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NUVB

Nuvation Bio Inc.

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4384
SEC CIK
0001811063
Parsed reports
184

Last 12 months

Inside the activity.

1 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202603
May 202600
Jun 202613
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2026 Filed Aug 21, 2026 20:49 UTC
Hattersley GaryCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001521111-26-000005 · form4-08212026_080836.xml · derivative · entry 3

Hattersley Gary · CIK 0001521111 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2034-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of February 29, 2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:49 UTC
Hattersley GaryCHIEF SCIENTIFIC OFFICER
SaleClass A Common Stock 100,000 $7.09 $709,240.00
Disclosure

SEC source: 0001521111-26-000005 · form4-08212026_080836.xml · nonDerivative · entry 2

Hattersley Gary · CIK 0001521111 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $7.02 to $7.21. The Reporting Person will provide, upon request, to the Securities and Exchange Commission, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:49 UTC
Hattersley GaryCHIEF SCIENTIFIC OFFICER
Exercise / conversionClass A Common Stock 100,000 $1.87 $187,000.00
Disclosure

SEC source: 0001521111-26-000005 · form4-08212026_080836.xml · nonDerivative · entry 1

Hattersley Gary · CIK 0001521111 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 22:27 UTC
Sauvage PhilippeChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0002039891-26-000008 · form4-07172026_100715.xml · derivative · entry 4

Sauvage Philippe · CIK 0002039891 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,999

Underlying: Class A Common Stock · 1 shares

Expires 2035-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of February 28, 2025, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 22:27 UTC
Sauvage PhilippeChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 39,999 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0002039891-26-000008 · form4-07172026_100715.xml · derivative · entry 3

Sauvage Philippe · CIK 0002039891 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,333

Underlying: Class A Common Stock · 39,999 shares

Expires 2034-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of October 7, 2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 22:27 UTC
Sauvage PhilippeChief Financial Officer
Exercise / conversionClass A Common Stock 1 $1.97 $1.97
Disclosure

SEC source: 0002039891-26-000008 · form4-07172026_100715.xml · nonDerivative · entry 2

Sauvage Philippe · CIK 0002039891 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,458 shares purchased through the issuer's employee stock purchase plan on May 19, 2026.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 22:27 UTC
Sauvage PhilippeChief Financial Officer
Exercise / conversionClass A Common Stock 39,999 $2.17 $86,797.83
Disclosure

SEC source: 0002039891-26-000008 · form4-07172026_100715.xml · nonDerivative · entry 1

Sauvage Philippe · CIK 0002039891 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,458 shares purchased through the issuer's employee stock purchase plan on May 19, 2026.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:07 UTC
Sauvage PhilippeChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 47,668 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0002039891-26-000006 · form4-06242026_110612.xml · derivative · entry 3

Sauvage Philippe · CIK 0002039891 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 702,332

Underlying: Class A Common Stock · 47,668 shares

Expires 2034-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of October 7, 2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:07 UTC
Sauvage PhilippeChief Financial Officer
SaleClass A Common Stock 47,668 $6.01 $286,370.28
Disclosure

SEC source: 0002039891-26-000006 · form4-06242026_110612.xml · nonDerivative · entry 2

Sauvage Philippe · CIK 0002039891 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,673

F1 · kind: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $6.00 to $6.04. The Reporting Person will provide, upon request, to the Securities and Exchange Commission, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:07 UTC
Sauvage PhilippeChief Financial Officer
Exercise / conversionClass A Common Stock 47,668 $2.17 $103,439.56
Disclosure

SEC source: 0002039891-26-000006 · form4-06242026_110612.xml · nonDerivative · entry 1

Sauvage Philippe · CIK 0002039891 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:09 UTC
Markel StacyCHIEF PEOPLE OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 34,620 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001734780-26-000004 · form4-06242026_110645.xml · derivative · entry 5

Markel Stacy · CIK 0001734780 · CHIEF PEOPLE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,190

Underlying: Class A Common Stock · 34,620 shares

Expires 2030-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests as to 25% on September 30, 2020 and in equal monthly installments thereafter over the following three years, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:09 UTC
Markel StacyCHIEF PEOPLE OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 90,380 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001734780-26-000004 · form4-06242026_110645.xml · derivative · entry 4

Markel Stacy · CIK 0001734780 · CHIEF PEOPLE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 409,620

