Last 12 months
Inside the activity.
1 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2022 Filed Jun 28, 2022 23:11 UTC Amendment |
VERNON W ANTHONYDirector
|
GrantStock Option (Right to Buy) · Derivative | 140,713 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001209191-22-039679 · doc4a.xml · derivative · entry 1 VERNON W ANTHONY · CIK 0001369091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,713 Underlying: Class A Common Stock · 140,713 shares Expires 2032-05-15 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 16, 2023); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| May 16, 2022 Filed Jun 28, 2022 23:09 UTC Amendment |
FALBERG KATHRYN EDirector
|
GrantStock Option (Right to Buy) · Derivative | 140,713 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001209191-22-039678 · doc4a.xml · derivative · entry 1 FALBERG KATHRYN E · CIK 0001206977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,713 Underlying: Class A Common Stock · 140,713 shares Expires 2032-05-15 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 16, 2023); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| May 16, 2022 Filed Jun 28, 2022 23:08 UTC Amendment |
BLICKENSTAFF KIM DDirector
|
GrantStock Option (Right to Buy) · Derivative | 140,713 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001209191-22-039677 · doc4a.xml · derivative · entry 1 BLICKENSTAFF KIM D · CIK 0001238913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,713 Underlying: Class A Common Stock · 140,713 shares Expires 2032-05-15 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 16, 2023); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| May 16, 2022 Filed Jun 28, 2022 23:07 UTC Amendment |
Bazemore Robert BDirector
|
GrantStock Option (Right to Buy) · Derivative | 140,713 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001209191-22-039676 · doc4a.xml · derivative · entry 1 Bazemore Robert B · CIK 0001620152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,713 Underlying: Class A Common Stock · 140,713 shares Expires 2032-05-15 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 16, 2023); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 20:52 UTC |
Omega Fund V, L.P.10% owner
Omega Fund V GP, L.P.10% owner
Omega Fund V GP Manager, Ltd.10% owner
|
SaleCommon Stock | 2,500,000 | $5.60 | $14,000,000.00 |
DisclosureSEC source: 0000899243-22-014279 · doc4.xml · nonDerivative · entry 1 Omega Fund V, L.P. · CIK 0001641354 · 10% owner Omega Fund V GP, L.P. · CIK 0001641355 · 10% owner Omega Fund V GP Manager, Ltd. · CIK 0001641348 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,457,340 F1 · ownership.direct: The reported securities are held directly by Omega Fund V, L.P. ("Omega V"). The reported securities may be deemed to be beneficially owned by each of Omega Fund V GP, L.P. ("Omega V GP"), as the general partner of Omega V, and Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), as the general partner of Omega V GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of Omega V GP, Omega Fund V GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 17:00 UTC |
Hanley David C.Chief Technical Operations
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $5.06 | $0.00 |
DisclosureSEC source: 0001209191-22-014831 · doc4.xml · derivative · entry 1 Hanley David C. · CIK 0001865826 · Chief Technical Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires 2032-02-27 F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/28/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:06 UTC |
Hattersley GaryChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $5.06 | $0.00 |
DisclosureSEC source: 0001209191-22-014872 · doc4.xml · derivative · entry 1 Hattersley Gary · CIK 0001521111 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires 2032-02-27 F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/28/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:57 UTC |
Markel StacyChief People Officer
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $5.06 | $0.00 |
DisclosureSEC source: 0001209191-22-014825 · doc4.xml · derivative · entry 2 Markel Stacy · CIK 0001734780 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires 2032-02-27 F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/28/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:32 UTC |
Fox Jennifer A.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $5.06 | $0.00 |
DisclosureSEC source: 0001209191-22-014585 · doc4.xml · derivative · entry 2 Fox Jennifer A. · CIK 0001841557 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A Common Stock · 600,000 shares Expires 2032-02-27 F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/28/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:29 UTC |
Hung DavidDirector · President and CEO · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 2,000,000 | $0.00 Strike: $5.06 | $0.00 |
DisclosureSEC source: 0001209191-22-014581 · doc4.xml · derivative · entry 2 Hung David · CIK 0001310880 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Class A Common Stock · 2,000,000 shares Expires 2032-02-27 F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/28/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:13 UTC |
