Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2025 Filed Feb 26, 2025 00:06 UTC
Karpinski JaneExecutive Vice President
Tax withholdingCommon Stock 1,192 $113.16 $134,886.72
Disclosure

SEC source: 0000073124-25-000109 · wk-form4_1740528360.xml · nonDerivative · entry 1

Karpinski Jane · CIK 0001578478 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,079

F1 · balance_after: Includes 24,156 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 1,192 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,535 previously reported shares resulting from vested stock units. The remaining 1,343 shares were distributed to the reporting person as shares of common stock.

Read SEC document
February 21, 2025 Filed Feb 26, 2025 00:05 UTC
Parker TeresaPresident/Asset Servicing
Tax withholdingCommon Stock 1,757 $113.16 $198,822.12
Disclosure

SEC source: 0000073124-25-000108 · wk-form4_1740528336.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,450

F1 · balance_after: Includes 72,246 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 1,757 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 3,904 previously reported shares resulting from vested stock units. The remaining 2,147 shares were distributed to the reporting person as shares of common stock.

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February 19, 2025 Filed Feb 20, 2025 23:12 UTC
South Thomas AExecutive Vice President
SaleCommon Stock 3,804 $113.00 $429,852.00
Disclosure

SEC source: 0000073124-25-000095 · wk-form4_1740093125.xml · nonDerivative · entry 3

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,794

F1 · balance_after: Includes 41,849 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:13 UTC
O'Grady MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 27,957 $112.69 $3,150,474.33
Disclosure

SEC source: 0000073124-25-000099 · wk-form4_1740093209.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,602

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 35,150 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:13 UTC
O'Grady MichaelDirector · Chairman and CEO
GrantCommon Stock 63,107 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000099 · wk-form4_1740093209.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,709

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:12 UTC
Cherecwich PeterChief Operating Officer
Tax withholdingCommon Stock 11,052 $112.69 $1,245,449.88
Disclosure

SEC source: 0000073124-25-000097 · wk-form4_1740093166.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,323

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 13,894 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:12 UTC
Cherecwich PeterChief Operating Officer
GrantCommon Stock 24,946 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000097 · wk-form4_1740093166.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,269

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:12 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 6,495 $112.69 $731,921.55
Disclosure

SEC source: 0000073124-25-000096 · wk-form4_1740093144.xml · nonDerivative · entry 2

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,484

F1 · balance_after: Includes 21,618 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:12 UTC
Gossett Mark CExecutive Vice President
GrantCommon Stock 15,592 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000096 · wk-form4_1740093144.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,979

F1 · balance_after: Includes 21,618 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:13 UTC
Tyler Jason J.President/Wealth Management
Tax withholdingCommon Stock 8,289 $112.69 $934,087.41
Disclosure

SEC source: 0000073124-25-000098 · wk-form4_1740093188.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,227

F1 · balance_after: Includes 29,969 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:13 UTC
Tyler Jason J.President/Wealth Management
GrantCommon Stock 18,709 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000098 · wk-form4_1740093188.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,516

F1 · balance_after: Includes 29,969 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:12 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 7,347 $112.69 $827,933.43
Disclosure

SEC source: 0000073124-25-000095 · wk-form4_1740093125.xml · nonDerivative · entry 2

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,598

F1 · balance_after: Includes 41,849 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:12 UTC
South Thomas AExecutive Vice President
GrantCommon Stock 18,190 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000095 · wk-form4_1740093125.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,945

F1 · balance_after: Includes 41,849 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:11 UTC
Fox David W JrEVP & Chief Financial Officer
Tax withholdingCommon Stock 698 $112.69 $78,657.62
Disclosure

SEC source: 0000073124-25-000094 · wk-form4_1740093104.xml · nonDerivative · entry 2

Fox David W Jr · CIK 0002039870 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,393

F1 · balance_after: Includes 19,709 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:11 UTC
Fox David W JrEVP & Chief Financial Officer
GrantCommon Stock 2,382 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000094 · wk-form4_1740093104.xml · nonDerivative · entry 1

Fox David W Jr · CIK 0002039870 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,091

F1 · balance_after: Includes 19,709 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:11 UTC
FRADKIN STEVEN LVice Chairman
Tax withholdingCommon Stock 11,052 $112.69 $1,245,449.88
Disclosure

SEC source: 0000073124-25-000093 · wk-form4_1740093082.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,881

