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OTC · USD

NVVE

Nuvve Holding Corp.

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Tapewire entity
8585
SEC CIK
0001836875
Parsed reports
127

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2023 Filed Jul 5, 2023 07:20 UTC GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001836875-23-000118 · wk-form4_1688556040.xml · nonDerivative · entry 1

Montgomery Jon M. · CIK 0001851796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,235

F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests and becomes non-forfeitable on the date of the 2024 Annual Meeting.

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June 13, 2023 Filed Jul 5, 2023 07:32 UTC GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001836875-23-000121 · wk-form4_1688556714.xml · nonDerivative · entry 1

Sherman H. David · CIK 0001481482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,360

F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests and becomes non-forfeitable on the date of the 2024 Annual Meeting.

Read SEC document
June 13, 2023 Filed Jul 5, 2023 07:12 UTC GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001836875-23-000116 · wk-form4_1688555566.xml · nonDerivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,235

F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests and becomes non-forfeitable on the date of the 2024 Annual Meeting.

Read SEC document
June 13, 2023 Filed Jul 5, 2023 11:04 UTC GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001836875-23-000114 · wk-form4_1688555048.xml · nonDerivative · entry 1

La Lande Rashida · CIK 0001728090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,773

F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests and becomes non-forfeitable vest on the date of the 2024 Annual Meeting .

Read SEC document
June 12, 2023 Filed Jun 13, 2023 17:19 UTC
Smith Ted C.Director · President and COO
SaleCommon Stock 26,900 $0.47 $12,643.00
Disclosure

SEC source: 0001836875-23-000105 · wk-form4_1686691144.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,350.91

F1 · price: The price reported in Column 4 is the fill price. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the fill price.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 10:30 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 29,236 $0.52 $15,202.72
Disclosure

SEC source: 0001836875-23-000089 · wk-form4_1685629805.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290,435.73

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 10:47 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 7,151 $0.52 $3,718.52
Disclosure

SEC source: 0001836875-23-000093 · wk-form4_1685630844.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,250.91

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 10:39 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 26,678 $0.52 $13,872.56
Disclosure

SEC source: 0001836875-23-000091 · wk-form4_1685630354.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,055.65

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
April 30, 2023 Filed May 2, 2023 17:05 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 27,641 $0.55 $15,202.55
Disclosure

SEC source: 0001836875-23-000076 · wf-form4_168306149801768.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261,199.73

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
April 30, 2023 Filed May 2, 2023 17:07 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 6,761 $0.55 $3,718.55
Disclosure

SEC source: 0001836875-23-000078 · wf-form4_168306163727364.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,099.91

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
April 30, 2023 Filed May 2, 2023 17:09 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 25,223 $0.55 $13,872.65
Disclosure

SEC source: 0001836875-23-000080 · wf-form4_168306176802709.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,377.65

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 17:16 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 21,718 $0.70 $15,202.60
Disclosure

SEC source: 0001836875-23-000068 · wf-form4_168055657784992.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,233,558.73

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 17:19 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 5,313 $0.70 $3,719.10
Disclosure

SEC source: 0001836875-23-000070 · wf-form4_168055674161108.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,338.91

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 17:21 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 19,818 $0.70 $13,872.60
Disclosure

SEC source: 0001836875-23-000072 · wf-form4_168055686142462.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,154.65

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
March 01, 2023 Filed Mar 7, 2023 15:07 UTC Amendment
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 14,618 $1.04 $15,202.72
Disclosure

SEC source: 0001836875-23-000028 · wf-form4a_167821966367658.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,840.73

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
March 01, 2023 Filed Mar 7, 2023 14:59 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 11,097 $1.37 $15,202.89
Disclosure

SEC source: 0001836875-23-000027 · wf-form4_167821913430500.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,319.73

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
March 01, 2023 Filed Mar 7, 2023 15:20 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 3,576 $1.04 $3,719.04
Disclosure

SEC source: 0001836875-23-000030 · wf-form4_167822038088932.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,025.91

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
March 01, 2023 Filed Mar 7, 2023 15:28 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 13,339 $1.04 $13,872.56
Disclosure

SEC source: 0001836875-23-000032 · wf-form4_167822091253014.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,336.65

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 06:44 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 11,097 $1.37 $15,202.89
Disclosure

SEC source: 0001836875-23-000018 · wf-form4_167533828449685.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,222.73

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 06:49 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 2,714 $1.37 $3,718.18
Disclosure

SEC source: 0001836875-23-000020 · wf-form4_167533857996143.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,449.91

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 06:54 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 10,126 $1.37 $13,872.62
Disclosure

