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Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2020 Filed Oct 2, 2020 21:38 UTC GrantCommon Stock 58.38 $77.05 $4,498.18
Disclosure

SEC source: 0000073124-20-000235 · wf-form4_160167470791590.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,388.7

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:38 UTC GrantCommon Stock 20.87 $77.05 $1,608.03
Disclosure

SEC source: 0000073124-20-000234 · wf-form4_160167468952756.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,821.23

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:37 UTC GrantCommon Stock 13.17 $77.05 $1,014.75
Disclosure

SEC source: 0000073124-20-000231 · wf-form4_160167463517248.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,141.74

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:38 UTC GrantCommon Stock 52.1 $77.05 $4,014.31
Disclosure

SEC source: 0000073124-20-000233 · wf-form4_160167466804215.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,809.81

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:37 UTC GrantCommon Stock 50.42 $77.05 $3,884.86
Disclosure

SEC source: 0000073124-20-000232 · wf-form4_160167465096922.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,455.28

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:37 UTC GrantCommon Stock 56.43 $77.05 $4,347.93
Disclosure

SEC source: 0000073124-20-000230 · wf-form4_160167461802992.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,197.24

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:29 UTC
CROWN SUSANDirector
GrantCommon Stock Units 44.58 $77.05 $3,434.89
Disclosure

SEC source: 0001124194-20-000006 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,697.67

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

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October 01, 2020 Filed Oct 2, 2020 21:36 UTC
BYNOE LINDADirector
GrantCommon Stock 33.21 $77.05 $2,558.83
Disclosure

SEC source: 0000073124-20-000229 · wf-form4_160167460099318.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,496.89

F1 · balance_after: Includes 23,496.89 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:39 UTC GrantCommon Stock 352.7 $77.97 $27,500.02
Disclosure

SEC source: 0000073124-20-000236 · wf-form4_160167472921755.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,309.68

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:38 UTC GrantCommon Stock 480.95 $77.97 $37,499.67
Disclosure

SEC source: 0000073124-20-000235 · wf-form4_160167470791590.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,330.32

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:38 UTC GrantCommon Stock 448.89 $77.97 $34,999.95
Disclosure

SEC source: 0000073124-20-000233 · wf-form4_160167466804215.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,757.71

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:37 UTC GrantCommon Stock 352.7 $77.97 $27,500.02
Disclosure

SEC source: 0000073124-20-000232 · wf-form4_160167465096922.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,404.86

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:37 UTC GrantCommon Stock 480.95 $77.97 $37,499.67
Disclosure

SEC source: 0000073124-20-000230 · wf-form4_160167461802992.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,140.81

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:33 UTC
Tyler Jason J.EVP & Chief Financial Officer
GiftCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000220 · wf-form4_159899239102481.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,710

F1 · balance_after: Includes 4,785 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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August 21, 2020 Filed Aug 25, 2020 21:50 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 612 $81.17 $49,676.04
Disclosure

SEC source: 0000073124-20-000218 · wf-form4_159839222338771.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,704

F1 · balance_after: Reflects 612 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,359 previously reported stock units. The remaining 747 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 31,231 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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August 07, 2020 Filed Aug 10, 2020 21:46 UTC
Cherecwich PeterPresident/C&IS
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000216 · wf-form4_159709596546301.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,257

F1 · balance_after: Reflects the March 11, 2020 distribution of 4,861 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.

F2 · balance_after: Reflects the August 3, 2020 distribution of 4,203 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.

F3 · balance_after: Reflects the March 4, 2020 transfer of 10,656 shares of the Corporation's common stock into a newly created grantor retained annuity trust.

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July 30, 2020 Filed Aug 3, 2020 22:48 UTC GiftCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000214 · wf-form4_159649486740788.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,694

F1 · balance_after: On July 30, 2020, a trust in which the reporting person has a partial direct pecuniary interest distributed 10,400 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,300 shares were distributed to the reporting person.

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July 07, 2020 Filed Oct 6, 2023 23:12 UTC SaleCommon Stock 3 $77.85 $233.55
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 10

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 10

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:35 UTC GrantCommon Stock 49.15 $76.94 $3,781.60
Disclosure

SEC source: 0000073124-20-000202 · wf-form4_159372929397158.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,956.98

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:34 UTC GrantCommon Stock 53.65 $76.94 $4,127.83
Disclosure

SEC source: 0000073124-20-000201 · wf-form4_159372927601761.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,849.37

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:34 UTC GrantCommon Stock 20.7 $76.94 $1,592.66
Disclosure

SEC source: 0000073124-20-000200 · wf-form4_159372925171313.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800.36

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:34 UTC GrantCommon Stock 47.86 $76.94 $3,682.35
Disclosure

SEC source: 0000073124-20-000199 · wf-form4_159372922665472.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,308.82

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:33 UTC GrantCommon Stock 46.9 $76.94 $3,608.49
Disclosure

SEC source: 0000073124-20-000198 · wf-form4_159372920333709.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,052.16

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:32 UTC GrantCommon Stock 13.06 $76.94 $1,004.84
Disclosure

SEC source: 0000073124-20-000197 · wf-form4_159372915718898.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,128.57

