15:28 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 13,339 | $1.04 | $13,872.56 |
DisclosureSEC source: 0001836875-23-000032 · wf-form4_167822091253014.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,336.65 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 06:54 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 10,126 | $1.37 | $13,872.62 |
DisclosureSEC source: 0001836875-23-000022 · wf-form4_167533887480247.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,997.65 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 17:05 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 20,705 | $0.67 | $13,872.35 |
DisclosureSEC source: 0001836875-23-000008 · wf-form4_167286988439795.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,871.65 F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 16:51 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 53,659.65 | $0.62 | $33,268.98 |
DisclosureSEC source: 0001836875-22-000105 · wf-form4_166993144825818.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,166.65 F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 17:15 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | Disposition to issuerCommon Stock | 34,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001836875-22-000103 · wf-form4_166855051531979.xml · nonDerivative · entry 2 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,507 F2 · shares: In connection with the amendment and restatement of Amendment No. 1, dated November 11, 2022, the unvested portion of the RSU Award was cancelled and forfeited to the Company. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 17:02 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 25,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001836875-22-000070 · wf-form4_166059538660141.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,607 F1 · security: The securities awarded are in the form of restricted stock units issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each share of restricted stock units represents an unfunded, unsecured right to receive one share of the Issuer's common stock. The restricted stock units award vests immediately and becomes non-forfeitable as of the grant date. Read SEC document |
| August 12, 2022 Filed Nov 15, 2022 17:15 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 41,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001836875-22-000103 · wf-form4_166855051531979.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,018 F1 · shares: Consists of restricted stock units ("RSUs"). In connection with Amendment No. 1 ("Amendment No. 1") to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 13:35 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | PurchaseCommon Stock | 10,250 | $5.54 | $56,785.00 |
DisclosureSEC source: 0001836875-22-000052 · wf-form4_165548731419250.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,373 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.46 to $5.61, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:01 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | PurchaseCommon Stock | 125 | $5.46 | $682.50 |
DisclosureSEC source: 0001836875-22-000050 · wf-form4_165533047292808.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,123 Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 17:58 UTC Amendment | Nuvve Holding Corp. NVVE · Entity 8585 | PurchaseCommon Stock | 2,750 | $5.58 | $15,345.00 |
DisclosureSEC source: 0001836875-22-000049 · wf-form4a_165533032121870.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,998 Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 12:46 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 2,750 | $5.58 | $15,345.00 |
DisclosureSEC source: 0001836875-22-000047 · wf-form4_165531155401430.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,998 Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 17:50 UTC | CIMG Inc. NUZE · Entity 8287 | GrantCommon Stock | 23,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-007292 · ownership.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,584 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 09:57 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantEmployee Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $13.70 | $0.00 |
DisclosureSEC source: 0001094891-21-000162 · edgar.xml · derivative · entry 2 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2021-03-23 F2 · derivative.exercise_date: The options vest as to 1/4 of the shares on the last day of the fiscal quarter in which the first anniversary of the grant date occurs and shall vest as to 1/16 of the shares on the last day of the following 12 fiscal quarters. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 09:57 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 18,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000162 · edgar.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,248 F1 · security: The securities awarded are in the form of restricted stock issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each share of restricted stock represents an unfunded, unsecured right to receive one share of the Issuer's common stock. The restricted stock award vests and becomes non-forfeitable as to 1/3 of the shares on each of the first, second, and third anniversary of the grant date. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 17:27 UTC | CIMG Inc. NUZE · Entity 8287 | GrantStock Option (Right to buy) · Derivative | 228,323 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0001493152-21-006554 · ownership.xml · derivative · entry 1 Robson David · CIK 0001317553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,323 Underlying: Common Stock · 228,323 shares Expires 2031-03-18 F1 · derivative.exercise_date: 50% of the options (114,162) vested on March 18, 2021. The remainder of the options vest in installments of 57,081 on March 18, 2022 and 57,080 on March 18, 2023. