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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
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1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 5,956 $24.97 $148,729.06
Disclosure

SEC source: 0001179110-18-011516 · edgar.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360,222

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.93 to $25.13 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 77,380 $24.47 $1,893,449.91
Disclosure

SEC source: 0001179110-18-011516 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366,178

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.93 to $24.925 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 38,429 $23.41 $899,553.72
Disclosure

SEC source: 0001179110-18-011516 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,558

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.93 to $23.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 4,600 $24.99 $114,963.66
Disclosure

SEC source: 0001179110-18-011514 · edgar.xml · nonDerivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.96 to $25.05 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 131,076 $24.48 $3,209,199.25
Disclosure

SEC source: 0001179110-18-011514 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,899

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.96 to $24.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 30,991 $23.27 $721,110.98
Disclosure

SEC source: 0001179110-18-011514 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,975

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.96 to $23.94 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Apr 17, 2019 01:24 UTC Amendment GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005044 · edgar.xml · derivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · balance_after: The grant of Restricted Stock Units on September 14, 2018 were not granted on September 14, 2018 and was reported in error.

Read SEC document
September 14, 2018 Filed Apr 17, 2019 01:24 UTC Amendment
HEALY JAMESDirector
GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005045 · edgar.xml · derivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · balance_after: The grant of Restricted Stock Units on September 14, 2018 were not granted on September 14, 2018 and was reported in error.

Read SEC document
September 14, 2018 Filed Apr 17, 2019 01:24 UTC Amendment GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005043 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · balance_after: The grant of Restricted Stock Units on September 14, 2018 were not granted on September 14, 2018 and was reported in error.

Read SEC document
September 14, 2018 Filed Apr 17, 2019 01:23 UTC Amendment
BOTHA ROELOFDirector · 10% owner
GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005042 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · balance_after: The grant of Restricted Stock Units on September 14, 2018 were not granted on September 14, 2018 and was reported in error.

Read SEC document
September 14, 2018 Filed Apr 17, 2019 01:23 UTC Amendment GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005041 · edgar.xml · derivative · entry 1

Driscoll Edward C. Jr. · CIK 0001646662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · balance_after: The grant of Restricted Stock Units on September 14, 2018 were not granted on September 14, 2018 and was reported in error.

Read SEC document
September 14, 2018 Filed Apr 17, 2019 01:21 UTC Amendment
Steuart JohnDirector
GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005040 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · balance_after: The grant of Restricted Stock Units on September 14, 2018 were not granted on September 14, 2018 and was reported in error.

Read SEC document
September 14, 2018 Filed Apr 23, 2019 21:35 UTC Amendment GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005127 · edgar.xml · derivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · balance_after: The grant of Restricted Stock Units on September 14, 2018 were not granted on September 14, 2018 and was reported in error.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:13 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 60,102 $25.34 $1,523,231.10
Disclosure

SEC source: 0001179110-18-011383 · edgar.xml · nonDerivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481,987

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.55 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:13 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 104,371 $24.26 $2,531,789.97
Disclosure

SEC source: 0001179110-18-011383 · edgar.xml · nonDerivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542,089

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.17 to $25.16 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 22:13 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 53,826 $24.87 $1,338,679.53
Disclosure

SEC source: 0001179110-18-011383 · edgar.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646,460

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.56 to $25.29 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,503 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,503 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are 100% vested and exercisable.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,474 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,474 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are 100% vested and exercisable.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,377 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,505

Underlying: Common Stock · 5,377 shares

Expires 2025-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on February 16, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,225 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · derivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,225 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are 100% vested and exercisable.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 13,241 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · derivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,421 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are 100% vested and exercisable.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 500 $25.61 $12,805.00
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 44,500 $25.15 $1,119,388.60
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,707

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.59 to $25.58 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 11,503 $3.78 $43,499.74
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 4,474 $2.66 $11,886.97
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 5,377 $7.45 $40,053.81
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 10,225 $3.78 $38,666.86
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:10 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 13,421 $2.66 $35,658.25
Disclosure

SEC source: 0001179110-18-011382 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:13 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 1,400 $25.60 $35,834.96
Disclosure

SEC source: 0001179110-18-011383 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,286

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.80 to $25.62 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 22:13 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 183,763 $25.13 $4,617,082.13
Disclosure

SEC source: 0001179110-18-011383 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,686

