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Nasdaq · USD

NTNX

Nutanix, Inc.

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3296
SEC CIK
0001618732
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202607

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 6

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2022-11-15

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 5

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-11-15

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherEmployee Stock Option (right to buy) · Derivative 248,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,000

Underlying: Class B Common Stock · 248,000 shares

Expires 2021-12-08

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherEmployee Stock Option (right to buy) · Derivative 248,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 248,000 shares

Expires 2021-12-08

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherClass B Common Stock · Derivative 102,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

Underlying: Class A Common Stock · 102,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F2 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherCommon Stock 102,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:30 UTC
Potti SunilChief Product/Development Ofcr
OtherRestricted Stock Units · Derivative 800,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031283 · doc4.xml · derivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Class B Common Stock · 800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F2 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:30 UTC
Potti SunilChief Product/Development Ofcr
OtherRestricted Stock Units · Derivative 800,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031283 · doc4.xml · derivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F2 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 12

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class B Common Stock · 500,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F7 · derivative.expiration_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 11

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F7 · derivative.expiration_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherEmployee Stock Option (right to buy) · Derivative 900,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 10

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Class B Common Stock · 900,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. As of the date of this report, 525,000 shares subject to the option are fully vested and the remaining 375,000 shares vest in 30 equal monthly installments beginning on November 1, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherEmployee Stock Option (right to buy) · Derivative 900,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 9

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. As of the date of this report, 525,000 shares subject to the option are fully vested and the remaining 375,000 shares vest in 30 equal monthly installments beginning on November 1, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherEmployee Stock Option (right to buy) · Derivative 370,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 8

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,000

Underlying: Class B Common Stock · 370,000 shares

Expires 2023-05-13

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherEmployee Stock Option (right to buy) · Derivative 370,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 7

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 370,000 shares

Expires 2023-05-13

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class B Common Stock · 40,000 shares

Expires 2022-03-15

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2022-03-15

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherClass B Common Stock · Derivative 180,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 180,000

Underlying: Class A Common Stock · 180,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F2 · ownership.nature: The shares are held of record by The Sudheesh Vadakkedath 2015 GRAT dated November 21, 2015 for which the Reporting Person serves as trustee.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherClass B Common Stock · Derivative 327,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,500

Underlying: Class A Common Stock · 327,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherCommon Stock 180,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F2 · ownership.nature: The shares are held of record by The Sudheesh Vadakkedath 2015 GRAT dated November 21, 2015 for which the Reporting Person serves as trustee.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:28 UTC OtherCommon Stock 327,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherRestricted Stock Units · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 16

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Class B Common Stock · 600,000 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F10 · derivative.exercise_date: On April 28, 2017, 450,000 RSUs vest and become issuable and the remaining RSUs vest in four equal quarterly installments beginning on July 15, 2017.

F10 · derivative.expiration_date: On April 28, 2017, 450,000 RSUs vest and become issuable and the remaining RSUs vest in four equal quarterly installments beginning on July 15, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherRestricted Stock Units · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 15

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F10 · derivative.exercise_date: On April 28, 2017, 450,000 RSUs vest and become issuable and the remaining RSUs vest in four equal quarterly installments beginning on July 15, 2017.

F10 · derivative.expiration_date: On April 28, 2017, 450,000 RSUs vest and become issuable and the remaining RSUs vest in four equal quarterly installments beginning on July 15, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 14

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class B Common Stock · 500,000 shares

Expires 2026-09-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F8 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on October 16, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 13

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2026-09-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F8 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on October 16, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherEmployee Stock Option (right to buy) · Derivative 705,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 12

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,000

Underlying: Class B Common Stock · 705,000 shares

Expires 2022-06-12

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherEmployee Stock Option (right to buy) · Derivative 705,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 11

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 705,000 shares

Expires 2022-06-12

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherEmployee Stock Option (right to buy) · Derivative 886,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 10

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,000

Underlying: Class B Common Stock · 886,000 shares

Expires 2022-03-27

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherEmployee Stock Option (right to buy) · Derivative 886,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 9

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 886,000 shares

Expires 2022-03-27

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherClass B Common Stock · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 8

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F5 · ownership.nature: The shares are held of record by The Swapna Pandey 2014 Irrevocable Descendant's Trust for which the Reporting Person serves as trustee.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherClass B Common Stock · Derivative 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 7

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,000,000

Underlying: Class A Common Stock · 2,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F4 · ownership.nature: The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherClass B Common Stock · Derivative 2,500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 6

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,500,000

Underlying: Class A Common Stock · 2,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F3 · ownership.nature: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherClass B Common Stock · Derivative 4,756,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 5

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,756,592

Underlying: Class A Common Stock · 4,756,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherCommon Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · nonDerivative · entry 4

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · ownership.nature: The shares are held of record by The Swapna Pandey 2014 Irrevocable Descendant's Trust for which the Reporting Person serves as trustee.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherCommon Stock 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · nonDerivative · entry 3

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · ownership.nature: The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherCommon Stock 2,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · ownership.nature: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:23 UTC
Pandey DheerajDirector · CEO and Chairman
OtherCommon Stock 4,756,592 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031274 · doc4.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:29 UTC
Mirani RajivSVP, Engineering
OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 6

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class B Common Stock · 300,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:29 UTC
Mirani RajivSVP, Engineering
OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 5

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:29 UTC
Mirani RajivSVP, Engineering
OtherEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 4

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class B Common Stock · 250,000 shares

Expires 2023-07-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:29 UTC
Mirani RajivSVP, Engineering
OtherEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2023-07-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:29 UTC
Mirani RajivSVP, Engineering
OtherClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F2 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:29 UTC
Mirani RajivSVP, Engineering
OtherCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:35 UTC
Ting HowardChief Marketing Officer
OtherRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031292 · doc4.xml · derivative · entry 10

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class B Common Stock · 150,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on April 1, 2017.

F7 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on April 1, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:35 UTC
Ting HowardChief Marketing Officer
OtherRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031292 · doc4.xml · derivative · entry 9

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on April 1, 2017.

F7 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on April 1, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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October 05, 2016 Filed Oct 5, 2016 20:35 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031292 · doc4.xml · derivative · entry 8

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class B Common Stock · 200,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:35 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031292 · doc4.xml · derivative · entry 7

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:35 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031292 · doc4.xml · derivative · entry 6

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class B Common Stock · 300,000 shares

Expires 2022-11-15

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 1, 2013 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:35 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031292 · doc4.xml · derivative · entry 5

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2022-11-15

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 1, 2013 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:35 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.05 $0.00
Disclosure

SEC source: 0000899243-16-031292 · doc4.xml · derivative · entry 4

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class B Common Stock · 10,000 shares

Expires 2021-04-13

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:35 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.05 $0.00
Disclosure

SEC source: 0000899243-16-031292 · doc4.xml · derivative · entry 3

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-04-13

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.