Omega Fund V, L.P.10% owner
Omega Fund IV GP, L.P.10% owner
Omega Fund V GP Manager, Ltd.10% owner
|
SaleCommon Stock | 500,000 | $10.07 | $5,035,000.00 |
DisclosureSEC source: 0000899243-21-048798 · doc4.xml · nonDerivative · entry 1 Omega Fund V, L.P. · CIK 0001641354 · 10% owner Omega Fund IV GP, L.P. · CIK 0001528383 · 10% owner Omega Fund V GP Manager, Ltd. · CIK 0001641348 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,957,340 F1 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are held directly by Omega Fund V, L.P. ("Omega V"). The reported securities may be deemed to be beneficially owned by each of Omega Fund V GP, L.P. ("Omega V GP"), as the general partner of Omega V, and Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), as the general partner of Omega V GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of Omega V GP, Omega Fund V GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:59 UTC |
Omega Fund V, L.P.10% owner
Omega Fund V GP, L.P.10% owner
Omega Fund V GP Manager, Ltd.10% owner
|
SaleCommon Stock | 1,400,000 | $9.80 | $13,720,000.00 |
DisclosureSEC source: 0000899243-21-047514 · doc4.xml · nonDerivative · entry 1 Omega Fund V, L.P. · CIK 0001641354 · 10% owner Omega Fund V GP, L.P. · CIK 0001641355 · 10% owner Omega Fund V GP Manager, Ltd. · CIK 0001641348 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,457,340 F1 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are held directly by Omega Fund V, L.P. ("Omega V"). The reported securities may be deemed to be beneficially owned by each of Omega Fund V GP, L.P. ("Omega V GP"), as the general partner of Omega V, and Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), as the general partner of Omega V GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of Omega V GP, Omega Fund V GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Read SEC document |
| November 24, 2021 Filed Nov 30, 2021 18:07 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLCAffiliate of Director
EcoR1 Capital Fund, L.P.Affiliate of Director
EcoR1 Capital Fund Qualified, L.P.Affiliate of Director
EcoR1 Venture Opportunity Fund, LPAffiliate of Director
Biotech Opportunity GP, LLCAffiliate of Director
|
PurchaseClass A Common Stock | 21,758 | $7.69 | $167,229.81 |
DisclosureSEC source: 0001567619-21-021329 · doc1.xml · nonDerivative · entry 6 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · Affiliate of Director EcoR1 Capital Fund, L.P. · CIK 0001567938 · Affiliate of Director EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · Affiliate of Director EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · Affiliate of Director Biotech Opportunity GP, LLC · CIK 0001816370 · Affiliate of Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 2 and 4 Disclosed balance after: 1,169,241 F2 · ownership.nature: EcoR1 is the investment adviser to Capital Fund, Qualified Fund and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F4 · ownership.nature: Capital Fund is the record holder of these securities. Read SEC document |
| November 24, 2021 Filed Nov 30, 2021 18:07 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLCAffiliate of Director
EcoR1 Capital Fund, L.P.Affiliate of Director
EcoR1 Capital Fund Qualified, L.P.Affiliate of Director
EcoR1 Venture Opportunity Fund, LPAffiliate of Director
Biotech Opportunity GP, LLCAffiliate of Director
|
PurchaseClass A Common Stock | 163,268 | $7.69 | $1,254,861.52 |
DisclosureSEC source: 0001567619-21-021329 · doc1.xml · nonDerivative · entry 5 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · Affiliate of Director EcoR1 Capital Fund, L.P. · CIK 0001567938 · Affiliate of Director EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · Affiliate of Director EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · Affiliate of Director Biotech Opportunity GP, LLC · CIK 0001816370 · Affiliate of Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 2 and 3 Disclosed balance after: 7,361,675 F2 · ownership.nature: EcoR1 is the investment adviser to Capital Fund, Qualified Fund and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: Qualified Fund is the record holder of these securities. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 23:38 UTC |
Omega Fund V, L.P.10% owner
Omega Fund V GP, L.P.10% owner
Omega Fund V GP Manager, Ltd.10% owner
|
SaleCommon Stock | 36 | $9.75 | $351.00 |
DisclosureSEC source: 0000899243-21-046103 · doc4.xml · nonDerivative · entry 2 Omega Fund V, L.P. · CIK 0001641354 · 10% owner Omega Fund V GP, L.P. · CIK 0001641355 · 10% owner Omega Fund V GP Manager, Ltd. · CIK 0001641348 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,857,376 F2 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.direct: The reported securities are held directly by Omega Fund V, L.P. ("Omega V"). The reported securities may be deemed to be beneficially owned by each of Omega Fund V GP, L.P. ("Omega V GP"), as the general partner of Omega V, and Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), as the general partner of Omega V GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of Omega V GP, Omega Fund V GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 23:38 UTC |
