Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2024 Filed Apr 3, 2024 16:56 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 85.33 | $88.44 | $7,546.59 |
DisclosureSEC source: 0001124194-24-000002 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,069.67 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 20:50 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 463.9 | $88.92 | $41,249.99 |
DisclosureSEC source: 0000073124-24-000115 · wk-form4_1712091009.xml · nonDerivative · entry 1 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,083.54 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 20:48 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 407.67 | $88.92 | $36,250.02 |
DisclosureSEC source: 0000073124-24-000110 · wk-form4_1712090901.xml · nonDerivative · entry 1 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,392.05 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:07 UTC |
Parker TeresaExecutive Vice President
|
Tax withholdingCommon Stock | 3,120 | $81.90 | $255,528.00 |
DisclosureSEC source: 0000073124-24-000098 · wk-form4_1709683610.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,648 F1 · balance_after: Reflects 3,120 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,907 previously reported stock units. The remaining 3,787 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 63,071 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:06 UTC |
Landers JohnController
|
Tax withholdingCommon Stock | 306 | $81.90 | $25,061.40 |
DisclosureSEC source: 0000073124-24-000097 · wk-form4_1709683596.xml · nonDerivative · entry 1 Landers John · CIK 0002003731 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,540 F1 · balance_after: Reflects 306 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,035 previously reported stock units. The remaining 729 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 2,781 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:06 UTC |
Gossett Mark CExecutive Vice President
|
Tax withholdingCommon Stock | 2,092 | $81.90 | $171,334.80 |
DisclosureSEC source: 0000073124-24-000096 · wk-form4_1709683582.xml · nonDerivative · entry 1 Gossett Mark C · CIK 0001801431 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,707 F1 · balance_after: Reflects 2,092 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,981 previously reported stock units. The remaining 2,889 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 16,938 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:06 UTC |
Karpinski JaneExecutive Vice President
|
Tax withholdingCommon Stock | 1,517 | $81.90 | $124,242.30 |
DisclosureSEC source: 0000073124-24-000095 · wk-form4_1709683569.xml · nonDerivative · entry 1 Karpinski Jane · CIK 0001578478 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,836 F1 · balance_after: Reflects 1,517 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,301 previously reported stock units. The remaining 1,784 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 14,701 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:06 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Tax withholdingCommon Stock | 4,042 | $81.90 | $331,039.80 |
DisclosureSEC source: 0000073124-24-000094 · wk-form4_1709683552.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,078 F1 · balance_after: Reflects 4,042 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,629 previously reported stock units. The remaining 5,587 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:05 UTC |
Levy Susan CohenEVP and General Counsel
|
Tax withholdingCommon Stock | 2,642 | $81.90 | $216,379.80 |
DisclosureSEC source: 0000073124-24-000093 · wk-form4_1709683527.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,622 F1 · balance_after: Reflects 2,642 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,293 previously reported stock units. The remaining 3,651 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 17,132 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:05 UTC |
Taylor AlexandriaChief Human Resources Officer
|
Tax withholdingCommon Stock | 205 | $81.90 | $16,789.50 |
DisclosureSEC source: 0000073124-24-000092 · wk-form4_1709683493.xml · nonDerivative · entry 1 Taylor Alexandria · CIK 0001950022 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,022.536 F1 · balance_after: Reflects 205 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 699 previously reported stock units. The remaining 494 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 35,648 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:04 UTC |
O'Grady MichaelDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 10,673 | $81.90 | $874,118.70 |
DisclosureSEC source: 0000073124-24-000091 · wk-form4_1709683481.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,956 F1 · balance_after: Reflects 10,673 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 25,437 previously reported stock units. The remaining 14,764 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:04 UTC |
Cherecwich PeterPresident/Asset Servicing
|
Tax withholdingCommon Stock | 3,939 | $81.90 | $322,604.10 |
DisclosureSEC source: 0000073124-24-000090 · wk-form4_1709683468.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/Asset Servicing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,061 F1 · balance_after: Reflects 3,939 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,385 previously reported stock units. The remaining 5,446 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:04 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 2,827 | $81.90 | $231,531.30 |
DisclosureSEC source: 0000073124-24-000089 · wk-form4_1709683452.xml · nonDerivative · entry 1 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,718 F1 · balance_after: Reflects 2,827 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,379 previously reported stock units. The remaining 3,552 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 22,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:04 UTC |
South Thomas AExecutive Vice President
|
Tax withholdingCommon Stock | 3,169 | $81.90 | $259,541.10 |
