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1023
SEC CIK
0001045810
Parsed reports
1,498

Last 12 months

Inside the activity.

0 purchase rows · 187 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025053
Jan 2026024
Feb 2026024
Mar 2026038
Apr 202600
May 202601
Jun 202606
Jul 202600
Aug 202605
Sep 2026020
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2019 Filed Aug 28, 2019 21:33 UTC SaleCommon Stock 8,787 $166.56 $1,463,552.18
Disclosure

SEC source: 0001045810-19-000150 · wf-form4_156702796949988.xml · nonDerivative · entry 2

MCCAFFERY MICHAEL G · CIK 0001256735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,792

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $166.50 to $166.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 21:33 UTC SaleCommon Stock 6,213 $165.14 $1,026,019.17
Disclosure

SEC source: 0001045810-19-000150 · wf-form4_156702796949988.xml · nonDerivative · entry 1

MCCAFFERY MICHAEL G · CIK 0001256735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,579

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $165.03 to $165.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 22:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001045810-19-000148 · wf-form4_156685749185271.xml · derivative · entry 3

HUDSON DAWN E · CIK 0001219888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,645

Underlying: Common · 5,000 shares

Expires 2023-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested

Read SEC document
August 22, 2019 Filed Aug 26, 2019 22:11 UTC SaleCommon 5,000 $171.73 $858,671.00
Disclosure

SEC source: 0001045810-19-000148 · wf-form4_156685749185271.xml · nonDerivative · entry 2

HUDSON DAWN E · CIK 0001219888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,037

Read SEC document
August 22, 2019 Filed Aug 26, 2019 22:11 UTC Exercise / conversionCommon 5,000 $14.70 $73,500.00
Disclosure

SEC source: 0001045810-19-000148 · wf-form4_156685749185271.xml · nonDerivative · entry 1

HUDSON DAWN E · CIK 0001219888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:59 UTC
Drell PersisDirector
SaleCommon Stock 2,500 $167.36 $418,388.00
Disclosure

SEC source: 0001045810-19-000146 · wf-form4_156642472636142.xml · nonDerivative · entry 1

Drell Persis · CIK 0001636665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,184

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $164.12 to $170.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 23:27 UTC
Drell PersisDirector
SaleCommon Stock 2,500 $166.80 $416,997.00
Disclosure

SEC source: 0001045810-19-000134 · wf-form4_156331962511443.xml · nonDerivative · entry 1

Drell Persis · CIK 0001636665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,684

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $166.30 to $168.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 22:24 UTC
Robertson Donald F JrPrincipal Accounting Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000132 · wf-form4_156288388403947.xml · nonDerivative · entry 1

Robertson Donald F Jr · CIK 0001526111 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,038

F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 16, 2020 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:37 UTC
Kress ColetteEVP & Chief Financial Officer
SaleCommon 2,236 $164.01 $366,733.07
Disclosure

SEC source: 0001045810-19-000130 · wf-form4_156202064989627.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,710

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $162.66 to $165.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 23:12 UTC
Kress ColetteEVP & Chief Financial Officer
Tax withholdingCommon 2,205 $153.12 $337,629.60
Disclosure

SEC source: 0001045810-19-000123 · wf-form4_156107235987839.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,946

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 4,441 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 23:13 UTC
Puri Ajay KEVP, Worldwide Field Ops
Tax withholdingCommon Stock 2,273 $153.12 $348,041.76
Disclosure

SEC source: 0001045810-19-000124 · wf-form4_156107242025165.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,590

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 4,579 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 23:14 UTC
Shoquist DeboraEVP, Operations
Tax withholdingCommon Stock 1,610 $153.12 $246,523.20
Disclosure

SEC source: 0001045810-19-000125 · wf-form4_156107247059164.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,173

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 3,241 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 23:15 UTC
Teter Timothy S.EVP, General Counsel and Sec
Tax withholdingCommon Stock 1,815 $153.12 $277,912.80
Disclosure

SEC source: 0001045810-19-000126 · wf-form4_156107253361000.xml · nonDerivative · entry 1

Teter Tim · CIK 0001696841 · EVP, General Counsel and Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,951

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 3,444 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 23:42 UTC
HUANG JEN HSUNDirector · President and CEO
Tax withholdingCommon Stock 4,002 $153.12 $612,786.24
Disclosure

SEC source: 0001045810-19-000128 · wf-form4_156107412617136.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,886

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 8,069 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 22:12 UTC SaleCommon Stock 100,000 $145.10 $14,509,920.00
Disclosure

SEC source: 0001045810-19-000115 · wf-form4_156089590618303.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · H.C. Jones Living Trust

Disclosed balance after: 226,970

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $145.00 to $145.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares are held by H.C. Jones Living Trust, of which the Reporting Person is the trustee.

Read SEC document
June 05, 2019 Filed Mar 11, 2020 20:20 UTC GiftCommon 20 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004827 · doc5.xml · nonDerivative · entry 3

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 109,691

F2 · kind: Gift without consideration.

F2 · price: Gift without consideration.

