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Liu Dongfang

Disclosed activity across 1 company

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51799
SEC CIK
0001937915

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nuvation Bio Inc.NUVB · Entity 4384CHIEF MEDICAL OFFICERApril 17, 2026April 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nuvation Bio Inc.

Report date April 17, 2026 · Filed April 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect18,000 Ending reported balance After 2026-04-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-17 · Exercise / conversion · Acquired 50,000 · Balance 68,000

Row 2 · 2026-04-17 · Sale · Disposed 50,000 · Balance 18,000

F1: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $5.00 to $5.07. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.94 · Expires 2033-02-27Direct430,000 Reported balance After 2026-04-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-17 · Exercise / conversion · Disposed 50,000 · Balance 430,000

F3: Option vests as to 25% on February 28, 2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $5.00 to $5.07. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Option vests as to 25% on February 28, 2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2026 Filed Apr 21, 2026 20:34 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001937915-26-000004 · form4-04212026_080401.xml · derivative · entry 3

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 430,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2033-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on February 28, 2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:34 UTC Nuvation Bio Inc. NUVB · Entity 4384 SaleClass A Common Stock 50,000 $5.02 $251,000.00
Disclosure

SEC source: 0001937915-26-000004 · form4-04212026_080401.xml · nonDerivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,000

F1 · kind: Shares sold pursuant to a 10b5-1 plan dated December 4, 2025.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $5.00 to $5.07. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:34 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionClass A Common Stock 50,000 $1.94 $97,000.00
Disclosure

SEC source: 0001937915-26-000004 · form4-04212026_080401.xml · nonDerivative · entry 1

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:04 UTC Nuvation Bio Inc. NUVB · Entity 4384 GrantStock Option (Right to Buy) · Derivative 748,130 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001937915-26-000003 · form4-03042026_010341.xml · derivative · entry 1

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,130

Underlying: Class A Common Stock · 748,130 shares

Expires 2036-02-26

F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/27/2026, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:02 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001937915-25-000010 · form4-12032025_101208.xml · derivative · entry 3

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2032-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vested as to 25% on the one year anniversary of 8/29/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:02 UTC Nuvation Bio Inc. NUVB · Entity 4384 SaleClass A Common Stock 150,000 $7.82 $1,173,255.00
Disclosure

SEC source: 0001937915-25-000010 · form4-12032025_101208.xml · nonDerivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

F1 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $7.80 to $7.855. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:02 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionClass A Common Stock 150,000 $2.93 $439,500.00
Disclosure

SEC source: 0001937915-25-000010 · form4-12032025_101208.xml · nonDerivative · entry 1

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2025 Filed Nov 26, 2025 22:55 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001937915-25-000008 · form4-11262025_101117.xml · derivative · entry 6

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2032-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vested as to 25% on the one year anniversary of 7/15/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
November 26, 2025 Filed Nov 26, 2025 22:55 UTC Nuvation Bio Inc. NUVB · Entity 4384 SaleClass A Common Stock 10,000 $8.00 $80,000.00
Disclosure

SEC source: 0001937915-25-000008 · form4-11262025_101117.xml · nonDerivative · entry 4

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Read SEC document
November 26, 2025 Filed Nov 26, 2025 22:55 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionClass A Common Stock 10,000 $3.61 $36,100.00
Disclosure

SEC source: 0001937915-25-000008 · form4-11262025_101117.xml · nonDerivative · entry 3

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 22:55 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001937915-25-000008 · form4-11262025_101117.xml · derivative · entry 5

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2032-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vested as to 25% on the one year anniversary of 7/15/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 22:55 UTC Nuvation Bio Inc. NUVB · Entity 4384 SaleClass A Common Stock 10,000 $7.50 $75,000.00
Disclosure

SEC source: 0001937915-25-000008 · form4-11262025_101117.xml · nonDerivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Read SEC document
November 25, 2025 Filed Nov 26, 2025 22:55 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionClass A Common Stock 10,000 $3.61 $36,100.00
Disclosure

SEC source: 0001937915-25-000008 · form4-11262025_101117.xml · nonDerivative · entry 1

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:08 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001937915-25-000006 · form4-11242025_091135.xml · derivative · entry 3

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2034-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vested as to 25% on the one year anniversary of 2/29/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:08 UTC Nuvation Bio Inc. NUVB · Entity 4384 SaleClass A Common Stock 20,000 $7.00 $140,074.00
Disclosure

SEC source: 0001937915-25-000006 · form4-11242025_091135.xml · nonDerivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

F1 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $7.00 to $7.005. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:08 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionClass A Common Stock 20,000 $1.87 $37,400.00
Disclosure

