NTRS

SEC source: 0000073124-25-000027 · wk-form4_1737759495.xml · nonDerivative · entry 1

Petrino Richard · CIK 0001736600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-25-000016 · wk-form4_1735939878.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,002.72

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-25-000015 · wk-form4_1735939869.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,124.18

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-25-000013 · wk-form4_1735939850.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,880.66

F1 · balance_after: Includes 30,880.66 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-25-000012 · wk-form4_1735939840.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,206.85

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-25-000011 · wk-form4_1735939829.xml · nonDerivative · entry 1

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,366.92

F1 · balance_after: Includes 3,794.92 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-25-000010 · wk-form4_1735939820.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,008.74

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-25-000009 · wk-form4_1735939807.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,162.77

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0001124194-25-000001 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,262.49

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

SEC source: 0000073124-25-000173 · wk-form4_1745537974.xml · nonDerivative · entry 2

Dhandapani Chandra · CIK 0001750288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,303.6

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-25-000016 · wk-form4_1735939878.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,842.89

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-25-000015 · wk-form4_1735939869.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,970.16

SEC source: 0000073124-25-000014 · wk-form4_1735939859.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,299.49

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000302 · wk-form4_1733443357.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,586

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000301 · wk-form4_1733443349.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,603

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000300 · wk-form4_1733443340.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,409

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 16,640 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000299 · wk-form4_1733443331.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,834

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000298 · wk-form4_1733443309.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,590

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000297 · wk-form4_1733443298.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,905

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 20,107 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000296 · wk-form4_1733443279.xml · nonDerivative · entry 1

Fox David W Jr · CIK 0002039870 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,969

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000295 · wk-form4_1733443269.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,567

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 62,477 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000286 · wk-form4_1733353610.xml · nonDerivative · entry 1

Bellows Clive · CIK 0002027224 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,666

F1 · balance_after: Reflects 168 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 323 previously reported stock units. The remaining 155 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 20,727 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000284 · wk-form4_1733260859.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Gift Trust

Disclosed balance after: 47,797

F2 · ownership.nature: The reporting person's spouse is trustee of this trust.

SEC source: 0000073124-24-000284 · wk-form4_1733260859.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 153,962

F1 · price: Price reflects the weighted average sales price from $111.00 to $111.06. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

SEC source: 0000073124-24-000276 · wk-form4_1731026638.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · 2023 GRAT

Disclosed balance after: 4,397

F1 · price: Price reflects the weighted average sales price from $104.64 to $105.58. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

SEC source: 0000073124-24-000278 · wk-form4_1731104924.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,756

F1 · price: Price reflects the weighted average sales price from $105.49 to $106.10. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 20,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000269 · wk-form4_1730758891.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 57,302

F1 · balance_after: On October 31, 2024, a trust in which the reporting person has a partial direct pecuniary interest distributed 15,920 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,990 shares were distributed to the reporting person.

SEC source: 0000073124-24-000263 · wk-form4_1730243331.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,756

F1 · balance_after: Includes 20,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000266 · wk-form4_1730243465.xml · derivative · entry 10

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,874 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/21/2018.

SEC source: 0000073124-24-000266 · wk-form4_1730243465.xml · nonDerivative · entry 3

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,078

F1 · balance_after: Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000266 · wk-form4_1730243465.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,389

F1 · balance_after: Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000266 · wk-form4_1730243465.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000267 · wk-form4_1730243488.xml · derivative · entry 7

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,585 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 17, 2016.

SEC source: 0000073124-24-000267 · wk-form4_1730243488.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,132

F6 · price: Price reflects the weighted average sales price from $102.25 to $102.40. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 17,132 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: On June 13, 2024, the reporting person's 2022 grantor retained annuity trust ("GRAT") distributed 18,966 shares of the Corporation's common stock to the reporting person's existing brokerage account as a final annuity payment in accordance with the terms of the GRAT instrument.

F3 · balance_after: On June 13, 2024, the reporting person's 2023 GRAT distributed 19,000 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument.

F4 · balance_after: Reflects the August 12, 2024 transfer of 55,726 shares of the Corporation's common stock into a newly created 2024 GRAT.

F5 · balance_after: Reflects a correction of 9,730 net shares previously reported as being (i) distributed from the reporting person's 2022 GRAT to the reporting person's existing irrevocable trust as an annuity payment on June 9, 2023 (34,500 shares); and (ii) transferred from the reporting person's existing irrevocable trust into a newly created 2023 GRAT on June 12, 2023 (44,230 shares). Each of the foregoing transactions actually occurred from the reporting person's existing brokerage account, not the existing irrevocable trust.

SEC source: 0000073124-24-000267 · wk-form4_1730243488.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 17,132 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: On June 13, 2024, the reporting person's 2022 grantor retained annuity trust ("GRAT") distributed 18,966 shares of the Corporation's common stock to the reporting person's existing brokerage account as a final annuity payment in accordance with the terms of the GRAT instrument.

F3 · balance_after: On June 13, 2024, the reporting person's 2023 GRAT distributed 19,000 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument.

F4 · balance_after: Reflects the August 12, 2024 transfer of 55,726 shares of the Corporation's common stock into a newly created 2024 GRAT.

F5 · balance_after: Reflects a correction of 9,730 net shares previously reported as being (i) distributed from the reporting person's 2022 GRAT to the reporting person's existing irrevocable trust as an annuity payment on June 9, 2023 (34,500 shares); and (ii) transferred from the reporting person's existing irrevocable trust into a newly created 2023 GRAT on June 12, 2023 (44,230 shares). Each of the foregoing transactions actually occurred from the reporting person's existing brokerage account, not the existing irrevocable trust.

SEC source: 0000073124-24-000265 · wk-form4_1730243402.xml · nonDerivative · entry 1

Karpinski Jane · CIK 0001578478 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,498

F1 · balance_after: Includes 14,701 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000264 · wk-form4_1730243374.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,326

F1 · price: Price reflects the weighted average sales price from $100.59 to $101.02. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 63,071 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000247 · wk-form4_1729553749.xml · nonDerivative · entry 1

Taylor Alexandria · CIK 0001950022 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,499.536

F1 · balance_after: Reflects 3,523 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 8,629 previously reported stock units. The remaining 5,106 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 27,019 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000238 · wk-form4_1727906893.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,440.45

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000237 · wk-form4_1727906880.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,616.5

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000236 · wk-form4_1727906867.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,801.28

F1 · balance_after: Includes 30,801.28 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000235 · wk-form4_1727906848.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,145.94

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000234 · wk-form4_1727906836.xml · nonDerivative · entry 1

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,352.59

F1 · balance_after: Includes 3,780.59 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000233 · wk-form4_1727906812.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,940.74

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000232 · wk-form4_1727906797.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,054.73

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0001124194-24-000006 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,172.61

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

SEC source: 0000073124-25-000173 · wk-form4_1745537974.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,300.49

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000239 · wk-form4_1727906906.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,031.2

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000238 · wk-form4_1727906893.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,261.16

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000237 · wk-form4_1727906880.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,443.42

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.