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Nasdaq · USD

NUTX

Nutex Health Inc.

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4803
SEC CIK
0001479681
Parsed reports
166

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2023 Filed Oct 5, 2023 20:38 UTC
Hosseinion WarrenDirector · President
GiftCommon Stock 141,000 $0.00 $0.00
Disclosure

SEC source: 0001486189-23-000036 · primary_doc.xml · nonDerivative · entry 1

Hosseinion Warren · CIK 0001438327 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,678

Read SEC document
August 31, 2023 Filed Sep 1, 2023 19:00 UTC
Vo Thomas T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 152,326 $0.28 $42,651.28
Disclosure

SEC source: 0001486189-23-000024 · primary_doc.xml · nonDerivative · entry 4

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note (5)

Disclosed balance after: 269,322,776

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.27 to $0.30, inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (4) to this Form 4.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 19:00 UTC
Vo Thomas T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 305,947 $0.31 $94,843.57
Disclosure

SEC source: 0001486189-23-000024 · primary_doc.xml · nonDerivative · entry 3

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note (5)

Disclosed balance after: 269,170,450

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.30 to $0.33, inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (3) to this Form 4.

F5 · ownership.direct: Thomas T. Vo, the Chairman and CEO of the registrant, owns and controls Micro Hospital Holding LLC, the direct owner of 267,322,776 of the securities of the registrant reported herein and the sole trustee of Vo Family Limited Partnership, the direct owner of 2,000,000 of the securities of the registrant reported herein.

Read SEC document
August 29, 2023 Filed Sep 1, 2023 19:00 UTC
Vo Thomas T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 342,744 $0.30 $102,823.20
Disclosure

SEC source: 0001486189-23-000024 · primary_doc.xml · nonDerivative · entry 2

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note (5)

Disclosed balance after: 268,864,503

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.29 to $0.33, inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (2) to this Form 4.

F5 · ownership.direct: Thomas T. Vo, the Chairman and CEO of the registrant, owns and controls Micro Hospital Holding LLC, the direct owner of 267,322,776 of the securities of the registrant reported herein and the sole trustee of Vo Family Limited Partnership, the direct owner of 2,000,000 of the securities of the registrant reported herein.

Read SEC document
August 28, 2023 Filed Sep 1, 2023 19:00 UTC
Vo Thomas T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 198,983 $0.28 $55,715.24
Disclosure

SEC source: 0001486189-23-000024 · primary_doc.xml · nonDerivative · entry 1

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note (5)

Disclosed balance after: 268,521,759

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.28 to $0.29, inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (1) to this Form 4.

F5 · ownership.direct: Thomas T. Vo, the Chairman and CEO of the registrant, owns and controls Micro Hospital Holding LLC, the direct owner of 267,322,776 of the securities of the registrant reported herein and the sole trustee of Vo Family Limited Partnership, the direct owner of 2,000,000 of the securities of the registrant reported herein.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 14:55 UTC
Bates Jon ChristianChief Financial Officer
PurchaseCommon Stock 20,000 $0.42 $8,346.00
Disclosure

SEC source: 0001486189-23-000007 · primary_doc.xml · nonDerivative · entry 1

Bates Jon Christian · CIK 0001938758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,505

Read SEC document
June 14, 2023 Filed Jun 15, 2023 18:18 UTC PurchaseCommon Stock 50,000 $0.43 $21,415.00
Disclosure

SEC source: 0001486189-23-000005 · primary_doc.xml · nonDerivative · entry 1

Creem Mitchell · CIK 0001572821 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See note(2)

Disclosed balance after: 81,746

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.4257 to $0.4301 inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (1) to this Form 4.

F2 · ownership.direct: Mitchell Creem, a Director of the registrant is a co-trustee of the Creem Family Trust, the direct owner of 81,746 of the securities of the registrant reported herein.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 15:50 UTC
Montgomery Pamela W.Chief Legal Officer
PurchaseCommon Stock 12,000 $0.43 $5,140.80
Disclosure

SEC source: 0001486189-23-000004 · primary_doc.xml · nonDerivative · entry 1

Montgomery Pamela W. · CIK 0001919434 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,502

Read SEC document
June 13, 2023 Filed Jun 15, 2023 15:13 UTC PurchaseCommon Stock 10,000 $0.43 $4,262.00
Disclosure

SEC source: 0001486189-23-000003 · primary_doc.xml · nonDerivative · entry 1

Reed Michael Lee · CIK 0001922252 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See note(2)

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.4252 to $0.4264 inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (1) to this Form 4.