DisclosureSEC source: 0000073124-24-000088 · wk-form4_1709683413.xml · nonDerivative · entry 1 South Thomas A · CIK 0001751051 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,856 F1 · balance_after: Reflects 3,169 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 7,151 previously reported stock units. The remaining 3,982 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 20,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:49 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 30,392 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-24-000061 · wk-form4_1708724959.xml · derivative · entry 10 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,097 Underlying: Common Stock · 30,392 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 16, 2017. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:49 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
SaleCommon Stock | 30,392 | $80.11 | $2,434,703.12 |
DisclosureSEC source: 0000073124-24-000061 · wk-form4_1708724959.xml · nonDerivative · entry 3 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,707 F2 · price: Price reflects the weighted average sales price from $80.00 to $80.42. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 55,707 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:49 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Exercise / conversionCommon Stock | 30,392 | $58.25 | $1,770,334.00 |
DisclosureSEC source: 0000073124-24-000061 · wk-form4_1708724959.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,707 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 02:22 UTC |
Parker TeresaExecutive Vice President
|
Tax withholdingCommon Stock | 1,715 | $80.15 | $137,457.25 |
DisclosureSEC source: 0000073124-24-000070 · wk-form4_1709000500.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,768 F1 · balance_after: Reflects 1,715 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 3,811 previously reported shares resulting from vested stock units. The remaining 2,096 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 69,978 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:51 UTC |
Taylor AlexandriaChief Human Resources Officer
|
GrantCommon Stock | 7,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000067 · wk-form4_1708725083.xml · nonDerivative · entry 1 Taylor Alexandria · CIK 0001950022 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,227.536 F1 · balance_after: Includes 36,347 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:51 UTC |
Karpinski JaneExecutive Vice President
|
GrantCommon Stock | 11,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000066 · wk-form4_1708725060.xml · nonDerivative · entry 1 Karpinski Jane · CIK 0001578478 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,885 F1 · balance_after: Includes 19,534 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:50 UTC |
Parker TeresaExecutive Vice President
|
GrantCommon Stock | 18,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000065 · wk-form4_1708725042.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,483 F1 · balance_after: Includes 69,830 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:50 UTC |
South Thomas AExecutive Vice President
|
GrantCommon Stock | 9,047 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000064 · wk-form4_1708725022.xml · nonDerivative · entry 1 South Thomas A · CIK 0001751051 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,025 F1 · balance_after: Includes 28,109 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:50 UTC |
Landers JohnController
|
GrantCommon Stock | 1,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000063 · wk-form4_1708724999.xml · nonDerivative · entry 1 Landers John · CIK 0002003731 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,846 F1 · balance_after: Includes 3,816 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:49 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
GrantCommon Stock | 10,121 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000062 · wk-form4_1708724981.xml · nonDerivative · entry 1 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,545 F1 · balance_after: Includes 28,990 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:49 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GrantCommon Stock | 11,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000061 · wk-form4_1708724959.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,707 F1 · balance_after: Includes 55,707 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:49 UTC |
Gamba DanielPresident / Asset Management
|
GrantCommon Stock | 11,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000060 · wk-form4_1708724917.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · President / Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,451 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:48 UTC |
Cherecwich PeterPresident/Asset Servicing
|
GrantCommon Stock | 11,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000059 · wk-form4_1708724894.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/Asset Servicing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,446 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:48 UTC |
Gossett Mark CExecutive Vice President
|
GrantCommon Stock | 7,361 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000058 · wk-form4_1708724868.xml · nonDerivative · entry 1 Gossett Mark C · CIK 0001801431 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,799 F1 · balance_after: Includes 21,919 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:47 UTC |
Levy Susan CohenEVP and General Counsel
|
GrantCommon Stock | 7,361 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000057 · wk-form4_1708724852.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,264 F1 · balance_after: Includes 23,425 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:47 UTC |
O'Grady MichaelDirector · Chairman and CEO
|
GrantCommon Stock | 33,734 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000056 · wk-form4_1708724800.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,393 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Mar 5, 2024 23:57 UTC Amendment |
Karpinski JaneExecutive Vice President
|
GrantCommon Stock | 10,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000076 · wk-form4a_1709683024.xml · nonDerivative · entry 1 Karpinski Jane · CIK 0001578478 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,353 F1 · balance_after: On February 23, 2024, the reporting person filed a Form 4 which inadvertently reported a grant of 11,672 stock units. In fact, as reported in this amendment, the reporting person was granted 10,140 stock units. F2 · balance_after: Includes 18,002 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:47 UTC |
Karpinski JaneExecutive Vice President
|
Tax withholdingCommon Stock | 402 | $79.51 | $31,963.02 |
