Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuvve Holding Corp.NVVE · Entity 8585 | Director · President and COO | November 19, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuvve Holding Corp.
Report date November 19, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2035-11-19 | Direct | 201,710 |
Reported balance
After 2025-11-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-11-19 · Grant · Acquired 200,000 · Balance 201,710 F1: The securities awarded are in the form of Employee Stock Options issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan and vest on December 31, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded are in the form of Employee Stock Options issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan and vest on December 31, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2025 Filed Nov 21, 2025 16:31 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001836875-25-000186 · wk-form4_1763760658.xml · derivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,710 Underlying: Common Stock · 200,000 shares Expires 2035-11-19 F1 · derivative.underlying_shares: The securities awarded are in the form of Employee Stock Options issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan and vest on December 31, 2025. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 17:09 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | PurchaseCommon Stock | 7,155 | $2.88 | $20,606.40 |
DisclosureSEC source: 0001836875-24-000127 · wk-form4_1734991788.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,855.31 Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 17:24 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | PurchaseCommon Stock | 3,928 | $2.75 | $10,802.00 |
DisclosureSEC source: 0001836875-24-000125 · wk-form4_1734733474.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,700.31 Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 16:07 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantEmployee Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001836875-23-000175 · wk-form4_1702069620.xml · derivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 682,628 Underlying: Common Stock · 65,000 shares Expires 2033-07-07 F1 · derivative.exercise_date: The 50% of options vest as to 1/4 of the shares on the last day of the fiscal quarter in which the first anniversary of the grant date occurs and shall vest as to 1/16 of the shares on the last day of the following 12 fiscal quarters, and the remaining 50% of the options shall vest immediately upon the occurrence of a performance-based criteria. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:48 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 7,605 | $0.49 | $3,718.85 |
DisclosureSEC source: 0001836875-23-000148 · wk-form4_1693950489.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 708,923.91 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 17:11 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 5,820 | $0.64 | $3,718.98 |
DisclosureSEC source: 0001836875-23-000133 · wk-form4_1691010682.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 701,318.91 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 19:30 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 449,898 | $0.61 | $274,437.78 |
DisclosureSEC source: 0001836875-23-000127 · wk-form4_1689031796.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 695,498.91 F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's amended 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests immediately on grant date and becomes non-forfeitable. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 17:34 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 6,250 | $0.60 | $3,718.75 |
DisclosureSEC source: 0001836875-23-000110 · wk-form4_1688420088.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,600.91 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 17:19 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | SaleCommon Stock | 26,900 | $0.47 | $12,643.00 |
DisclosureSEC source: 0001836875-23-000105 · wk-form4_1686691144.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,350.91 F1 · price: The price reported in Column 4 is the fill price. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the fill price. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 10:47 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 7,151 | $0.52 | $3,718.52 |
DisclosureSEC source: 0001836875-23-000093 · wk-form4_1685630844.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,250.91 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| April 30, 2023 Filed May 2, 2023 17:07 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 6,761 | $0.55 | $3,718.55 |
DisclosureSEC source: 0001836875-23-000078 · wf-form4_168306163727364.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,099.91 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 17:19 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 5,313 | $0.70 | $3,719.10 |
DisclosureSEC source: 0001836875-23-000070 · wf-form4_168055674161108.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,338.91 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| March 01, 2023 Filed Mar 7, 2023 15:20 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 3,576 | $1.04 | $3,719.04 |
DisclosureSEC source: 0001836875-23-000030 · wf-form4_167822038088932.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,025.91 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 06:49 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 2,714 | $1.37 | $3,718.18 |
DisclosureSEC source: 0001836875-23-000020 · wf-form4_167533857996143.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,449.91 F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 16:56 UTC Amendment | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 5,550 | $0.67 | $3,718.50 |
DisclosureSEC source: 0001836875-23-000005 · wf-form4a_167286938671771.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,735.91 F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 16:56 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 14,383.47 | $0.62 | $8,917.75 |
DisclosureSEC source: 0001836875-22-000109 · wf-form4_166993180146208.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,185.91 F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 17:12 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | Disposition to issuerCommon Stock | 9,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001836875-22-000101 · wf-form4_166855032668289.xml · nonDerivative · entry 2 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,802.44 F2 · shares: In connection with the amendment and restatement of Amendment No. 1, dated November 11, 2022, the unvested portion of the RSU Award was cancelled and forfeited to the Company. Read SEC document |
| August 12, 2022 Filed Nov 15, 2022 17:12 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 11,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001836875-22-000101 · wf-form4_166855032668289.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,053.44 F1 · shares: Consists of restricted stock units ("RSUs"). In connection with Amendment No. 1 ("Amendment No. 1") to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 10:01 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 17,146.43 | $5.83 | $99,963.69 |
DisclosureSEC source: 0001836875-22-000046 · wf-form4_165530165714196.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,952.44 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.81 to $5.84, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 10:27 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 15,240.26 | $6.48 | $98,756.88 |
DisclosureSEC source: 0001836875-22-000045 · wf-form4_165513043454352.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,806.01 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.45 to $6.52, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 12:02 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 22,871.97 | $6.83 | $156,226.99 |
DisclosureSEC source: 0001836875-22-000041 · wf-form4_165479055713317.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,565.75 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.8 to $6.89, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:20 UTC Amendment | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 25,554.78 | $6.84 | $174,751.25 |
DisclosureSEC source: 0001836875-22-000039 · wf-form4a_165471958548851.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,693.78 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.8 to $6.89, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 11:44 UTC Amendment | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 25,554.78 | $6.84 | $174,751.25 |
DisclosureSEC source: 0001836875-22-000038 · wf-form4a_165470304865534.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,693.78 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8 to $6.89, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 11:28 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | PurchaseCommon Stock | 25,554.78 | $6.84 | $174,751.25 |
DisclosureSEC source: 0001836875-22-000037 · wf-form4_165470208428182.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,693.78 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8 to $6.89, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 15:28 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon stock | 26,900 | $14.87 | $400,003.00 |
DisclosureSEC source: 0001062993-22-010759 · form4.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,139 Read SEC document |
| December 31, 2021 Filed Jan 4, 2023 16:53 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 5,550 | $0.67 | $3,718.50 |
DisclosureSEC source: 0001836875-23-000004 · wf-form4_167286916931965.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,735.91 F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 09:57 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantEmployee Stock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $13.70 | $0.00 |
DisclosureSEC source: 0001094891-21-000163 · edgar.xml · derivative · entry 2 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,628 Underlying: Common Stock · 350,000 shares Expires 2021-03-23 F2 · derivative.exercise_date: The options vest as to 1/4 of the shares on the last day of the fiscal quarter in which the first anniversary of the grant date occurs and shall vest as to 1/16 of the shares on the last day of the following 12 fiscal quarters. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 09:57 UTC | Nuvve Holding Corp. NVVE · Entity 8585 | GrantCommon Stock | 25,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000163 · edgar.xml · nonDerivative · entry 1 Smith Ted C. · CIK 0001851979 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,239 F1 · security: The securities awarded are in the form of restricted stock issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each share of restricted stock represents an unfunded, unsecured right to receive one share of the Issuer's common stock. The restricted stock award vests and becomes non-forfeitable as to 1/3 of the shares on each of the first, second, and third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.