F2 · ownership.direct: Michael L. Reed, a Director of the registrant is the sole trustee of Michael L Reed Trust IRA, the direct owner of 10,000 of the securities of the registrant reported herein.

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June 13, 2023 Filed Jun 16, 2023 11:46 UTC PurchaseCommon Stock 10,000 $0.43 $4,300.00
Disclosure

SEC source: 0001486189-23-000006 · primary_doc.xml · nonDerivative · entry 1

Grenas Cheryl Yvonne · CIK 0001920511 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See note(1)

Disclosed balance after: 10,000

F1 · ownership.direct: Cheryl Grenas, a Director of the registrant is the indirect beneficial owner of 10,000 of the securities of the registrant reported herein of which Xavier Grenas, spouse of Cheryl Grenas is the direct owner.

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May 26, 2023 Filed May 30, 2023 14:28 UTC
Vo Thomas T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 18,028 $0.49 $8,833.72
Disclosure

SEC source: 0001486189-23-000002 · primary_doc.xml · nonDerivative · entry 4

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note (5)

Disclosed balance after: 268,322,776

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.48 to $0.50, inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (4) to this Form 4

F5 · ownership.direct: Thomas T. Vo, the Chairman and CEO of the registrant, owns and controls Micro Hospital Holding LLC, the direct owner of 267,322,776 of the securities of the registrant reported herein and and is the sole trustee of Vo Family Limited Partnership, the direct owner of 1,000,000 of the securities of the registrant reported herein.

Read SEC document
May 25, 2023 Filed May 30, 2023 14:28 UTC
Vo Thomas T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 482,088 $0.49 $236,223.12
Disclosure

SEC source: 0001486189-23-000002 · primary_doc.xml · nonDerivative · entry 3

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note (5)

Disclosed balance after: 268,304,748

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.48 to $0.49, inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (3) to this Form 4.

F5 · ownership.direct: Thomas T. Vo, the Chairman and CEO of the registrant, owns and controls Micro Hospital Holding LLC, the direct owner of 267,322,776 of the securities of the registrant reported herein and and is the sole trustee of Vo Family Limited Partnership, the direct owner of 1,000,000 of the securities of the registrant reported herein.

Read SEC document
May 19, 2023 Filed May 30, 2023 14:28 UTC
Vo Thomas T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 385,000 $0.58 $223,300.00
Disclosure

SEC source: 0001486189-23-000002 · primary_doc.xml · nonDerivative · entry 2

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note (5)

Disclosed balance after: 267,822,660

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.50 to $0.62, inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (2) to this Form 4.

F5 · ownership.direct: Thomas T. Vo, the Chairman and CEO of the registrant, owns and controls Micro Hospital Holding LLC, the direct owner of 267,322,776 of the securities of the registrant reported herein and and is the sole trustee of Vo Family Limited Partnership, the direct owner of 1,000,000 of the securities of the registrant reported herein.

Read SEC document
May 18, 2023 Filed May 18, 2023 19:18 UTC PurchaseCommon Stock 50,000 $0.47 $23,450.00
Disclosure

SEC source: 0001486189-23-000001 · primary_doc.xml · nonDerivative · entry 1

Waters John J · CIK 0001296807 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,262

Read SEC document
May 18, 2023 Filed May 30, 2023 14:28 UTC
Vo Thomas T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 114,884 $0.48 $55,144.32
Disclosure

SEC source: 0001486189-23-000002 · primary_doc.xml · nonDerivative · entry 1

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note (5)

Disclosed balance after: 267,437,660

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $0.46 to $0.51, inclusive. The reporting person undertakes to provide to Nutex Health Inc., any security holder of Nutex Health Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of footnote (1) to this Form 4.

F5 · ownership.direct: Thomas T. Vo, the Chairman and CEO of the registrant, owns and controls Micro Hospital Holding LLC, the direct owner of 267,322,776 of the securities of the registrant reported herein and and is the sole trustee of Vo Family Limited Partnership, the direct owner of 1,000,000 of the securities of the registrant reported herein.

Read SEC document
April 01, 2023 Filed May 10, 2023 16:00 UTC
Bates Jon ChristianChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010664 · form4.xml · derivative · entry 6

Bates Jon Christian · CIK 0001938758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

F3 · derivative.exercise_date: Represents 20,000 RSUs issued and vested on April 1, 2023.