Omega Fund V, L.P.10% owner
Omega Fund V GP, L.P.10% owner
Omega Fund V GP Manager, Ltd.10% owner
|
SaleCommon Stock | 295,000 | $9.76 | $2,879,200.00 |
DisclosureSEC source: 0000899243-21-046103 · doc4.xml · nonDerivative · entry 1 Omega Fund V, L.P. · CIK 0001641354 · 10% owner Omega Fund V GP, L.P. · CIK 0001641355 · 10% owner Omega Fund V GP Manager, Ltd. · CIK 0001641348 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,857,376 F1 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.direct: The reported securities are held directly by Omega Fund V, L.P. ("Omega V"). The reported securities may be deemed to be beneficially owned by each of Omega Fund V GP, L.P. ("Omega V GP"), as the general partner of Omega V, and Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), as the general partner of Omega V GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of Omega V GP, Omega Fund V GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 21:31 UTC |
Omega Fund V, L.P.10% owner
Omega Fund V GP, L.P.10% owner
Omega Fund V GP Manager, Ltd.10% owner
|
SaleCommon Stock | 2,000,000 | $9.25 | $18,500,000.00 |
DisclosureSEC source: 0000899243-21-043357 · doc4.xml · nonDerivative · entry 1 Omega Fund V, L.P. · CIK 0001641354 · 10% owner Omega Fund V GP, L.P. · CIK 0001641355 · 10% owner Omega Fund V GP Manager, Ltd. · CIK 0001641348 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,152,376 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.25 to $9.55 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The reported securities are held directly by Omega Fund V, L.P. ("Omega V"). The reported securities may be deemed to be beneficially owned by each of Omega Fund V GP, L.P. ("Omega V GP"), as the general partner of Omega V, and Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), as the general partner of Omega V GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of Omega V GP, Omega Fund V GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 21:01 UTC |
Omega Fund V, L.P.10% owner
Omega Fund V GP, L.P.10% owner
Omega Fund V GP Manager, Ltd.10% owner
|
SaleCommon Stock | 45,000 | $9.27 | $417,150.00 |
DisclosureSEC source: 0000899243-21-042174 · doc4.xml · nonDerivative · entry 2 Omega Fund V, L.P. · CIK 0001641354 · 10% owner Omega Fund V GP, L.P. · CIK 0001641355 · 10% owner Omega Fund V GP Manager, Ltd. · CIK 0001641348 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,152,376 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.26 to $9.28 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.direct: The reported securities are held directly by Omega Fund V, L.P. ("Omega V"). The reported securities may be deemed to be beneficially owned by each of Omega Fund V GP, L.P. ("Omega V GP"), as the general partner of Omega V, and Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), as the general partner of Omega V GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of Omega V GP, Omega Fund V GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 01:37 UTC |
NODELMAN OLEGDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 45,229 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001209191-21-062590 · doc4.xml · derivative · entry 1 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 Underlying: Class A Common Stock · 45,229 shares Expires 2031-10-28 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (October 29, 2022); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 01:33 UTC |
BLICKENSTAFF KIM DDirector
|
GrantStock Option (Right to Buy) · Derivative | 45,229 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001209191-21-062589 · doc4.xml · derivative · entry 1 BLICKENSTAFF KIM D · CIK 0001238913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 Underlying: Class A Common Stock · 45,229 shares Expires 2031-10-28 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (October 29, 2022); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 01:31 UTC |
WELCH DANIEL GDirector
|
GrantStock Option (Right to Buy) · Derivative | 45,229 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001209191-21-062588 · doc4.xml · derivative · entry 1 WELCH DANIEL G · CIK 0001206199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 Underlying: Class A Common Stock · 45,229 shares Expires 2031-10-28 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (October 29, 2022); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 01:30 UTC |
VERNON W ANTHONYDirector
|
GrantStock Option (Right to Buy) · Derivative | 45,229 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001209191-21-062587 · doc4.xml · derivative · entry 1 VERNON W ANTHONY · CIK 0001369091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 Underlying: Class A Common Stock · 45,229 shares Expires 2031-10-28 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (October 29, 2022); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 01:29 UTC |