Underlying: Class A Common Stock · 90,380 shares

Expires 2034-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of February 29, 2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:09 UTC
Markel StacyCHIEF PEOPLE OFFICER
SaleClass A Common Stock 125,000 $6.03 $753,187.50
Disclosure

SEC source: 0001734780-26-000004 · form4-06242026_110645.xml · nonDerivative · entry 3

Markel Stacy · CIK 0001734780 · CHIEF PEOPLE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,591

F1 · kind: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $6.00 to $6.085. The Reporting Person will provide, upon request, to the Securities and Exchange Commission, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:09 UTC
Markel StacyCHIEF PEOPLE OFFICER
Exercise / conversionClass A Common Stock 34,620 $1.74 $60,238.80
Disclosure

SEC source: 0001734780-26-000004 · form4-06242026_110645.xml · nonDerivative · entry 2

Markel Stacy · CIK 0001734780 · CHIEF PEOPLE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:09 UTC
Markel StacyCHIEF PEOPLE OFFICER
Exercise / conversionClass A Common Stock 90,380 $1.87 $169,010.60
Disclosure

SEC source: 0001734780-26-000004 · form4-06242026_110645.xml · nonDerivative · entry 1

Markel Stacy · CIK 0001734780 · CHIEF PEOPLE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:07 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 63,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001369453-26-000008 · form4-06242026_110649.xml · derivative · entry 3

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,250

Underlying: Class A Common Stock · 63,000 shares

Expires 2032-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of August 29, 2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:07 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
SaleClass A Common Stock 63,000 $6.02 $379,190.70
Disclosure

SEC source: 0001369453-26-000008 · form4-06242026_110649.xml · nonDerivative · entry 2

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,000

F1 · kind: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $6.00 to $6.08. The Reporting Person will provide, upon request, to the Securities and Exchange Commission, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 23:07 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
Exercise / conversionClass A Common Stock 63,000 $2.93 $184,590.00
Disclosure

SEC source: 0001369453-26-000008 · form4-06242026_110649.xml · nonDerivative · entry 1

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2026 Filed Jun 12, 2026 00:02 UTC PurchaseClass A Common Stock 25,000 $4.73 $118,250.00
Disclosure

SEC source: 0002007102-26-000004 · form4-06122026_120648.xml · nonDerivative · entry 1

Mashal Robert · CIK 0002007102 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 225,000

F1 · ownership.nature: Shares are owned directly by the Robert D. Mashal 2020 Revocable Trust, of which Reporting Person is the sole trustee.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:07 UTC GrantStock Option (Right to Buy) · Derivative 123,397 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0002007102-26-000002 · form4-05272026_120559.xml · derivative · entry 1

Mashal Robert · CIK 0002007102 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,397

Underlying: Class A Common Stock · 123,397 shares

Expires 2036-05-20

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 21, 2026); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:07 UTC GrantStock Option (Right to Buy) · Derivative 123,397 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001369091-26-000003 · form4-05272026_120552.xml · derivative · entry 1

VERNON W ANTHONY · CIK 0001369091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,397

Underlying: Class A Common Stock · 123,397 shares

Expires 2036-05-20

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 21, 2026); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:05 UTC GrantStock Option (Right to Buy) · Derivative 123,397 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001206977-26-000006 · form4-05272026_120546.xml · derivative · entry 1

FALBERG KATHRYN E · CIK 0001206977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,397

Underlying: Class A Common Stock · 123,397 shares

Expires 2036-05-20

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 21, 2026); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:04 UTC GrantStock Option (Right to Buy) · Derivative 123,397 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001238913-26-000002 · form4-05272026_120529.xml · derivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,397

Underlying: Class A Common Stock · 123,397 shares

Expires 2036-05-20

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 21, 2026); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:03 UTC GrantStock Option (Right to Buy) · Derivative 123,397 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001620152-26-000003 · form4-05272026_120523.xml · derivative · entry 1

Bazemore Robert B · CIK 0001620152 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,397

Underlying: Class A Common Stock · 123,397 shares

Expires 2036-05-20

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 21, 2026); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:01 UTC
Cui XiangminDirector
GrantStock Option (Right to Buy) · Derivative 123,397 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001487815-26-000007 · form4-05272026_120549.xml · derivative · entry 1

Cui Xiangmin · CIK 0001487815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,397