F3 · derivative.expiration_date: Represents 20,000 RSUs issued and vested on April 1, 2023.

F1 · derivative.underlying_shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

Read SEC document
April 01, 2023 Filed May 10, 2023 16:00 UTC
Bates Jon ChristianChief Financial Officer
GrantRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010664 · form4.xml · derivative · entry 5

Bates Jon Christian · CIK 0001938758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

F3 · derivative.exercise_date: Represents 20,000 RSUs issued and vested on April 1, 2023.

F3 · derivative.expiration_date: Represents 20,000 RSUs issued and vested on April 1, 2023.

F1 · derivative.underlying_shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

Read SEC document
April 01, 2023 Filed May 10, 2023 16:00 UTC
Bates Jon ChristianChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 49,505 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010664 · form4.xml · derivative · entry 4

Bates Jon Christian · CIK 0001938758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,010

Underlying: Common Stock · 49,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

F2 · derivative.exercise_date: Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Mr. Bates, dated April 1, 2023, the 148,515 RSUs granted to Mr. Bates will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025.

F2 · derivative.expiration_date: Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Mr. Bates, dated April 1, 2023, the 148,515 RSUs granted to Mr. Bates will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025.

F1 · derivative.underlying_shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

Read SEC document
April 01, 2023 Filed May 10, 2023 16:00 UTC
Bates Jon ChristianChief Financial Officer
GrantRestricted Stock Unit · Derivative 148,515 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010664 · form4.xml · derivative · entry 3

Bates Jon Christian · CIK 0001938758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,515

Underlying: Common Stock · 148,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

F2 · derivative.exercise_date: Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Mr. Bates, dated April 1, 2023, the 148,515 RSUs granted to Mr. Bates will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025.

F2 · derivative.expiration_date: Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Mr. Bates, dated April 1, 2023, the 148,515 RSUs granted to Mr. Bates will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025.

F1 · derivative.underlying_shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

Read SEC document
April 01, 2023 Filed May 10, 2023 16:00 UTC
Bates Jon ChristianChief Financial Officer
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010664 · form4.xml · nonDerivative · entry 2

Bates Jon Christian · CIK 0001938758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

Read SEC document
April 01, 2023 Filed May 10, 2023 16:00 UTC
Bates Jon ChristianChief Financial Officer
Exercise / conversionCommon Stock 49,505 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010664 · form4.xml · nonDerivative · entry 1

Bates Jon Christian · CIK 0001938758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

Read SEC document
April 01, 2023 Filed May 10, 2023 19:52 UTC
Montgomery Pamela W.Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,502 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010662 · form4.xml · derivative · entry 3

Montgomery Pamela W. · CIK 0001919434 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,003

Underlying: Common Stock · 16,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

F2 · derivative.exercise_date: Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Ms. Montgomery, dated April 1, 2023, the 49,505 RSUs granted to Ms. Montgomery will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025.

F2 · derivative.expiration_date: Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Ms. Montgomery, dated April 1, 2023, the 49,505 RSUs granted to Ms. Montgomery will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025.

F1 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

Read SEC document
April 01, 2023 Filed May 10, 2023 19:52 UTC
Montgomery Pamela W.Chief Legal Officer
GrantRestricted Stock Unit · Derivative 49,505 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010662 · form4.xml · derivative · entry 2

Montgomery Pamela W. · CIK 0001919434 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,505

Underlying: Common Stock · 49,505 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

F2 · derivative.exercise_date: Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Ms. Montgomery, dated April 1, 2023, the 49,505 RSUs granted to Ms. Montgomery will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025.

F2 · derivative.expiration_date: Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Ms. Montgomery, dated April 1, 2023, the 49,505 RSUs granted to Ms. Montgomery will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025.

F1 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

Read SEC document
April 01, 2023 Filed May 10, 2023 19:52 UTC
Montgomery Pamela W.Chief Legal Officer
Exercise / conversionCommon Stock 16,502 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010662 · form4.xml · nonDerivative · entry 1

Montgomery Pamela W. · CIK 0001919434 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 15:36 UTC SaleClass A Common Stock 43,880 $2.06 $90,559.54
Disclosure

SEC source: 0001062993-22-023884 · form4.xml · nonDerivative · entry 2

Premier Macy Management Holdings, LLC · CIK 0001920021 · 10% owner

Young Matthew Stephen · CIK 0001920043 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,964,832

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by Premier Macy Management Holdings, LLC ("Premier").