F1 · balance_after: Includes 53,881 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 13,894 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:11 UTC
FRADKIN STEVEN LVice Chairman
GrantCommon Stock 24,946 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000093 · wk-form4_1740093082.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,827

F1 · balance_after: Includes 53,881 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:11 UTC
Levy Susan CohenEVP and General Counsel
Tax withholdingCommon Stock 6,595 $112.69 $743,190.55
Disclosure

SEC source: 0000073124-25-000092 · wk-form4_1740093061.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,350

F1 · balance_after: Includes 22,353 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:11 UTC
Levy Susan CohenEVP and General Counsel
GrantCommon Stock 15,592 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000092 · wk-form4_1740093061.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,945

F1 · balance_after: Includes 22,353 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:10 UTC
Karpinski JaneExecutive Vice President
Tax withholdingCommon Stock 555 $112.69 $62,542.95
Disclosure

SEC source: 0000073124-25-000091 · wk-form4_1740093039.xml · nonDerivative · entry 2

Karpinski Jane · CIK 0001578478 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,271

F1 · balance_after: Includes 24,156 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:10 UTC
Karpinski JaneExecutive Vice President
GrantCommon Stock 1,179 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000091 · wk-form4_1740093039.xml · nonDerivative · entry 1

Karpinski Jane · CIK 0001578478 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,826

F1 · balance_after: Includes 24,156 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Mar 5, 2025 00:22 UTC
Conway KelleyExecutive Vice President
Tax withholdingCommon Stock 243 $112.69 $27,383.67
Disclosure

SEC source: 0000073124-25-000145 · wk-form4_1741134168.xml · nonDerivative · entry 2

Conway Kelley · CIK 0002039860 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,720

F1 · balance_after: Includes 13,135 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 18, 2025 Filed Mar 5, 2025 00:22 UTC
Conway KelleyExecutive Vice President
GrantCommon Stock 828 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000145 · wk-form4_1741134168.xml · nonDerivative · entry 1

Conway Kelley · CIK 0002039860 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,963

F1 · balance_after: Includes 13,135 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:31 UTC
Bellows CliveExecutive Vice President
GrantCommon Stock 8,814 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000077 · wk-form4_1738974669.xml · nonDerivative · entry 1

Bellows Clive · CIK 0002027224 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,480

F1 · balance_after: Includes 27,539 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:30 UTC
Karpinski JaneExecutive Vice President
GrantCommon Stock 12,411 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000076 · wk-form4_1738974642.xml · nonDerivative · entry 1

Karpinski Jane · CIK 0001578478 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,647

F1 · balance_after: Includes 24,156 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:30 UTC
Parker TeresaPresident/Asset Servicing
GrantCommon Stock 12,640 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000075 · wk-form4_1738974612.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,207

F1 · balance_after: Includes 72,246 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:29 UTC
South Thomas AExecutive Vice President
GrantCommon Stock 25,850 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000074 · wk-form4_1738974587.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,755

F1 · balance_after: Includes 41,849 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:29 UTC
Taylor AlexandriaChief Administrative Officer
GrantCommon Stock 6,384 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000073 · wk-form4_1738974556.xml · nonDerivative · entry 1

Taylor Alexandria · CIK 0001950022 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,883.536

F1 · balance_after: Includes 33,403 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:29 UTC
Gamba DanielPresident / Asset Management
GrantCommon Stock 8,819 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000072 · wk-form4_1738974535.xml · nonDerivative · entry 1

Gamba Daniel · CIK 0001972227 · President / Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,209

F1 · balance_after: Includes 61,590 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:28 UTC
Fox David W JrEVP & Chief Financial Officer
GrantCommon Stock 4,740 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000071 · wk-form4_1738974510.xml · nonDerivative · entry 1

Fox David W Jr · CIK 0002039870 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,709

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:28 UTC
Tyler Jason J.President/Wealth Management
GrantCommon Stock 7,358 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000070 · wk-form4_1738974485.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,807

F1 · balance_after: Includes 29,969 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:27 UTC
Landers JohnController
GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000069 · wk-form4_1738974460.xml · nonDerivative · entry 1

Landers John · CIK 0002003731 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,394

F1 · balance_after: Includes 3,535 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:27 UTC
Conway KelleyExecutive Vice President
GrantCommon Stock 2,783 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000068 · wk-form4_1738974439.xml · nonDerivative · entry 1

Conway Kelley · CIK 0002039860 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,135

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:27 UTC
Gossett Mark CExecutive Vice President
GrantCommon Stock 4,978 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000067 · wk-form4_1738974415.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,387

