Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2023 Filed Feb 24, 2023 00:52 UTC
O'Grady MichaelDirector · Chairman and CEO
GrantCommon Stock 31,660 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000041 · wf-form4_167719990897562.xml · nonDerivative · entry 3

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,404

F3 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 00:52 UTC
South Thomas AExecutive Vice President
GrantCommon Stock 8,669 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000042 · wf-form4_167719993331088.xml · nonDerivative · entry 3

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,317

F2 · balance_after: Includes 24,893 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 00:52 UTC
Levy Susan CohenEVP and General Counsel
GrantCommon Stock 7,170 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000040 · wf-form4_167719990495894.xml · nonDerivative · entry 3

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,961

F3 · balance_after: Includes 22,634 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 00:51 UTC
Gossett Mark CExecutive Vice President
GrantCommon Stock 7,170 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000039 · wf-form4_167719987998747.xml · nonDerivative · entry 3

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,560

F2 · balance_after: Includes 19,025 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 00:51 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 11,472 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000038 · wf-form4_167719987804353.xml · nonDerivative · entry 3

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,722

F3 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 00:51 UTC
Cherecwich PeterPresident/Asset Servicing
GrantCommon Stock 11,472 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000037 · wf-form4_167719984282782.xml · nonDerivative · entry 3

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,152

F3 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 00:51 UTC
Allnutt Lauren EEVP & Controller
GrantCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000036 · wf-form4_167719983785811.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,370

F1 · balance_after: Includes 4,254 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 01:09 UTC
Parker TeresaExecutive Vice President
GrantCommon Stock 17,950 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000046 · wf-form4_167728732803462.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,058

F1 · balance_after: Reflects a correction to the number of stock units granted on February 23, 2022, previously reported on a Form 4 filed February 25, 2022. The actual number of stock units granted in such transaction was 14,577, rather than the 14,578 originally reported.

F2 · balance_after: Includes 58,788 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:53 UTC
Tyler Jason J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,007 $94.70 $95,362.90
Disclosure

SEC source: 0000073124-23-000044 · wf-form4_167719996892561.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,902

F1 · balance_after: Includes 14,096 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:53 UTC
Tyler Jason J.EVP & Chief Financial Officer
GrantCommon Stock 3,439 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000044 · wf-form4_167719996892561.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,909

F1 · balance_after: Includes 14,096 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:52 UTC
O'Grady MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 17,328 $94.70 $1,640,961.60
Disclosure

SEC source: 0000073124-23-000041 · wf-form4_167719990897562.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,744

F1 · balance_after: Includes 59,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 21,786 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:52 UTC
O'Grady MichaelDirector · Chairman and CEO
GrantCommon Stock 39,114 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000041 · wf-form4_167719990897562.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,858

F1 · balance_after: Includes 59,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:52 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 2,868 $94.70 $271,599.60
Disclosure

SEC source: 0000073124-23-000042 · wf-form4_167719993331088.xml · nonDerivative · entry 2

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,648

F1 · balance_after: Includes 16,224 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:52 UTC
South Thomas AExecutive Vice President
GrantCommon Stock 9,629 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000042 · wf-form4_167719993331088.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,516

F1 · balance_after: Includes 16,224 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:52 UTC
Levy Susan CohenEVP and General Counsel
Tax withholdingCommon Stock 3,104 $94.70 $293,948.80
Disclosure

SEC source: 0000073124-23-000040 · wf-form4_167719990495894.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,791

F2 · balance_after: Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:52 UTC
Levy Susan CohenEVP and General Counsel
GrantCommon Stock 10,431 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000040 · wf-form4_167719990495894.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,895

F1 · balance_after: Reflects the May 20, 2022 transfer of 53,466 shares of the Corporation's common stock into a newly created grantor retained annuity trust.

F2 · balance_after: Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:51 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 846 $94.70 $80,116.20
Disclosure

SEC source: 0000073124-23-000039 · wf-form4_167719987998747.xml · nonDerivative · entry 2

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,390

F1 · balance_after: Includes 11,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:51 UTC
Gossett Mark CExecutive Vice President
GrantCommon Stock 2,723 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000039 · wf-form4_167719987998747.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,236

F1 · balance_after: Includes 11,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:51 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 5,046 $94.70 $477,856.20
Disclosure

SEC source: 0000073124-23-000038 · wf-form4_167719987804353.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,250

F1 · balance_after: Includes 42,250 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 9,798 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:51 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 14,844 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000038 · wf-form4_167719987804353.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,094

F1 · balance_after: Includes 42,250 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:51 UTC
Cherecwich PeterPresident/Asset Servicing
Tax withholdingCommon Stock 4,676 $94.70 $442,817.20
Disclosure

SEC source: 0000073124-23-000037 · wf-form4_167719984282782.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,680

F1 · balance_after: Includes 22,680 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 9,365 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:51 UTC
Cherecwich PeterPresident/Asset Servicing
GrantCommon Stock 14,041 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000037 · wf-form4_167719984282782.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,721

F1 · balance_after: Includes 22,680 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 14, 2023 Filed Oct 6, 2023 23:13 UTC SaleCommon Stock 1 $97.69 $97.69
Disclosure

SEC source: 0000073124-23-000179 · wf-form4_169663398138970.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 2

Read SEC document
February 10, 2023 Filed Dec 7, 2023 23:39 UTC
Cherecwich PeterPresident/Asset Servicing
PurchaseCommon Stock 2 $97.19 $194.38
Disclosure