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.12, inclusive. The reporting person undertakes to provide to Nutex Health, Inc., any security holder of Nutex Health, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

F3 · ownership.direct: Premier is the direct beneficial owner of the securities reported herein. Matthew Stephen Young is the managing member of Premier and a director of Nutex Health, Inc. Mr. Young disclaims beneficial ownership of any securities that exceed his pecuniary interest in Premier.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 15:36 UTC SaleClass A Common Stock 125,498 $2.21 $276,773.29
Disclosure

SEC source: 0001062993-22-023884 · form4.xml · nonDerivative · entry 1

Premier Macy Management Holdings, LLC · CIK 0001920021 · 10% owner

Young Matthew Stephen · CIK 0001920043 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,008,712

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by Premier Macy Management Holdings, LLC ("Premier").

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.445, inclusive. The reporting person undertakes to provide to Nutex Health, Inc., any security holder of Nutex Health, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

F3 · ownership.direct: Premier is the direct beneficial owner of the securities reported herein. Matthew Stephen Young is the managing member of Premier and a director of Nutex Health, Inc. Mr. Young disclaims beneficial ownership of any securities that exceed his pecuniary interest in Premier.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:00 UTC
Hosseinion WarrenDirector · President
SaleCommon Stock 70,000 $2.36 $165,200.00
Disclosure

SEC source: 0001486189-22-000019 · primary_doc.xml · nonDerivative · entry 2

Hosseinion Warren · CIK 0001438327 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,975

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.38 to $2.30, inclusive. The reporting person undertakes to provide to Nutex Health, Inc., any security holder of Nutex Health, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 23:55 UTC
Bowen MichaelRetired CFO
SaleCommon Stock 9,517 $2.40 $22,840.80
Disclosure

SEC source: 0001486189-22-000018 · primary_doc.xml · nonDerivative · entry 2

Bowen Michael · CIK 0001856020 · Retired CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,105

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September 14, 2022 Filed Sep 17, 2022 01:00 UTC
Hosseinion WarrenDirector · President
SaleCommon Stock 130,000 $2.46 $319,800.00
Disclosure

SEC source: 0001486189-22-000019 · primary_doc.xml · nonDerivative · entry 1

Hosseinion Warren · CIK 0001438327 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,975

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.54 to $2.41, inclusive. The reporting person undertakes to provide to Nutex Health, Inc., any security holder of Nutex Health, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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September 14, 2022 Filed Sep 16, 2022 23:55 UTC
Bowen MichaelRetired CFO
SaleCommon Stock 483 $2.60 $1,253.82
Disclosure

SEC source: 0001486189-22-000018 · primary_doc.xml · nonDerivative · entry 1

Bowen Michael · CIK 0001856020 · Retired CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,622

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September 09, 2022 Filed Sep 10, 2022 00:56 UTC
Hosseinion WarrenDirector · President
SaleCommon Stock 150,000 $2.84 $426,360.00
Disclosure

SEC source: 0001486189-22-000017 · primary_doc.xml · nonDerivative · entry 2

Hosseinion Warren · CIK 0001438327 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,975

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.98, inclusive. The reporting person undertakes to provide to Nutex Health, Inc., any security holder of Nutex Health, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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September 07, 2022 Filed Sep 10, 2022 00:56 UTC
Hosseinion WarrenDirector · President
SaleCommon Stock 100,000 $2.99 $299,000.00
Disclosure

SEC source: 0001486189-22-000017 · primary_doc.xml · nonDerivative · entry 1

Hosseinion Warren · CIK 0001438327 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,975

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.99 to $3.20, inclusive. The reporting person undertakes to provide to Nutex Health, Inc., any security holder of Nutex Health, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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September 06, 2022 Filed Sep 6, 2022 20:52 UTC
Hosseinion WarrenDirector · President
SaleCommon Stock 100,000 $2.79 $278,830.00
Disclosure

SEC source: 0001486189-22-000016 · primary_doc.xml · nonDerivative · entry 3

Hosseinion Warren · CIK 0001438327 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,975

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7500 to $2.8271, inclusive. The reporting person undertakes to provide to Nutex Health, Inc., any security holder of Nutex Health, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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September 02, 2022 Filed Sep 6, 2022 20:52 UTC
Hosseinion WarrenDirector · President
SaleCommon Stock 180,000 $2.48 $447,048.00
Disclosure