F1 · balance_after: Includes 21,618 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:26 UTC
O'Grady MichaelDirector · Chairman and CEO
GrantCommon Stock 19,012 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000066 · wk-form4_1738974390.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,602

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:26 UTC
Cherecwich PeterChief Operating Officer
GrantCommon Stock 7,737 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000065 · wk-form4_1738974368.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,323

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:25 UTC
FRADKIN STEVEN LVice Chairman
GrantCommon Stock 8,278 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000064 · wk-form4_1738974343.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,881

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:25 UTC
Levy Susan CohenEVP and General Counsel
GrantCommon Stock 5,519 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000063 · wk-form4_1738974320.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,353

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 04, 2025 Filed Feb 5, 2025 21:35 UTC
Landers JohnController
SaleCommon Stock 900 $111.44 $100,296.00
Disclosure

SEC source: 0000073124-25-000047 · wk-form4_1738791305.xml · nonDerivative · entry 1

Landers John · CIK 0002003731 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,640

F1 · balance_after: Includes 2,781 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:39 UTC
Karpinski JaneExecutive Vice President
SaleCommon Stock 2,262 $111.33 $251,828.46
Disclosure

SEC source: 0000073124-25-000044 · wk-form4_1738705176.xml · nonDerivative · entry 1

Karpinski Jane · CIK 0001578478 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,236

F1 · price: Price reflects the weighted average sales price from $111.28 to $111.39. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 14,701 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:40 UTC GiftCommon Stock 1,780 $0.00 $0.00
Disclosure

SEC source: 0000073124-25-000045 · wk-form4_1738705208.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 59,082

F1 · balance_after: On January 31, 2025, a trust in which the reporting person has a partial direct pecuniary interest distributed 14,240 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,780 shares were distributed to the reporting person.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 23:12 UTC
Tyler Jason J.President/Wealth Management
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 2,968 $0.00 Strike: $70.21 $0.00
Disclosure

SEC source: 0000073124-25-000034 · wk-form4_1738365165.xml · derivative · entry 3

Tyler Jason J. · CIK 0001664676 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,968 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/17/2016.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 23:12 UTC
Tyler Jason J.President/Wealth Management
SaleCommon Stock 2,237 $112.67 $252,042.79
Disclosure

SEC source: 0000073124-25-000034 · wk-form4_1738365165.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,449

F2 · price: Price reflects the weighted average sales price from $112.65 to $112.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 22,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 23:12 UTC
Tyler Jason J.President/Wealth Management
Exercise / conversionCommon Stock 2,968 $70.21 $208,383.28
Disclosure

SEC source: 0000073124-25-000034 · wk-form4_1738365165.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 22,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 30, 2025 Filed Jan 31, 2025 23:10 UTC
O'Grady MichaelDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 23,739 $0.00 Strike: $70.21 $0.00
Disclosure

SEC source: 0000073124-25-000031 · wk-form4_1738365044.xml · derivative · entry 8

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,739 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 17, 2016.

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January 30, 2025 Filed Jan 31, 2025 23:10 UTC
O'Grady MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 17,432 $113.21 $1,973,476.72
Disclosure

SEC source: 0000073124-25-000031 · wk-form4_1738365044.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 292,341.32

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January 30, 2025 Filed Jan 31, 2025 23:10 UTC
O'Grady MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 23,739 $70.21 $1,666,715.19
Disclosure

SEC source: 0000073124-25-000031 · wk-form4_1738365044.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 309,773.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2025 Filed Jan 31, 2025 23:11 UTC
Cherecwich PeterChief Operating Officer
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 26,132 $0.00 Strike: $88.06 $0.00
Disclosure

SEC source: 0000073124-25-000032 · wk-form4_1738365078.xml · derivative · entry 6

Cherecwich Peter · CIK 0001614598 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,132 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018.

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January 29, 2025 Filed Jan 31, 2025 23:11 UTC
Cherecwich PeterChief Operating Officer
SaleCommon Stock 26,132 $112.36 $2,936,191.52
Disclosure

SEC source: 0000073124-25-000032 · wk-form4_1738365078.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,586

F2 · price: Price reflects the weighted average sales price from $112.33 to $112.58. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 29, 2025 Filed Jan 31, 2025 23:11 UTC
Cherecwich PeterChief Operating Officer
Exercise / conversionCommon Stock 26,132 $88.06 $2,301,183.92
Disclosure

SEC source: 0000073124-25-000032 · wk-form4_1738365078.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.