FALBERG KATHRYN EDirector
|
GrantStock Option (Right to Buy) · Derivative | 45,229 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001209191-21-062586 · doc4.xml · derivative · entry 1 FALBERG KATHRYN E · CIK 0001206977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 Underlying: Class A Common Stock · 45,229 shares Expires 2031-10-28 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (October 29, 2022); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 01:29 UTC |
Bazemore Robert BDirector
|
GrantStock Option (Right to Buy) · Derivative | 45,229 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001209191-21-062585 · doc4.xml · derivative · entry 1 Bazemore Robert B · CIK 0001620152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 Underlying: Class A Common Stock · 45,229 shares Expires 2031-10-28 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (October 29, 2022); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 21:01 UTC |
Omega Fund V, L.P.10% owner
Omega Fund V GP, L.P.10% owner
Omega Fund V GP Manager, Ltd.10% owner
|
SaleCommon Stock | 1,015,000 | $9.60 | $9,744,000.00 |
DisclosureSEC source: 0000899243-21-042174 · doc4.xml · nonDerivative · entry 1 Omega Fund V, L.P. · CIK 0001641354 · 10% owner Omega Fund V GP, L.P. · CIK 0001641355 · 10% owner Omega Fund V GP Manager, Ltd. · CIK 0001641348 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,197,376 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.65 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.direct: The reported securities are held directly by Omega Fund V, L.P. ("Omega V"). The reported securities may be deemed to be beneficially owned by each of Omega Fund V GP, L.P. ("Omega V GP"), as the general partner of Omega V, and Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), as the general partner of Omega V GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of Omega V GP, Omega Fund V GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Read SEC document |
| July 31, 2021 Filed Nov 30, 2021 18:07 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLCAffiliate of Director
EcoR1 Capital Fund, L.P.Affiliate of Director
EcoR1 Capital Fund Qualified, L.P.Affiliate of Director
EcoR1 Venture Opportunity Fund, LPAffiliate of Director
Biotech Opportunity GP, LLCAffiliate of Director
|
SaleClass A Common Stock | 56,598 | $8.64 | $489,006.72 |
DisclosureSEC source: 0001567619-21-021329 · doc1.xml · nonDerivative · entry 4 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · Affiliate of Director EcoR1 Capital Fund, L.P. · CIK 0001567938 · Affiliate of Director EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · Affiliate of Director EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · Affiliate of Director Biotech Opportunity GP, LLC · CIK 0001816370 · Affiliate of Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 2 and 4 Disclosed balance after: 1,147,483 F1 · kind: EcoR1 Capital Fund, L.P. ("Capital Fund") and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") are private investment funds managed by EcoR1 Capital, LLC ("EcoR1") on a parri passu basis. These securities were transferred from Capital Fund to Qualified Fund as part of a periodic rebalancing of the portfolios of the funds. F2 · ownership.nature: EcoR1 is the investment adviser to Capital Fund, Qualified Fund and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F4 · ownership.nature: Capital Fund is the record holder of these securities. Read SEC document |
| July 31, 2021 Filed Nov 30, 2021 18:07 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLCAffiliate of Director
EcoR1 Capital Fund, L.P.Affiliate of Director
EcoR1 Capital Fund Qualified, L.P.Affiliate of Director
EcoR1 Venture Opportunity Fund, LPAffiliate of Director
Biotech Opportunity GP, LLCAffiliate of Director
|
PurchaseClass A Common Stock | 56,598 | $8.64 | $489,006.72 |
DisclosureSEC source: 0001567619-21-021329 · doc1.xml · nonDerivative · entry 3 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · Affiliate of Director EcoR1 Capital Fund, L.P. · CIK 0001567938 · Affiliate of Director EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · Affiliate of Director EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · Affiliate of Director Biotech Opportunity GP, LLC · CIK 0001816370 · Affiliate of Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 2 and 3 Disclosed balance after: 7,198,407 F1 · kind: EcoR1 Capital Fund, L.P. ("Capital Fund") and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") are private investment funds managed by EcoR1 Capital, LLC ("EcoR1") on a parri passu basis. These securities were transferred from Capital Fund to Qualified Fund as part of a periodic rebalancing of the portfolios of the funds. F2 · ownership.nature: EcoR1 is the investment adviser to Capital Fund, Qualified Fund and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: Qualified Fund is the record holder of these securities. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 18:36 UTC |
