Last 12 months
Inside the activity.
4 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 4 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 88,993 | $1.02 | $90,772.86 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 10 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Read SEC document |
| August 28, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 7,361 | $1.03 | $7,581.83 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 9 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411,007 Read SEC document |
| August 27, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 8,063 | $1.02 | $8,224.26 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 8 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403,646 Read SEC document |
| August 24, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 99,756 | $1.03 | $102,748.68 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 7 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,583 Read SEC document |
| August 23, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 57,083 | $1.03 | $58,795.49 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 6 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,295,827 Read SEC document |
| August 22, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 3,600 | $1.02 | $3,672.00 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 5 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238,744 Read SEC document |
| August 21, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 106,753 | $0.99 | $105,685.47 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 4 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,144 Read SEC document |
| August 20, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 65,374 | $0.98 | $64,066.52 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 3 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,128,391 Read SEC document |
| August 17, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 36,411 | $0.97 | $35,318.67 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 2 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,017 Read SEC document |
| August 16, 2018 Filed Sep 4, 2018 22:04 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 26,606 | $0.88 | $23,413.28 |
DisclosureSEC source: 0001179110-18-011095 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,606 Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 27,025 | $0.90 | $24,319.80 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 10 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 33,067 | $0.90 | $29,618.11 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 9 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,975 Read SEC document |
| August 03, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 100 | $0.85 | $85.00 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 8 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,908 Read SEC document |
| August 02, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 11,900 | $0.85 | $10,056.69 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 7 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,808 Read SEC document |
| August 01, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 6,163 | $0.85 | $5,218.21 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 6 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,908 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:40 UTC |
Rice John ReynoldsDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001250853-18-000108 · primary_doc.xml · derivative · entry 1 Rice John Reynolds · CIK 0001698204 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-07-31 Read SEC document |
| July 31, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 3,745 | $0.85 | $3,175.01 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 5 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,745 Read SEC document |
| July 30, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 20,400 | $0.83 | $16,919.76 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 4 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,000 Read SEC document |
| July 27, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 11,900 | $0.86 | $10,234.00 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 3 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,600 Read SEC document |
| July 26, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 18,225 | $0.85 | $15,463.91 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 2 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,700 Read SEC document |
| July 25, 2018 Filed Aug 8, 2018 21:05 UTC |
Schwartz Carl I.10% owner
|
PurchaseCommon Stock | 11,572 | $0.86 | $9,946.13 |
DisclosureSEC source: 0001179110-18-010404 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,475 Read SEC document |
| June 30, 2018 Filed Jul 2, 2018 20:55 UTC |
Rice John ReynoldsDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001250853-18-000094 · primary_doc.xml · derivative · entry 1 Rice John Reynolds · CIK 0001698204 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-06-30 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:17 UTC |
