organization · Reporting owner
EcoR1 Panacea Holdings, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuvation Bio Inc.NUVB · Entity 4384 | 10% owner | April 09, 2021 | April 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuvation Bio Inc.
Report date April 09, 2021 · Filed April 13, 2021
Jointly reported with NODELMAN OLEG, EcoR1 Capital, LLC, EcoR1 Capital Fund, L.P., EcoR1 Capital Fund Qualified, L.P., EcoR1 Venture Opportunity Fund, LP, Biotech Opportunity GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes 1 and 2 | 6,990,265 |
Last balance in matching sequence
After 2021-04-13 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-04-09 · Purchase · Acquired 262,230 · Balance 6,846,476 F1: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F2: Qualified Fund is the record holder of these securities. Row 3 · 2021-04-12 · Purchase · Acquired 116,255 · Balance 6,962,731 F1: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F2: Qualified Fund is the record holder of these securities. Row 5 · 2021-04-13 · Purchase · Acquired 27,534 · Balance 6,990,265 F1: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F2: Qualified Fund is the record holder of these securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes 1 and 3 | 1,355,625 |
Last balance in matching sequence
After 2021-04-13 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 2 · 2021-04-09 · Purchase · Acquired 37,770 · Balance 1,334,914 F1: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3: Capital Fund is the record holder of these securities. Row 4 · 2021-04-12 · Purchase · Acquired 16,745 · Balance 1,351,659 F1: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3: Capital Fund is the record holder of these securities. Row 6 · 2021-04-13 · Purchase · Acquired 3,966 · Balance 1,355,625 F1: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3: Capital Fund is the record holder of these securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes 1 and 4 | 3,165,000 |
Reported balance
Holding disclosure · report date 2021-04-09 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 3,165,000 F1: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F4: EcoR1 Panacea Holdings, LLC, which is the owner of record of these securities, is managed by its managing members, Capital Fund, Qualified Fund and Venture Fund. Each of the Reporting Persons may be deemed a beneficial owner of shares held by EcoR1 Panacea Holdings, LLC, but each Reporting Person disclaims beneficial ownership of any such shares except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Notes 1 and 5 | 2,200,627 |
Reported balance
Holding disclosure · report date 2021-04-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,200,627 F1: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F5: These securities are held of record by Venture Fund. Biotech indirectly beneficially owns these securities as the general partner of Venture Fund, and Mr. Nodelman indirectly beneficially owns these securities as the control person of Biotech and EcoR1. |
Filing footnotes · ownership attribution and instrument terms
F1: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F2: Qualified Fund is the record holder of these securities.
F3: Capital Fund is the record holder of these securities.
F4: EcoR1 Panacea Holdings, LLC, which is the owner of record of these securities, is managed by its managing members, Capital Fund, Qualified Fund and Venture Fund. Each of the Reporting Persons may be deemed a beneficial owner of shares held by EcoR1 Panacea Holdings, LLC, but each Reporting Person disclaims beneficial ownership of any such shares except to the extent of its respective pecuniary interest therein.