Hanley David C.Chief Technical Operations
|
GrantStock Option (Right to Buy) · Derivative | 187,500 | $0.00 Strike: $13.60 | $0.00 |
DisclosureSEC source: 0001209191-21-037894 · doc4.xml · derivative · entry 2 Hanley David C. · CIK 0001865826 · Chief Technical Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Class A Common Stock · 187,500 shares Expires 2031-05-31 F2 · derivative.exercise_date: The shares subject to the Options will vest based on the satisfaction of both time-based and performance-based vesting criteria. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 18:36 UTC |
Hanley David C.Chief Technical Operations
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $13.60 | $0.00 |
DisclosureSEC source: 0001209191-21-037894 · doc4.xml · derivative · entry 1 Hanley David C. · CIK 0001865826 · Chief Technical Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2031-05-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on June 1, 2022 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| April 13, 2021 Filed Apr 13, 2021 17:55 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Panacea Holdings, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
PurchaseClass A Common Stock | 3,966 | $10.27 | $40,734.79 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 6 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 3 Disclosed balance after: 1,355,625 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: Capital Fund is the record holder of these securities. Read SEC document |
| April 13, 2021 Filed Apr 13, 2021 17:55 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Panacea Holdings, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
PurchaseClass A Common Stock | 27,534 | $10.27 | $282,801.71 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 5 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 2 Disclosed balance after: 6,990,265 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F2 · ownership.nature: Qualified Fund is the record holder of these securities. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 17:55 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Panacea Holdings, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
PurchaseClass A Common Stock | 16,745 | $9.49 | $158,873.21 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 4 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 3 Disclosed balance after: 1,351,659 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: Capital Fund is the record holder of these securities. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 17:55 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Panacea Holdings, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
PurchaseClass A Common Stock | 116,255 | $9.49 | $1,103,004.19 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 3 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 2 Disclosed balance after: 6,962,731 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F2 · ownership.nature: Qualified Fund is the record holder of these securities. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 17:55 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Panacea Holdings, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
PurchaseClass A Common Stock | 37,770 | $10.03 | $378,855.76 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 2 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 3 Disclosed balance after: 1,334,914 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: Capital Fund is the record holder of these securities. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 17:55 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Panacea Holdings, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
PurchaseClass A Common Stock | 262,230 | $10.03 | $2,630,324.24 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 1 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 2 Disclosed balance after: 6,846,476 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F2 · ownership.nature: Qualified Fund is the record holder of these securities. Read SEC document |
| March 31, 2021 Filed Nov 30, 2021 18:07 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLCAffiliate of Director
EcoR1 Capital Fund, L.P.Affiliate of Director
EcoR1 Capital Fund Qualified, L.P.Affiliate of Director
EcoR1 Venture Opportunity Fund, LPAffiliate of Director
Biotech Opportunity GP, LLCAffiliate of Director
|
SaleClass A Common Stock | 151,544 | $10.45 | $1,583,634.80 |
DisclosureSEC source: 0001567619-21-021329 · doc1.xml · nonDerivative · entry 2 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · Affiliate of Director EcoR1 Capital Fund, L.P. · CIK 0001567938 · Affiliate of Director EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · Affiliate of Director EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · Affiliate of Director Biotech Opportunity GP, LLC · CIK 0001816370 · Affiliate of Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 2 and 4 Disclosed balance after: 1,145,600 F1 · kind: EcoR1 Capital Fund, L.P. ("Capital Fund") and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") are private investment funds managed by EcoR1 Capital, LLC ("EcoR1") on a parri passu basis. These securities were transferred from Capital Fund to Qualified Fund as part of a periodic rebalancing of the portfolios of the funds. F2 · ownership.nature: EcoR1 is the investment adviser to Capital Fund, Qualified Fund and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F4 · ownership.nature: Capital Fund is the record holder of these securities. Read SEC document |