Rice John ReynoldsDirector · Interim CEO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.47 | $0.00 |
DisclosureSEC source: 0001250853-18-000080 · primary_doc.xml · derivative · entry 1 Rice John Reynolds · CIK 0001698204 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-05-31 Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:19 UTC |
Rice John ReynoldsDirector · Interim Chief Executive Office
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001250853-18-000069 · primary_doc.xml · derivative · entry 1 Rice John Reynolds · CIK 0001698204 · Director · Interim Chief Executive Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-04-30 Read SEC document |
| April 30, 2018 Filed May 4, 2018 00:58 UTC Amendment |
Rice John ReynoldsDirector · Interim Chief Executive Office
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000071 · primary_doc.xml · derivative · entry 1 Rice John Reynolds · CIK 0001698204 · Director · Interim Chief Executive Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-04-30 F1 · derivative.exercise_price: The exercise price of the stock option is $1.2580 per share (not $1.1024 as reported in the Reporting Person's Form 4 filed on May 2, 2018). Read SEC document |
| April 19, 2018 Filed Apr 24, 2018 01:29 UTC |
Fisher Ronald Kenneth JrVP - Business Development
|
GrantStock Option (right to buy) · Derivative | 28,750 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001250853-18-000064 · primary_doc.xml · derivative · entry 1 Fisher Ronald Kenneth Jr · CIK 0001698203 · VP - Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 Underlying: Common Stock · 28,750 shares Expires 2023-04-18 F1 · derivative.exercise_date: The stock option is vested as to 1,438 shares, and the balance of the shares under the stock option will vest in four annual installments over four years from the date of grant (the Grant Date), as follows: 1,366 shares will vest and become exercisable on the one-year anniversary of the Grant Date; 4,097 shares will vest and become exercisable on the second-year anniversary of the Grant Date; 6,828 shares will vest and become exercisable on the third-year anniversary of the Grant Date; and 15,021 shares will vest and become exercisable on the four-year anniversary of the Grant Date. Read SEC document |
| April 19, 2018 Filed Apr 24, 2018 00:59 UTC |
Rice John ReynoldsDirector · Interim CEO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001250853-18-000063 · primary_doc.xml · derivative · entry 3 Rice John Reynolds · CIK 0001698204 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-04-18 F1 · derivative.exercise_date: The stock option is vested as to 1,000 shares, and the balance of the shares under the stock option will vest in four annual installments over four years from the date of grant (the "Grant Date"), as follows: 950 shares will vest and become exercisable on the one-year anniversary of the Grant Date; 2,850 shares will vest and become exercisable on the second-year anniversary of the Grant Date; 4,750 shares will vest and become exercisable on the third-year anniversary of the Grant Date; and 10,450 shares will vest and become exercisable on the four-year anniversary of the Grant Date. Read SEC document |
| April 19, 2018 Filed Apr 24, 2018 00:59 UTC |
Rice John ReynoldsDirector · Interim CEO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001250853-18-000063 · primary_doc.xml · derivative · entry 2 Rice John Reynolds · CIK 0001698204 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-04-18 F1 · derivative.exercise_date: The stock option is vested as to 1,000 shares, and the balance of the shares under the stock option will vest in four annual installments over four years from the date of grant (the "Grant Date"), as follows: 950 shares will vest and become exercisable on the one-year anniversary of the Grant Date; 2,850 shares will vest and become exercisable on the second-year anniversary of the Grant Date; 4,750 shares will vest and become exercisable on the third-year anniversary of the Grant Date; and 10,450 shares will vest and become exercisable on the four-year anniversary of the Grant Date. Read SEC document |
| April 19, 2018 Filed Apr 24, 2018 00:59 UTC |
Rice John ReynoldsDirector · Interim CEO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001250853-18-000063 · primary_doc.xml · derivative · entry 1 Rice John Reynolds · CIK 0001698204 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-04-18 F1 · derivative.exercise_date: The stock option is vested as to 1,000 shares, and the balance of the shares under the stock option will vest in four annual installments over four years from the date of grant (the "Grant Date"), as follows: 950 shares will vest and become exercisable on the one-year anniversary of the Grant Date; 2,850 shares will vest and become exercisable on the second-year anniversary of the Grant Date; 4,750 shares will vest and become exercisable on the third-year anniversary of the Grant Date; and 10,450 shares will vest and become exercisable on the four-year anniversary of the Grant Date. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 23:13 UTC |