F3 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
May 24, 2019 Filed Jun 20, 2019 23:42 UTC
HUANG JEN HSUNDirector · President and CEO
GiftCommon Stock 1,251,950 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000128 · wf-form4_156107412617136.xml · nonDerivative · entry 9

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Remainder Trust

Disclosed balance after: 1,251,950

F3 · price: Gift without consideration.

F5 · ownership.nature: The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee.

Read SEC document
May 24, 2019 Filed Jun 20, 2019 23:42 UTC
HUANG JEN HSUNDirector · President and CEO
GiftCommon Stock 625,975 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000128 · wf-form4_156107412617136.xml · nonDerivative · entry 8

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lori Lynn Huang 2016 Annuity Trust I Agreement

Disclosed balance after: 0

F3 · price: Gift without consideration.

Read SEC document
May 24, 2019 Filed Jun 20, 2019 23:42 UTC
HUANG JEN HSUNDirector · President and CEO
GiftCommon Stock 625,975 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000128 · wf-form4_156107412617136.xml · nonDerivative · entry 7

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Jen-Hsun Huang 2016 Annuity Trust I Agreement

Disclosed balance after: 0

F3 · price: Gift without consideration.

Read SEC document
May 23, 2019 Filed May 24, 2019 21:52 UTC GrantCommon 1,258 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008530 · doc4.xml · nonDerivative · entry 1

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,279

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2019 Filed May 24, 2019 21:52 UTC
COXE TENCHDirector
GrantCommon 1,258 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008531 · doc4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,492

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:23 UTC GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000093 · wf-form4_155908216397204.xml · nonDerivative · entry 1

BURGESS ROBERT K · CIK 0001198782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,894

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:23 UTC
Drell PersisDirector
GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000094 · wf-form4_155908220744933.xml · nonDerivative · entry 1

Drell Persis · CIK 0001636665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,184

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:24 UTC GrantCommon 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000095 · wf-form4_155908224626810.xml · nonDerivative · entry 1

HUDSON DAWN E · CIK 0001219888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,037

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:25 UTC GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000096 · wf-form4_155908228896017.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,983

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:25 UTC GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000097 · wf-form4_155908231700932.xml · nonDerivative · entry 1

MCCAFFERY MICHAEL G · CIK 0001256735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,792

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:26 UTC GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000098 · wf-form4_155908236041225.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,816

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:26 UTC
PERRY MARK LDirector
GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000099 · wf-form4_155908239758515.xml · nonDerivative · entry 1

PERRY MARK L · CIK 0001190270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,983

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:27 UTC GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000100 · wf-form4_155908243530416.xml · nonDerivative · entry 1

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:53 UTC GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000105 · wf-form4_155909118878365.xml · nonDerivative · entry 1

STEVENS MARK A · CIK 0001199039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,545

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
April 17, 2019 Filed Jul 13, 2020 23:25 UTC PurchaseCommon 4 $186.93 $747.72
Disclosure

SEC source: 0001045810-20-000131 · wf-form4_159468271317312.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/02/2017

Disclosed balance after: 16

F1 · balance_after: Includes 12 additional shares of common stock held by the 2013 Stephen C. Neal Revocable Trust (the "2013 Trust") on March 30, 2019, the date on which the Reporting Person became a director of the Issuer. These 12 shares and the 4 shares purchased on April 17, 2019 were subsequently transferred to the Neal/Rhyu Revocable Trust dated 5/02/2017 (the "2017 Trust").

F2 · ownership.nature: Shares held by the 2017 Trust, of which the Reporting Person is co-trustee.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 23:02 UTC GrantCommon Stock 1,419 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000067 · wf-form4_155485094995111.xml · nonDerivative · entry 2

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558

F3 · shares: The stock shall vest as to 1/6th of the shares on September 18, 2019 and 1/6 of the shares approximately every six months thereafter, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 23:02 UTC GrantCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000067 · wf-form4_155485094995111.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139

F1 · shares: The restricted stock unit shall vest as to 100% of the shares on May 15, 2019.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

Read SEC document
April 04, 2019 Filed Jun 20, 2019 23:42 UTC
HUANG JEN HSUNDirector · President and CEO
GiftCommon Stock 126,038 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000128 · wf-form4_156107412617136.xml · nonDerivative · entry 6

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,910,420

F3 · price: Gift without consideration.

F4 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.

Read SEC document
April 04, 2019 Filed Jun 20, 2019 23:42 UTC
HUANG JEN HSUNDirector · President and CEO
GiftCommon Stock 8,344 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000128 · wf-form4_156107412617136.xml · nonDerivative · entry 5

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lori Lynn Huang 2016 Annuity Trust II Agreement

Disclosed balance after: 748,012

F3 · price: Gift without consideration.

Read SEC document
April 04, 2019 Filed Jun 20, 2019 23:42 UTC
HUANG JEN HSUNDirector · President and CEO
GiftCommon Stock 54,675 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000128 · wf-form4_156107412617136.xml · nonDerivative · entry 4

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lori Lynn Huang 2016 Annuity Trust I Agreement

Disclosed balance after: 625,975

F3 · price: Gift without consideration.