| March 31, 2021 Filed Nov 30, 2021 18:07 UTC |
NODELMAN OLEGDirector
EcoR1 Capital, LLCAffiliate of Director
EcoR1 Capital Fund, L.P.Affiliate of Director
EcoR1 Capital Fund Qualified, L.P.Affiliate of Director
EcoR1 Venture Opportunity Fund, LPAffiliate of Director
Biotech Opportunity GP, LLCAffiliate of Director
|
PurchaseClass A Common Stock | 151,544 | $10.45 | $1,583,634.80 |
DisclosureSEC source: 0001567619-21-021329 · doc1.xml · nonDerivative · entry 1 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · Affiliate of Director EcoR1 Capital Fund, L.P. · CIK 0001567938 · Affiliate of Director EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · Affiliate of Director EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · Affiliate of Director Biotech Opportunity GP, LLC · CIK 0001816370 · Affiliate of Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 2 and 3 Disclosed balance after: 6,735,790 F1 · kind: EcoR1 Capital Fund, L.P. ("Capital Fund") and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") are private investment funds managed by EcoR1 Capital, LLC ("EcoR1") on a parri passu basis. These securities were transferred from Capital Fund to Qualified Fund as part of a periodic rebalancing of the portfolios of the funds. F2 · ownership.nature: EcoR1 is the investment adviser to Capital Fund, Qualified Fund and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: Qualified Fund is the record holder of these securities. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:16 UTC |
Bazemore Robert BDirector
|
PurchaseClass A Common Stock | 5,000 | $9.98 | $49,899.50 |
DisclosureSEC source: 0001209191-21-024159 · doc4.xml · nonDerivative · entry 1 Bazemore Robert B · CIK 0001620152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:35 UTC |
Hung DavidDirector · President and CEO · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 224,760 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001209191-21-019786 · doc4.xml · derivative · entry 2 Hung David · CIK 0001310880 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,760 Underlying: Common Stock · 224,760 shares Expires 2031-03-08 F2 · derivative.exercise_date: Option vests upon the achievement of certain performance goals, including market-price goals, through the fifth anniversary of March 9, 2021, subject to Reporting Person's continuous service on each such vesting date. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:35 UTC |
Hung DavidDirector · President and CEO · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 165,465 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001209191-21-019786 · doc4.xml · derivative · entry 1 Hung David · CIK 0001310880 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,465 Underlying: Common Stock · 165,465 shares Expires 2031-03-08 F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 3/9/2021, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date. Read SEC document |
| March 02, 2021 Filed Mar 2, 2023 23:01 UTC |
Hung DavidDirector · President and CEO · 10% owner
|
OtherClass A Common Stock | 368,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014890 · doc4.xml · nonDerivative · entry 1 Hung David · CIK 0001310880 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,281,054 F1 · shares: On March 2, 2021, the Reporting Person surrendered 368,408 shares of the Issuer's Class A Common Stock in connection with the satisfaction of the Issuer's obligations to GiraFpharma LLC. F2 · balance_after: Includes 2,661 shares acquired on May 19, 2022 and 1 share acquired on November 18, 2022 under the Issuer's 2021 Employee Stock Purchase Plan. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC |
NODELMAN OLEGDirector · 10% owner
EcoR1 Panacea Holdings, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Capital, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
GrantWarrant (Right to Buy) · Derivative | 131,333 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · derivative · entry 12 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 131,333 Underlying: Class A Common Stock · 131,333 shares Expires not disclosed F3 · price: Acquired immediately prior to the closing of the Business Combination pursuant to the forward purchase agreement entered into with Panacea Acquisition Corp. ("Panacea") at the time of its initial public offering for a purchase price of $10.00 per one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock. F9 · derivative.expiration_date: 5:00 p.m., New York City time, on February 10, 2026. F5 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund, L.P. , which is the owner of record of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC |