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 23:56 UTC | FARMER BROTHERS CO FARM · Entity 49843 | GrantPerformance-Based Restricted Stock Units (PBRSUs) · Derivative | 5,385 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000034563-18-000059 · wf-form4_154223979122047.xml · derivative · entry 2 Robson David · CIK 0001317553 · TREASURER, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,385 Underlying: Common Stock · 5,385 shares Expires not disclosed F3 · derivative.exercise_date: Grant of performance-based restricted stock units ("PBRSUs") under the Plan. The target number of PBRSUs is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the PBRSUs are scheduled to vest based on achievement of certain financial performance goals for the performance period July 1, 2018 through June 30, 2021. At the end of the three-year performance period, the number of PBRSUs that actually vest will be 0% to 150% of the target amount set forth in Table II, Item 5, depending on the extent to which Farmer Bros. Co. meets or exceeds certain financial performance goals measured over the full three-year performance period. F3 · derivative.expiration_date: Grant of performance-based restricted stock units ("PBRSUs") under the Plan. The target number of PBRSUs is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the PBRSUs are scheduled to vest based on achievement of certain financial performance goals for the performance period July 1, 2018 through June 30, 2021. At the end of the three-year performance period, the number of PBRSUs that actually vest will be 0% to 150% of the target amount set forth in Table II, Item 5, depending on the extent to which Farmer Bros. Co. meets or exceeds certain financial performance goals measured over the full three-year performance period. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 23:56 UTC | FARMER BROTHERS CO FARM · Entity 49843 | GrantStock Option (right to buy) · Derivative | 17,331 | $0.00 Strike: $25.04 | $0.00 |
DisclosureSEC source: 0000034563-18-000059 · wf-form4_154223979122047.xml · derivative · entry 1 Robson David · CIK 0001317553 · TREASURER, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,331 Underlying: Common Stock · 17,331 shares Expires 2025-11-12 F1 · derivative.exercise_date: Grant of non-qualified stock option under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"); the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances. F2 · balance_after: Represents only the stock options granted on the Transaction Date and does not include stock options with different prices and/or vesting terms. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:59 UTC | FARMER BROTHERS CO FARM · Entity 49843 | GrantPerformance-Based Restricted Stock Units (PBRSUs) · Derivative | 12,699 | $0.00 Strike: $31.70 | $0.00 |
DisclosureSEC source: 0000034563-17-000102 · wf-form4_151071112596613.xml · derivative · entry 4 Robson David · CIK 0001317553 · TREASURER, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,699 Underlying: Common Stock · 12,699 shares Expires 2024-11-10 F4 · derivative.exercise_date: Grant of performance-based restricted stock units ("PBRSUs") under the Plan. The target number of PBRSUs is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the PBRSUs are scheduled to vest based on achievement of certain financial performance goals for the performance period July 1, 2017 through June 30, 2020. At the end of the three-year performance period, the number of PBRSUs that actually vest will be 0% to 150% of the target amount, depending on the extent to which Farmer Bros. Co. meets or exceeds certain financial performance goals measured over the full three-year performance period. The maximum number of PBRSUs that may vest at the end of the three-year performance period is 19,048 (150% of the target amount). Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:59 UTC | FARMER BROTHERS CO FARM · Entity 49843 | GrantStock Option (right to buy) · Derivative | 12,699 | $0.00 Strike: $31.70 | $0.00 |
DisclosureSEC source: 0000034563-17-000102 · wf-form4_151071112596613.xml · derivative · entry 3 Robson David · CIK 0001317553 · TREASURER, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,463 Underlying: Common Stock · 12,699 shares Expires 2024-11-10 F3 · derivative.exercise_date: Grant of non-qualified stock option under the Plan; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on November 10, 2018, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:59 UTC | FARMER BROTHERS CO FARM · Entity 49843 | GrantStock Option (right to buy) · Derivative | 5,764 | $0.00 Strike: $31.70 | $0.00 |
DisclosureSEC source: 0000034563-17-000102 · wf-form4_151071112596613.xml · derivative · entry 2 Robson David · CIK 0001317553 · TREASURER, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,764 Underlying: Common Stock · 5,764 shares Expires 2024-11-10 F2 · derivative.exercise_date: Grant of non-qualified stock option under the Plan pursuant to the reporting person's employment agreement with the Issuer; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on November 10, 2018, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 01:59 UTC | FARMER BROTHERS CO FARM · Entity 49843 | GrantCommon Stock, $1.00 par value | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0000034563-17-000102 · wf-form4_151071112596613.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · TREASURER, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947 F1 · shares: Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan ("Plan") pursuant to the reporting person's employment agreement with the Issuer; 100% of the total shares vest on November 10, 2020, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances. Read SEC document |
| November 10, 2017 Filed Dec 5, 2017 00:31 UTC Amendment | FARMER BROTHERS CO FARM · Entity 49843 | GrantPerformance-Based Restricted Stock Units (PBRSUs) · Derivative | 4,171 | $0.00 Strike: $31.70 | $0.00 |
DisclosureSEC source: 0000034563-17-000122 · wf-form4a_151243390664409.xml · derivative · entry 1 Robson David · CIK 0001317553 · TREASURER, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,171 Underlying: Common Stock · 4,171 shares Expires 2024-11-10 F1 · shares: Corrected number of PBRSUs granted. F2 · derivative.exercise_date: Grant of performance-based restricted stock units ("PBRSUs") under the Farmer Bros. Co. 2017 Long-Term Incentive Plan. The target number of PBRSUs is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the PBRSUs are scheduled to vest based on achievement of certain financial performance goals for the performance period July 1, 2017 through June 30, 2020. At the end of the three-year performance period, the number of PBRSUs that actually vest will be 0% to 150% of the target amount, depending on the extent to which Farmer Bros. Co. meets or exceeds certain financial performance goals measured over the full three-year performance period. The maximum number of PBRSUs that may vest at the end of the three-year performance period is 6,256 (150% of the target amount). F1 · derivative.underlying_shares: Corrected number of PBRSUs granted. F3 · balance_after: Corrected number of PBRSUs beneficially owned after the reported transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.