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.57 to $25.50 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:50 UTC
Steuart JohnDirector
OtherCommon Stock 128,385 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011022 · edgar.xml · nonDerivative · entry 3

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,017

F4 · kind: Pro rata distribution of 127,678 shares from Claremont Creek Partners, L.L.C., and 707 shares from Claremont Creek Partners II, L.L.C., of which the reporting person holds an economic interest in each entity.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:50 UTC
Steuart JohnDirector
OtherCommon Stock 44,417 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011022 · edgar.xml · nonDerivative · entry 2

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 49,513

F3 · kind: Pro rata distribution from Claremont Creek Partners Fund, L.P., of which the reporting person's family trust is a limited partner.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:50 UTC
Steuart JohnDirector
OtherCommon Stock 7,898 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011022 · edgar.xml · nonDerivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savvy Properties, L.P.

Disclosed balance after: 7,898

F1 · kind: Pro rata distribution from Claremont Creek Partners Fund, L.P., of which Savvy Properties, L.P. is a limited partner.

F2 · ownership.nature: Mr. Steuart is a partner of Savvy Properties, L.P. and has shared voting and dispositive power with respect to these shares. Mr. Steuart disclaims beneficial ownership except to the extent of his pecuniary interest therein

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:49 UTC OtherCommon Stock 44,731 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011021 · edgar.xml · nonDerivative · entry 1

Driscoll Edward C. Jr. · CIK 0001646662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,731

F1 · kind: Pro rata distribution from Claremont Creek Partners, L.L.C., of which the reporting person holds an economic interest in.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 12

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 11,416

F15 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9).

F15 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9).

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 11

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund 2

Disclosed balance after: 201

F14 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F14 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F14 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 469 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 10

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners II, LLC

Disclosed balance after: 0

F13 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F13 · price: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F12 · ownership.nature: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 469 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 9

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners II, LLC

Disclosed balance after: 469

F11 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9).

F11 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9).

F12 · ownership.nature: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 45,034 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 8

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 482,728

F9 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II").

F9 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II").

F16 · balance_after: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

F10 · ownership.nature: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 4,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 7

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 11,215

F8 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F8 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 175 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 6

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE

Disclosed balance after: 495

F7 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 6,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 5

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 17,714

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F6 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F6 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
SaleCommon Stock 4,880 $24.57 $119,901.60
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 4

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 0

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 4,880 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 3

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 4,880

F3 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F3 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F4 · ownership.nature: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 16,397 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 2

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 173,943

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F16 · balance_after: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC
Hawks Randall10% owner
OtherCommon Stock 483,221 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 1

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 5,178,133

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F16 · balance_after: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Feb 14, 2019 21:16 UTC
Steuart JohnDirector
OtherCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001895 · edgar.xml · nonDerivative · entry 3

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,084

F4 · kind: Pro rata distribution from Claremont Creek Partners II, L.L.C., of which the reporting person holds an economic.

Read SEC document
August 15, 2018 Filed Feb 14, 2019 21:16 UTC
Steuart JohnDirector
OtherCommon Stock 4,187 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001895 · edgar.xml · nonDerivative · entry 2

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 53,700

F3 · kind: Pro rata distribution from Claremont Creek Partners Fund, L.P., of which the reporting person's family trust is a limited partner.

Read SEC document
August 15, 2018 Filed Feb 14, 2019 21:16 UTC
Steuart JohnDirector
OtherCommon Stock 745 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001895 · edgar.xml · nonDerivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savvy Properties, L.P.

Disclosed balance after: 8,643

F1 · kind: Pro rata distribution from Claremont Creek Partners Fund, L.P., of which Savvy Properties, L.P. is a limited partner.

F2 · ownership.nature: Mr. Steuart is a partner of Savvy Properties, L.P. and has shared voting and dispositive power with respect to these shares. Mr. Steuart disclaims beneficial ownership except to theextent of his pecuniary interest therein.

Read SEC document
July 13, 2018 Filed Jul 16, 2018 22:11 UTC
Steuart JohnDirector
GrantStock Option (right to buy) · Derivative 1,093 $12.80 Strike: $21.59 $13,990.40
Disclosure

SEC source: 0001179110-18-009711 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093

Underlying: Common Stock · 1,093 shares

Expires 2028-07-12

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $14,000.00, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.