Garofalo Frank JDirector
|
GrantCommon Stock | 44,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000062 · primary_doc.xml · nonDerivative · entry 1 Garofalo Frank J · CIK 0001698160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:27 UTC |
Summers Kent JDirector
|
GrantCommon Stock | 44,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000061 · primary_doc.xml · nonDerivative · entry 1 Summers Kent J · CIK 0001728948 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:23 UTC |
Battinelli Salvatore FDirector
|
GrantCommon Stock | 44,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000060 · primary_doc.xml · nonDerivative · entry 1 Battinelli Salvatore F · CIK 0001714848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,213 Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:19 UTC |
Duitch DennisDirector
|
GrantCommon Stock | 44,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000059 · primary_doc.xml · nonDerivative · entry 1 Duitch Dennis · CIK 0001352880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,489 Read SEC document |
| April 19, 2018 Filed Apr 26, 2018 17:07 UTC Amendment |
Rice John ReynoldsDirector · Interim CEO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001250853-18-000068 · primary_doc.xml · derivative · entry 3 Rice John Reynolds · CIK 0001698204 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-04-18 F1 · derivative.exercise_date: The vesting schedule for the stock options reported in the Reporting Person's Form 4 filed on April 23, 2018 has been corrected. Such stock options were fully vested as of the date of grant. Read SEC document |
| April 19, 2018 Filed Apr 26, 2018 17:07 UTC Amendment |
Rice John ReynoldsDirector · Interim CEO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001250853-18-000068 · primary_doc.xml · derivative · entry 2 Rice John Reynolds · CIK 0001698204 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-04-18 F1 · derivative.exercise_date: The vesting schedule for the stock options reported in the Reporting Person's Form 4 filed on April 23, 2018 has been corrected. Such stock options were fully vested as of the date of grant. Read SEC document |
| April 19, 2018 Filed Apr 26, 2018 17:07 UTC Amendment |
Rice John ReynoldsDirector · Interim CEO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001250853-18-000068 · primary_doc.xml · derivative · entry 1 Rice John Reynolds · CIK 0001698204 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-04-18 F1 · derivative.exercise_date: The vesting schedule for the stock options reported in the Reporting Person's Form 4 filed on April 23, 2018 has been corrected. Such stock options were fully vested as of the date of grant. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 00:08 UTC |
Toups NannetteCFO, PFO and PAO
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001250853-18-000040 · primary_doc.xml · derivative · entry 1 Toups Nannette · CIK 0001718563 · CFO, PFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2027-02-25 F1 · derivative.exercise_date: The stock option will vest in four annual installments over four years from the date of grant (the "Grant Date"), as follows: 1,040 shares will vest and become exercisable on the one-year anniversary of the Grant Date; 2,400 shares will vest and become exercisable on the seccond-year anniversary of the Grant Date; 3,760 shares will vest and become exercisable on the third-year anniversary of the Grant Date; and 8,800 shares will vest and become exercisable on the fourth-year anniversary of the Grant Date, provided, in each case, that the Reporting Person remains an employee of the Issuer through such vesting date. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:57 UTC |
Cola MarkPresident and CTO
|
GrantStock Option (right to buy) · Derivative | 61,750 | $0.00 Strike: $1.49 | $0.00 |
DisclosureSEC source: 0001250853-18-000039 · primary_doc.xml · derivative · entry 2 Cola Mark · CIK 0001698162 · President and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,750 Underlying: Common Stock · 61,750 shares Expires 2028-02-20 F1 · derivative.exercise_date: Provided the Reporting Person is employed with the Issuer on the following dates, the options shall vest and become exercisable in 17 equal (as closely as possible) monthly installments on the 15th day of each month commencing on March 15, 2018. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:57 UTC |
Cola MarkPresident and CTO
|
GrantStock Option (right to buy) · Derivative | 61,750 | $0.00 Strike: $1.49 | $0.00 |