F5: These securities are held of record by Venture Fund. Biotech indirectly beneficially owns these securities as the general partner of Venture Fund, and Mr. Nodelman indirectly beneficially owns these securities as the control person of Biotech and EcoR1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2021 Filed Apr 13, 2021 17:55 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | PurchaseClass A Common Stock | 3,966 | $10.27 | $40,734.79 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 6 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 3 Disclosed balance after: 1,355,625 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: Capital Fund is the record holder of these securities. Read SEC document |
| April 13, 2021 Filed Apr 13, 2021 17:55 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | PurchaseClass A Common Stock | 27,534 | $10.27 | $282,801.71 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 5 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 2 Disclosed balance after: 6,990,265 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F2 · ownership.nature: Qualified Fund is the record holder of these securities. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 17:55 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | PurchaseClass A Common Stock | 16,745 | $9.49 | $158,873.21 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 4 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 3 Disclosed balance after: 1,351,659 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: Capital Fund is the record holder of these securities. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 17:55 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | PurchaseClass A Common Stock | 116,255 | $9.49 | $1,103,004.19 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 3 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 2 Disclosed balance after: 6,962,731 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F2 · ownership.nature: Qualified Fund is the record holder of these securities. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 17:55 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | PurchaseClass A Common Stock | 37,770 | $10.03 | $378,855.76 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 2 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 3 Disclosed balance after: 1,334,914 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: Capital Fund is the record holder of these securities. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 17:55 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | PurchaseClass A Common Stock | 262,230 | $10.03 | $2,630,324.24 |
DisclosureSEC source: 0001567619-21-007976 · doc1.xml · nonDerivative · entry 1 NODELMAN OLEG · CIK 0001454385 · Director EcoR1 Capital, LLC · CIK 0001587114 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes 1 and 2 Disclosed balance after: 6,846,476 F1 · ownership.nature: EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F2 · ownership.nature: Qualified Fund is the record holder of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantWarrant (Right to Buy) · Derivative | 131,333 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · derivative · entry 12 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 131,333 Underlying: Class A Common Stock · 131,333 shares Expires not disclosed F3 · price: Acquired immediately prior to the closing of the Business Combination pursuant to the forward purchase agreement entered into with Panacea Acquisition Corp. ("Panacea") at the time of its initial public offering for a purchase price of $10.00 per one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock. F9 · derivative.expiration_date: 5:00 p.m., New York City time, on February 10, 2026. F5 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund, L.P. , which is the owner of record of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantWarrant (Right to Buy) · Derivative | 702,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · derivative · entry 11 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 702,000 Underlying: Class A Common Stock · 702,000 shares Expires not disclosed F3 · price: Acquired immediately prior to the closing of the Business Combination pursuant to the forward purchase agreement entered into with Panacea Acquisition Corp. ("Panacea") at the time of its initial public offering for a purchase price of $10.00 per one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock. F9 · derivative.expiration_date: 5:00 p.m., New York City time, on February 10, 2026. F4 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund Qualified, L.P., which is the record owner of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantWarrant (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · derivative · entry 10 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 130,000 Underlying: Class A Common Stock · 130,000 shares Expires not disclosed F10 · price: Warrants included in units purchased in a private placement by EcoR1 Panacea Holdings, LLC for $10.00 per unit in connection with Panacea's initial public offering. Each unit consisted of one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock. Upon the closing of the Business Combination, the warrants may be deemed to be derivative securities for purposes of Section 16. F9 · derivative.expiration_date: 5:00 p.m., New York City time, on February 10, 2026. F2 · ownership.nature: EcoR1 Panacea Holdings, LLC, which is the owner of record of these securities, is managed by its managing members, EcoR1 Capital Fund, L.P., EcoR1 Capital Fund Qualified, L.P. and EcoR1 Venture Opportunity Fund, L.P. The general partner of EcoR1 Capital Fund, L.P. and EcoR1 Capital Fund Qualified, L.P. is EcoR1 Capital, LLC and the general partner