SEC source: 0001486189-22-000016 · primary_doc.xml · nonDerivative · entry 2

Hosseinion Warren · CIK 0001438327 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,975

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4009 to $2.5031, inclusive. The reporting person undertakes to provide to Nutex Health, Inc., any security holder of Nutex Health, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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September 01, 2022 Filed Sep 6, 2022 20:52 UTC
Hosseinion WarrenDirector · President
SaleCommon Stock 70,000 $2.56 $179,480.00
Disclosure

SEC source: 0001486189-22-000016 · primary_doc.xml · nonDerivative · entry 1

Hosseinion Warren · CIK 0001438327 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,975

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5445 to $2.5840, inclusive. The reporting person undertakes to provide to Nutex Health, Inc., any security holder of Nutex Health, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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June 20, 2022 Filed Aug 2, 2022 18:26 UTC ConversionConvertible Promissory Note · Derivative 100,000 $100,000.00 Strike: $1.55 $10,000,000,000.00
Disclosure

SEC source: 0001062993-22-017072 · form4.xml · derivative · entry 2

Waters John J · CIK 0001296807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,516 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Convertible Promissory Note originally issued on 11/19/2019 and amended by (i) Assignment and Consent Agreement and Amendment to Subscription Agreement, Convertible Debenture and Warrant dated 9/30/2020 and (ii) Second Amendment to Convertible Promissory Note dated 1/29/2021.

F1 · derivative.exercise_price: Convertible Promissory Note originally issued on 11/19/2019 and amended by (i) Assignment and Consent Agreement and Amendment to Subscription Agreement, Convertible Debenture and Warrant dated 9/30/2020 and (ii) Second Amendment to Convertible Promissory Note dated 1/29/2021.

F1 · derivative.expiration_date: Convertible Promissory Note originally issued on 11/19/2019 and amended by (i) Assignment and Consent Agreement and Amendment to Subscription Agreement, Convertible Debenture and Warrant dated 9/30/2020 and (ii) Second Amendment to Convertible Promissory Note dated 1/29/2021.

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June 20, 2022 Filed Aug 2, 2022 18:26 UTC ConversionCommon Stock 64,516 $1.55 $99,999.80
Disclosure

SEC source: 0001062993-22-017072 · form4.xml · nonDerivative · entry 1

Waters John J · CIK 0001296807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 10, 2022 Filed May 11, 2022 18:28 UTC Amendment
Vo Thomas T.Director · Chief Executive Officer
GiftCommon Stock 21,429 $0.00 $0.00
Disclosure

SEC source: 0001486189-22-000015 · primary_doc.xml · nonDerivative · entry 1

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,706,960

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May 10, 2022 Filed May 11, 2022 17:03 UTC
Vo Thomas T.Director · Chief Executive Officer
GiftCommon Stock 21,429 $0.00 $0.00
Disclosure

SEC source: 0001486189-22-000014 · primary_doc.xml · nonDerivative · entry 1

Vo Thomas T. · CIK 0001919945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,706,960

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May 09, 2022 Filed May 10, 2022 18:48 UTC GrantRestricted Stock Award 21,208 $3.89 $82,499.12
Disclosure

SEC source: 0001486189-22-000010 · primary_doc.xml · nonDerivative · entry 1

Reed Michael Lee · CIK 0001922252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,208

F1 · shares: Vesting 1/12 on date of grant and 1/12 on the last day of each month beginning May 2022 through March 2023.

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May 09, 2022 Filed May 10, 2022 18:45 UTC GrantRestricted Stock Award 19,280 $3.89 $74,999.20
Disclosure

SEC source: 0001486189-22-000009 · primary_doc.xml · nonDerivative · entry 1

Grenas Cheryl Yvonne · CIK 0001920511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,280

F1 · shares: Vesting 1/12 on date of grant and 1/12 on the last day of each month beginning May 2022 through March 2023.

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May 09, 2022 Filed May 10, 2022 18:59 UTC GrantRestricted Stock Award 21,208 $3.89 $82,499.12
Disclosure

SEC source: 0001486189-22-000012 · primary_doc.xml · nonDerivative · entry 1

Creem Mitchell · CIK 0001572821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,208

F1 · shares: Vesting 1/12 on date of grant and 1/12 on the last day of each month beginning May 2022 through March 2023.

