NTRA

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 1

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 5,669,215

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001179110-18-006799 · edgar.xml · nonDerivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savvy Properties, L.P.

Disclosed balance after: 455

F1 · kind: Pro rata distribution from Claremont Creek Partners Fund, L.P., of which Savvy Properties, L.P. is a limited partner.

F2 · ownership.nature: Mr. Steuart is a partner of Savvy Properties, L.P. and has shared voting and dispositive power with respect to these shares. Mr. Steuart disclaims beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 8

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 9,634

F8 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F8 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 7

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE

Disclosed balance after: 320

F7 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 5

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 14,992

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F6 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F6 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 3

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 2,982

F3 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F3 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 2

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 190,340

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 1

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 5,669,215

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001179110-18-005642 · edgar.xml · derivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 4,910 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

SEC source: 0001179110-18-005642 · edgar.xml · derivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,180

Underlying: Common Stock · 20,180 shares

Expires 2028-04-12

F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 13, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

SEC source: 0001179110-18-005718 · edgar.xml · derivative · entry 2

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412

Underlying: Common Stock · 412 shares

Expires 2028-04-12

F3 · price: The option was issued to the Reporting Person in lieu of retainer fees of $2,513.59, for service on the Issuer's board of directors.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

SEC source: 0001179110-18-005718 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923

Underlying: Common Stock · 923 shares

Expires 2028-04-12

F2 · price: The option was issued to the Reporting Person in lieu of retainer fees of $5,625.00, for service on the Issuer's board of directors.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

SEC source: 0001179110-18-005717 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,565

Underlying: Common Stock · 2,565 shares

Expires 2028-04-12

F2 · price: The option was issued to the Reporting Person in lieu of retainer fees of $15,625.00, for service on the Issuer's Board of Directors.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

SEC source: 0001179110-18-005716 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,298

Underlying: Common Stock · 2,298 shares

Expires 2028-04-12

F2 · price: The option was issued to the Reporting Person in lieu of retainer fees of $14,000.00, for service on the Issuer's Board of Directors.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

SEC source: 0001179110-18-005642 · edgar.xml · derivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-06-08

F1 · balance_after: On June 9, 2017, the reporting person was granted options to purchase 200,000 shares of common stock. The options vest based on Natera's satisfaction of certain performance criteria during the three-year period ending June 8, 2020. On April 11, 2018, the Company's Compensation Committee determined that the performance criteria related to 75,000 of the option shares had been satisfied. Such shares will vest in substantially equal quarterly installments following the completion by the reporting person of continuous service following April 11, 2018.

SEC source: 0001179110-18-004898 · edgar.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,407

Underlying: Common Stock · 4,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

SEC source: 0001179110-18-004898 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,471

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

SEC source: 0001179110-18-004898 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

SEC source: 0001179110-18-004899 · edgar.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,407

Underlying: Common Stock · 4,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

SEC source: 0001179110-18-004899 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

SEC source: 0001179110-18-004899 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

SEC source: 0001179110-18-004900 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,407

Underlying: Common Stock · 4,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting March 21, 2018.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

SEC source: 0001179110-18-004900 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,230

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

SEC source: 0001179110-18-004900 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

SEC source: 0001179110-18-004196 · edgar.xml · derivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,740

Underlying: Common Stock · 36,740 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

SEC source: 0001179110-18-004196 · edgar.xml · derivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,520

Underlying: Common Stock · 146,520 shares

Expires 2028-03-08

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

SEC source: 0001179110-18-004204 · edgar.xml · derivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,333

Underlying: Common Stock · 48,333 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter

SEC source: 0001179110-18-004204 · edgar.xml · derivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,333

Underlying: Common Stock · 48,333 shares

Expires 2028-03-08

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

SEC source: 0001179110-18-004207 · edgar.xml · derivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,090

Underlying: Common Stock · 45,090 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

SEC source: 0001179110-18-004207 · edgar.xml · derivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,820

Underlying: Common Stock · 179,820 shares

Expires 2028-03-08

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

SEC source: 0001179110-18-004182 · edgar.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,667

Underlying: Common Stock · 36,667 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

SEC source: 0001179110-18-004182 · edgar.xml · derivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,666

Underlying: Common Stock · 36,666 shares

Expires 2028-03-08

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

SEC source: 0001179110-17-015274 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

Underlying: Common Stock · 2,810 shares

Expires 2027-12-07

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $15,625.00, for service on the Issuer's board of directors.

SEC source: 0001179110-17-015272 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,517

Underlying: Common Stock · 2,517 shares

Expires 2027-12-07

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $14,000.00, for service on the Issuer's board of directors

SEC source: 0001179110-17-015270 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786

Underlying: Common Stock · 786 shares

Expires 2027-12-07

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $4,375.00, for service on the Issuer's board of directors

SEC source: 0001179110-17-014707 · edgar.xml · nonDerivative · entry 3

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,632

F4 · kind: Pro rata distribution of 806 shares from Claremont Creek Partners, L.L.C., and 37 shares from Claremont Creek Partners II, L.L.C., of which the reporting person holds an economic interest in each entity.

SEC source: 0001179110-17-014707 · edgar.xml · nonDerivative · entry 2

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 5,096

F3 · kind: Pro rata distribution from Claremont Creek Partners Fund, L.P., of which the reporting person's family trust is a limited partner.

SEC source: 0001179110-17-014707 · edgar.xml · nonDerivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savvy Properties, L.P.

Disclosed balance after: 906

F1 · kind: Pro rata distribution from Claremont Creek Partners Fund, L.P., of which Savvy Properties, L.P. is a limited partner.

F2 · ownership.nature: Mr. Steuart is a partner of Savvy Properties, L.P. and has shared voting and dispositive power with respect to these shares. Mr. Steuart disclaims beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 24

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,260

F25 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (23).

F25 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (23).

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 23

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 10,828

F24 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F24 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F24 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 22

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners II, LLC

Disclosed balance after: 0

F23 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F23 · price: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F8 · ownership.nature: These shares are owned directly by CCP II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 21

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners II, LLC

Disclosed balance after: 255

F22 · kind: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (21).

F22 · price: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (21).

F8 · ownership.nature: These shares are owned directly by CCP II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 20

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 556,033

F21 · kind: Represents a pro rata in kind distribution without consideration by CCV II to its partners, including its general partner, CCP II.

F21 · price: Represents a pro rata in kind distribution without consideration by CCV II to its partners, including its general partner, CCP II.

F7 · ownership.nature: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 19

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,151

F15 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 2,216 shares from CCPF, and (ii) 928 shares from CCP.

F15 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 2,216 shares from CCPF, and (ii) 928 shares from CCP.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 18

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE

Disclosed balance after: 213

F26 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F26 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F26 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 17

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 10,719

F14 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F14 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F14 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 16

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 0

F20 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members.

F20 · price: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members.

F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 15

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 2,662

F19 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (18).

F19 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (18).

F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 14

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 200,358

F18 · kind: Represents a pro rata in kind distribution without consideration by CCV and CCPF to their respective partners, including their general partner, CCP.

F18 · price: Represents a pro rata in kind distribution without consideration by CCV and CCPF to their respective partners, including their general partner, CCP.

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 13

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 5,964,457

F18 · kind: Represents a pro rata in kind distribution without consideration by CCV and CCPF to their respective partners, including their general partner, CCP.

F18 · price: Represents a pro rata in kind distribution without consideration by CCV and CCPF to their respective partners, including their general partner, CCP.

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.