SEC source: 0001836875-23-000022 · wf-form4_167533887480247.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,997.65

F1 · shares: In connection with the amendment and restatement of Amendment No. 1 to the Reporting Person's employment Agreement dated November 11, 2022, the Reporting Person receives a grant of Common Stock at the end of each month beginning on November 30, 2022 and ending on August 31, 2023.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 16:59 UTC Amendment
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 22,690 $0.67 $15,202.30
Disclosure

SEC source: 0001836875-23-000006 · wf-form4a_167286953607868.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,125.73

F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 16:56 UTC Amendment
Smith Ted C.Director · President and COO
GrantCommon Stock 5,550 $0.67 $3,718.50
Disclosure

SEC source: 0001836875-23-000005 · wf-form4a_167286938671771.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,735.91

F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:05 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 20,705 $0.67 $13,872.35
Disclosure

SEC source: 0001836875-23-000008 · wf-form4_167286988439795.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,871.65

F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 20:45 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 5,000 $0.62 $3,081.50
Disclosure

SEC source: 0001836875-22-000111 · wf-form4_167003191658268.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,435.73

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $0.6050 to $0.6325, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 16:54 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 59,434.71 $0.62 $36,849.52
Disclosure

SEC source: 0001836875-22-000107 · wf-form4_166993166152324.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168,435.73

F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 16:56 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 14,383.47 $0.62 $8,917.75
Disclosure

SEC source: 0001836875-22-000109 · wf-form4_166993180146208.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,185.91

F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 16:51 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 53,659.65 $0.62 $33,268.98
Disclosure

SEC source: 0001836875-22-000105 · wf-form4_166993144825818.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,166.65

F1 · shares: Consists of restricted stock units ("RSUs"), in connection with amendment and restatement of Amendment No. 1, dated November 11, 2022, to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 17:09 UTC
Poilasne GregoryDirector · Chief Executive Officer
Disposition to issuerCommon Stock 38,143 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000099 · wf-form4_166855017298509.xml · nonDerivative · entry 2

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,001.02

F2 · shares: In connection with the amendment and restatement of Amendment No. 1, dated November 11, 2022, the unvested portion of the RSU Award was cancelled and forfeited to the Company.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 17:12 UTC
Smith Ted C.Director · President and COO
Disposition to issuerCommon Stock 9,251 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000101 · wf-form4_166855032668289.xml · nonDerivative · entry 2

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,802.44

F2 · shares: In connection with the amendment and restatement of Amendment No. 1, dated November 11, 2022, the unvested portion of the RSU Award was cancelled and forfeited to the Company.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 17:15 UTC
Robson DavidChief Financial Officer
Disposition to issuerCommon Stock 34,511 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000103 · wf-form4_166855051531979.xml · nonDerivative · entry 2

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,507

F2 · shares: In connection with the amendment and restatement of Amendment No. 1, dated November 11, 2022, the unvested portion of the RSU Award was cancelled and forfeited to the Company.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:37 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 5,000 $0.98 $4,893.50
Disclosure

SEC source: 0001836875-22-000089 · wf-form4_166752224881570.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101,763.02

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $0.95 to $1.01, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 19:39 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 5,000 $1.40 $6,976.50
Disclosure

SEC source: 0001836875-22-000084 · wf-form4_166492637423465.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106,763.02

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $1.35 to $1.43, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 19:03 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 4,598 $2.75 $12,626.57
Disclosure

SEC source: 0001836875-22-000081 · wf-form4_166215981066369.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,763.02

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7 to $2.8, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 16:00 UTC
Yodose KenjiDirector
GrantCommon Stock 49,751 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000067 · wf-form4_166059360247291.xml · nonDerivative · entry 1

Yodose Kenji · CIK 0001852112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,235

F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests and becomes non-forfeitable August 12, 2023.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 18:20 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 31,543 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000072 · wf-form4_166059958108106.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116,361.02

F1 · security: The securities awarded are in the form of restricted stock units issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each share of restricted stock units represents an unfunded, unsecured right to receive one share of the Issuer's common stock. The restricted stock units award vests immediately and becomes non-forfeitable as of the grant date.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 18:25 UTC GrantCommon Stock 49,751 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000073 · wf-form4_166060030735609.xml · nonDerivative · entry 1

Montgomery Jon M. · CIK 0001851796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,235

F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests and becomes non-forfeitable August 12, 2023.

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August 12, 2022 Filed Aug 15, 2022 18:06 UTC GrantCommon Stock 49,751 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000071 · wf-form4_166059835845450.xml · nonDerivative · entry 1

Sherman H. David · CIK 0001481482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,360

F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests and becomes non-forfeitable August 12, 2023.