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May 09, 2022 Filed May 10, 2022 18:54 UTC GrantRestricted Stock Award 21,851 $3.89 $85,000.39
Disclosure

SEC source: 0001486189-22-000011 · primary_doc.xml · nonDerivative · entry 1

Waters John J · CIK 0001296807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,851

F1 · kind: Vesting 1/12 on date of grant and 1/12 on the last day of each month beginning May 2022 through March 2023.

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May 09, 2022 Filed Dec 30, 2022 20:39 UTC Amendment OtherRestricted Stock 21,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001486189-22-000022 · primary_doc.xml · nonDerivative · entry 2

Reed Michael Lee · CIK 0001922252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · date: The restricted stock award was voided ab initio and the reporting person returned the restricted stock subject to the May 9, 2022 award to the issuer for no consideration and the issuer cancelled such restricted stock.

F1 · kind: The Amendment reports the rescission of the Restricted Stock Awards initially granted on May 9, 2022, as reported in the original Form 4.

F2 · price: The restricted stock award was voided ab initio and the reporting person returned the restricted stock subject to the May 9, 2022 award to the issuer for no consideration and the issuer cancelled such restricted stock.

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May 09, 2022 Filed Dec 30, 2022 20:39 UTC Amendment GrantRestricted Stock 21,208 $3.89 $82,499.12
Disclosure

SEC source: 0001486189-22-000022 · primary_doc.xml · nonDerivative · entry 1

Reed Michael Lee · CIK 0001922252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,208

Read SEC document
May 09, 2022 Filed Dec 30, 2022 20:43 UTC Amendment OtherRestricted Stock 19,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001486189-22-000023 · primary_doc.xml · nonDerivative · entry 2

Grenas Cheryl Yvonne · CIK 0001920511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · date: The restricted stock award was voided ab initio and the reporting person returned the restricted stock subject to the May 9, 2022 award to the issuer for no consideration and the issuer cancelled such restricted stock.

F1 · kind: The Amendment reports the rescission of the Restricted Stock Awards initially granted on May 9, 2022, as reported in the original Form 4.

F2 · price: The restricted stock award was voided ab initio and the reporting person returned the restricted stock subject to the May 9, 2022 award to the issuer for no consideration and the issuer cancelled such restricted stock.

Read SEC document
May 09, 2022 Filed Dec 30, 2022 20:43 UTC Amendment GrantRestricted Stock 19,280 $3.89 $74,999.20
Disclosure

SEC source: 0001486189-22-000023 · primary_doc.xml · nonDerivative · entry 1

Grenas Cheryl Yvonne · CIK 0001920511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,280

Read SEC document
May 09, 2022 Filed Dec 30, 2022 20:35 UTC Amendment OtherRestricted Stock 21,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001486189-22-000021 · primary_doc.xml · nonDerivative · entry 2

Creem Mitchell · CIK 0001572821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · date: The restricted stock award was voided ab initio and the reporting person returned the restricted stock subject to the May 9, 2022 award to the issuer for no consideration and the issuer cancelled such restricted stock.

F1 · kind: The Amendment reports the rescission of the Restricted Stock Awards initially granted on May 9, 2022, as reported in the original Form 4.

F2 · price: The restricted stock award was voided ab initio and the reporting person returned the restricted stock subject to the May 9, 2022 award to the issuer for no consideration and the issuer cancelled such restricted stock.

Read SEC document
May 09, 2022 Filed Dec 30, 2022 20:35 UTC Amendment GrantRestricted Stock 21,208 $3.89 $82,499.12
Disclosure

SEC source: 0001486189-22-000021 · primary_doc.xml · nonDerivative · entry 1

Creem Mitchell · CIK 0001572821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,208

Read SEC document
May 09, 2022 Filed Dec 30, 2022 20:29 UTC Amendment OtherRestricted Stock 21,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001486189-22-000020 · primary_doc.xml · nonDerivative · entry 2

Waters John J · CIK 0001296807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · date: The restricted stock award was voided ab initio and the reporting person returned the restricted stock subject to the May 9, 2022 award to the issuer for no consideration and the issuer cancelled such restricted stock.

F1 · kind: The Amendment reports the rescission of the Restricted Stock Awards initially granted on May 9, 2022, as reported in the original Form 4.

F2 · price: The restricted stock award was voided ab initio and the reporting person returned the restricted stock subject to the May 9, 2022 award to the issuer for no consideration and the issuer cancelled such restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.