of EcoR1 Venture Opportunity Fund, L.P. is Biotech Opportunity GP, LLC (together with EcoR1 Capital, LLC, the "General Partners"). Oleg Nodelman is the manager of each of the General Partners. Each of the Reporting Persons may be deemed a beneficial owner of shares held by EcoR1 Panacea Holdings, LLC but each (other than EcoR1 Panacea Holdings, LLC) disclaims beneficial ownership of any such shares except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | ConversionClass B Common Stock · Derivative | 2,775,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · derivative · entry 9 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 0 Underlying: Class A Common Stock · 2,775,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock owned prior to the Business Combination (as defined below) was converted into one share of Class A Common Stock; the Class B Common Stock was convertible at any time at the election of EcoR1 Panacea Holdings, LLC (or would have automatically converted at the time of the issuer's initial business combination if not yet converted at such time) with no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock owned prior to the Business Combination (as defined below) was converted into one share of Class A Common Stock; the Class B Common Stock was convertible at any time at the election of EcoR1 Panacea Holdings, LLC (or would have automatically converted at the time of the issuer's initial business combination if not yet converted at such time) with no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock owned prior to the Business Combination (as defined below) was converted into one share of Class A Common Stock; the Class B Common Stock was convertible at any time at the election of EcoR1 Panacea Holdings, LLC (or would have automatically converted at the time of the issuer's initial business combination if not yet converted at such time) with no expiration date. F2 · ownership.nature: EcoR1 Panacea Holdings, LLC, which is the owner of record of these securities, is managed by its managing members, EcoR1 Capital Fund, L.P., EcoR1 Capital Fund Qualified, L.P. and EcoR1 Venture Opportunity Fund, L.P. The general partner of EcoR1 Capital Fund, L.P. and EcoR1 Capital Fund Qualified, L.P. is EcoR1 Capital, LLC and the general partner of EcoR1 Venture Opportunity Fund, L.P. is Biotech Opportunity GP, LLC (together with EcoR1 Capital, LLC, the "General Partners"). Oleg Nodelman is the manager of each of the General Partners. Each of the Reporting Persons may be deemed a beneficial owner of shares held by EcoR1 Panacea Holdings, LLC but each (other than EcoR1 Panacea Holdings, LLC) disclaims beneficial ownership of any such shares except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantClass A Common Stock | 2,200,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 8 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 2,200,627 F7 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of October 20, 2020, by and among Panacea, Panacea Merger Subsidiary Corp., a direct, wholly-owned subsidiary of Panacea ("Merger Sub"), and Nuvation Bio Inc. ("Legacy Nuvation") pursuant to which, as a result of a merger between Legacy Nuvation and Merger Sub, Legacy Nuvation became a direct, wholly-owned subsidiary of Panacea, which subsequently changed its name to Nuvation Bio Inc. (such transaction, the "Business Combination"). F8 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Venture Opportunity Fund, LP, which is the owner of record of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantClass A Common Stock | 515,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 7 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,297,144 F7 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of October 20, 2020, by and among Panacea, Panacea Merger Subsidiary Corp., a direct, wholly-owned subsidiary of Panacea ("Merger Sub"), and Nuvation Bio Inc. ("Legacy Nuvation") pursuant to which, as a result of a merger between Legacy Nuvation and Merger Sub, Legacy Nuvation became a direct, wholly-owned subsidiary of Panacea, which subsequently changed its name to Nuvation Bio Inc. (such transaction, the "Business Combination"). F5 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund, L.P. , which is the owner of record of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantClass A Common Stock | 2,365,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 6 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 6,584,246 F7 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of October 20, 2020, by and among Panacea, Panacea Merger Subsidiary Corp., a direct, wholly-owned subsidiary of Panacea ("Merger Sub"), and Nuvation Bio Inc. ("Legacy Nuvation") pursuant to which, as a result of a merger between Legacy Nuvation and Merger Sub, Legacy Nuvation became a direct, wholly-owned subsidiary of Panacea, which subsequently changed its name to Nuvation Bio Inc. (such transaction, the "Business Combination"). F4 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund Qualified, L.P., which is the record owner of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantClass A Common Stock | 387,265 | $10.00 | $3,872,650.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 5 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 781,265 F6 · price: Acquired pursuant to one of a number of subscription agreements that Panacea entered into with various investors pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination (as defined below), an aggregate of 47,655,000 shares of Class A Common Stock at a price of $10.00 per share. F5 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund, L.P. , which is the owner of record of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantClass A Common Stock | 2,112,735 | $10.00 | $21,127,350.