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August 12, 2022 Filed Aug 15, 2022 16:21 UTC GrantCommon Stock 49,751 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000069 · wf-form4_166059404493251.xml · nonDerivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,235

F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests and becomes non-forfeitable August 12, 2023.

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August 12, 2022 Filed Aug 15, 2022 17:02 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 25,234 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000070 · wf-form4_166059538660141.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,607

F1 · security: The securities awarded are in the form of restricted stock units issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each share of restricted stock units represents an unfunded, unsecured right to receive one share of the Issuer's common stock. The restricted stock units award vests immediately and becomes non-forfeitable as of the grant date.

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August 12, 2022 Filed Aug 15, 2022 20:05 UTC GrantCommon Stock 49,751 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000068 · wf-form4_166059370192971.xml · nonDerivative · entry 1

La Lande Rashida · CIK 0001728090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,773

F1 · security: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock. The RSUs award vests and becomes non-forfeitable August 12, 2023.

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August 12, 2022 Filed Nov 15, 2022 17:09 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 45,381 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000099 · wf-form4_166855017298509.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,144.02

F1 · shares: Consists of restricted stock units ("RSUs"). In connection with Amendment No. 1 ("Amendment No. 1") to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

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August 12, 2022 Filed Nov 15, 2022 17:12 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 11,101 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000101 · wf-form4_166855032668289.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,053.44

F1 · shares: Consists of restricted stock units ("RSUs"). In connection with Amendment No. 1 ("Amendment No. 1") to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

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August 12, 2022 Filed Nov 15, 2022 17:15 UTC
Robson DavidChief Financial Officer
GrantCommon Stock 41,411 $0.00 $0.00
Disclosure

SEC source: 0001836875-22-000103 · wf-form4_166855051531979.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,018

F1 · shares: Consists of restricted stock units ("RSUs"). In connection with Amendment No. 1 ("Amendment No. 1") to the Reporting Person's Employment Agreement, dated August 10, 2022, the Reporting Person received a grant of RSUs (the "RSU Award"), vesting monthly at the end of each month starting September 30, 2022 and ending August 31, 2023.

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August 01, 2022 Filed Aug 2, 2022 12:54 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 5,000 $3.41 $17,045.00
Disclosure

SEC source: 0001836875-22-000054 · wf-form4_165945927354275.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,818.02

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.31 to $3.54, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 16, 2022 Filed Jun 17, 2022 13:35 UTC
Robson DavidChief Financial Officer
PurchaseCommon Stock 10,250 $5.54 $56,785.00
Disclosure

SEC source: 0001836875-22-000052 · wf-form4_165548731419250.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,373

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.46 to $5.61, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range.

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June 14, 2022 Filed Jun 15, 2022 18:01 UTC
Robson DavidChief Financial Officer
PurchaseCommon Stock 125 $5.46 $682.50
Disclosure

SEC source: 0001836875-22-000050 · wf-form4_165533047292808.xml · nonDerivative · entry 1

Robson David · CIK 0001317553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,123

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June 14, 2022 Filed Jun 16, 2022 19:27 UTC
Poilasne GregoryDirector · Chief Executive Officer
GrantCommon Stock 107,599 $14.87 $1,599,997.13
Disclosure

SEC source: 0001836875-22-000051 · wf-form4_165542204993433.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089,818.02

F1 · shares: The shares of common stock issued to and purchased by the reporting person relate to the prior commitment made by the reporting person to purchase such shares from Nuvve at a price per share of $14.87, disclosed previously in our Annual Report on Form 10-K for the fiscal year ended December 31, 2021, filed on March 31, 2022.

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June 13, 2022 Filed Jun 15, 2022 10:01 UTC
Smith Ted C.Director · President and COO
GrantCommon Stock 17,146.43 $5.83 $99,963.69
Disclosure

SEC source: 0001836875-22-000046 · wf-form4_165530165714196.xml · nonDerivative · entry 1

Smith Ted C. · CIK 0001851979 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,952.44

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.81 to $5.84, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range.

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June 13, 2022 Filed Jun 15, 2022 16:49 UTC
Poilasne GregoryDirector · Chief Executive Officer
SaleCommon Stock 15,500 $5.86 $90,830.00
Disclosure

SEC source: 0001836875-22-000048 · wf-form4_165532613698131.xml · nonDerivative · entry 1

Poilasne Gregory · CIK 0001852374 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,219.02

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8 to $5.89, inclusive. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.