Tapewire

Nasdaq · USD

NTRA

Natera, Inc.

Export transactions ↓
Tapewire entity
2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2018 Filed Jul 16, 2018 22:11 UTC GrantStock Option (right to buy) · Derivative 439 $12.80 Strike: $21.59 $5,619.20
Disclosure

SEC source: 0001179110-18-009710 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439

Underlying: Common Stock · 439 shares

Expires 2028-07-12

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $5,625.00, for service on the Issuer's Board of Directors. The option represents 50% of the quarterly fee in the amount of $11,250.00, paid in stock.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 21:09 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 1,220 $12.80 Strike: $21.59 $15,616.00
Disclosure

SEC source: 0001179110-18-009759 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 1,220 shares

Expires 2028-07-12

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $15,625.00, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:34 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 23,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001179110-18-009500 · edgar.xml · derivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 23,000 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:34 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 23,000 $18.33 $421,560.10
Disclosure

SEC source: 0001179110-18-009500 · edgar.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:34 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 23,000 $9.48 $218,040.00
Disclosure

SEC source: 0001179110-18-009500 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:34 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 3,870 $18.09 $70,016.43
Disclosure

SEC source: 0001179110-18-009500 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.77 to $18.735 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 9,586 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · derivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,503

Underlying: Common Stock · 9,586 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on May 1, 2015 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 14,067 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · derivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,421

Underlying: Common Stock · 14,067 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on January 15, 2015 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 23,965 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · derivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,965 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option shares are 100% vested and exercisable.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,130 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,882

Underlying: Common Stock · 20,130 shares

Expires 2025-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on February 16, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 9,586 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,225

Underlying: Common Stock · 9,586 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 1, 2015 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 9,585 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,474

Underlying: Common Stock · 9,585 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on June 1, 2014 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 86,919 $18.00 $1,564,542.00
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29,2016.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 9,586 $3.78 $36,250.42
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 14,067 $2.66 $37,374.61
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 23,965 $1.41 $33,790.65
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 20,130 $7.45 $149,950.38
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 9,586 $3.78 $36,250.42
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 9,585 $2.66 $25,466.39
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 381 $13.95 $5,314.95
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 00:37 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 266 $13.95 $3,710.70
Disclosure

SEC source: 0001179110-18-009034 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 00:37 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 381 $13.95 $5,314.95
Disclosure

SEC source: 0001179110-18-009033 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,966

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
June 21, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,290

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 21, 2018 Filed Jun 26, 2018 01:31 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009036 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 21, 2018 Filed Jun 26, 2018 00:37 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009034 · edgar.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,290

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 21, 2018 Filed Jun 26, 2018 00:37 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 1,117 $13.95 $15,582.15
Disclosure

SEC source: 0001179110-18-009034 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 21, 2018 Filed Jun 26, 2018 00:37 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009033 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,290

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 21, 2018 Filed Jun 26, 2018 00:37 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009033 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
May 31, 2018 Filed Jun 2, 2018 00:22 UTC
Steuart JohnDirector
SaleCommon Stock 1,361 $11.59 $15,778.07
Disclosure

SEC source: 0001179110-18-007856 · edgar.xml · nonDerivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savvy Properties, L.P.

Disclosed balance after: 0

F1 · price: A total of 1,361 shares were sold at an average weighted price of $11.593, with a range from $11.54 to $11.68. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Steuart is a partner of Savvy Properties, L.P. and has shared voting and dispositive power with respect to these shares. Mr. Steuart disclaims beneficial ownership except to theextent of his pecuniary interest therein.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:20 UTC
Hawks Randall10% owner
SaleCommon Stock 9,268 $11.66 $108,064.88
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 11

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 528,231

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:20 UTC
Hawks Randall10% owner
SaleCommon Stock 827 $11.66 $9,642.82
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 10

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,151

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:20 UTC
Hawks Randall10% owner
SaleCommon Stock 1,425 $11.66 $16,615.50
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 9

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 10,719

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:20 UTC
Hawks Randall10% owner
SaleCommon Stock 994 $11.66 $11,590.04
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 8

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 0

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:20 UTC
Hawks Randall10% owner
SaleCommon Stock 9,267 $11.52 $106,755.84
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 7

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 537,499

F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:20 UTC
Hawks Randall10% owner
SaleCommon Stock 828 $11.52 $9,538.56
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 6

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,978

F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:20 UTC
Hawks Randall10% owner
SaleCommon Stock 1,424 $11.52 $16,404.48
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 5

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 12,143

F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:20 UTC
Hawks Randall10% owner
SaleCommon Stock 994 $11.52 $11,450.88
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 4

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 994

F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 14, 2018 Filed May 15, 2018 23:32 UTC
Hawks Randall10% owner
SaleCommon Stock 27,802 $11.48 $319,166.96
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 10

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 528,231

F13 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F14 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 14, 2018 Filed May 15, 2018 23:32 UTC
Hawks Randall10% owner
SaleCommon Stock 2,483 $11.48 $28,504.84
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 9

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,151

F12 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2018 Filed May 15, 2018 23:32 UTC
Hawks Randall10% owner
SaleCommon Stock 4,273 $11.48 $49,054.04
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 6

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 10,719

F9 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 14, 2018 Filed May 15, 2018 23:32 UTC
Hawks Randall10% owner
SaleCommon Stock 2,982 $11.48 $34,233.36
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 4

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 0

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment
Hawks Randall10% owner
SaleCommon Stock 9,267 $11.48 $106,385.16
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 10

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 546,766

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment
Hawks Randall10% owner
SaleCommon Stock 828 $11.48 $9,505.44
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 9

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 8,806

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment
Hawks Randall10% owner
SaleCommon Stock 1,424 $11.48 $16,347.52
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 6

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 13,568

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment
Hawks Randall10% owner
SaleCommon Stock 994 $11.48 $11,411.12
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 4

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 1,998

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC
Hawks Randall10% owner
OtherCommon Stock 2,483 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 8

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 9,634

F10 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F11 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC
Hawks Randall10% owner
OtherCommon Stock 107 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 7

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE

Disclosed balance after: 320

F9 · kind: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F10 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC
Hawks Randall10% owner
OtherCommon Stock 4,273 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 5

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 14,992

F7 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F7 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F8 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC
Hawks Randall10% owner
OtherCommon Stock 2,982 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 3

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 2,982

F4 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F4 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F5 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC
Hawks Randall10% owner
OtherCommon Stock 10,018 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 2

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 190,340

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.