DisclosureSEC source: 0000073124-24-000043 · wk-form4_1708642009.xml · nonDerivative · entry 2 Karpinski Jane · CIK 0001578478 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,213 F1 · balance_after: Includes 10,397 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:47 UTC |
Karpinski JaneExecutive Vice President
|
GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000043 · wk-form4_1708642009.xml · nonDerivative · entry 1 Karpinski Jane · CIK 0001578478 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,615 F1 · balance_after: Includes 10,397 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:46 UTC |
South Thomas AExecutive Vice President
|
Tax withholdingCommon Stock | 6,901 | $79.51 | $548,698.51 |
DisclosureSEC source: 0000073124-24-000042 · wk-form4_1708641971.xml · nonDerivative · entry 2 South Thomas A · CIK 0001751051 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,978 F1 · balance_after: Includes 19,062 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:46 UTC |
South Thomas AExecutive Vice President
|
GrantCommon Stock | 16,067 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000042 · wk-form4_1708641971.xml · nonDerivative · entry 1 South Thomas A · CIK 0001751051 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,879 F1 · balance_after: Includes 19,062 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:46 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Tax withholdingCommon Stock | 10,141 | $79.51 | $806,310.91 |
DisclosureSEC source: 0000073124-24-000041 · wk-form4_1708641940.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,976 F1 · balance_after: Includes 43,976 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 12,749 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:46 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GrantCommon Stock | 22,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000041 · wk-form4_1708641940.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,866 F1 · balance_after: Includes 43,976 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:45 UTC |
Gossett Mark CExecutive Vice President
|
Tax withholdingCommon Stock | 5,420 | $79.51 | $430,944.20 |
DisclosureSEC source: 0000073124-24-000040 · wk-form4_1708641929.xml · nonDerivative · entry 2 Gossett Mark C · CIK 0001801431 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,438 F1 · balance_after: Includes 14,558 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:45 UTC |
Gossett Mark CExecutive Vice President
|
GrantCommon Stock | 13,426 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000040 · wk-form4_1708641929.xml · nonDerivative · entry 1 Gossett Mark C · CIK 0001801431 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,858 F1 · balance_after: Includes 14,558 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:44 UTC |
O'Grady MichaelDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 26,618 | $79.51 | $2,116,397.18 |
DisclosureSEC source: 0000073124-24-000038 · wk-form4_1708641882.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,659 F1 · balance_after: Includes 66,659 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 33,467 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:44 UTC |
O'Grady MichaelDirector · Chairman and CEO
|
GrantCommon Stock | 60,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000038 · wk-form4_1708641882.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,744 F1 · balance_after: Includes 66,659 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:45 UTC |
Levy Susan CohenEVP and General Counsel
|
Tax withholdingCommon Stock | 6,298 | $79.51 | $500,753.98 |
DisclosureSEC source: 0000073124-24-000039 · wk-form4_1708641897.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,903 F1 · balance_after: Includes 16,064 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:45 UTC |
Levy Susan CohenEVP and General Counsel
|
GrantCommon Stock | 15,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000039 · wk-form4_1708641897.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,201 F1 · balance_after: Includes 16,064 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:44 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 6,826 | $79.51 | $542,735.26 |
DisclosureSEC source: 0000073124-24-000037 · wk-form4_1708641868.xml · nonDerivative · entry 2 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,424 F1 · balance_after: Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:44 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
GrantCommon Stock | 15,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000037 · wk-form4_1708641868.xml · nonDerivative · entry 1 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,250 F1 · balance_after: Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:44 UTC |
Cherecwich PeterPresident/Asset Servicing
|
Tax withholdingCommon Stock | 9,556 | $79.51 | $759,797.56 |
DisclosureSEC source: 0000073124-24-000036 · wk-form4_1708641856.xml · nonDerivative · entry 2 Cherecwich Peter · CIK 0001614598 · President/Asset Servicing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,715 F1 · balance_after: Includes 24,715 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 12,014 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:44 UTC |
Cherecwich PeterPresident/Asset Servicing
|
GrantCommon Stock | 21,570 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000036 · wk-form4_1708641856.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/Asset Servicing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,285 F1 · balance_after: Includes 24,715 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:19 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,466 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-24-000025 · wk-form4_1707427157.xml · derivative · entry 3 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,466 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 10, 2015. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:19 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 2,100 | $78.61 | $165,081.00 |
DisclosureSEC source: 0000073124-24-000025 · wk-form4_1707427157.xml · nonDerivative · entry 2 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,843 F1 · balance_after: Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:19 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,466 | $60.85 | $150,056.10 |
DisclosureSEC source: 0000073124-24-000025 · wk-form4_1707427157.xml · nonDerivative · entry 1 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.