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:32 UTC GrantCommon Stock 51.7 $76.94 $3,977.80
Disclosure

SEC source: 0000073124-20-000196 · wf-form4_159372912164700.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,659.86

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:31 UTC
BYNOE LINDADirector
GrantCommon Stock 32.95 $76.94 $2,535.17
Disclosure

SEC source: 0000073124-20-000195 · wf-form4_159372907943792.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,463.68

F1 · balance_after: Includes 23,463.68 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 19:37 UTC
CROWN SUSANDirector
GrantCommon Stock Units 44.24 $76.94 $3,403.83
Disclosure

SEC source: 0001124194-20-000005 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,653.09

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:35 UTC GrantCommon Stock 360.46 $79.34 $28,598.90
Disclosure

SEC source: 0000073124-20-000202 · wf-form4_159372929397158.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,907.83

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:34 UTC GrantCommon Stock 472.65 $79.34 $37,500.05
Disclosure

SEC source: 0000073124-20-000201 · wf-form4_159372927601761.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,795.72

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:34 UTC GrantCommon Stock 427.29 $79.34 $33,901.19
Disclosure

SEC source: 0000073124-20-000199 · wf-form4_159372922665472.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,260.96

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:33 UTC GrantCommon Stock 346.61 $79.34 $27,500.04
Disclosure

SEC source: 0000073124-20-000198 · wf-form4_159372920333709.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,005.26

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:32 UTC GrantCommon Stock 472.65 $79.34 $37,500.05
Disclosure

SEC source: 0000073124-20-000196 · wf-form4_159372912164700.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,608.16

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 09, 2020 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 2 $92.28 $184.56
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 9

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 23

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:35 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
SaleCommon Stock 5,000 $84.82 $424,100.00
Disclosure

SEC source: 0000073124-20-000184 · wf-form4_159139293809662.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,320

F1 · price: Price reflects the weighted average sales price from $84.81 to $84.87. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 20,302 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
May 27, 2020 Filed May 29, 2020 22:11 UTC
Gossett Mark CExecutive Vice President
SaleCommon Stock 5,115 $83.08 $424,954.20
Disclosure

SEC source: 0000073124-20-000182 · wf-form4_159079026653119.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,617

F1 · price: Price reflects the weighted average sales price from $83.04 to $83.09. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
May 05, 2020 Filed Oct 6, 2023 23:12 UTC SaleCommon Stock 12 $75.39 $904.68
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 8

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 21

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:11 UTC GrantCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000172 · wf-form4_158768347698636.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,547.37

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:11 UTC GrantCommon Stock 41.57 $74.43 $3,094.06
Disclosure

SEC source: 0000073124-20-000172 · wf-form4_158768347698636.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,868.37

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:11 UTC GrantCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000171 · wf-form4_158768345586831.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,323.07

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:11 UTC GrantCommon Stock 41.57 $74.43 $3,094.06
Disclosure

SEC source: 0000073124-20-000171 · wf-form4_158768345586831.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,644.07

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:10 UTC GrantCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000170 · wf-form4_158768343291199.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679

F1 · balance_after: On April 21, 2021, 1,146 already reported and vested stock units, granted on April 23, 2019, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:10 UTC GrantCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000168 · wf-form4_158768338868276.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,833.67

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:10 UTC GrantCommon Stock 41.57 $74.43 $3,094.06
Disclosure

SEC source: 0000073124-20-000168 · wf-form4_158768338868276.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,154.67

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:10 UTC GrantCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000169 · wf-form4_158768341139625.xml · nonDerivative · entry 2

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,779.66

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:10 UTC GrantCommon Stock 41.57 $74.43 $3,094.06
Disclosure

SEC source: 0000073124-20-000169 · wf-form4_158768341139625.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100.66

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:09 UTC GrantCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000167 · wf-form4_158768336679797.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,658.65

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:09 UTC GrantCommon Stock 41.57 $74.43 $3,094.06
Disclosure

SEC source: 0000073124-20-000167 · wf-form4_158768336679797.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,979.65

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:09 UTC
POWELL CHARLES DAdvisory Director
GrantStock Units · Derivative 1,679 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000166 · wf-form4_158768334432631.xml · derivative · entry 4

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679

Underlying: Common Stock · 1,679 shares

Expires not disclosed

F3 · derivative.exercise_price: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2021 Annual Meeting of Stockholders.

F3 · derivative.exercise_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2021 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2021 Annual Meeting of Stockholders.

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April 21, 2020 Filed Apr 23, 2020 23:09 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionStock Units · Derivative 1,146 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-20-000166 · wf-form4_158768334432631.xml · derivative · entry 3

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · derivative.exercise_date: 1,146 stock units vested on April 21, 2020 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.expiration_date: 1,146 stock units vested on April 21, 2020 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

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April 21, 2020 Filed Apr 23, 2020 23:09 UTC
POWELL CHARLES DAdvisory Director
Disposition to issuerCommon Stock 1,146 $74.43 $85,296.78
Disclosure

SEC source: 0000073124-20-000166 · wf-form4_158768334432631.xml · nonDerivative · entry 2

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: 1,146 stock units vested on April 21, 2020 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.