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 4 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 4,218,735 F6 · price: Acquired pursuant to one of a number of subscription agreements that Panacea entered into with various investors pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination (as defined below), an aggregate of 47,655,000 shares of Class A Common Stock at a price of $10.00 per share. F4 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund Qualified, L.P., which is the record owner of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantClass A Common Stock | 394,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 3 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 394,000 F3 · price: Acquired immediately prior to the closing of the Business Combination pursuant to the forward purchase agreement entered into with Panacea Acquisition Corp. ("Panacea") at the time of its initial public offering for a purchase price of $10.00 per one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock. F5 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund, L.P. , which is the owner of record of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | GrantClass A Common Stock | 2,106,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 2 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 2,106,000 F3 · price: Acquired immediately prior to the closing of the Business Combination pursuant to the forward purchase agreement entered into with Panacea Acquisition Corp. ("Panacea") at the time of its initial public offering for a purchase price of $10.00 per one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock. F4 · ownership.nature: Oleg Nodelman is the manager of EcoR1 Capital Fund Qualified, L.P., which is the record owner of these securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:59 UTC | Nuvation Bio Inc. NUVB · Entity 4384 | ConversionClass A Common Stock | 2,775,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010503 · doc4.xml · nonDerivative · entry 1 NODELMAN OLEG · CIK 0001454385 · Director · 10% owner EcoR1 Panacea Holdings, LLC · CIK 0001816134 · 10% owner EcoR1 Capital Fund, L.P. · CIK 0001567938 · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 3,165,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock owned prior to the Business Combination (as defined below) was converted into one share of Class A Common Stock; the Class B Common Stock was convertible at any time at the election of EcoR1 Panacea Holdings, LLC (or would have automatically converted at the time of the issuer's initial business combination if not yet converted at such time) with no expiration date. F2 · ownership.nature: EcoR1 Panacea Holdings, LLC, which is the owner of record of these securities, is managed by its managing members, EcoR1 Capital Fund, L.P., EcoR1 Capital Fund Qualified, L.P. and EcoR1 Venture Opportunity Fund, L.P. The general partner of EcoR1 Capital Fund, L.P. and EcoR1 Capital Fund Qualified, L.P. is EcoR1 Capital, LLC and the general partner of EcoR1 Venture Opportunity Fund, L.P. is Biotech Opportunity GP, LLC (together with EcoR1 Capital, LLC, the "General Partners"). Oleg Nodelman is the manager of each of the General Partners. Each of the Reporting Persons may be deemed a beneficial owner of shares held by EcoR1 Panacea Holdings, LLC but each (other than EcoR1 Panacea Holdings, LLC) disclaims beneficial ownership of any such shares except to the extent of its respective pecuniary interest therein. Read SEC document |
| July 06, 2020 Filed Jul 6, 2020 17:06 UTC | Nuvation Bio Inc. PANA · Entity 4384 | PurchaseClass A common stock | 390,000 | $10.00 | $3,900,000.00 |
DisclosureSEC source: 0001213900-20-016762 · ownership.xml · nonDerivative · entry 1 EcoR1 Panacea Holdings, LLC · CIK 0001816134 · Director · 10% owner NODELMAN OLEG · CIK 0001454385 · Director · CEO and Chairman of the Board EcoR1 Capital Fund, L.P. · CIK 0001567938 · Director · 10% owner EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · Director · 10% owner EcoR1 Venture Opportunity Fund, LP · CIK 0001778011 · Director · 10% owner EcoR1 Capital, LLC · CIK 0001587114 · Director · 10% owner Biotech Opportunity GP, LLC · CIK 0001816370 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 F1 · shares: The reported shares are included within the 390,000 private placement units of the issuer purchased by EcoR1 Panacea Holdings, LLC (the "Sponsor") for $10.00 per private placement unit. The private placement units were purchased in a private placement that closed simultaneously with the closing of the issuer's initial public offering, and each such unit consists of one share of Class A common stock of the issuer and one-third of one redeemable warrant of the issuer. The warrants included in the units will become exercisable, if at all, on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the issuer' initial public offering. F2 · ownership.direct: The reporting owner, the Sponsor, in whose name the securities reported herein are held, is managed by its managing members, EcoR1 Capital Fund, L.P., EcoR1 Capital Fund Qualified, L.P. and EcoR1 Venture Opportunity Fund, L.P. The general partner of EcoR1 Capital Fund, L.P. and EcoR1 Capital Fund Qualified, L.P. is EcoR1 Capital, LLC and the general partner of EcoR1 Venture Opportunity Fund, L.P. is Biotech Opportunity GP, LLC (together with EcoR1 Capital, LLC, the "General Partners"). Oleg Nodelman is the manager of each of the General Partners. Each of the Reporting Persons may be deemed a beneficial owner of shares held by the Sponsor but each (other than the Sponsor) disclaims beneficial ownership of any such shares except to the extent of its respective pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.