DisclosureSEC source: 0001250853-18-000039 · primary_doc.xml · derivative · entry 1 Cola Mark · CIK 0001698162 · President and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,750 Underlying: Common Stock · 61,750 shares Expires 2028-02-20 F1 · derivative.exercise_date: Provided the Reporting Person is employed with the Issuer on the following dates, the options shall vest and become exercisable in 17 equal (as closely as possible) monthly installments on the 15th day of each month commencing on March 15, 2018. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 00:23 UTC |
Duitch DennisDirector
|
GrantCommon Stock | 5,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000026 · primary_doc.xml · nonDerivative · entry 1 Duitch Dennis · CIK 0001352880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,303 Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 00:18 UTC |
Battinelli Salvatore FDirector
|
GrantCommon Stock | 5,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000025 · primary_doc.xml · nonDerivative · entry 1 Battinelli Salvatore F · CIK 0001714848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,027 Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 00:03 UTC |
Garofalo Frank JDirector
|
GrantCommon Stock | 5,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000024 · primary_doc.xml · nonDerivative · entry 1 Garofalo Frank J · CIK 0001698160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,814 Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 23:59 UTC |
Summers Kent JDirector
|
GrantCommon Stock | 5,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000023 · primary_doc.xml · nonDerivative · entry 1 Summers Kent J · CIK 0001728948 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,814 Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 23:12 UTC |
Cola MarkPresident and CTO
|
SaleCommon Stock | 7,874 | $3.25 | $25,590.50 |
DisclosureSEC source: 0001250853-17-000110 · primary_doc.xml · nonDerivative · entry 1 Cola Mark · CIK 0001698162 · President and CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.21 to $3.28, inclusive. The reporting person undertakes to provide to Sigma Labs, Inc., any security holder of Sigma Labs, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 28, 2017 Filed Oct 3, 2017 20:57 UTC |
Toups NannetteCFO, PFO and PAO
|
GrantStock Option (right to buy) · Derivative | 47,500 | $0.00 Strike: $1.91 | $0.00 |
DisclosureSEC source: 0001250853-17-000088 · primary_doc.xml · derivative · entry 2 Toups Nannette · CIK 0001718563 · CFO, PFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock · 47,500 shares Expires 2022-09-27 F1 · derivative.exercise_date: The stock option will vest in four annual installments over four years from the date of grant (the "Grant Date"), as follows: 3,065 shares will vest and become exercisable on the one-year anniversary of the Grant Date; 7,125 shares will vest and become exercisable on the second-year anniversary of the Grant Date; 11,185 shares will vest and become exercisable on the third-year anniversary of the Grant Date; and 26,125 shares will vest and become exercisable on the fourth-year anniversary of the Grant Date, provided, in each case, that the Reporting Person remains an employee of the Issuer through such vesting date. Read SEC document |
| September 28, 2017 Filed Oct 3, 2017 20:57 UTC |
Toups NannetteCFO, PFO and PAO
|
GrantStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $1.91 | $0.00 |
DisclosureSEC source: 0001250853-17-000088 · primary_doc.xml · derivative · entry 1 Toups Nannette · CIK 0001718563 · CFO, PFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2022-09-27 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 23:22 UTC |
Battinelli Salvatore FDirector
|
GrantCommon Stock | 8,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-17-000076 · primary_doc.xml · nonDerivative · entry 1 Battinelli Salvatore F · CIK 0001714848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,213 Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 23:25 UTC |
Duitch DennisDirector
|
GrantCommon Stock | 7,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-17-000071 · primary_doc.xml · nonDerivative · entry 1 Duitch Dennis · CIK 0001352880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,489 Read SEC document |
| April 19, 2017 Filed May 27, 2017 00:19 UTC |
Cola AmandaVP of Finance and Business Ops
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001250853-17-000048 · primary_doc.xml · derivative · entry 1 Cola Amanda · CIK 0001698163 · VP of Finance and Business Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-04-18 F1 · derivative.exercise_date: The stock option will vest in four annual installments over four years from the date of grant. Read SEC document |
| February 28, 2017 Filed Mar 29, 2019 22:32 UTC |
Fisher Ronald Kenneth JrVP of Business Development
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Disposition to issuerCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-19-000058 · primary_doc.xml · nonDerivative · entry 1 Fisher Ronald Kenneth Jr · CIK 0001698203 · VP of Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 F1 · shares: The shares shown were forfeited in connection with an applicable milestone not being satisfied. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.