Read SEC document
April 04, 2019 Filed Jun 20, 2019 23:42 UTC
HUANG JEN HSUNDirector · President and CEO
GiftCommon Stock 8,344 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000128 · wf-form4_156107412617136.xml · nonDerivative · entry 3

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Jen-Hsun Huang 2016 Annuity Trust II Agreement

Disclosed balance after: 748,012

F3 · price: Gift without consideration.

Read SEC document
April 04, 2019 Filed Jun 20, 2019 23:42 UTC
HUANG JEN HSUNDirector · President and CEO
GiftCommon Stock 54,675 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000128 · wf-form4_156107412617136.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Jen-Hsun Huang 2016 Annuity Trust I Agreement

Disclosed balance after: 625,975

F3 · price: Gift without consideration.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 22:20 UTC
Shoquist DeboraEVP, Operations
SaleCommon Stock 5,823 $185.00 $1,077,255.00
Disclosure

SEC source: 0001045810-19-000063 · wf-form4_155441644130814.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,783

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

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March 21, 2019 Filed Mar 22, 2019 23:06 UTC
Kress ColetteEVP & Chief Financial Officer
SaleCommon 14,092 $183.33 $2,583,514.54
Disclosure

SEC source: 0001045810-19-000053 · wf-form4_155329595341755.xml · nonDerivative · entry 2

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,151

F3 · kind: This transaction was pursuant to a 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $180.73 to $184.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 20, 2019 Filed Mar 22, 2019 23:00 UTC
HUANG JEN HSUNDirector · President and CEO
Tax withholdingCommon Stock 115,359 $174.40 $20,118,609.60
Disclosure

SEC source: 0001045810-19-000050 · wf-form4_155329562719625.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,379,888

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 232,669 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 20, 2019 Filed Mar 22, 2019 23:01 UTC
Byron MichaelPrincipal Accounting Officer
Tax withholdingCommon Stock 8,414 $174.40 $1,467,401.60
Disclosure

SEC source: 0001045810-19-000051 · wf-form4_155329568321385.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,174

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 18,692 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 20, 2019 Filed Mar 22, 2019 23:03 UTC
Shoquist DeboraEVP, Operations
Tax withholdingCommon Stock 19,573 $174.40 $3,413,531.20
Disclosure

SEC source: 0001045810-19-000052 · wf-form4_155329581988993.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,606

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 40,799 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 20, 2019 Filed Mar 22, 2019 23:06 UTC
Kress ColetteEVP & Chief Financial Officer
Tax withholdingCommon 27,960 $174.40 $4,876,224.00
Disclosure

SEC source: 0001045810-19-000053 · wf-form4_155329595341755.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,243

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 57,634 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 20, 2019 Filed Mar 22, 2019 23:07 UTC
Teter Timothy S.EVP, General Counsel and Sec
Tax withholdingCommon Stock 1,790 $174.40 $312,176.00
Disclosure

SEC source: 0001045810-19-000054 · wf-form4_155329601042440.xml · nonDerivative · entry 1

Teter Tim · CIK 0001696841 · EVP, General Counsel and Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,766

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 4,649 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 20, 2019 Filed Mar 22, 2019 23:09 UTC
Puri Ajay KEVP, Worldwide Field Ops
Tax withholdingCommon Stock 29,312 $174.40 $5,112,012.80
Disclosure

SEC source: 0001045810-19-000055 · wf-form4_155329615222025.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,863

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 59,798 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 20, 2019 Filed Mar 11, 2020 20:20 UTC GiftCommon 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004827 · doc5.xml · nonDerivative · entry 2

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 109,711

F2 · kind: Gift without consideration.

F2 · price: Gift without consideration.

F3 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

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March 08, 2019 Filed Mar 12, 2019 22:40 UTC
HUANG JEN HSUNDirector · President and CEO
GrantCommon Stock 33,000 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000038 · wf-form4_155243016773159.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495,247

F3 · shares: Represents the number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 28, 2019 through January 30, 2022 at the stretch operating plan performance goal. This number represents 150% of the target award opportunity of 22,000 shares. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 16, 2022, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

F4 · balance_after: Includes 57 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2019.

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March 08, 2019 Filed Mar 12, 2019 22:40 UTC
HUANG JEN HSUNDirector · President and CEO
GrantCommon Stock 66,000 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000038 · wf-form4_155243016773159.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462,190

F1 · shares: Represents the number of shares that will be earned, if at all, based on the achievement of a pre-established stretch operating plan performance goal during the Issuer's fiscal year ending January 26, 2020. This number represents 150% of the target award opportunity of payout of 44,000 shares. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. If the pre-established performance threshold is achieved, the shares earned will vest as to 25% on March 18, 2020 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

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March 08, 2019 Filed Mar 12, 2019 22:40 UTC
Kress ColetteEVP & Chief Financial Officer
GrantCommon 2,600 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000039 · wf-form4_155243027880652.xml · nonDerivative · entry 3

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,203

F4 · shares: Represents the number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 28, 2019 through January 30, 2022 at the stretch operating plan performance goal. This number represents 200% of the target award opportunity of 1,300 shares. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 16, 2022, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

F5 · balance_after: Includes 102 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.