NODELMAN OLEGDirector · 10% owner
EcoR1 Panacea Holdings, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Capital, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
GrantWarrant (Right to Buy) · Derivative | 702,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · derivative · entry 11 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 702,000 Underlying: Class A Common Stock · 702,000 shares Expires not disclosed F3 · price: Acquired immediately prior to the closing of the Business Combination pursuant to the forward purchase agreement entered into with Panacea Acquisition Corp. ("Panacea") at the time of its initial public offering for a purchase price of $10.00 per one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock. F9 · derivative.expiration_date: 5:00 p.m., New York City time, on February 10, 2026. F4 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund Qualified, L.P., which is the record owner of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC |
NODELMAN OLEGDirector · 10% owner
EcoR1 Panacea Holdings, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Capital, LLC10% owner
Biotech Opportunity GP, LLC10% owner
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GrantWarrant (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · derivative · entry 10 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 130,000 Underlying: Class A Common Stock · 130,000 shares Expires not disclosed F10 · price: Warrants included in units purchased in a private placement by EcoR1 Panacea Holdings, LLC for $10.00 per unit in connection with Panacea's initial public offering. Each unit consisted of one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock. Upon the closing of the Business Combination, the warrants may be deemed to be derivative securities for purposes of Section 16. F9 · derivative.expiration_date: 5:00 p.m., New York City time, on February 10, 2026. F2 · ownership.nature: EcoR1 Panacea Holdings, LLC, which is the owner of record of these securities, is managed by its managing members, EcoR1 Capital Fund, L.P., EcoR1 Capital Fund Qualified, L.P. and EcoR1 Venture Opportunity Fund, L.P. The general partner of EcoR1 Capital Fund, L.P. and EcoR1 Capital Fund Qualified, L.P. is EcoR1 Capital, LLC and the general partner of EcoR1 Venture Opportunity Fund, L.P. is Biotech Opportunity GP, LLC (together with EcoR1 Capital, LLC, the "General Partners"). Oleg Nodelman is the manager of each of the General Partners. Each of the Reporting Persons may be deemed a beneficial owner of shares held by EcoR1 Panacea Holdings, LLC but each (other than EcoR1 Panacea Holdings, LLC) disclaims beneficial ownership of any such shares except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC |
NODELMAN OLEGDirector · 10% owner
EcoR1 Panacea Holdings, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Capital, LLC10% owner
Biotech Opportunity GP, LLC10% owner
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ConversionClass B Common Stock · Derivative | 2,775,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · derivative · entry 9 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 0 Underlying: Class A Common Stock · 2,775,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock owned prior to the Business Combination (as defined below) was converted into one share of Class A Common Stock; the Class B Common Stock was convertible at any time at the election of EcoR1 Panacea Holdings, LLC (or would have automatically converted at the time of the issuer's initial business combination if not yet converted at such time) with no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock owned prior to the Business Combination (as defined below) was converted into one share of Class A Common Stock; the Class B Common Stock was convertible at any time at the election of EcoR1 Panacea Holdings, LLC (or would have automatically converted at the time of the issuer's initial business combination if not yet converted at such time) with no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock owned prior to the Business Combination (as defined below) was converted into one share of Class A Common Stock; the Class B Common Stock was convertible at any time at the election of EcoR1 Panacea Holdings, LLC (or would have automatically converted at the time of the issuer's initial business combination if not yet converted at such time) with no expiration date. F2 · ownership.nature: EcoR1 Panacea Holdings, LLC, which is the owner of record of these securities, is managed by its managing members, EcoR1 Capital Fund, L.P., EcoR1 Capital Fund Qualified, L.P. and EcoR1 Venture Opportunity Fund, L.P. The general partner of EcoR1 Capital Fund, L.P. and EcoR1 Capital Fund Qualified, L.P. is EcoR1 Capital, LLC and the general partner of EcoR1 Venture Opportunity Fund, L.P. is Biotech Opportunity GP, LLC (together with EcoR1 Capital, LLC, the "General Partners"). Oleg Nodelman is the manager of each of the General Partners. Each of the Reporting Persons may be deemed a beneficial owner of shares held by EcoR1 Panacea Holdings, LLC but each (other than EcoR1 Panacea Holdings, LLC) disclaims beneficial ownership of any such shares except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC |
NODELMAN OLEGDirector · 10% owner
EcoR1 Panacea Holdings, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Capital, LLC10% owner
Biotech Opportunity GP, LLC10% owner
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GrantClass A Common Stock | 2,200,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 8 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 2,200,627 F7 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of October 20, 2020, by and among Panacea, Panacea Merger Subsidiary Corp., a direct, wholly-owned subsidiary of Panacea ("Merger Sub"), and Nuvation Bio Inc. ("Legacy Nuvation") pursuant to which, as a result of a merger between Legacy Nuvation and Merger Sub, Legacy Nuvation became a direct, wholly-owned subsidiary of Panacea, which subsequently changed its name to Nuvation Bio Inc. (such transaction, the "Business Combination"). F8 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Venture Opportunity Fund, LP, which is the owner of record of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC |
NODELMAN OLEGDirector · 10% owner
EcoR1 Panacea Holdings, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Capital, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
GrantClass A Common Stock | 515,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 7 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,297,144 F7 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of October 20, 2020, by and among Panacea, Panacea Merger Subsidiary Corp., a direct, wholly-owned subsidiary of Panacea ("Merger Sub"), and Nuvation Bio Inc. ("Legacy Nuvation") pursuant to which, as a result of a merger between Legacy Nuvation and Merger Sub, Legacy Nuvation became a direct, wholly-owned subsidiary of Panacea, which subsequently changed its name to Nuvation Bio Inc. (such transaction, the "Business Combination"). F5 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund, L.P. , which is the owner of record of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC |
NODELMAN OLEGDirector · 10% owner
EcoR1 Panacea Holdings, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Capital, LLC10% owner
Biotech Opportunity GP, LLC10% owner
|
GrantClass A Common Stock | 2,365,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 6 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 6,584,246 F7 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of October 20, 2020, by and among Panacea, Panacea Merger Subsidiary Corp., a direct, wholly-owned subsidiary of Panacea ("Merger Sub"), and Nuvation Bio Inc. ("Legacy Nuvation") pursuant to which, as a result of a merger between Legacy Nuvation and Merger Sub, Legacy Nuvation became a direct, wholly-owned subsidiary of Panacea, which subsequently changed its name to Nuvation Bio Inc. (such transaction, the "Business Combination"). F4 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund Qualified, L.P., which is the record owner of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC |
NODELMAN OLEGDirector · 10% owner
EcoR1 Panacea Holdings, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Capital, LLC10% owner
Biotech Opportunity GP, LLC10% owner
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GrantClass A Common Stock | 387,265 | $10.00 | $3,872,650.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 5 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 781,265 F6 · price: Acquired pursuant to one of a number of subscription agreements that Panacea entered into with various investors pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination (as defined below), an aggregate of 47,655,000 shares of Class A Common Stock at a price of $10.00 per share. F5 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund, L.P. , which is the owner of record of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC |
NODELMAN OLEGDirector · 10% owner
EcoR1 Panacea Holdings, LLC10% owner
EcoR1 Capital Fund, L.P.10% owner
EcoR1 Capital Fund Qualified, L.P.10% owner
EcoR1 Venture Opportunity Fund, LP10% owner
EcoR1 Capital, LLC10% owner
Biotech Opportunity GP, LLC10% owner
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GrantClass A Common Stock | 2,112,735 | $10.00 | $21,127,350.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 4 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 4,218,735 F6 · price: Acquired pursuant to one of a number of subscription agreements that Panacea entered into with various investors pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination (as defined below), an aggregate of 47,655,000 shares of Class A Common Stock at a price of $10.00 per share. F4 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund Qualified, L.P., which is the record owner of these securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.