NTRS

SEC source: 0000073124-24-000221 · wk-form4_1726525279.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,000

SEC source: 0000073124-24-000218 · wk-form4_1724791221.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,707

F1 · price: Price reflects the weighted average sales price from $88.75 to $89.12. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 16,938 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000212 · wk-form4_1723512451.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,765

F1 · price: Price reflects the weighted average sales price from $83.92 to $84.18. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 63,071 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000208 · wk-form4_1722545194.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 55,312

F1 · balance_after: On July 31, 2024, a trust in which the reporting person has a partial direct pecuniary interest distributed 18,000 shares of the Corporation's common stock to such trust's beneficiaries, of which 2,250 shares were distributed to the reporting person.

SEC source: 0000073124-24-000197 · wk-form4_1719963007.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,802.98

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000196 · wk-form4_1719962996.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,710.34

F1 · balance_after: Includes 30,710.34 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000193 · wk-form4_1719962964.xml · nonDerivative · entry 1

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,336.17

F1 · balance_after: Includes 3,764.17 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000194 · wk-form4_1719962975.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,862.84

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000192 · wk-form4_1719962954.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,076.17

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000191 · wk-form4_1719962943.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,040.78

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000190 · wk-form4_1719962932.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,930.96

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0001124194-24-000005 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,069.64

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

SEC source: 0000073124-24-000197 · wk-form4_1719963007.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,619.26

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000195 · wk-form4_1719962986.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725.75

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000191 · wk-form4_1719962943.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,863.07

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000179 · wk-form4_1717189466.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,607

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000171 · wk-form4_1715979817.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 31,471

F1 · price: Price reflects the weighted average sales price from $86.84 to $87.29. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

SEC source: 0000073124-24-000165 · wk-form4_1714770018.xml · derivative · entry 9

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,097 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 16, 2017.

SEC source: 0000073124-24-000165 · wk-form4_1714770018.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,078

F1 · balance_after: Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000165 · wk-form4_1714770018.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000163 · wk-form4_1714686025.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 53,062

F1 · balance_after: On April 30, 2024, a trust in which the reporting person has a partial direct pecuniary interest distributed 19,200 shares of the Corporation's common stock to such trust's beneficiaries, of which 2,400 shares were distributed to the reporting person.

SEC source: 0000073124-24-000161 · wk-form4_1714079183.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,256

F1 · balance_after: Includes 20,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000152 · wk-form4_1713481788.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,822

F1 · balance_after: On April 16, 2024, 1,855 already reported and vested stock units, granted on April 25, 2023, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000151 · wk-form4_1713481775.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,801.11

F1 · balance_after: On April 16, 2024, 1,855 already reported and vested stock units, granted on April 25, 2023, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000150 · wk-form4_1713481759.xml · nonDerivative · entry 2

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,614.94

F2 · balance_after: Includes 30,614.94 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000150 · wk-form4_1713481759.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,792.94

F1 · balance_after: Includes 28,792.94 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000149 · wk-form4_1713481747.xml · derivative · entry 4

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,822

Underlying: Common Stock · 1,822 shares

Expires not disclosed

F3 · derivative.exercise_price: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2025 Annual Meeting of Stockholders.

F3 · derivative.exercise_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2025 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2025 Annual Meeting of Stockholders.

SEC source: 0000073124-24-000149 · wk-form4_1713481747.xml · derivative · entry 3

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · price: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.exercise_date: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.expiration_date: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

SEC source: 0000073124-24-000149 · wk-form4_1713481747.xml · nonDerivative · entry 2

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

SEC source: 0000073124-24-000149 · wk-form4_1713481747.xml · nonDerivative · entry 1

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · balance_after: 1,855 stock units vested on April 16, 2024 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

SEC source: 0000073124-24-000148 · wk-form4_1713481735.xml · nonDerivative · entry 2

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,002.98

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000148 · wk-form4_1713481735.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,180.98

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000147 · wk-form4_1713481722.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,431.42

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000147 · wk-form4_1713481722.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,609.42

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000146 · wk-form4_1713481711.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,822

F1 · balance_after: On April 16, 2024, 1,855 already reported and vested stock units, granted on April 25, 2023, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000145 · wk-form4_1713481700.xml · nonDerivative · entry 2

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,781.12

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000145 · wk-form4_1713481700.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,959.12

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000144 · wk-form4_1713481687.xml · nonDerivative · entry 2

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,318.95

F2 · balance_after: Includes 3,746.95 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000144 · wk-form4_1713481687.xml · nonDerivative · entry 1

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,496.95

F1 · balance_after: Includes 1,924.95 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000143 · wk-form4_1713481675.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,128.07

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000143 · wk-form4_1713481675.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,306.07

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0001124194-24-000003 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,961.62

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of services as a director.

SEC source: 0000073124-24-000118 · wk-form4_1712352208.xml · nonDerivative · entry 1

Gamba Daniel · CIK 0001972227 · President / Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,390

F1 · balance_after: Reflects 6,061 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 13,680 previously reported stock units. The remaining 7,619 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 52,771 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000116 · wk-form4_1712091034.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,565.15

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000115 · wk-form4_1712091009.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,236.12

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000112 · wk-form4_1712090938.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,111.03

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000113 · wk-form4_1712090964.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,889.17

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000114 · wk-form4_1712090993.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,834.11

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000111 · wk-form4_1712090915.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,722.99

F1 · balance_after: Includes 28,722.99 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000110 · wk-form4_1712090901.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,539.47

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.