Underlying: Class A Common Stock · 123,397 shares

Expires 2036-05-20

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 21, 2026); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:35 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 36,750 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001369453-26-000006 · form4-04212026_080412.xml · derivative · entry 3

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,250

Underlying: Class A Common Stock · 36,750 shares

Expires 2032-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of August 29, 2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:35 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
SaleClass A Common Stock 36,750 $5.01 $184,279.20
Disclosure

SEC source: 0001369453-26-000006 · form4-04212026_080412.xml · nonDerivative · entry 2

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,000

F1 · kind: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $5.00 to $5.05. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:35 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
Exercise / conversionClass A Common Stock 36,750 $2.93 $107,677.50
Disclosure

SEC source: 0001369453-26-000006 · form4-04212026_080412.xml · nonDerivative · entry 1

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:34 UTC
Liu DongfangCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001937915-26-000004 · form4-04212026_080401.xml · derivative · entry 3

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 430,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2033-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on February 28, 2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:34 UTC
Liu DongfangCHIEF MEDICAL OFFICER
SaleClass A Common Stock 50,000 $5.02 $251,000.00
Disclosure

SEC source: 0001937915-26-000004 · form4-04212026_080401.xml · nonDerivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,000

F1 · kind: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $5.00 to $5.07. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:34 UTC
Liu DongfangCHIEF MEDICAL OFFICER
Exercise / conversionClass A Common Stock 50,000 $1.94 $97,000.00
Disclosure

SEC source: 0001937915-26-000004 · form4-04212026_080401.xml · nonDerivative · entry 1

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2026 Filed Apr 8, 2026 20:23 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001369453-26-000005 · form4-04082026_080413.xml · derivative · entry 5

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2033-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/28/2023, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
April 06, 2026 Filed Apr 8, 2026 20:23 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001369453-26-000005 · form4-04082026_080413.xml · derivative · entry 4

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2034-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/29/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
April 06, 2026 Filed Apr 8, 2026 20:23 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
SaleClass A Common Stock 200,000 $4.52 $903,560.00
Disclosure

SEC source: 0001369453-26-000005 · form4-04082026_080413.xml · nonDerivative · entry 3

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,000

F1 · kind: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $4.44 to $4.64. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 06, 2026 Filed Apr 8, 2026 20:23 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
Exercise / conversionClass A Common Stock 100,000 $1.94 $194,000.00
Disclosure

SEC source: 0001369453-26-000005 · form4-04082026_080413.xml · nonDerivative · entry 2

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 06, 2026 Filed Apr 8, 2026 20:23 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
Exercise / conversionClass A Common Stock 100,000 $1.87 $187,000.00
Disclosure

SEC source: 0001369453-26-000005 · form4-04082026_080413.xml · nonDerivative · entry 1

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:00 UTC
Sauvage PhilippeChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 748,130 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0002039891-26-000003 · form4-03042026_010301.xml · derivative · entry 2

Sauvage Philippe · CIK 0002039891 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,130

Underlying: Class A Common Stock · 748,130 shares

Expires 2036-02-26

F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/2026, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

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February 27, 2026 Filed Mar 3, 2026 20:01 UTC
Sjogren ColleenChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 748,130 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0002017751-26-000003 · form4-03042026_010344.xml · derivative · entry 2

Sjogren Colleen · CIK 0002017751 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,130

Underlying: Class A Common Stock · 748,130 shares

Expires 2036-02-26

F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/2026, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:03 UTC
Makunje MosesSEE REMARKS
GrantStock Option (Right to Buy) · Derivative 224,439 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0002001938-26-000004 · form4-03042026_010328.xml · derivative · entry 2

Makunje Moses · CIK 0002001938 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,439

Underlying: Class A Common Stock · 224,439 shares

Expires 2036-02-26

F3 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/26, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:03 UTC
Makunje MosesSEE REMARKS
GrantClass A Common Stock 50,761 $0.00 $0.00
Disclosure

SEC source: 0002001938-26-000004 · form4-03042026_010328.xml · nonDerivative · entry 1

Makunje Moses · CIK 0002001938 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,137

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. 25% of the shares subject to the RSUs shall vest on the Issuer's quarterly vesting date following each of the first four anniversaries from 2/27/2026, subject to Reporting Person's continuous service on each such vesting date.