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 9

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 10

Read SEC document
February 07, 2023 Filed Feb 10, 2023 02:06 UTC
O'Grady MichaelDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 28,469 $0.00 Strike: $52.69 $0.00
Disclosure

SEC source: 0000073124-23-000024 · wf-form4_167599473265669.xml · derivative · entry 8

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,469 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 11, 2014.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 02:06 UTC
O'Grady MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 28,469 $52.69 $1,500,031.61
Disclosure

SEC source: 0000073124-23-000024 · wf-form4_167599473265669.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 59,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 28,469 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 23:05 UTC
Tyler Jason J.EVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 2,491 $0.00 Strike: $52.69 $0.00
Disclosure

SEC source: 0000073124-23-000022 · wf-form4_167581111835619.xml · derivative · entry 3

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,491 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 23:05 UTC
Tyler Jason J.EVP & Chief Financial Officer
SaleCommon Stock 1,764 $96.98 $171,072.72
Disclosure

SEC source: 0000073124-23-000022 · wf-form4_167581111835619.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,470

F1 · balance_after: Includes 14,096 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 23:05 UTC
Tyler Jason J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,491 $52.69 $131,250.79
Disclosure

SEC source: 0000073124-23-000022 · wf-form4_167581111835619.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 14,096 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 22:37 UTC GiftCommon Stock 2,160 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000020 · wf-form4_167537745292304.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,444

F1 · balance_after: On January 31, 2023, a trust in which the reporting person has a partial direct pecuniary interest distributed 17,280 shares of the Corporation's common stock to such trust's beneficiaries, of which 2,160 shares were distributed to the reporting person.

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January 23, 2023 Filed Oct 6, 2023 23:13 UTC PurchaseCommon Stock 1 $94.20 $94.20
Disclosure

SEC source: 0000073124-23-000179 · wf-form4_169663398138970.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 18

Read SEC document
January 13, 2023 Filed Oct 6, 2023 23:12 UTC SaleCommon Stock 2 $98.65 $197.30
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 28

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 3

Read SEC document
January 10, 2023 Filed Dec 7, 2023 23:39 UTC
Cherecwich PeterPresident/Asset Servicing
PurchaseCommon Stock 1 $95.02 $95.02
Disclosure

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 8

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 8

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:38 UTC GrantCommon Stock 102.2 $88.49 $9,043.68
Disclosure

SEC source: 0000073124-23-000014 · wf-form4_167287547590579.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,279.86

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:37 UTC GrantCommon Stock 110.4 $88.49 $9,769.30
Disclosure

SEC source: 0000073124-23-000013 · wf-form4_167287545150335.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,632.13

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:36 UTC GrantCommon Stock 97.16 $88.49 $8,597.69
Disclosure

SEC source: 0000073124-23-000011 · wf-form4_167287539532105.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,039.4

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:37 UTC GrantCommon Stock 46.22 $88.49 $4,090.01
Disclosure

SEC source: 0000073124-23-000012 · wf-form4_167287541455743.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,667.2

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:36 UTC GrantCommon Stock 38.57 $88.49 $3,413.06
Disclosure

SEC source: 0000073124-23-000010 · wf-form4_167287536929333.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,932.45

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:35 UTC
BYNOE LINDADirector
GrantCommon Stock 58.48 $88.49 $5,174.90
Disclosure

SEC source: 0000073124-23-000008 · wf-form4_167287533555590.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,431.48

F1 · balance_after: Includes 26,431.48 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:36 UTC GrantCommon Stock 112.76 $88.49 $9,978.13
Disclosure

SEC source: 0000073124-23-000009 · wf-form4_167287535131332.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,995.22

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:27 UTC
CROWN SUSANDirector
GrantCommon Stock Units 69.8 $88.49 $6,176.60
Disclosure

SEC source: 0001124194-23-000001 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,714

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:38 UTC GrantCommon Stock 310.77 $88.49 $27,500.04
Disclosure

SEC source: 0000073124-23-000014 · wf-form4_167287547590579.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,177.66

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:37 UTC GrantCommon Stock 409.65 $88.49 $36,249.93
Disclosure

SEC source: 0000073124-23-000013 · wf-form4_167287545150335.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,521.73

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:36 UTC GrantCommon Stock 310.77 $88.49 $27,500.04
Disclosure

SEC source: 0000073124-23-000011 · wf-form4_167287539532105.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,942.24

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:36 UTC GrantCommon Stock 466.15 $88.49 $41,249.61
Disclosure

SEC source: 0000073124-23-000009 · wf-form4_167287535131332.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,882.46

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 23, 2022 Filed Oct 6, 2023 23:12 UTC SaleCommon Stock 2 $87.87 $175.74
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 27

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 17

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December 06, 2022 Filed Dec 7, 2023 23:39 UTC
Cherecwich PeterPresident/Asset Servicing
SaleCommon Stock 2 $87.99 $175.98
Disclosure

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 7

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 7

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December 05, 2022 Filed Dec 7, 2022 22:09 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 419 $90.19 $37,789.61
Disclosure

SEC source: 0000073124-22-000224 · wf-form4_167045097872405.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,250

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 05, 2022 Filed Dec 7, 2022 22:09 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 545 $90.19 $49,153.55
Disclosure

SEC source: 0000073124-22-000223 · wf-form4_167045095970560.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,109

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 45,706 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 05, 2022 Filed Dec 7, 2022 22:09 UTC
O'Grady MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 1,060 $90.19 $95,601.40
Disclosure

SEC source: 0000073124-22-000222 · wf-form4_167045093752057.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,744

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.