Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Axe Compute Inc.
Report date February 24, 2021 · Filed March 30, 2021 · Amendment
Section 16 reporting ended · disclosed 2021-03-30. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,711,742 |
Reported balance
After 2021-02-24 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-02-24 · Grant · Acquired 100,401 · Balance 1,711,742 F1: On April 21, 2020, the reporting person exchanged an outstanding promissory note of the issuer for shares of common stock at $1.43 per share pursuant to an exchange agreement. The parties subsequently discovered a calculation error under which an additional $143,574 in interest should have been included in the balance of the exchanged note as of April 21, 2020, and the additional shares reported herein were issued on account of such additional interest. F2: This form is being amended to correct the transaction code to an "A" to reflect that the transaction between the Issuer and Officer (at the time) is exempt under Rule 16b-3(d). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 21, 2020, the reporting person exchanged an outstanding promissory note of the issuer for shares of common stock at $1.43 per share pursuant to an exchange agreement. The parties subsequently discovered a calculation error under which an additional $143,574 in interest should have been included in the balance of the exchanged note as of April 21, 2020, and the additional shares reported herein were issued on account of such additional interest.
F2: This form is being amended to correct the transaction code to an "A" to reflect that the transaction between the Issuer and Officer (at the time) is exempt under Rule 16b-3(d).
NextTrip, Inc.
Report date December 31, 2020 · Filed February 11, 2021
Section 16 reporting ended · disclosed 2021-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series E Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.30 | IndirectBy Carl & Shirley Schwartz Trust | 266.67 |
Reported balance
After 2020-01-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-28 · Purchase · Acquired 266.67 · Balance 266.67 F4: Conversion and exercise prices have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. F2: No expiration date. F1: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.13 · Expires 2025-07-26 | IndirectBy Carl & Shirley Schwartz Trust | 38,835 |
Reported balance
After 2020-01-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-01-28 · Purchase · Acquired 38,835 · Balance 38,835 F4: Conversion and exercise prices have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. F3: Purchase was made in conjunction with purchase of Series E Convertible Preferred Stock. F1: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. |
| Common StockSEC Table I · non-derivative | Direct | 200,000 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 200,000 F1: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy Carl I. Schwartz Revocable Family Trust dtd 3/14/19 | 40,000 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,000 F1: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.
F2: No expiration date.
F3: Purchase was made in conjunction with purchase of Series E Convertible Preferred Stock.
F4: Conversion and exercise prices have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2021 Filed Mar 12, 2021 21:18 UTC | Axe Compute Inc. POAI · Entity 6706 | OtherCommon Stock | 100,401 | $1.43 | $143,573.43 |
DisclosureSEC source: 0001179110-21-003343 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711,742 F1 · kind: On April 21, 2020, the reporting person exchanged an outstanding promissory note of the issuer for shares of common stock at $1.43 per share pursuant to an exchange agreement. The parties subsequently discovered a calculation error under which an additional $143,574 in interest should have been included in the balance of the exchanged note as of April 21, 2020, and the additional shares reported herein were issued on account of such additional interest. Read SEC document |
| February 24, 2021 Filed Mar 30, 2021 21:09 UTC Amendment | Axe Compute Inc. POAI · Entity 6706 | GrantCommon Stock | 100,401 | $1.43 | $143,573.43 |
DisclosureSEC source: 0001179110-21-003876 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · Former CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711,742 F1 · kind: On April 21, 2020, the reporting person exchanged an outstanding promissory note of the issuer for shares of common stock at $1.43 per share pursuant to an exchange agreement. The parties subsequently discovered a calculation error under which an additional $143,574 in interest should have been included in the balance of the exchanged note as of April 21, 2020, and the additional shares reported herein were issued on account of such additional interest. F2 · kind: This form is being amended to correct the transaction code to an "A" to reflect that the transaction between the Issuer and Officer (at the time) is exempt under Rule 16b-3(d). Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:59 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (right to buy) · Derivative | 20,481 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001179110-21-000187 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,481 Underlying: Common Stock · 20,481 shares Expires 2030-12-31 Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:38 UTC | Axe Compute Inc. POAI · Entity 6706 | SaleCommon Stock | 640 | $0.85 | $544.00 |
DisclosureSEC source: 0001179110-20-010671 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611,341 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan dated September 14, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:37 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (right to buy) · Derivative | 6,142 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001179110-20-010161 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,142 Underlying: Common Stock · 6,142 shares Expires 2030-09-30 Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:46 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantRestricted Stock Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009965 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock. The shares are delivered to the Reporting Person upon vesting. F2 · derivative.exercise_date: Shares delivered upon vesting of RSU's, with vesting of 100,000 RSUs each scheduled on 9/23/2021, 9/23/2022 and 9/23/2023. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock. The shares are delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: Shares delivered upon vesting of RSU's, with vesting of 100,000 RSUs each scheduled on 9/23/2021, 9/23/2022 and 9/23/2023. Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 59 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 29 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59 Underlying: Common Stock · 59 shares Expires 2026-03-31 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 59 | $0.00 Strike: $42.50 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 28 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59 shares Expires 2026-03-31 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 133 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 27 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133 Underlying: Common Stock · 133 shares Expires 2026-06-30 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 133 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 26 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133 shares Expires 2026-06-30 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 121 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 25 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121 Underlying: Common Stock · 121 shares Expires 2026-09-30 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 121 | $0.00 Strike: $41.25 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 24 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 121 shares Expires 2026-09-30 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 179 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 23 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179 Underlying: Common Stock · 179 shares Expires 2026-12-31 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 179 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 22 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 179 shares Expires 2026-12-31 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 238 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 21 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238 Underlying: Common Stock · 238 shares Expires 2027-03-31 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 238 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 20 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 238 shares Expires 2027-03-31 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 7 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 19 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7 Underlying: Common Stock · 7 shares Expires 2023-07-19 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 7 | $0.00 Strike: $2,812.50 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 18 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7 shares Expires 2023-07-19 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 32,305 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 17 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,305 Underlying: Common Stock · 32,305 shares Expires 2029-01-02 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 32,305 | $0.00 Strike: $6.19 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 16 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,305 shares Expires 2029-01-02 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 4,490 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 15 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490 Underlying: Common Stock · 4,490 shares Expires 2028-08-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 4,490 | $0.00 Strike: $11.60 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 14 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,490 shares Expires 2028-08-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantCommon Stock (Right to buy) · Derivative | 12,168 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 13 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,168 Underlying: Common Stock · 12,168 shares Expires 2028-06-30 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 12,168 | $0.00 Strike: $11.30 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 12 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,168 shares Expires 2028-06-30 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 14,178 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 11 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,178 Underlying: Common Stock · 14,178 shares Expires 2028-01-02 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 14,178 | $0.00 Strike: $9.70 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 10 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,178 shares Expires 2028-01-02 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 2,834 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 9 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,834 Underlying: Common Stock · 2,834 shares Expires 2027-11-10 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 2,834 | $0.00 Strike: $14.70 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 8 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,834 shares Expires 2027-11-10 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantCommon Stock (Right to buy) · Derivative | 37,691 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 7 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,691 Underlying: Common Stock · 37,691 shares Expires 2027-06-22 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 37,691 | $0.00 Strike: $14.70 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 6 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,691 shares Expires 2027-06-22 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 714 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 5 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714 Underlying: Common Stock · 714 shares Expires 2026-12-31 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 714 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 4 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 714 shares Expires 2026-12-31 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 52 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 3 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52 Underlying: Common Stock · 52 shares Expires 2025-06-30 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:54 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (right to buy) · Derivative | 52 | $0.00 Strike: $775.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52 shares Expires 2025-06-30 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 6,050 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 9 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,050 Underlying: Common Stock · 6,050 shares Expires 2029-09-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 6,050 | $0.00 Strike: $5.51 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 8 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,050 shares Expires 2029-09-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 5,128 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 7 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,128 Underlying: Common Stock · 5,128 shares Expires 2029-08-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 5,128 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 6 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,128 shares Expires 2029-08-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 4,219 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 5 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,219 Underlying: Common Stock · 4,219 shares Expires 2029-07-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 4,219 | $0.00 Strike: $7.90 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 4 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,219 shares Expires 2029-07-01 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F2 · derivative.exercise_date: Currently exercisable. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (Right to buy) · Derivative | 20,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 3 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-04-04 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F4 · derivative.exercise_date: 15,000 shares are currently vested; 2,500 shares vest on each of 10/4/2020 and 1/4/2021. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:55 UTC | Axe Compute Inc. POAI · Entity 6706 | Disposition to issuerStock Options (Right to buy) · Derivative | 20,000 | $0.00 Strike: $7.48 | $0.00 |
DisclosureSEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2029-04-04 F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020. F4 · derivative.exercise_date: 15,000 shares are currently vested; 2,500 shares vest on each of 10/4/2020 and 1/4/2021. F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:58 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (right to buy) · Derivative | 3,049 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001179110-20-007921 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,049 Underlying: Common Stock · 3,049 shares Expires 2030-06-30 Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 15:57 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantCommon Stock | 4,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-007612 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611,981 F1 · price: Director stock grant. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 13:43 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantCommon Stock | 1,533,481 | $1.43 | $2,192,877.83 |
DisclosureSEC source: 0001179110-20-005048 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607,911 F1 · kind: Shares issued pursuant to an Exchange Agreement by and between the Issuer and the Reporting Person in an exempt transaction under Rule 16b-3(d)(1), whereby the Reporting Person exchanged a promissory note for shares of the Issuer's common stock. The transaction was approved by the Audit Committee, which consists of Non-Employee Directors, and by the Board of Directors of the issuer. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 14:34 UTC | Axe Compute Inc. POAI · Entity 6706 | GrantStock Options (right to buy) · Derivative | 3,174 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001179110-20-004692 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Common Stock · 3,174 shares Expires 2030-03-31 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:58 UTC | Axe Compute Inc. POAI · Entity 6706 | OtherThird Amended and Restated Common Stock Purchase Warrant · Derivative | 119,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001044 · edgar.xml · derivative · entry 2 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 119,442 shares Expires 2024-02-06 F3 · derivative.exercise_price: The Warrant covered 119,442 shares at exercise prices ranging from $7.04 to $11.88 per share. F1 · kind: Pursuant to an Exchange Agreement, between the Issuer and the Reporting Person, Dr. Schwartz delivered certain Notes and a Warrant to the Company to be cancelled and in exchange received: (a) a new promissory note issued by the Company with amended terms, and (b) a fee of $130,000, payable in the form of 50,000 shares of the Company's common stock, based on a closing bid price of $2.60 on January 30, 2020. F1 · price: Pursuant to an Exchange Agreement, between the Issuer and the Reporting Person, Dr. Schwartz delivered certain Notes and a Warrant to the Company to be cancelled and in exchange received: (a) a new promissory note issued by the Company with amended terms, and (b) a fee of $130,000, payable in the form of 50,000 shares of the Company's common stock, based on a closing bid price of $2.60 on January 30, 2020. F4 · derivative.exercise_date: Currently exercisable. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:58 UTC | Axe Compute Inc. POAI · Entity 6706 | OtherCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001044 · edgar.xml · nonDerivative · entry 1 Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,430 F1 · kind: Pursuant to an Exchange Agreement, between the Issuer and the Reporting Person, Dr. Schwartz delivered certain Notes and a Warrant to the Company to be cancelled and in exchange received: (a) a new promissory note issued by the Company with amended terms, and (b) a fee of $130,000, payable in the form of 50,000 shares of the Company's common stock, based on a closing bid price of $2.60 on January 30, 2020. F1 · price: Pursuant to an Exchange Agreement, between the Issuer and the Reporting Person, Dr. Schwartz delivered certain Notes and a Warrant to the Company to be cancelled and in exchange received: (a) a new promissory note issued by the Company with amended terms, and (b) a fee of $130,000, payable in the form of 50,000 shares of the Company's common stock, based on a closing bid price of $2.60 on January 30, 2020. F2 · balance_after: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on October 29, 2019. Read SEC document |
| January 28, 2020 Filed Feb 11, 2021 21:45 UTC | NextTrip, Inc. SGLB · Entity 7630 | PurchaseWarrants to Purchase Common Stock · Derivative | 38,835 | Not disclosed Strike: $11.13 | Not disclosed |
DisclosureSEC source: 0001179110-21-001589 · edgar.xml · derivative · entry 4 Schwartz Carl I. · CIK 0001573354 · Former 10% holder 10b5-1 filing: Not disclosed Ownership: Indirect · By Carl & Shirley Schwartz Trust Disclosed balance after: 38,835 Underlying: Common Stock · 38,835 shares Expires 2025-07-26 F4 · derivative.exercise_price: Conversion and exercise prices have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. F3 · price: Purchase was made in conjunction with purchase of Series E Convertible Preferred Stock. F1 · derivative.underlying_shares: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. F1 · balance_after: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. Read SEC document |
| January 28, 2020 Filed Feb 11, 2021 21:45 UTC | NextTrip, Inc. SGLB · Entity 7630 | PurchaseSeries E Convertible Preferred Stock · Derivative | 266.67 | $1,500.00 Strike: $10.30 | $400,005.00 |
DisclosureSEC source: 0001179110-21-001589 · edgar.xml · derivative · entry 3 Schwartz Carl I. · CIK 0001573354 · Former 10% holder 10b5-1 filing: Not disclosed Ownership: Indirect · By Carl & Shirley Schwartz Trust Disclosed balance after: 266.67 Underlying: Common Stock · 38,835 shares Expires not disclosed F4 · derivative.exercise_price: Conversion and exercise prices have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. F2 · derivative.expiration_date: No expiration date. F1 · derivative.underlying_shares: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.