F2 · balance_after: Includes 1,001 shares acquired on May 19, 2025 and 1,100 shares acquired November 19, 2025 under the 2021 Employee Stock Purchase Plan.

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February 27, 2026 Filed Mar 3, 2026 19:52 UTC
Hanley David C.CHIEF TECHNICAL OPERATIONS
GrantStock Option (Right to Buy) · Derivative 748,130 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001865826-26-000003 · form4-03042026_120316.xml · derivative · entry 1

Hanley David C. · CIK 0001865826 · CHIEF TECHNICAL OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,130

Underlying: Class A Common Stock · 748,130 shares

Expires 2036-02-26

F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/2026, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:04 UTC
Liu DongfangCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 748,130 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001937915-26-000003 · form4-03042026_010341.xml · derivative · entry 1

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,130

Underlying: Class A Common Stock · 748,130 shares

Expires 2036-02-26

F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/2026, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:02 UTC
Wentworth KerryCHIEF REGULATORY OFFICER
GrantStock Option (Right to Buy) · Derivative 748,130 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001369453-26-000003 · form4-03042026_010334.xml · derivative · entry 2

Wentworth Kerry · CIK 0001369453 · CHIEF REGULATORY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,130

Underlying: Class A Common Stock · 748,130 shares

Expires 2036-02-26

F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/2026, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 00:59 UTC
Markel StacyCHIEF PEOPLE OFFICER
GrantStock Option (Right to Buy) · Derivative 748,130 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001734780-26-000003 · form4-03042026_120307.xml · derivative · entry 2

Markel Stacy · CIK 0001734780 · CHIEF PEOPLE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,130

Underlying: Class A Common Stock · 748,130 shares

Expires 2036-02-26

F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/2026, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 00:58 UTC
Cui XiangminDirector
GrantStock Option (Right to Buy) · Derivative 74,813 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001487815-26-000003 · form4-03042026_120305.xml · derivative · entry 1

Cui Xiangmin · CIK 0001487815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,813

Underlying: Class A Common Stock · 74,813 shares

Expires 2036-02-26

F1 · derivative.exercise_date: Option vests as to 1/24 of the shares on the one month anniversary of 1/1/2026, monthly thereafter over the following 23 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 00:57 UTC
Hattersley GaryCHIEF SCIENTIFIC OFFICER
GrantStock Option (Right to Buy) · Derivative 748,130 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001521111-26-000003 · form4-03042026_120312.xml · derivative · entry 1

Hattersley Gary · CIK 0001521111 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,130

Underlying: Class A Common Stock · 748,130 shares

Expires 2036-02-26

F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/2026, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 00:50 UTC
Hung DavidDirector · PRESIDENT AND CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 1,995,012 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001310880-26-000003 · form4-03042026_120352.xml · derivative · entry 1

Hung David · CIK 0001310880 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,995,012

Underlying: Class A Common Stock · 1,995,012 shares

Expires 2036-02-26

F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/2026, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 27, 2026 Filed May 27, 2026 00:01 UTC Amendment
Cui XiangminDirector
GrantStock Option (Right to Buy) · Derivative 76,923 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001487815-26-000006 · form4a-05272026_120510.xml · derivative · entry 1

Cui Xiangmin · CIK 0001487815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,923

Underlying: Class A Common Stock · 76,923 shares

Expires 2036-02-26

F1 · shares: On March 3, 2026, the reporting person filed a Form 4 which, due to an administrative error, incorrectly reported that the reporting person was awarded 74,813 options to purchase Class A Common Stock on February 27, 2026. In fact, the reporting person was awarded 76,923 options to purchase Class A Common Stock on such date.

F2 · derivative.exercise_date: Option vests as to 1/24 of the shares on the one month anniversary of 1/1/2026, monthly thereafter over the following 23 months, subject to Reporting Person's continuous service on each such vesting date

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:02 UTC
Liu DongfangCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001937915-25-000010 · form4-12032025_101208.xml · derivative · entry 3

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2032-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vested as to 25% on the one year anniversary of 8/29/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:02 UTC
Liu DongfangCHIEF MEDICAL OFFICER
SaleClass A Common Stock 150,000 $7.82 $1,173,255.00
Disclosure

SEC source: 0001937915-25-000010 · form4-12032025_101208.xml · nonDerivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

F1 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $7.80 to $7.855. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.