SEC source: 0001937915-25-000006 · form4-11242025_091135.xml · nonDerivative · entry 1

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2025 Filed Nov 19, 2025 21:47 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001937915-25-000004 · form4-11192025_091127.xml · derivative · entry 6

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2034-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/29/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
November 19, 2025 Filed Nov 19, 2025 21:47 UTC Nuvation Bio Inc. NUVB · Entity 4384 SaleClass A Common Stock 15,000 $5.10 $76,552.50
Disclosure

SEC source: 0001937915-25-000004 · form4-11192025_091127.xml · nonDerivative · entry 4

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $5.00 to $5.21. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 3,000 shares acquired on November 19, 2025 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
November 19, 2025 Filed Nov 19, 2025 21:47 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionClass A Common Stock 15,000 $1.87 $28,050.00
Disclosure

SEC source: 0001937915-25-000004 · form4-11192025_091127.xml · nonDerivative · entry 3

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:47 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001937915-25-000004 · form4-11192025_091127.xml · derivative · entry 5

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2034-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/29/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:47 UTC Nuvation Bio Inc. NUVB · Entity 4384 SaleClass A Common Stock 15,000 $4.77 $71,475.00
Disclosure

SEC source: 0001937915-25-000004 · form4-11192025_091127.xml · nonDerivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:47 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionClass A Common Stock 15,000 $1.87 $28,050.00
Disclosure

SEC source: 0001937915-25-000004 · form4-11192025_091127.xml · nonDerivative · entry 1

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3,000 shares acquired on May 19, 2025 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:05 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $1.94 Strike: $1.94 $38,800.00
Disclosure

SEC source: 0001415889-25-012096 · form4-05062025_040501.xml · derivative · entry 3

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2033-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on 2/28/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date

Read SEC document
May 02, 2025 Filed May 6, 2025 20:05 UTC Nuvation Bio Inc. NUVB · Entity 4384 SaleClass A Common Stock 20,000 $2.50 $50,024.00
Disclosure

SEC source: 0001415889-25-012096 · form4-05062025_040501.xml · nonDerivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,000

F1 · kind: Shares sold pursuant to a 10b5-1 plan dated October 10, 2024.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $2.50 to $2.505. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:05 UTC Nuvation Bio Inc. NUVB · Entity 4384 Exercise / conversionClass A Common Stock 20,000 $1.94 $38,800.00
Disclosure

SEC source: 0001415889-25-012096 · form4-05062025_040501.xml · nonDerivative · entry 1

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:33 UTC Nuvation Bio Inc. NUVB · Entity 4384 GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001415889-25-006694 · form4-03042025_110352.xml · derivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires 2035-02-27

F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/28/2025, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:27 UTC Nuvation Bio Inc. NUVB · Entity 4384 GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001415889-24-006286 · form4-03042024_090323.xml · derivative · entry 2

Liu Dongfang · CIK 0001937915 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires 2034-02-27

F2 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/29/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:56 UTC Nuvation Bio Inc. NUVB · Entity 4384 GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001209191-23-014883 · doc4.xml · derivative · entry 1

Liu Dongfang · CIK 0001937915 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires 2033-02-27

F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 2/28/2023, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date

Read SEC document
August 29, 2022 Filed Aug 31, 2022 21:17 UTC Nuvation Bio Inc. NUVB · Entity 4384 GrantStock Option (Right to Buy) · Derivative 315,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001209191-22-048153 · doc4.xml · derivative · entry 1

Liu Dongfang · CIK 0001937915 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,000

Underlying: Class A Common Stock · 315,000 shares

Expires 2032-08-28

F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 8/29/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date

Read SEC document
July 15, 2022 Filed Jul 19, 2022 21:21 UTC Nuvation Bio Inc. NUVB · Entity 4384 GrantStock Option (Right to Buy) · Derivative 292,500 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001209191-22-042609 · doc4.xml · derivative · entry 2

Liu Dongfang · CIK 0001937915 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,500

Underlying: Common Stock · 292,500 shares

Expires 2032-07-14

F2 · derivative.exercise_date: The shares subject to the Options will vest based on the satisfaction of both time-based and performance-based vesting criteria.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 21:21 UTC Nuvation Bio Inc. NUVB · Entity 4384 GrantStock Option (Right to Buy) · Derivative 490,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001209191-22-042609 · doc4.xml · derivative · entry 1

Liu Dongfang · CIK 0001937915 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 490,000 shares

Expires 2032-07-14

F1 · derivative.exercise_date: Option vests as to 25% on the one year anniversary of 7/15/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.